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Additional Shareholder Information
SUBSTANTIAL SHAREHOLDERS
The names of the substantial shareholders listed in the Company register as at 7 September 2022 are as follows:
Shareholder Shares 1
Andrew Pumphrey Holland International Pty Ltd <Holland Family A/C> 43,324,000 11,100,000
1 Percentages are as per the most recent substantial shareholder notice lodged by the substantial holder.
%1
34.1 9.7
DISTRIBUTION OF SHAREHOLDERS
The distribution of members and their holdings of equity securities in the Company as at 7 September 2022 was as follows:
Range of holding Shareholders Number of Ordinary Shares %
1 – 1,000 1,001 – 5,000 5,001 – 10,000 10,001 – 100,000 100,001 and over
Totals 14
1,748 0.00 115 411,753 0.32 167 1,370,093 1.08 365 14,330,715 11.28 169 110,885,691 87.32
830 127,000,000 100 .00
The number of shareholders with less than a marketable parcel of fully paid shares based on a closing price of $0.11 is 103 holding in total 285,103 shares.
UNQUOTED SECURITIES
Securities
Options exercisable at $0.375, expiry 4 Feb 2024 Options exercisable at $0.375, expiry 4 Feb 2026
1 5,475,000 options held by CG Nominees (Australia) Pty Ltd 2 2,000,000 options held by each of: – Andrew Pumphrey – Parkview Super Nominees Pty Ltd <Parkview Super A/C> (Jeffrey Williams) – AJTSF Pty Ltd <AJT Super Fund> (Andrew Tudor) – Holland International Pty Ltd <Holland Family A/C> (Martin Holland)
RESTRICTED SECURITIES
Securities
Escrowed for 24 months from quotation
Number of Options
5,725,000 8,000,000
Number of Holders
2 4
Holders with more than 20%
11
42
Ordinary Shares Unlisted Options
Broker Options (unlisted)
57,284,000 8,000,000 5,725,000
VOTING RIGHTS (ORDINARY SHARES)
In accordance with the Company’s Constitution, on a show of hands every member present in person or by proxy or attorney or duly authorised representative has one vote. On a poll every member present in person or by proxy or attorney or duly authorised representative has one vote for every fully paid ordinary share held.
TWENTY LARGEST SHAREHOLDERS
The names of the twenty largest shareholders of the fully paid ordinary shares of the Company as at 7 September 2022 are as follows:
Name
ANDREW IAN PUMPHREY HOLLAND INTERNATIONAL PTY LTD <HOLLAND FAMILY A/C> BEDIVERE HOLDINGS PTY LTD <THE GLASTONBURY A/C> HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED MR RODNEY OWEN CLIFFORD MR PAUL DUREY MR CAINE WILLIAM JACKSON & MRS ARLA BERTILLE JACKSON PARKVIEW SUPER NOMINEES PTY LTD <PARKVIEW SUPERANNUATION A/C> DIRDOT PTY LIMITED MR JOSEPH NEIL MULHERN VISS HOLDINGS PTY LTD <STYLER INVESTMENTS A/C> HUNTER HOLDINGS PTY LTD <THE ANDREWS SUPER FUND A/C> BROJO INVESTMENTS PTY LTD <B&J LYONS FAMILY A/C> MR PETER HOWELLS TIN YING PTY LTD MR SIMON ANDREW TESTER MR MARTIN CHRISTOPHER HOLLAND MR ROBERT JOHN ANDERSON & MRS LEONIE GAYLE ANDERSON <ROBERT ANDERSON S/F A/C> SUPERHERO SECURITIES LIMITED <CLIENT A/C> SUNSET CAPITAL MANAGEMENT PTY LTD <SUNSET SUPERFUND A/C>
Totals
Number of Ordinary Fully Paid Shares
% Held of Issued Ordinary Capital
43,324,000 34.11% 10,812,500 8.51% 3,208,500 2.53% 2,524,993 1.99% 1,583,876 1.25% 1,556,000 1.23% 1,295,368 1.02% 1,187,500 0.94% 1,110,000 0.87% 1,062,000 0.84% 1,000,000 0.79% 947,949 0.75% 900,000 0.71% 900,000 0.71% 840,115 0.66% 710,352 0.56% 700,000 0.55%
675,500 0.53% 673,682 0.53% 640,000 0.50%
75,652,335 59 .58%
ON MARKET BUY-BACK
There is no current on market buy-back for any of the Company’s securities.
INFORMATION PURSUANT TO LISTING RULE 4.10.19
Between the date of the Company’s admission to the official list of the ASX on 4 February 2021 and the end of the reporting period on 30 June 2022, the Company used its cash and assets in a form readily convertible to cash that it had at the time of admission in a way consistent with its business objectives.