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Disclaimer:
This document has been produced with the financial assistance of the European Union (EU) under a joint partnership between the EU and the Secretariat of the African, Caribbean, and Pacific Group of States, globally coordinated by UN Environment, with project activities implemented by CARICOM Secretariat in the Caribbean region. The contents of this report do not necessarily reflect the views or policies of the CARICOM Secretariat, or contributing individuals or institutions. The views expressed herein can in no way be taken to reflect the official opinion of the European Commission or the United Nations Environment Programme (UNEP).
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FOREWARD
Caribbean Community (CARICOM) State of Multilateral Environmental Agreements (MEAs) Implementation and Achievement Booklet
For the past three decades, governments of CARICOM Member States have been engaging in international fora to ensure the survival of the species and ecosystems that underpin human civilization. We know that our planet is in crisis, and consequently, people are in crisis. Human existence relies on having clean air, food and a habitable climate, all of which are regulated by the natural world. For example, 95% of the food we eat is produced in the soil, yet up to 40% of the world’s land is severely degraded by unsustainable agricultural practices. Agriculture contributes as much as 18% of total GDP for most CARICOM countries and biodiversity is the foundation of the agroeconomy. More than half of global GDP – estimated at US$41.7 trillion – is dependent on the healthy functioning of the natural world.
Within the past five years, the challenges associated with sustainable management of chemicals and waste in the Caribbean have escalated. This highlights the urgency of promoting the enforcement of environmental treaties to which Member States are signatories. The goals and targets promoted in those Treaties can influence policies and legislative frameworks to effectively implement related commitments made by CARICOM Member States. Supporting the implementation of MEAs in the chemicals and waste and biodiversity cluster by identifying gaps, and building capacity to close these gaps at the national and regional levels bolsters the development of stronger compliance and enforcement measures. This will help Member States address the challenges associated with the sound management of chemicals and waste, as well as loss of biodiversity.
FOREWARD
The CARICOM Secretariat, along with partner organisations - the European Union, the Organization of African, Caribbean and Pacific States (OACPS), and United Nations Environment Programme (UNEP) - have been utilising optimal opportunities as the Caribbean Hub of the Capacity Building relating to Multilateral Environmental Agreements in African, Caribbean and Pacific (ACP) Countries Project (ACP MEAS) to promote urgency of action at the highest levels. Such initiatives directly support strengthening environmental governance and supporting MEAS that will contribute to safeguarding the Community’s natural resources.
CARICOM’s diverse geography, which includes Small Islands and Low-lying Coastal Developing States (SIDS), makes the Region an outstanding global center of biodiversity. The people and the economies of CARICOM rely significantly on terrestrial and marine ecosystems for their livelihoods. Farming, fishing, forestry, and tourism are all important economic sectors in the Region and are heavily dependent on the wealth of plants, animals, and other natural resources. However, overuse and deterioration of the region’s natural resources are clear and present threats. Land degradation and desertification, caused by depletion in the soil quality and land utility, negatively impact food production and livelihoods.
These events are compounded by prolonged instances of deforestation, poor agricultural practices, and pollution due to poor solid waste disposal, and adversely impact human and environmental health. Land-based sources of pollution, including runoff of agricultural pesticides and fertilizers, contribute to the degradation of mangroves, coral reefs, and other vital coastal and marine ecosystems. Caribbean SIDS are also facing the brunt of global environmental change, yet are limited in their capability to respond to these hazards due to shortcomings in human, technological, and financial capacity.
Our current reality presents a well-known challenge, as we continue to grapple with our economic, social and environmental vulnerabilities. It is therefore timely that, as a community, we re-examine our relationship with nature, recognising that despite all our advances, we will always remain dependent on healthy and vibrant ecosystems for our water, food, medicines, clothes, fuel, shelter and energy.
Taking stock of the status of implementation of the MEAS which address these challenges at the global level through national and regional action is important. This publication is therefore a critical step in effective environmental monitoring via data acquisition, processing, and reporting on key criteria. Its global relevance is reflected in its alignment with the goals, targets and indicators of the Sustainable Development Goals, Kunming Montreal Global Biodiversity Framework and Chemicals and Waste cluster of MEAs.
The analytical approach undertaken in this review will help to provide a status on the achievements and assessment of MEAs reporting in CARICOM Member States, along with a framework for ongoing assessment and capacity development. The expectation is that it will be used to continue to generate much needed discussion on safeguarding our biodiversity resources at the national and regional level.
Lead Author: DE Design + Environment Inc. – Dr. David N. Oswald
Contributing Author: DE Design + Environment Inc. – Dr. Agnes Balazsi
Design and Layout: DE Design + Environment Inc. – Lisa Edward
Virtual Consultation Participants: D. Allen, C. Amoroso, M. Astwood, A. Bellamy, T. Braithwaite, S. Browne, J. Crandon, S. Cruz, J. Edmund, L. Evans, J. Franco, J. Gabriel, P. Gangaram Panday, K. Gardiner, T. Glod, P. Haynes, J. John-Norville, R. Kanhai, M. Livan, , T. Maharaj, T. McNichols, S. Miller Cartwright, L. Morton, E. Parry, R. Payne, P. Pile, A. Prevatt, C. Prospere, D. Ramkhelawan, A. Reeves, L. Sampson, L. Sosa, C. Valcin, F. Wiggins, and V. Wood
Support: The CARICOM Secretariat gratefully acknowledges the European Union for financial support delivered through the ACP MEAs project.
Citation: CARICOM Secretariat
State of MEAs Implementation and Achievement Report
Front Page Photo Credit: Molly Jimenez/iStock
EXECUTIVE SUMMARY
Multilateral Environmental Agreements (MEAs) are essential elements to achieving global sustainable development and are particularly important for Caribbean Small Island Developing States (SIDS) as they help to identify critical vulnerabilities as well as opportunities. This project focuses on three Biodiversity MEAs (Convention on Biological diversity (CBD), Convention on the Illegal Trade of Endangered Species (CITES), Convention on Migratory Species (CMS)) and four chemicals MEAs (Basel, Rotterdam, Stockholm, and Minamata) and provides an assessment of their state of implementation; the environmental data gaps they have, and national, regional, and international data sources they may use; and provides a monitoring framework which can be used to rapidly evaluate their implementation.
The recent adoption of the Global Biodiversity Framework (GBF) for the CBD at COP 15 in December of 2022 makes this a particularly important time for such an evaluation because this new set of ambitious targets and goals requires clear oversight and monitoring for implementation. CITES and CMS are closely linked to the CBD and similarly require status review and efficient and effective ways of assessing implementation. Planetary boundaries for biodiversity and ecosystem health are being reached and these biodiversity MEAs help to guide policy development which can help to reduce ecological degradation and promote global biospheric integrity.
Harmful chemicals such as persistent organic pollutants (POPs) and mercury-containing compounds can have extremely deleterious effects on human and ecosystem health. The chemicals MEAs address a variety of aspects of their use, transport, regulation, and the recognition of the risks they pose. There is a cross section of organizations and involved with their management such as environmental agencies, customs and border control, and industrial regulators, and cross cutting implementation of these MEAs is important to ensuring their efficacy. Therefore assessing the status of their implementation requires broad consultation and review of pertinent literature.
This report summarizes the results of an extensive literature review and virtual stakeholder consultations which focused on evaluating the strengths and weaknesses and any key issues that exist with each of their implementation in Caribbean SIDS. Several important concerns are noted, and suggestions are made to address them. A monitoring framework for MEA implementation is proposed for all the Conventions assessed (and potentially other MEAs). The objective with the monitoring framework is to be able to formulate a high-level diagnostic across key indicators which could potentially be applied in several Caribbean SIDS to get a regional perspective on MEA implementation.
The initial responses to the monitoring framework and the evaluation of biodiversity MEAs by biodiversity MEA focal points and national statistical office (NSO) representatives who attended a regional workshop was positive but also highlighted the complexity of establishing a representative assessment of implementation with an abbreviated set of high-level data points. Therefore, this report should be considered a first step in a longer process of assessing the efficacy and efficiency of biodiversity and chemicals MEAs implementation in the Caribbean SIDS.
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ABBREVIATIONS
ACP African, Caribbean, and Pacific (States)
ASGM Artisanal and Small-Scale Gold Mining
BCRC Basel Convention Regional Centre
BIOPAMA Biodiversity and Protected Areas Management
BRI Biodiversity Research Institute
BRSM Basel, Rotterdam, Stockholm, and Minamata (Conventions)
CAHFSA Caribbean Agriculture Health and Food Safety Agency
CANARI Caribbean Natural Resources Institute
CARICOM Caribbean Community
CARPHA Caribbean Public Health Agency
CBD Convention on Biological Diversity
CEP Caribbean Environment Program
CITES Convention on International Trade in Endangered Species
CLME+ Caribbean Large Marine Ecosystem
CMS Convention on Migratory Species
CRFM Caribbean Regional Fisheries Mechanism
ECOFEL Egmont Centre of FIU Excellence and Leadership
EPIC Environmental Protection in the Caribbean
EU European Union
FAO Food and Agriculture Organization
GBIF Global Biodiversity Information Facility
GEF Global Environmental Facility
GMOS Global Mercury Observation System
GMP Global Monitoring Program
HR Human Resources
IAF Inter-American Foundation
IAS Invasive Alien Species
ICCM International Conference on Chemicals Management
ICLEI International Council for Local Environmental Initiatives
IDB Interamerican Development Bank
INTERPOL International Criminal Police Organization
IUCN International Union for Conservation of Nature
LAC Geographic Latin America and Caribbean Geographic
M&E Monitoring and Evaluation
MAPs Mercury-Added Products
MEAs Multilateral Environmental Agreements
MIA Minamata Convention Initial Assessment
MS Migratory Species
MTTC Marine Turtle Tagging Centre
NBSAP National Biodiversity Strategic Action Plan
NIP National Implementation Plan (Stockholm Convention)
NGO Non-Governmental Organization
NSO National Statistical Organization
OAS Organization of American States
ODA Official Development Assistance
OECD Organization for Economic Co-operation and Development
OECS Organization of Eastern Caribbean States
PAs Protected Areas
PAHO Pan American Health Organization
PIC Prior Informed Consent
POPs Persistent Organic Pollutants
SDGs Sustainable Development Goals
SOS Save our Sea Turtle
SPAW Special Protected Areas and Wildlife
TBM Transboundary Movement
TNC The Nature Conservancy
UNCCD United Nations Convention to Combat Desertification
UNCTAD United Nations Conference on Trade and Development
UNECLAC United Nations Economic Commission for Latin America and the Caribbean
UNEP United Nations Environment Program
UNEP GRID United Nations Environment Program Global Resource Information Database
UNEP ROLAC United Nations Environment Program Regional Office for Latin America and the Caribbean
UNFCCC United Nations Framework Convention on Climate Change
UNIDO United Nations Industrial Development Organization
UN ILO United Nations International Labour Organization
UN WCMC United Nations World Conservation Monitoring Centre
UPOPs Unintentional Persistent Organic Pollutants
WBCSD World Business Council for Sustainable Development
The populations and environments in island nations in the wider Caribbean are facing increasing threats that are brought about by various drivers of change. These include demographics, and economic growth, along with environmental change induced from climate change and other factors. Impacts on the environment include loss of biodiversity and habitat, sea level rise, coastal erosion, and ecological degradation. Socio-economic risks are growing because of environmental changes and some notable examples include threats to the tourism industry, faltering food security, and disruption of economies due to natural disturbances.
Multi-lateral Environmental Agreements (MEAs) are legal instruments with binding effects on countries that have agreed to become parties. They are also avenues through which global agreements and direction can be achieved on critical environmental and sustainable development issues such as climate change, loss of biodiversity, management of harmful chemicals, and the degradation of land. Meeting the directives set out in MEAs requires evidence-based reporting using information gathered from, and shared between, various governmental agencies and organizations.
This project falls within the third phase of the Action for Capacity Building Related to Multilateral Environmental Agreements (MEAs) Project. The first two phases focused on mainstreaming environmental management issues into institutions and national development plans of various Caribbean African Caribbean and Pacific (ACP) countries. The third phase builds upon the results achieved in the previous phases and will foster support and capacity for the effective implementation, enforcement, monitoring and reporting of MEAs and related commitments in the chemicals and waste clusters as well as biodiversity commitments.
Objectives
This project seeks to achieve these outcomes:
• Enhanced capacity, processes and infrastructure to enforce and comply with selected MEAs related to biodiversity and chemicals and waste.
• Improved national frameworks, legislations and mechanisms for the effective implementation of MEAs related to biodiversity and chemicals waste.
• Improved knowledge, knowledge sharing, guidelines and mechanisms for the effective implementation of MEAs related to biodiversity and chemicals and waste.
• Effective communications, outreach and awareness-raising increases stakeholder engagement, including political will among decision-makers.
The activities and outputs of this project align with the achievement of the Sustainable Development Goals (SDGs) in the beneficiary countries. The SDGs of particular interest are:
• SDG 2: Zero Hunger
• SDG 3: Good Health and Well-being
• SDG 6: Clean Water and Sanitation
• SDG 12: Responsible Consumption and Production
• SDG 13: Climate Action
• SDG 14: Life Below Water
• SDG 15: Life on Land
• SDG 16: Peace, Justice, and Strong Institutions
• SDG 17: Partnerships for the Goals
Synergy between reporting on these SDGs and the MEAs linked to chemicals and waste and biodiversity were examined throughout the project.
The Basel Convention on the control of transboundary movements of hazardous wastes and their disposal
Rotterdam Convention on the Prior Informed Consent Procedure for Certain Hazardous Chemicals and Pesticides in International Trade
Chemicals and Waste
Stockholm Convention on Persistent Organic Pollutants
Biodiversity
United Nations Convention for Biological Diversity (CBD)
Convention on Migratory Species (CMS)
Minamata Convention on Mercury
Convention on International Trade in Endangered Species of Fauna and Flora (CITES)
ASSESSMENT OF BIODIVERSITY MEA s REPORTING
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The literature review revealed many challenges the countries faced while implementing biodiversityrelated MEAs. Several are general issues that developing countries are confronted with, while others are region-specific problems that need focused attention. There are some persistent challenges that appear to continuously plague countries across the Caribbean, but incremental progress can be observed on a country-by-country basis, often dictated by national circumstances. Assessing progress on biodiversity-related MEA reporting is difficult in the sense that simply looking at the required reports may not provide a comprehensive assessment of the situation. Consulting a cross section of literature, in addition to the required MEA reports, revealed pressing issues. These results can be triangulated with the input gathered through the stakeholder consultation meetings.
Photo:A
Overall Challenges
• Inadequate financial resources for biodiversity conservation, especially actionable habitat and species conservation measures. Dependence on external resources, not just regarding financing, but also specialists, expertise, and technology in habitat and species conservation.
• Acceptance and integration of biodiversity management and conservation into other sectorial policies and decisions (i.e. mainstreaming) is still a considerably lacking at the national level.
• Economic development agendas are often a priority over the NBSAPs. Growth-oriented economic policies dominated environmental decisions to the detriment of sustainable consumption and production of ecosystem goods and services.
• Responsible institutions (reporting agencies and Focal Points) are underfinanced and lack human resource capacity. Inadequate institutional support for implementation, including legislation, data management systems, and ongoing monitoring and evaluation (M&E) of biodiversity MEAs implementation.
• Linkages between CBD, CITES, CMS and the other two Rio Conventions (UNFCCC, UNCCD) must be strengthened.
• Most countries lacked a central repository for up-to-date environmental data and information. Some countries have realized significant achievements be developing their own environmental data portals. There remain issues with a lack of standardized methodologies for collecting and storing environmental data.
• Sustained effort and investment in public awareness and engagement with biodiversity-related issues is a challenge. Various organizations are working in different capacities on this issue –NGOs, government agencies, academic institutions, but integrated and upscaled efforts are required.
• NGOs and other organizations complement the capacities and efforts of governmental agencies, but cooperation appears to occur on an ad hoc basis rather than through systematic and strategic plans and programs. NGOs need stable sources of support and financing from governmental and other sources.
CBD Key Issues
1. Slow but steady progress in realizing biodiversity governance infrastructure and means for biodiversity conservation (e.g., habitat and species mapping, establishing protected area networks, establishing responsible entities and management plans for them, conservation of some species/ habitats, monitoring for many species, but very few centralised monitoring systems).
2. Self-evaluation for many countries showed partial-, insufficient- or unknown progress in meeting self-established targets set out by the CBD.
3. NBSAPs ended recently or are approaching the last year, so a new cycle of plans must be delivered in the upcoming years. The expectations/formats have changed globally, so the new plans must align with the Global Biodiversity Framework.
4. CBD reports varied in format, length, language, and the quality of information provided. The 6th National Reports were more standardized but still offered space for vague information compared to the CITES or CMS reporting formats (old ones).
5. The last NBSAPs were straightforward and contained quantifiable actions, responsible institutions, estimated periods of implementation, and costs.
6. Chances that biodiversity will be included in sectorial planning and used in decisionmaking were improved.
7. Some countries still used the same information for reporting as written for the NBSAPs (copy-paste) or used great concepts such as ecosystem services, sustainability, and green economy, with fewer real measures reported.
8. Data collection, monitoring systems, and environmental information systems need practical improvements.
CITES Key Issues
1. CITES information on international data portals is quasi-outdated for all countries, where the last reports cover the period of 2019-2021. Most reports were not accessible for public consultation; others were general with very little information about the actions taken.
2. A new reporting system is in place. The following 1-2 years might reveal more specific information about CITES species and the efforts implemented in the Caribbean Region.
3. Improvements for conservation of the Queen Conch under the international project Seizing the trade and business potential of Blue BioTrade products for promoting sustainable livelihoods and conservation of marine biodiversity in selected Eastern Caribbean States in Grenada, Saint Lucia, Saint Vincent, and the Grenadines1. This is a good example of a species-focused intervention which was well-documented.
4. Most countries were in the process of improving legislation2 (CITES Country Profiles, 2023). Countries with legislation accepted by the Secretariat of CITES were the Bahamas, Barbados, Guyana, Jamaica, and Saint Kitts and Nevis.
5. Export quotas were established for Belize3 (CITES Export Quotas for Belize, 2023), Guyana4 (CITES Export Quotas for Guyana, 2023), Jamaica5 (CITES Export Quotas for Jamaica, 2023), and Suriname6 (CITES Export Quotas for Suriname, 2023).
CMS Key issues
1. CMS is relevant only for Antigua and Barbuda and Trinidad and Tobago; both countries have a report from 2019 with available information about species’ major threats, challenges, and needs for implementing this policy.
2. The literature review was limited to only a few sources with poor data. Some positive examples were mentioned for Antigua and Barbuda, but the measures reported still have a generalist approach to the CMS. The main difficulties relate to shortcomings in financial, human resource, and technical capacity7 (Government of Antigua and Barbuda, 2019).
3. Trinidad and Tobago initiated the removal of five migratory waterfowl from the list of game species and have implemented conservative (e.g., beach patrols of locals for Leatherback turtles), educative, and legislative actions for some of the species.
4. A recent project started for (FAO, 2023) Strategies, Technologies, and Social Solutions to manage By-catch in Tropical Large Marine Ecosystem Fisheries Project in Barbados, Guyana, Suriname, and Trinidad and Tobago8.
Stakeholder Consultation Results
A virtual stakeholder consultation process was conducted in which biodiversity focal points were asked a series of questions and provided an opportunity to share their perspective. A rapid evaluation of eight questions was conducted using online polls during the meeting. The results for four of the questions are shown below and on the right:
How well are the CBD/CITES reports and the information within them communicated / disseminated in your country on a scale of 1 to 5? How can each be improved? What are the key overall issues?
What is the status of environmental data acquisition for CBD/CITES on a scale of 1 to 5? How can each be improved? What are the key overall issues?
What is the status of environmental data processing for CBD/CITES on a scale of 1 to 5? How can each be improved? What are the key overall issues?
Data Sharing
What is the status of human resource capacity for CBD/CITES reporting on a scale of 1 to 5? How can each be improved? What are the key overall issues?
CBD/CITES Data Processing
CBD/CITES HR Capacity
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Key Overall Issues
• Monitoring levels of persistent chemical pollutants requires consistent temporal analysis of multiple media (air, water, soil, blood, tissue, milk) with sufficient spatial resolution. The costs of such monitoring campaigns can be extremely prohibitive in developing countries.
• Variability of data in the region and its low recurrence in the same locations makes it difficult to detect trends
• Logistical issues have caused some changes in location of in-situ monitoring sites which make it difficult to have consistent data that can be used to assess trends.
• Most of the scientific research that is used to support back trajectory analysis (which can be used to identify trends) refers to other parts of the world, making it difficult to apply to the Caribbean region due to improper model parameterization
• Financial resources are lacking for sophisticated analysis that requires highly skilled personnel and for fundamental analysis performed using active sampling and passive air monitoring
• The bulk of financing for existing monitoring activities comes from external sources rather than nationally financed programs leading to inconsistencies and discontinuities in chemicals waste monitoring program operation
• Technological capacity for laboratory analysis has increased over time, largely through the implementation of UNEP/GEF projects. Although progress has been made, regional labs still fall behind in their interlaboratory performance exercises, indicating that further support is required. This is particularly important as Conventions progressively add new chemicals/compounds to their lists
• Regional Action Plans (RAPs) are required for some chemicals-waste MEAs, particularly those that require large scale spatial and temporal monitoring such as for POPs (Stockholm Convention). Data is required from Caribbean countries to ensure quality monitoring.
• Education and awareness training pertaining to harmful chemicals is required to help people be more aware of the risks they pose to humans and ecosystems
Basel Convention Key Issues
The Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal is the most comprehensive environmental agreement on hazardous and other wastes, so some of the issues faced with its implementation are addressed in more detail with the other conventions.
1. Actions under the Basel Convention at the country level are to align with the SDGs (particularly 12.4 and 12.5) therefore there needs to be data sharing and collaboration with in-country groups who are responsible for progress on the SDGs
2. Verifiable baseline data is required to assess progress on various targets. Sound sources of data are therefore required for this in addition to monitoring processes and systems.
3. Data availability is a critical issue. Clear sources of data need to be mapped with those that have been used consistently given priority, and additional sources identified.
4. Clear communication and understanding of both process and outcome indicators needs to be established for all key stakeholders. This will facilitate collective action towards advancing the objectives of the Basel Convention.
5. PIC (Prior Informed Consent) should be emphasized as one of the key elements of addressing TBM (transboundary movement) of waste. As outlined in the strategic framework for implementation of the Basel Conventions9 (Basel Convention, 2023).
6. National legislation needs to align with the objectives of the Basel Convention. As the move towards a life cycle, or circular economy approach, should be reflected in national legislation.
Rotterdam Convention Key Issues
1. Considering that the Rotterdam Convention is an ‘early warning system’ for potentially inbound harmful chemicals, attention must be paid to the process of informing and consent. Ongoing training and capacity development is required to ensure PIC (Prior Informed Consent) is upheld. In-country personnel need this knowledge and experience (Basel, Rotterdam, Stockholm Conventions, 2023)10
2. Risk assessment methodologies and processes must be continuously updated with changing chemicals and changing environmental conditions (i.e. climate change impacting processes).
3. Firm regulatory measures/tools are required for in-country agencies to apply when Convention procedures are not followed (e.g. dangerous chemicals are imported without notification), or when restricted substances are used, posing scientifically based risks to people (e.g. insecticides, crusticides, paint thinners, etc). Studies have shown that ratification of the Rotterdam Convention has led to roughly a 7% reduction of imports of hazardous chemicals, but this is based on there being sound environmental policies in the country11 (Nunez-Rocha and Martinez-Zarzoso, 2019). Enforcing regulations remains a challenge in the Caribbean despite the proven positive effects.
4. Public education and awareness of the human and ecological health risks of pesticides is an ongoing challenge. More in-country efforts are required to sensitize the public to these risks12. (Fernandez, 2007)
5. Practical training on harmful chemical use and naming for farmers is required13 (FAO, 2023)
Stockholm Convention Key Issues
1. Monitoring for POPs requires consistent sampling over time and space. This has proven to be a challenge in the Caribbean region14 (Stockholm Convention on Persistent Organic Pollutants, 2021).
2. Laboratories in the Caribbean have had capacity developed through GEF projects but there remain shortcomings in capability as demonstrated by translaboratory exercises with labs in Europe (Stockholm Convention on Persistent Organic Pollutants, 2021)14
3. Ongoing capacity development is required as new chemical compounds are added to the watch list. Financial resources are required to ensure this continues sustainably.
4. Caribbean countries are particularly vulnerable due to small land masses and high population density making risk of chemical exposure greater
5. Weak institutional capacity and inadequate regulatory frameworks have led to limited POPs management in the region15 (UNIDO, 2018)
6. Chemicals waste management plans need to be updated on an ongoing basis and POPs inventories are required
7. Strategies for dealing with UPOPs (unintentionally produced POPs) are required, involving assessment of waste disposal and incineration (medical especially) (UNIDO, 2018)15
Minamata Convention Key Issues
Even though there is progress being made in reporting both by Parties and non-Parties to the Minamata Convention, there remain distinct challenges that need to be addressed:
1. There are significant data gaps. A lack of quality data was reported in most of the National Reports and National Implementation plans. The reasons varied and were largely contextual. For example in Guyana, a large component of mercury use is in the ASGM (Artisanal and Small-Scale Mining) sector. A significant portion of this sector is comprised of “Pork Knockers / Punters”, which are very smallscale miners – often having only a few people in their operation. Data pertaining to these operations was scarce (Government of Guyana, 2021)16
2. Formulation of new legislation and policy remains to be a challenge in some countries. Saint Lucia noted that greater legal, institutional, and technical capacity for managing the import and disposal of MAPs (MercuryAdded Products) as well as enforcing standards for mercury content of MAPs is required17 (Government of Saint Lucia, 2021). Suriname indicated in their First Full National Reports of the Minamata Convention on Mercury 2021 that they were still in the process of creating the necessary decrees regarding mercury emissions.
3. Public awareness related to the risks of mercury exposure is an issue, as is awareness of new methods and technologies which avoid the use of mercury. It was noted that in Guyana there have been GEFfinanced pilot projects which have demonstrated new ‘mercury-free’ mining processes that have been relatively successful. However, the results of these efforts need wider communication within the mining sector16 (Government of Guyana, 2021). More effort and investment are needed in public awareness of mercury exposure risks as well as new ‘mercury free’ innovations in industry and business.
4. Financial assistance and capacity development is required to support reporting to the Minamata Convention, data gathering, education and awareness, and general progress on reducing mercury emissions, waste, and human/environmental exposure18 (Government of Jamaica, 2021c).
Stakeholder Consultation Results
A virtual stakeholder consultation process was conducted in which chemicals-waste MEAs focal points were asked a series of questions and provided an opportunity to share their perspective. A rapid evaluation of eight questions was conducted using online polls during the meeting. The results for each four of the questions are shown below:
How well are the BRSM Conventions reports and the information within them communicated / disseminated in your country on a scale of 1 to 5? How can each be improved? What are the key overall issues?
How well are the BRSM Conventions reports and the information within them communicated / disseminated in your country on a scale of 1 to 5? How can each be improved? What are the key overall issues?
BRS
BRS
What is the status of environmental data processing for BRSM Conventions on a scale of 1 to 5? How can each be improved? What are the key overall issues?
BRS Data Processing
What is the status of human resource capacity for BRSM Conventions reporting on a scale of 1 to 5? How can each be improved? What are the key overall issues?
HR Capacity
BRS
KEY
ENVIRONMENTAL DATA GAPS AND INFORMATION SOURCES
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Overview
The goal of the environment data needs assessment is to provide a set of key aspects of reporting for each MEA, the data required for assessing these aspects, the current gaps in this data, and suggested ways of addressing these gaps. This analysis was done for all study countries (15) and each MEA (biodiversity and chemicals waste). Due to the high volume of reports to review, a rapid analysis methodology was chosen in which only key reports were assessed for each MEA. These were usually the periodic (annual, biannual, etc.) reports that are required by the MEA secretariats such as the National Biodiversity reports for the UNCBD, or the annual report of mercury waste for the Minamata Convention. These reports were reviewed with a view to formulating a regional perspective on each issue being assessed. In the case of some MEAs, there were only a few countries that had substantial reports to assess so the findings were based on that information and the results therefore may not be fully representative of the wider Caribbean region. The high-level summary of the results of the analysis ca be found below in tables for each biodiversity and chemicals-waste related MEA reviewed.
Methodology
A series of key issues were identified for each MEA examined. These issues were determined through the literature review and stakeholder consultations that had occurred during early stages of the project. There are several common issues amongst the MEAs studied, but some unique to each one. For each issue the data that is required to address them was delineated based on evaluation of the reporting requirements and policy needs for the MEAs. The reports and related documentation and information sources used for reporting to each MEA were evaluated to determine if there was sufficient data available and where there wasn’t, these gaps were noted.
A thorough review of data sources was also conducted for the key issues identified for each MEA. International, regional, and national information sources were documented. The information for the environmental data gap analysis and environmental information sources is included in the following tables for each MEA. Feature initiatives in the different countries studied were also identified.
CBD Data Gaps and Information Sources
Key Issue Data Needs
National legislation and the NBSAPs’ role in environmental decision-making and planning
Human and technological capacity to implement biodiversity policies
Reports and documentation that demonstrate efficacy of implementation (legislation, NBSAP, regulatory instruments)
Gaps
Measures for integrated biodiversity conservation are partially effective. Species-related laws developed, but government changes slow the process. Difficult keeping up with changing reporting requirements (all MEAs)19, 20, 21, 22
Develop monitoring protocols for legislation developed. Make the case for mainstreaming biodiversity with political leaders and other stakeholders – align with SDGs.
Sources
National legislation
CANARI23
Global Americans24
Cataora-Vargas et al, 202225
Rodriguez-Rivera, 202126
CBD Secretariat27
InforMEA28
Biodiversity conservation infrastructure: Protected areas network (PA), PA management agencies, and management plans
Data pertaining to amounts of human resources and their effectiveness as well as technological capacity.
Biodiversity data availability accessibility at national levels
Data on habitat and species distribution, protected areas, and management plans and supporting reports.
Reports indicate shortcomings in HR capacity but with little specific data. Some countries are specific29. Generally there is a disconnect between reporting requirements and HR capacity30
National level data is weak, fragmented or missing in many countries often with a mosaic of project data36 Low administrative capacity with new PAs37- limits confidence38
Number of biodiversity data portals and extent of availability of data through sharing as well as statistical capacity.
Several countries do not regularly collect data44 and lack a central repository. Data that is collected is not fully utilized45 Shortage of data sharing processes46 and disconnects with NSOs.
National assessments of capacity requirements. Continuous funding for capacity development. Specific data about HR levels and require-ments to help funding
Investments in biodiversity platforms and management capacity for PAs including data acquisition. Funding for biodiversity data and synergy with EIAs/SEAs
CBD Focal Points
UN ECLAC31
OECS32
UNEP ROLAC33
FAO34
UN ILO35
Prioritize data standardization and ensure funding is in place for data acquisition and management. Emphasize comprehension in data products. Encourage interagency collaboration, particularly NSOs.
Environment related agencies
Conservation Authorities in-country NGOs
LAC Geographic39
TNC40
IUCN41
UN Biodiversity Lab42
McCallum et al, 201543
Environmental agencies
NGOs, community groups, Universities
Dutch Caribbean Biodiversity Database47
Verweij et al, 201948
CANARI, 2019 – Caribbean
Regional Biodiversity Hotspots49
GBIF50
UNEP GRID51
World Bank - Global Species Database52
IBAT53
CBD Data Gaps and Information Sources cont’d
Key Issue Data Needs Data Gaps
Monitoring of biodiversity and monitoring of biodiversity-related actions
Cooperation with stakeholders, awareness, and support for conservation
Data pertaining to national monitoring protocols, guidelines, costs and initiatives.
Lack of monitoring protocols54 in some cases and there is insufficient expertise55. Training needed for the community too to help with data56
Data on partnerships and collaboration protocols with stakeholders as well as documentation of aware-ness raising
Financial resources for conservation and monitoring biodiversity
Data on available national and international funds. Costs of activities and programs including communications.
Inventory of activities caried out – govt and non-govt.
Research projects are sporadic63 and collaboration is not formalized, nor does it tend to be documented or included in strategies64. Lack of familiarity of non govt groups with NBSAP65
National funds established but not practically implemented in cases71. Lack of detailed data on species monitoring and habitat assessment costs as well as operational costs (human and technology). Costs for infrastructure are often not documented.
Potential Solutions Information Sources
Elaborate monitoring protocols and offer training for staff and community. Align national monitoring with EIA and SEA processes and other projects. Use national surveys to gather awareness data. Encourage documentation of collaborations. Continuous investments in, and documentation of, awareness raising and stakeholder engagement
UNCBD Focal points
CLME+57
CARICOM 201858
UN CBD NBSAP monitoring59
WWF60
ICLEI61
UN WCMC62
National media organizations (radio, TV, websites/blogs). Google analytics, Biodiversity Focal Points
Alvarado et al, 202266
Canari, 201267
CBD Toolkit68
OECD, 201869
IUCN, 202270
Need clear list of national and international funding with sources. Ensure data is gathered for operational costs as well as education and awareness raising
CBD Focal Points, Donor reports on in-country spending
Suriname’s Nature Fund72
Caribbean Biodiversity Fund73
Critical Ecosystem Partnership Fund74
The GEF75 IDB76
Feature Countries: Antigua and Barbuda, Barbados, and St. Kitts and Nevis.
Invasive and Alien Species (IAS) can have significant ecological and economic impacts in the Caribbean. The GEF project “Preventing COSTS of Invasive Alien Species (IAS) in Barbados and the OECS (2018-2022) focused on strengthening IAS policy, control and management of IAS impacts, and strengthening institutional capacity. The outputs of this project contributed to IAS reporting for the CBD in the target countries77 (GEF Database).
CMS Data Gaps and Information Sources
Key Issue Data Needs Data Gaps
National legislation and environmental decision-making extended to migratory species (MS)
Human, technical and financial capacity
Information on legislation that applies to MS and synergies with other MEAs and impacts.
Little data on cross sectoral synergies and regulations. Limited data on MS which can be used to support de-cision making – more needed for PAs. Some data on cross sectoral integration with Antigua and Barbuda but efficacy not explained78
Data pertaining to amounts of human resources and their effectiveness as well as technological capacity.
Protected area (PA) management and monitoring and MS conservation embeddedness
Integration of MS conservation in national or local strategies and planning
Data on PA and conservation practices linked to MS. Data about MS – distribution, conservation status.
Little data on HR and technical capacity, particularly level of expertise in specific species conservation, habitat quality, and connectivity.
Little data on effectiveness of PAs on MS. Conservation efforts are often project based – data not continuous, difficult to find systematic data on MS and PAs.
Data on MS targets in NBSAP and other national planning policies and programs
Gaps in MS related information in NBSAPs and other planning policies and programs. MS integration not reported in Trinidad and Tobago reports91 , referenced in others but not clear if implemented92
Feature Country: Barbados
Potential Solutions Information Sources
Document legislation and strategies that explicitly outline cross-sectoral synergies. Improve governance arrangements for MS by guidance and document cross-sectoral collaboration.
National legislation79 UNEP80
SPAW protocol81
Regional assistance for capacitybuilding opportunities for staff or local communities involved in conservation and MS. Separate funds for capacity building besides conservation funds.
Connecting the management of PAs and conservation initiatives with MS conservation. Establish networks of protected areas throughout the migration range of endangered species.
BirdsCaribbean82
WIDECAST83
Caribbean Shark Coalition84
IUCN85
Spatial data about protected areas 86
Bahamas National Trust87
Belize Audubon Society88
BIOPAMA89
UNEP + CEP90
Agreement at the policy level on MS research priorities. Priorities for MS need to be clearly established in CMS reports. Effective action on these priorities needs to be periodically assessed and documented.
Antigua and Barbuda NBSAP93 EPIC94
BIOPAMA89
Coral Reef Alliance95
Barbados is home to the regional Marine Turtle Tagging Centre (MTTC) located at the University of the West Indies. The MTTC is maintained by WIDECAST and operated by the Barbados Sea Turtle Project. This important initiative aims to strengthen and coordinate dozens of small-scale tagging projects and encourage collaboration amongst different Caribbean countries with respect to sea turtle tagging. The MTTC efforts to distribute tags to different research organizations has greatly improved data availability pertaining to migratory sea turtles and ultimately CMS implementation108 (WIDECAST)
CMS Data Gaps and Information Sources cont’d
Key Issue Data Needs
Data accessibility for public
Public awareness and support for conservation
Data on public databases with MS information, information sharing on MS through expert networks. Data availability on human impact on MS Bycatch, invasive species, disturbance and habitat destruction
Data on MS campaigns and education programs, media coverage and indices of uptake (i.e. website visits, social media metrics). Surveys on comprehension where possible.
Collaboration between national agencies, NGOs, the private sector, and locals.
Financial resource mobilization and accession for MS conservation
Data on collaboration – projects, initiatives between ministries, with private sector, and public. Data on funding for community MS projects.
Data Gaps
Reports are available but specific raw data is not. Data is shared between agencies and NGOs on request. Data to document these processes would be helpful.
Potential Solutions Information Sources
Document the number of MSrelated data sources that are publicly accessible and how they can be accessed. Establish lists of networks of experts in MS and document it. Monitoring and data acquisition programs need to identify the drivers of environmental degradation.
CARICOM – workshops, information sheets, databases, publications
Birds Caribbean96
IUCN Red List and database97
Motus Wildlife Tracking System98
CMS Secretariat99
Data on international donor finance, national spending, and other investments (private sector etc.) on MS
Little indication of how well MS issues are being understood by public. No lists of experts who can serves as public information sources Not much information on data sharing and collaboration protocols nationally. Some reports for individual projects lacking quantitative data. No data on costs of conservation efforts for MS. Govt. expenditure on MS governance not listed. Some indication of separate funds for MS93 and increase in resources without foreign doners – no specifics though94 .
Document and log, both quantitatively and qualitatively, public awareness activities. Document the impact of the events as well, if possible (behaviour change, education gained, etc.)
CARICOM – workshops, information sheets, databases, publications
Google Analytics
Advertising/Media Reports
CMS Focal Points
Formalize partnerships with stakeholders (NGOs, academia, etc). Accessing/funding projects where stakeholders can be partners or beneficiaries. Document and log the number of community initiatives related to MS.
Birds Caribbean – Caribbean96
Motus Collaboration100
EPIC94
Flora and Fauna Internationa101
Motus Wildlife Tracking System98
Vermont Center for Ecostudies102
American Bird Conservancy103
Turtle Village Trus104
SOS – Save Our Sea Turtle105
Belize Audubon Society106
Birdlife International107
Document financial outlays for various aspects of MS conservation activities. Use baseline financial information to rationalize further resource allocation.
Turtle Village Trust105
National Focal Points
GEF
UNEP
European Community
CITES Data Gaps and Information Sources
Key Issue Data Needs
Status of legislation
Ability to report on time, avoid data fluctuations
Legislation in compliance with CITES.
Gaps Potential Solutions Information Sources
Some countries provided draft legislation to the Secretariat, but it is challenging to find data on the implementation of CITES-related legislation.
Creation of panel data/indicators that represented regulatory / legislative progress on CITES implementation.
Specific legislative Acts
CARICOM
FAO109
CITES Secretariat110
UNEP - ACP MEAs 111
INTERPOL112
ECOFEL113
Capacity of management authorities to collect and centralize data
Data on reports, issued permits vs. permits used, illegal trade cases, and trade suspensions
Annual reports and illegal trade reports (now required) are not accessible for public.
Implementation reports are available but often outdated. Permission are not fully monitored – issued permits not used are bot recorded. Data sharing is weak.
Data at different management authorities about permits, authorizations, illegalities. Information about the existence and the quality of databases.
Illegal trade data is collected and held by customs offices or other judicial authorities and is not directly accessible by management authorities – difficult to monitor. Limited data without implementation reports submitted. Only international databases are available, and not all information is public.
Could establish knowledge platforms on which CITES reports can be publicly shared. Reporting on permits that have been used annually. Sticking to implementation reports and formulating capacity needs. Data sharing processes set up between key agencies (Environment, Border Security, Port Authority, etc.)
CITES Secretariat110
CITES Focal Points
Protocols can be established between ministries and other pertinent groups for data sharing - particularly illegal trade reports. Data collection and centralization protocols to be established. Communication with CITES Secretariat and other authorities.
Birds Caribbean114
CITES trade database115
CITES species116
Flora and Fauna International101
Birds Caribbean114
Government of Belize117
WIDECAST118
Caribbean Regional Fisheries Mechanism (CRFM) Working Group on Queen Conch119
CITES Data Gaps and Information Sources cont’d
Key
Permission systems
Data on types of permission systems in place: paper-based, excel-based (manual entry), or electronic (ePermits).
Documentation on permission systems –level of development and capacity requirements are lacking.
Automated, electronic permission system will help with data centralization, reporting, and monitoring. Permit real-time access to the public, experts, and decision-makers.
CITES – Secretariat120
CITES Permit System121 e-CITES122
Feature Countries: Saint Lucia, Grenada, and Saint Vincent and Grenadines
The countries were beneficiaries of the Blue BioTrade Project, which focused on promoting sustainable livelihoods and conservation of marine biodiversity. The study evaluated the value chain of the queen conch production, which is a CITES species. The outcomes of this analysis informed the Blue BioTrade Action Plan which was directed at improving compliance with CITES. This is an excellent example of focused economic and environmental research whose outputs can improve MEA reporting123 (UNCTAD, 2022a, 2022b, 2022c)
Basel Convention Data Gaps and Information Sources
Key Issue Data Needs
National legislation and environmental decision making extended to transboundary movement of hazardous waste
Human, technical and financial capacity for transboundary movement of hazardous waste
Data pertaining to the movement of hazardous waste from and to the country as well as toxicity of hazardous waste.
Gaps
Customs records may in some cases may not be managed well with accessible records. Human and environmental health risks tend to lack data.
Data related to number of staff, technical capacity of staff, and financial capacity for implementation.
Transboundary movement of hazardous waste protocols implementation
Data accessibility for transboundary movement of hazardous waste
Data on national policies and legal frameworks for hazardous waste management and monitoring. Inventory of hazardous waste and infractions.
Number of data platforms for hazardous waste. Ease of public access to information pertaining to hazardous waste
Number of staff not reported
Capacity of staff not reported. There is robust information from tracking systems. The amount of financial investment is not listed in reports
Tends to be well managed
Solutions Information Sources
Ensure that the customs import, and export tracking systems are aligned with Basel Convention reporting. Establish a recommended baseline of data required to ascertain the human and ecological health risks due to hazardous chemicals.
Identify number of staff involved in reporting. Report on quality of tracking systems. Connect financial investment vs human and technical capacity.
Basel Convention Secretariat124
Basel and Stockholm Conventions Regional Centre for the Caribbean125 European Chemicals Agency126 ParlAmericas127
Tends to be well managed
OAS128
ECLAC31
Chemicals Framework129 ICCM130
Public awareness and support for transboundary movement of hazardous waste monitoring/ management
Public awareness of health/environmental risk of hazardous waste. Safe practices for management of hazardous waste
No data platforms were reported in annual reports reviewed. Not much mention was made of efforts to facilitate public access to information pertaining to hazardous waste.
Cases of illegal traffic of hazardous chemicals are tracked and reported. Not a lot of effort put into public awareness of health/ environmental risks
Data platforms may be a way of increasing public awareness of the health risks of hazardous. Gather data on any activities that facilitate public access to information.
Basel and Stockholm Conventions Regional Centre for the Caribbean125 Basel Convention Secretariat124
OECD echem portal131
Basel and Stockholm Conventions Regional Centre for the Caribbean125 Global Pesticide Use and Trade Database132
Gather data on any activities that facilitate public awareness of human/environmental risks of hazardous waste.
ECLAC31
Chemicals Framework129
Basel Convention Data Gaps and Information Sources
Key Issue Data Needs
Data about direct impacts of transboundary movement of hazardous waste
Civil support for national agencies, from NGOs, private sector and local communities
Number and nature of reported health impact incidents from hazardous waste Number of NGOs and private sector organizations actively contributing to Hazardous Waste reporting.
Effects on human health are documented in the annual reports when they occur.
There were no reports of NGOs contributing to hazardous waste. Private sector organizations are provide data for hazardous waste recovery and disposal
N/A
Document the number of private sector organizations reporting. Document engagement of NGOs and community groups.
UNIDO133
CARPHA134
WHO135
FAO Stat136
CARICOM137
IAF138
CANAR139
UNEP140
WBCSD141
IUCN138
Financial resource mobilization and accession
Amount of total finance allocated annually to Basel Convention implementation.
Financial investments in monitoring and reporting on hazardous waste were not documented in annual reports
Feature Country: Trinidad and Tobago (BCRC)
Document the amount of funding applied to help track progress vs. spending
The GEF143
OECS144
ECLAC31
The Basel Convention Regional Centre (BCRC) for Training and Technology Transfer for the Caribbean has created a fantastic public awareness and education campaign about persistent organic pollutants (POPs) called “Stop the Pops” (https://www.stopthepops.com). This campaign uses vibrant colours, animations, and interactivity to communicate to a variety of audiences (children, farmers, firefighters, and others) about the risks of different POPs. One of the challenges of the chemicals Conventions is raising public awareness of human and environmental risks of harmful chemicals and this campaign is an exemplary example of what is possible125
Rotterdam Convention Data Gaps and Information Sources
Key Issue Data Needs Data Gaps Potential Solutions Information Sources
National legislation and environmental decision making extended to PIC for hazardous chemicals
Human, technical, and financial capacity for PIC for hazardous chemicals
Data related to banned or severely restricted chemicals.
Import/export responses in relation to chemicals listed in Annex III
Data related to number of staff, technical capacity of staff, and financial capacity for implementation.
No data gaps –import responses reported regularly by parties and communicated through PIC Circular
Number of staff not reported. Staff capacity not reported. Financial resources for implementation and reporting not reported.
Explore possibility of research partnerships and knowledge sharing platforms for impacts of hazardous chemicals if additional awareness raising is required.
Identify number of staff involved in reporting. Report on quality of tracking systems. Connect financial investment vs human and technical capacity.
Basel and Stockholm Conventions Regional Centre for the Caribbean125
UNEP140
Rotterdam Convention Secretariat145
PIC for hazardous chemicals implementation
Data accessibility for public for PIC/ general information for hazardous chemicals
Number of import/ export notifications created, ‘final regulatory actions’ on a chemical, ‘proposals on severely hazardous pesticide formulations causing problems’.
Number of public data platforms for hazardous chemicals. Ease of public access to information pertaining to hazardous chemicals
Public awareness of PIC for hazardous chemicals
Percentage of users who use proper PPE when handling chemicals, who use safe chemical application practices.
Data available but not tallied
Parties to tally data and document on an annual basis
ECLAC31
OECS144
OAS128
ILO145
Chemicals Framework129
Basel and Stockholm Conventions Regional Centre for the Caribbean125
Rotterdam Convention145
Some parties have electronic platforms for hazardous chemicals, yet they are not reported on.
Not reported yet noted as a significant issue148
Parties to document number of public data platforms for hazardous chemicals. Conduct survey of core stakeholder groups (i.e. farmers) to assess how accessible they feel hazardous chemical information is.
Conduct field assessment of proper PPE use, safe chemical application practices and report results. Field assessment of stakeholder comprehension of risks of harmful chemicals and report results.
Basel and Stockholm Conventions Regional Centre for the Caribbean125
OECD echem portal131
EU Pesticides Database147
FAO Stat148
Basel and Stockholm Conventions Regional Centre for the Caribbean125
Chemicals Framework129
Rotterdam Convention Data Gaps and Information Sources cont’d
Data about direct impacts of Hazardous Materials
Civil support for national agencies, from NGOs, private sector and local communities
Financial resource mobilization and accession
Number and nature of reported health and environmental impact incidents from hazardous chemicals
Number of private sector, community groups, and NGOs engaged with hazardous chemical reporting
Amount of total finance allocated annually to Convention implementation.
Not reported yet noted as a significant issue159
Not reported
Total finance allocated annually not reported
Tally and document health impact incidents annually
UNEP149
CARPHA134
PAHO150
WHO135
Parties to document private sector, community groups, and NGOs engagement with hazardous chemical reporting
Parties to document the amount of financing dedicated to implementation and reporting on an annual basis, including project specific funding.
CARICOM137
IAF138
CANAR139
UNEP140
WBCSD141
IUCN138
The GEF143
OECS144
ECLAC31
Stockholm Convention Data Gaps and Information Sources
Key Issue Data Needs
National legislation and environmental decision making related to eliminating or restricting the production of POPs.
Human, technical and financial capacity for eliminating or restricting the production of POPs.
Data pertaining to the production of POPs in industry, impact on human/ ecosystem health.
Data on migration and transport of POPs.
Data related to number of staff, technical capacity of staff, and financial capacity for implementation. Data on the amount and quality of testing infrastructure including laboratories.
POPs management implementation
Information on country-specific health and environmental impact of POPs not readily available.
Audit of the baseline type of data pertaining to human health and environment impacts of POPs could help address this issue. Enhance national capacity for chemicals monitoring.
Stockholm Convention Secretariat151
Basel and Stockholm Conventions Regional Centre for the Caribbean125
CAHFSA152
Data accessibility for public for POPs management
Data pertaining to national policies and legal frameworks for toxic chemicals management. Users and suppliers of toxic chemicals, and inventory of POPs chemicals
Number of public data platforms for POPs. Ease of public access to information pertaining to POPs.
Number of staff not reported. Staff capacity not reported. Financial resources for implementation and reporting not reported. POPs monitoring capacity is reported on14 .
Information wellcovered in NIPs
Identify number of staff involved in reporting. Report on quality of monitoring systems. Connect financial investment vs human and technical capacity.
ECLAC31
OECS144
OAS128
ILO145
Chemicals Framework129
Data on the number of public data platforms does not appear to be readily reported. Public access to POPs data is reported on an anecdotal basis in several NIPs and the GMP125
Parties should be consulted to determine whether they are considering developing publicfacing POPs data platforms.
Stockholm Convention Secretariat151
Basel and Stockholm Conventions Regional Centre for the Caribbean125
Basel and Stockholm Conventions Regional Centre for the Caribbean125
EU Pesticides Database147
OECD echem portal131
Stockholm Convention Data Gaps and Information Sources cont’d
Key Issue Data Needs
Public awareness and support for POPs management.
Data about direct impacts of POPs
Adherence to POPs-related regulations, policies, and guidelines. Public awareness of health risk of POPs. Safe practices for management of intentional and unintentional releases of POPs
Number and nature of reported health and environmental impact incidents from POPs.
Civil support for national agencies, from NGOs, private sector and local communities
Financial resource mobilization and accession
Number of private sector, community groups, and NGOs engaged with POPs related issues and reporting.
Amount of total finance allocated annually to Convention implementation.
Little information related to how well the public adheres to POPS-related regulations and awareness raising for the public. Minimal data on public education about health and environmental effects of POPs.
Inconsistent levels of monitoring health and environmental impacts.
Not reported
Data indicating the number of infractions. Sustained financing for public awareness raising with monitoring of activities. Investment in public education of the health and environmental risks of POPs with monitoring of impact
Basel and Stockholm Conventions Regional Centre for the Caribbean125 Chemicals Framework129
Total finance allocated annually not reported
Gather data on chemicals-related (POPs) health and environmental incidents. This can support risk assessment.
Parties to document private sector, community groups, and NGOs engagement with POPs related issues and reporting.
Parties to document the amount of financing dedicated to implementation and reporting on an annual basis, including project specific funding.
The GEF143 OECS144 ECLAC31
Minamata Convention Data Gaps and Information Sources
Key Issue Data Needs
National legislation and environmental decision making extended to mercury-related issues
Human, technical and financial capacity for Minamata Convention implementation Minamata Convention on mercury implementation
Data accessibility for public for mercury-related issues
Data related to the environmental and human impacts of mercury as well as its use in various sectors.
Data related to number of staff, technical capacity of staff, and financial capacity for implementation.
Gaps
Data gaps were reported in import data and in ecosystem and human health impacts.
National Reports have a section for reporting on resource application, but data reported is minimal with the answers largely being yes/no.
Solutions Information Sources
The data overall is comprehensive. In each MIA report there are specific sections that highlight where assumptions are made, these can identify specific data issues.
Gather more specific data: number of individuals, skills and capability of staff, and specific amounts of financial resources applied to implementation.
BCRC125
Minamata Convention Secretariat153
Chen et al, 2018154: World Health Organization135
Public awareness and support for mercury related issues
Data related to the efficacy of efforts to implement various aspects of the Minamata Convention.
Data such as the number of publicly available data platforms for mercury
Too early to see gaps. Implementation of a M&E program can help identify gaps.
Parties are required to report on Article 7: Information exchange, in their annual reports. The data provided is quite limited – mainly yes/no.
Amount of public communication through various media and measures of awareness.
Detailed data on awareness is lacking in the Annual Reports. Some public awareness data is included in the MIAs but again, there lacks detail.
Start M&E activities to gather data and track progress.
OAS31
OECS144
ECLAC128
ILO145
Chemicals Framework129
Start tracking systems of the number of public data platforms or access points.
BRI155
Minamata Convention Secretariat153
Information about the number of public awareness campaigns and their reach. Measures of engagement such as google analytics on key websites.
BRI155
Bolanos-Alvarez et al, 2024
BRI – Global Biotic Mercury156
Synthesis Database157
GMOS158
UNEP Global Mercury Partnership159
ECLAC128
BCRC125
Chen and Driscoll, 2018160
Chemicals Framework129
Data about direct impacts of mercury
Data pertaining to the human and environmental impacts of mercury.
Parties are required to report on Article 16: Health Impacts in their annual reports. However, responses are yes/no.
More detailed data about specific risks posed by mercury throughout the countries would be beneficial.
UNIDO161
CARPHA134
PAHO150
Zolnikov and Ortiz, 2018162
WHO135
Minamata Convention Data Gaps and Information Sources cont’d
Key Issue Data Needs
Civil support for national agencies, from NGOs, private sector and local communities
Financial resource mobilization and accession
Data pertaining to the number of NGOs, private sector or local community groups that are engaged with the Minamata Convention.
Gaps
There is no detailed summary of the number of NGOs, private sector, and community groups engaged with actions related to the Minamata Convention
Gather data on how many NGOs, private sector companies, and community groups are active in addressing mercury-related issues.
CARICOM137
IAF138
CANARI139
UNEP140
WBCSD141
IUCN138
Amount of financial resources applied to actualization of the Minamata Convention on an ongoing and project-by-project basis.
Feature Country: Guyana
Few reported specific amounts of financial resources allocated.
Detailed financial figures for policy initiatives would help assess the overall cost of implementation.
The GEF143 OECS144
ECLAC31
BCRC125
Guyana has developed a “National Action Plan for Artisanal and Small Scale Gold Mining” which seeks to comprehensively address many of the challenges associated with the health and environmental risks linked to mercury releases from mining. The action plan concomitantly considers economic livelihoods that are dependent on mining and the biophysical risks of mercury and mercury compounds. The inclusive approach taken, and the depth of research has helped to fortify Minamata Convention implementation in Guyana.
FRAMEWORK FOR
Photo: Scott Taylor/Unsplash
Overview
The review and assessment of biodiversity and chemicals-waste MEAs in the initial phase of this project revealed distinct patterns with respect to implementation of MEAs. Implementation of carefully selected indicators, supported by panel data, can be an effective means of monitoring how these patterns change over time. Having a continuous source of highquality panel data for MEA implementation can help to strategically direct resources (financial, technological, and human) at the areas that require it the most, therefore providing greater return on investment and ideally higher quality reporting.
Panel data is commonly used in social and economic research to make data-based inferences about causal relationships between variables in society and it can be used as a ‘Monitoring Framework’ for MEA implementation. For the monitoring framework to be useful the data must be gathered over a time horizon appropriate to the question being asked. In the case of assessing MEA reporting in the Caribbean panel data can serve as a means of monitoring how effective implementation practices are in each country. It can help create a ‘snapshot’ of key performance indicators for MEA implementation at the national and regional level.
Methodology
The indicators chosen to provide panel data for MEA monitoring are based on the literature review, consultations, and analysis that was conducted during the initial phases of this project. They reflect the different aspects of MEA reporting that are essential to successful implementation. For each indicator data is recommended, including potential sources. The analytical value is explained in terms of how the data can be used to provide insights into how aspects of the MEA are being implemented. The goal was to create a diagnostic tool which uses data that is relatively easy to gather, yet still represents the in-country situation.
MEA Monitoring Framework
Indicator Description
National legislation supporting MEA implementation
Level of implementation of MEA
Has there been national legislation or regulations established that support MEA objectives?
This indicator is intended to provide an overall diagnostic of how well the MEA has been implemented.
Number of human resources
Skill capacity of human resources
This indicator can be a quick diagnostic of how many dedicated resources there are.
A measure of the level of skills and knowledge of those reporting to the MEA.
Technological capacity
Financial capacity
Gender mainstreaming
Assesses how technologically equipped countries are.
A concrete measure of financial resources applied to MEA reporting.
Gender equity is a main issue across MEA reporting. As it is a cross-cutting issue.
Level of MEArelated data acquisition
Data availability and accessibility
Data is critical to monitoring progress on parameters set out by MEAs.
Data availability can mean if there are accessible environmental information systems in place, data sharing agreements, or if there is an open data policy.
Data Gathered Potential Sources Analytical Value
Provide a rating on a scale of 1 to 5, with 1 being poor and 5 being excellent.
Provide a rating on a scale of 1 to 5, with 1 being poor and 5 being excellent.
National Focal Points for the MEA.
The number of full-time people dedicated to working on MEA implementation.
Provide a rating on a scale of 1 to 5, with 1 being poor and 5 being excellent.
Provide a rating on a scale of 1 to 5, with 1 being poor and 5 being excellent.
Amount of financing used by a national government for the MEA.
Provide a rating on a scale of 1 to 5, with 1 being poor and 5 being excellent.
Provide a rating on a scale of 1 to 5, with 1 being poor and 5 being excellent.
Provide a rating on a scale of 1 to 5, with 1 being poor and 5 being excellent.
National Focal Points for the MEA.
It is imperative that there be national legislation to support the objectives of the MEAs.
Very helpful for establishing a sense of how well MEA objectives are being ‘operationalized’.
National Focal Points for the MEA.
This indicator will provide concrete insight into human resources needed.
National Focal Points for the MEA.
It is important to understand the level of training of human resources.
National Focal Points for the MEA.
Technological capacity can vary dramatically between countries and greatly impact MEA implementation.
National Focal Points for the MEA.
Useful to evaluate MEA reporting performance-based indicators against the amount of government spend.
National Focal Points for the MEA.
This indicator is critical in determining appropriate action for advancing gender issues.
National Focal Points for the MEA.
Will help to see where resources are needed for data acquisition.
National Focal Points for the MEA.
Data for this indicator will help see the level of data access is and if it impacts other aspects of MEA reporting.
MEA Monitoring Framework cont’d
Indicator Description Data Gathered Potential Sources Analytical Value
Public awareness and support for MEA implementation
This indicator is a measure of how aware and active the public is pertaining to the MEA goals.
Level of civil society organizations support for MEA implementation
Provide a rating on a scale of 1 to 5, with 1 being poor and 5 being excellent.
National Focal Points for the MEA
Degree of mainstreaming MEA actions with private sector activity
Civil society organizations such as NGOs (Non-Governmental Organizations) and community groups contribute greatly to MEA implementation. They are often the ‘grass roots’ of on-the-ground action and contribute to data acquisition. The more civil society organizations constructively engaged with MEA implementation, the better.
Private sector organizations clearly have an impact on MEA implementation, primarily because they are typically the source of many of the environmental impacts which governments are trying to reduce. Private sector engagement with MEAs has been a priority for at least that last fifteen years. With the emergence of an ‘ESG paradigm’ in business companies are finding new motivation to mainstream MEA objectives into their operations. This indicator can help to get a read on how much this is occurring at the country level.
The easiest measure would be a tally of the number of civil society organizations that are constructively engaged with, and contribute to, MEA implementation.
This data can come from the National Focal Point for the MEA.
This data can be insightful for policy makers as it gives an indication of public awareness of the MEA and can help with implementation strategies.
This data can be very interesting from an implementation standpoint to see what effect civil society organization involvement can have on achieving the objectives of MEAs.
One way to gather data for this indicator would be to ascertain how many companies in the country have mainstreamed the objective of the MEA into their operations. An example of this for the CBD would be the number of companies in the country that are a member of the Global Partnership for Business and Biodiversity. Other methods can be assessed for different MEAs, but a tally of companies would be a good measure of this.
This data can come from the National Focal Point for the MEA or from a national industry association such a Chamber of Commerce.
This would be an excellent benchmark for MEA private sector mainstreaming at the national and regional level. Considering the amount of attention this issue has been given at various COP meetings, it would be great to have data to evaluate progress.
MEA Monitoring Framework cont’d
Indicator Description
Amount of Investment and resource mobilization for MEA implementation
Many of the previously mentioned indicators rely on investment and resource mobilization. Therefore, it is important to have a clear idea of the actual amounts of financial or in-kind equivalent resources are available for each country. These resources come from various donors and multi-lateral finance organizations such as development banks.
Data Gathered Potential Sources Analytical Value
Data for this indicator should be the annual amount of ODA, financing, and donor provisions for a given MEA. As much as possible it should be clearly linked to the MEA.
This data can come from the National Focal Point for the MEA or from the Ministry of Finance, office of the Head of State.
In the case of regional level projects, the BCRC Caribbean would also be a useful resource.
This indicator can help to analytically link financial investments to resulting outcomes for MEAs. It is a critical relationship to understand.
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RECOMMENDATIONS TO ADDRESS GAPS AND CHALLENGES AND IMPLEMENT MONITORING FRAMEWORK FOR MEA s REPORTING
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The literature review and stakeholder consultations produced valuable insights for both biodiversity and chemicals waste MEAs. There are common issues between both areas and the following are recommendations to address data gaps and challenges in MEA reporting, and to implement the proposed monitoring framework for MEAs implementation.
• The demands of MEA reporting on Focal Points are high, and the general trend is that there is a lack of human resources to meet the requirements of the MEAs. Human resource self-assessment can help to address the problem, but decision makers need to be aware of what additional human resources are required.
• The linkages between MEAs need to be strengthened, particularly CBD, CITES, CMS. Synergies should also be sought with the other Rio Conventions (UNFCCC and UNCCD) and the SDGs. Specific areas of overlap should be identified, indicators for instance, and then efforts focused on those areas of common interest.
• Sustained effort an investment in public awareness and private sector engagement with biodiversity-related issues is a challenge. However, biodiversity mainstreaming remains a priority. Finding creative ways to engage the public and companies showing the benefits of vibrant biodiversity and healthy ecosystems can help to address these issues.
• There is a lack of continuous, long term, systematic data sets. Data is often gathered on a project-by-project basis. Decision makers need to be made aware of the importance of data for policy making and governance. Investments at the national level in data acquisition and management will improve MEA reporting.
• Technological capacity for laboratory analysis for chemicals MEAs has increased over time largely due to support from UNEP/GEF projects. However, regional labs still fall behind in interlaboratory performance tests. Sustained investment is required to maintain and improve capacity, particularly as Conventions progressively add chemicals/ compounds to their lists.
• There were consistent data gaps related to impacts and risks to human and ecosystem health caused by harmful chemicals for the chemicals waste MEAs. Focused efforts in these areas could improve chemicals waste MEA implementation and enhance decision making.
• Data gaps in national sources was often a result of poor coordination between agencies or lack of data sharing agreements. Lack of central data portals was also an issue that was raised at the national level.
• The monitoring framework was developed with a view to develop a high-level set of indicators for gauging MEA implementation. Each MEA should be examined in conjunction with the proposed indicators and data gathered for them.
• The indicator values can then be assessed on a periodic basis (annually). The analysis can serve as a ‘self-assessment’. These values can be aggregated regionally to determine if there are regional trends and areas where strategic interventions may be helpful.
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A thorough assessment of environmental data needs, gaps, and data sources was conducted for each of the seven MEAs being studied. Although the term of reference for this project called for a ‘rapid analysis’ once the process was started it became clear that to provide analytical value which can improve MEA performance in the Caribbean, significant effort would need to be utilized. The resulting matrices provide a relatively comprehensive overview of key data-related issues in Caribbean MEA reporting. The results of the environmental data analysis fed nicely into the development of panel data for effective monitoring of MEAs.
The monitoring framework can be applied to each Caribbean nation for any of the MEAs under study. The indicators chosen are clear and the data required for them should be relatively easy to gather on at least an annual basis. As is the power of panel data used in monitoring frameworks, the longitudinal record of data over time and the geopolitical reach across multiple counties can provide valuable evidence to support effective interventions to improve MEA reporting processes. It may also help to foster collaboration between countries that are struggling with some aspect of reporting with those that are strong in those same areas.
Further analysis of the environmental data needs and gap analysis and mapping exercise can be enacted by each country to develop specific action plans for addressing the identified shortcomings. The panel data can be developed into a ‘dashboard’ for assessment of MEA reporting across the Caribbean. CARICOM would be the ideal organization to take on this task.
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