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The Donkey and the Boat

The Donkey and the Boat

Reinterpreting the Mediterranean Economy, 950–1180

Great Clarendon Street, Oxford, OX2 6DP, United Kingdom

Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide. Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries © Chris Wickham 2023

The moral rights of the author have been asserted First Edition published in 2023

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, by licence or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above

You must not circulate this work in any other form and you must impose this same condition on any acquirer

Published in the United States of America by Oxford University Press 198 Madison Avenue, New York, NY 10016, United States of America

British Library Cataloguing in Publication Data

Data available

Library of Congress Control Number: 2022944501

ISBN 978–0–19–885648–1

DOI: 10.1093/oso/9780198856481.001.0001

Printed and bound by CPI Group (UK) Ltd, Croydon, CR0 4YY

Links to third party websites are provided by Oxford in good faith and for information only. Oxford disclaims any responsibility for the materials contained in any third party website referenced in this work.

For Leslie

Acknowledgements

Many people have helped me materially with the writing of this book, across the six years, 2016–22, of the book project from start to finish. I hope that I have named them all here; I have anyway tried to, helped by my email files, and I can only apologize to anyone whom I have missed out. To start with, several people read chapters or sections of this book and gave me essential critiques: Lucia Arcifa, Pamela Armstrong, Giovanna Bianchi, Lorenzo Bondioli, Leslie Brubaker (who read all of it), Sandro Carocci, Wendy Davies, Lisa Fentress, Alison Gascoigne, Sauro Gelichi, Caroline Goodson, Paolo Grillo, John Haldon, Patrizia Mainoni, Eduardo Manzano, Alessandra Molinari, Annliese Nef, Sheilagh Ogilvie, Rob Portass, Elena Salinas (who also gave me a four-hour tutorial on Andalusī ceramics which was indispensable for Chapter 5), and Stefanie Schmidt. I am also very grateful to the people who invited me to give papers during these years, in which I had the opportunity to try out drafts, less or more finished, and got in every case very useful (often crucial) feedback in return: first of all Peter Gray and the Wiles Trust, who invited me to give the Wiles Lectures in November 2021, and the invited guests whom I brought, who turned the discussions afterwards into a brainstorming meeting, Lorenzo Bondioli, Leslie Brubaker, Sandro Carocci, Caroline Goodson, Eduardo Manzano, Alessandra Molinari, plus Bruce Campbell, who was on the spot; and, for other invitations, Maria João Branco, Maria Elena Cortese and Paola Guglielmotti, Jean-Pierre Devroey, Hugh Doherty, Stefano Gasparri, Jessica Goldberg, Stefan Heidemann, Marek Jankowiak, Rutger Kramer, Cristina La Rocca, Iñaki Martín, Elvira Migliario, Maureen Miller, Cecilia Palombo, Steffen Patzold, Pino Petralia, Walter Pohl, Sebastian Richter, Marina Rustow, Diego Santos, Jana Schulman for the Kalamazoo congress committee, Tamás Kiss, Alexis Wilkin, Simon Yarrow, and Luca Zavagno.

Particular thanks are owed to the people who helped me with the geniza material: Maayan Ravid and Netta Cohen, who translated for me many of Moshe Gil’s translations into Hebrew; Lorenzo Bondioli, who followed up several queries on the originals, Jessica Goldberg for an array of good ideas and advice, and Marina Rustow for more advice and for giving me the run of the database behind the marvellous Princeton Geniza Project website. And, in addition to that, I thank Andreas Kaplony and his team, who run and develop the equally marvellous Arabic Papyrology Database, which makes Arabic-script documentary texts unusually accessible. Without the people in this paragraph, I could not have

written Chapter 2 of this book, and the book would have been very different (and much shorter).

And I relied on very many more people for more specific help, in sending me texts (often unpublished ones), locating particularly difficult-to-find material (including photos—see the picture credits), talking to me about problems I was finding, and answering questions I sent them, often out of the blue. Again in alphabetical order, they are (or include) Paul Arthur, Rafael Azuar, Denise Bezzina, John Bintliff, David Bramoullé, Rebecca Bridgman, Federico Cantini, Claudio Capelli, Mayte Casal, Alexandra Chavarría, Ann Christys, Francesca Colangeli, Simone Collavini, Adele Curness, Koen De Groote, Federico Del Tredici, Mariette de Vos, Carolina Doménech, Laurent Feller, James Fentress, Alberto García Porras, Roland-Pierre Gayraud, Roger Gill, Sophie Gilotte, Susana Gómez, Sonia Gutiérrez, Catherine Holmes, Dario Internullo, Jeremy Johns, Anna Kelley, Fotini Kondyli, Eve Krakowski, Philippe Lefeuvre, Marie Legendre, Francisco López-Santos, Elisa Maccadanza, Tom McCaskie, Nicola Mancassola, Cristina Menghini, Antonino Meo and Paola Orecchioni and the rest of the SicTransit team, Alex Metcalfe, Nicolas Michel, Antonio Musarra, Alessandra Nardini, Elisabetta Neri, Hagit Nol, James Norrie, Elisabeth O’Connell, Vivien Prigent, Natalia Poulou, Juan Antonio Quirós, Riccardo Rao, Yossi Rapoport, Paul Reynolds, Catherine Richarté, Ana Rodríguez, Alessia Rovelli, Lucie Ryzova, Viva Sacco, Fabio Saggioro, Marco Sannazaro, Nadine Schibille, Phillipp Schofield, Valerie Scott, Simone Sestito, Petra Sijpesteijn, Andrew Small, Julia Smith, Alessandro Soddu, Lorenzo Tabarrini, Catarina Tente, Paolo Tomei, Francesca Trivellato, Marco Valenti, Anastasia Vassiliou, Joanita Vroom, Mark Whittow, Gregory Williams; and from OUP Stephanie Ireland, who encouraged this project from the start, and Cathryn Steele, Emma Slaughter, and Donald Watt, who guided it into port. Finally, I am indebted to Clare Whitton for the index.

This is over a hundred people, friends and colleagues, who were all happy to help push this project along and save me from gaps and errors. They did so without any visible concern that I might not agree with their own views. Thank you all. This is what research should be like: generous and collaborative. I shall be only too happy to repay it all in kind, now and into the future.

I have tried to keep up to date with all the regions of this book, up to at least the middle of 2021; I have not tried very hard to incorporate material from after the end of that year. I will have missed things, but from the start of 2022 onwards I won’t feel guilty about it.

Birmingham

June 2022

3.

3.1

3.2

3.3

3.4

3.5

4.

4.1

4.3

4.4

4.5

4.6

5.

5.1

5.2

5.3

5.4

5.5

6.

6.1

6.2

6.3

6.4

6.5

6.6

6.7

7.

8.

List of Maps

1. The Mediterranean: Regional case studies xv

2. The Mediterranean in 970: Political xvi

3. The Mediterranean in 1050: Political xvii

4. The Mediterranean in 1180: Political xviii

5. Egypt: General xix

6. Egypt: The Fayyūm eastwards to the Nile xx

7. Egypt: Internal trade routes xxi

8. Ifrīqiya: General xxii

9. Ifrīqiya: Political and trade routes xxiii

10. Sicily: General xxiv

11. Sicily: Trade routes, 1000 xxv

12. Sicily: Trade routes, 1150 xxvi

13. The Byzantine Empire: Political xxvii

14. The Aegean Sea: Trade routes, 1000 xxviii

15. The Aegean Sea: Trade routes, 1150 xxix

16. Al-Andalus: General xxx

17. Al-Andalus: Archaeology xxxi

18. Al-Andalus: Internal trade routes, 1100 xxxii

19. North-central Italy: General xxxiii

20. The central and eastern Po plain xxxiv

21. Tuscany xxxv

22. Mediterranean trade routes, 950 xxxvi

23. Mediterranean trade routes, 1050 xxxvii

24. Mediterranean trade routes, 1150 xxxviii

25. City maps of Fustāt-Cairo, Constantinople, Palermo xxxix

26. City maps of Córdoba, Genoa, Pisa xl

Illustrations of Ceramic Types

1. ‘Fayyumi

3.

4. Raqqāda

5. Tunis cobalt and manganese

6. Palermo yellow glaze

7. Palermo amphora, Sacco 11

8. Gela ware

9. Byzantine globular amphora

10.

11. Günsenin 1 amphora

12. Günsenin

13.

and manganese

18. Maiolica arcaica pisana

19. Pietra ollare (tenth-century)

20. Piadena ware

Credits and copyright, and thanks: 1 British Museum, 2 Sworders Fine Art Auctioneers, 3 Walters Art Museum (CC-BY-SA), 4 Richard Mortel (CC-BY-NC-SA), 5 Alessandra Molinari and Paola Orecchioni, 6, 7 Viva Sacco, 8 I, Sailko (CC-BY-SA), 9 Anastasia Vassiliou and the Byzantine Museum of Argolis, 10 Giovanni Dall’Orto (CC-BY), 11, 12, 13, 14 Joanita Vroom, 15, 16 Susana Gómez Martínez, 17 Julio Navarro Palazón, 18 Giovanna Bianchi (from G. Bianchi, G. Berti, eds., Piombino: La chiesa di Sant’Antimo sopra i canali (All’insegna del Giglio, Florence, 2007)), 19 Museo Archeologico Ambientale, San Giovanni in Persiceto (CC-BY-NC-ND), 20 Nicola Mancassola.

List of Abbreviations

Arabic-script original documents and letters are universally cited in this book according to the conventions of the APD (see below), normally in the format P.Cair.Arab., P.Marchands, P.Mozarab, etc., in every case denoting published texts. Hebrew-script texts from the Fustāt geniza are, instead, cited according to their manuscript collocation, most commonly T-S (see below), but also Bodl., CUL, ENA, etc., according to the conventions of the PGP (see below); but in each case I also cite the publication, if there is one (very commonly as Gil K and Gil P; see below), and any published translation (very commonly as S; see below).

I cite in this book every published primary source together with the name of the editor (and/or translator) of the version I have used; the exceptions are MGH editions (see below), and those of the Archives de l’Athos (see the Bibliography under Actes), where I have left editors out, as the editions tend to be cited in sets and the footnotes would often become too unwieldy. They all appear in the Bibliography; so do the full citations for the monographic works listed below.

a. anno (the year date)

AI Annales islamologiques

AM Archeologia medievale

APD Arabic Papyrology Database, http://www.apd.gwi.uni-muenchen. de:8080/apd/project1c.jsp

ASM, Monza Archivio di Stato di Milano, Fondo di religione, pergamene, Capitolo di S. Giovanni di Monza

ASV, SZ Archivio di Stato di Venezia, Patrimonio, San Zaccaria, pergamene

ATM Arqueología y territorio medieval

b. ibn: son of (in Arabic)

BAR British Archaeological Reports

BAR, I British Archaeological Reports, International Series

BMFD J. Thomas and A. Constantinides Hero (trans.), Byzantine Monastic Foundation Documents

bt. bint: daughter of (in Arabic)

CCE Cahiers de la céramique égyptienne

CDGE C. Imperiale di S. Angelo (ed.), Codice diplomatico della repubblica di Genova

CDVE Archivio di Stato di Venezia, Codice diplomatico veneziano. Codice Lanfranchi

d. died

DAI

Deutsches Archäologisches Institut

DCV R. Morozzo della Rocca and A. Lombardo (eds.), Documenti del commercio veneziano nei secoli XI–XIII

DCV, N

A. Lombardo and R. Morozzo della Rocca (eds.), Nuovi documenti del commercio veneto dei sec. XI–XIII

DOP Dumbarton Oaks Papers

EHB

EI2

A. E. Laiou (ed.), The Economic History of Byzantium

Encyclopaedia of Islam, 2nd edn

FFS Fust āt Fāt imid Sgraffiato/Sgraffito

Gil K

Gil P

M. Gil (ed.), Be-malkhut Yishmaʿel bi-tekufat ha-geʼonim

M. Gil (ed.), Erets-Yishraʿel ba-tekufah ha-Muslemit ha-rishonah

Giovanni Scriba Il cartolare di Giovanni Scriba, ed. M. Chiaudano and M. Moresco

Goitein, MS

S. D. Goitein, A Mediterranean Society

Guglielmo Cassinese Guglielmo Cassinese (1190–1192), ed. M. W. Hall et al.

JESHO Journal of the Economic and Social History of the Orient

LI A. Rovere et al. (eds.), I libri iurium della repubblica di Genova, 1

MEFR Mélanges de l’École française de Rome

MEFRM Mélanges de l’École française de Rome, Moyen Âge

MGH Monumenta Germaniae historica

Oberto Scriba 1186 Oberto Scriba de Mercato (1186), ed. M. Chiaudano

Oberto Scriba 1190 Oberto Scriba de Mercato (1190), ed. M. Chiaudano and R. Morozzo della Rocca

PGP Princeton Geniza Project, https://genizalab.princeton.edu/pgpdatabase

SRG Scriptores rerum germanicarum

S S. Simonsohn, The Jews in Sicily, 1

T-S

The Taylor-Schechter Genizah collection in Cambridge University library, by far the commonest location for a geniza text.

Ceuta Aghmat Oran Tlemcen Tahirt (Tiaret)

North-central

1. The Mediterranean: Regional case studies

KINGDOM

Pavia
Córdoba Kairouan
Fustat-Cairo
Palermo

TA’IFA KINGDOMS

ZIRID

Fustat-Cairo

ALMOHAD CALIPHATE

JUDGEKINGS

MEDITERRANEAN

ALEXANDRIA

Abu Mına

RASHID

Fisha Damanhur

DAMIETTA Bura

Mahalla Samannud Afrahun TantaDamsısMinyat Zifta

Wadı Natrun

ASHMUNAYN AND SURROUNDING AREA

Ismant

Saqiyat Musa

ANSINA Naway

ASHMUNAYN

Mallawı R. Nile

Dalija

Dashlut Dayrut Bawıt .

Boundary of land watered by the Nile

1000m+

0-1000m

Map 5. Egypt: General

SEA

ASHKELON

TINNIS

Tatay Malıj Manuf Dabıq Bilbays

FUSTAT-CAIRO . JIZA Saft

Fayyum oasis

MADINAT AL-FAYYUM

AHNAS Busır .

Minya BAHNASA

ASHMUNAYN ANSINA

Dakhla oasis

ASYUT .

Kom Ishqaw

Sakha Qift

Red Se a RiverNile

AKHMIM Suhaj/Sohag

Dandara

QUS Ballas

Tarif

Luxor Jeme

Tud

ISNA

IDFU

QUSAYR

ASWAN

AYDHAB

Uqlul

Dumushiyya

Atfıh ..

Damuya Dayr Naqlun

Busır . Maymun

Lahun

Bahbashın Bush

Dandıl

Buljusuq Tutun . . Talıt

Cairo 60 km River Nile . Bahral-Yus fu

Tansa

Dalas .

Map 6. Egypt: The Fayyūm eastwards to the Nile

MADINAT AL-FAYYUM
Banı Swayf AHNAS
Qarun Lake

Major centres of flax production

Major centres of ceramic production 1000m+ 0-1000m Internal trade route

Map 7. Egypt: Internal trade routes

FUSTAT-CAIRO
Abu Mına
ASHKELON
‘AQABA
ASWAN
MADINAT AL-FAYYUM

CONSTANTINE

TELL

BÉNI HAMMAD

Badıs

SAHEL

BÉJAÏA

[KALÂA DES BÉNI HAMMAD]

CONSTANTINE

Hammadid rule Zırid rule

approx. area controlled by Banu Hilal tribes

very approximate political boundaries, early twelfth century eleventh-century trade routes mostly abandoned in late eleventh century

Map 9. Ifrīqiya: Political and trade routes

GABÈS
SFAX
SOUSSE
MAHDIA [KAIROUAN]
TUNIS
TRIPOLI
Mazara
PALERMO
JERBA

Ty rrhenian Se a

Marettimo Lipari Jato

Calathamet Brucato

Calatifimi

Segesta Entella

Casale Nuovo

VA L DEMONE

Calatrasi Castiglione Castronovo

Casale S. Pietro

V AL DI MAZAR A

M editerranean Se a

Aci

Colmitella

Rocchicella

VA L DI NOTO

Curcuraggi

Ionian Sea

T yrrhenian Se a

zone of ceramica con decorazione a stuoiaa, early ninth century

Map 11. Sicily: Trade routes, 1000

Ionian Sea
M editerranean Se a
Etna
Marettimo
Lipari
Rocchicella
Demenna
PALERMO
SYRACUSE
AGRIGENTO
MAZARA
CATANIA

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