ISF Directory of Lending & Repo 2022

ISF Directory of Securities Lending & Repo 2022

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Investor & Treasury Services’ industry-leading securities finance program has been helping clients generate incremental returns through our trusted market expertise and established risk management framework.

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© Copyright Royal Bank of Canada 2021. RBC Investor & Treasury Services™ is a global brand name and is part of Royal Bank of Canada. RBC Investor & Treasury Services operates primarily through the following companies: Royal Bank of Canada, RBC Investor Services Trust and RBC Investor Services Bank S.A., and their branches and affiliates. In Luxembourg, RBC Investor Services Bank S.A. is authorized, supervised and regulated by the Commission de Surveillance du Secteur Financier (CSSF), and jointly supervised by the European Central Bank (ECB). In the United Kingdom (UK), RBC Investor & Treasury Services operates through RBC Investor Services Trust, London Branch and Royal Bank of Canada, London Branch, authorized and regulated by the Office of the Superintendent of Financial Institutions of Canada. Authorized by the Prudential Regulation Authority. Subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. Details about the extent of our regulation by the Prudential Regulation Authority are available on request. RBC Investor & Treasury Services UK also operates through RBC Europe Limited, authorized by the Prudential Regulation Authority, and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Additionally, RBC Investor & Treasury Services’ trustee and depositary services are provided through RBC Investor Services Bank S.A., London Branch, authorized by the CSSF and ECB, and subject to limited regulation by the Financial Conduct Authority and Prudential Regulation Authority. Details about the extent of our regulation by the Financial Conduct Authority and the Prudential Regulation Authority are available on request. RBC Investor Services Bank S.A. maintains a representative office supervised by the Federal Reserve Bank of New York. RBC Investor Services Trust (Australian Branch) is licensed and regulated by the Australian Securities and Investment Commission, Australian Financial Services licence number 295018. Details about the extent of our regulation by the Australian Securities and Investment Commission are available on request. RBC Investor Services Trust Singapore Limited is licensed by the Monetary Authority of Singapore (MAS) as a Licensed Trust Company under the Trust Companies Act and approved by MAS to act as a trustee of collective investment schemes authorized under S286 of the Securities and Futures Act. RBC Investor Services Trust Singapore Limited is also a Capital Markets Services Licence Holder issued by MAS under the Securities and Futures Act in connection with its activities of acting as a custodian. RBC Offshore Fund Managers Limited is regulated by the Guernsey Financial Services Commission in the conduct of investment business. Registered company number 8494. RBC Fund Administration (CI) Limited is regulated by the Jersey Financial Services Commission in the conduct of fund services and trust company business in Jersey. Registered company number 52624. RBC Investor Services Bank S.A. is a restricted license bank authorized by the Hong Kong Monetary Authority to carry on certain banking business in Hong Kong. RBC Investor Services Trust Hong Kong Limited is regulated by the Mandatory Provident Fund Schemes Authority as an approved trustee. Royal Bank of Canada, Hong Kong Branch, is regulated by the Hong Kong Monetary Authority and the Securities and Futures Commission. This material provides information on the services and capabilities of RBC Investor & Treasury Services. It does not constitute an offer, invitation or inducement with respect to any service or financial instrument. RBC Investor & Treasury Services’ services are only offered in the jurisdictions where they may be lawfully offered and are subject to the terms of applicable agreements. This material is for general information only and does not constitute financial, tax, legal or accounting advice, and should not be relied upon in that regard.

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Contents

EMEA

AMERICAS

BAHAMAS

ASIA-PACIFIC

HONG KONG

KOREA

SOUTH AFRICA

ARAB EMIRATES

KINGDOM

COMPANY

/

United Kingdom & United States

International Securities Lending Association (ISLA)

6th Floor, 1 George Yard, London, EC3V 9DF

Email: support@islaemea.org www.islaemea.org

Type of firm Industry Association

ISLA Membership membership@islaemea.org

Advertising, Event Sponsorship and Exhibiting Opportunities events@islaemea.org

Regulation & Market Practice regtech@islaemea.org

CEO

Andrew Dyson andrew.dyson@isla.co.uk

+44 203 786 2365

Pirum Systems Ltd

434 W 33rd St, Suite 838, New York, NY 10001, United States

Tel: +1 (212) 870 8873

Email: connect@pirum.com Web: www.pirum.com

Type of firm

Global Financial Technology/Service Provider

Pirum offers a secure, centralized automation and connectivity hub for securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other collateralized transactions.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to the securities finance markets.

Pirum’s products cover both the U.S. domestic and international activity, and our post-trade services in North America are designed to solve challenges through enriched features and functionality to bring automation to the local markets.

Across our platform we reconcile hundreds of thousands of transactions globally each day. Our suite of services enables our clients to seamlessly affirm trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.

Securities financing activities

Bi-lateral Equity securities lending and borrowing, Bilateral Fixed Income securities lending and borrowing, Triparty Repo, Triparty Collateral Management, Triparty securities lending, Equity Repo, Fixed Income Repo

Other offices

London, New York

CEO

Philip Morgan

philip.morgan@pirum.com

Tel: +44 207 220 0965, Mob: +44 (0) 7771 356 535

COO and Head of Americas

Bob Zekraus

robert.zekraus@pirum.com

Tel: +1 (917) 663 4407

CCO

Karl Wyborn

karl.wyborn@pirum.com

Tel: +44 (0) 20 3302 6440, Mob: +44 (0) 7447117061

SOFTWARE/SERVICE PROVIDERS

United States

Acadia

93 Longwater Circle, Norwell, MA 02061, USA

Tel: +1 617 600 5466

Email: info@acadia.inc

Web: www.acadia.inc

Type of firm

Software / Service Provider

Acadia is the leading provider of integrated risk management services for the derivatives community. Our risk, margin and collateral tools enable a holistic risk management strategy on a real-time basis within a centralized industry standard platform. Backed by 16 major industry participants, Acadia is used by a community of over 2000 firms.

Main collateral types

Margin automation and collateral management provided for OTC Derivatives, Repos, TBAs, MSTFA, Cleared instruments, Securities Lending, Manufactured Income

Other offices

London, New York, Dublin, Dusseldorf, Tokyo, Manila

Head of North America Sales

Sarah Powers

sarah.powers@acadia.inc

+1 617 865 6840

Chief Operating Officer

Scott Fitzpatrick

scott.fitzpatrick@acadia.inc

+1 617 865 6836

Broadridge Financial Solutions

5 Dakota Dr, New Hyde Park, NY 11042, United States

www.broadridge.com

Type of firm

Software/Service Provider (ISV)

Vice President, Sales

Mike Airey

Mike.Airey@broadridge.com

+1 201 714 3039

GLMX

330 Seventh Ave, New York, NY 10001 / 755 Page Mill Road, Suite A-200, Palo Alto, CA 94304, United States

Tel: 646 854-GLMX (4569)

Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT) . Using state-of-the-art streaming technology, GLMX facilitates a wide array of SFT including multi-variable negotiation, lifecycle events management, STP, reporting and data management. Funded by leading Silicon Valley venture capital firms, GLMX brings unparalleled trading and liquidity management workflow efficiencies to existing counterparties in the global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times and enhanced customisation. These characteristics allow GLMX to create a premium user experience.

GLMX technology functionality supporting SFT and Time Deposit trading includes:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Cross-currency, locates, rate runs, packages

• Extensive data capture

• Trade life-cycle management

• Full SFTR reporting

• Pre and post trade API

• Pre-trade control functions

Securities financing activities

Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing

Main collateral types

Global Fixed Income and Global Equity

Other offices

United Kingdom

Chief Executive Officer

Glenn Havlicek

glenn@glmx.com

+1 646 854-GLMX (4569)

Chief Operating Officer

Sal Giglio

sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin

andy.wiblin@glmx.com

+44 20 8191 8803

Americas

• Choose our fully managed ION Cloud solution for quick, easy deployment and lower costs. All with the same advanced capabilities.

Discover how ION can help you harness the power of software.

To learn more, contact us at https://iongroup.com/ markets/contact-us/

Head of Business Development (NA)

Ugur Ayvaz

ugur.ayvaz@iongroup.com

+1 212 401 8308

ION

1348 Avenue of the Americas, 49th floor, New York, NY 10105, United States

Tel: +1 212 906 0050

Web: www.iongroup.com

Type of firm

Global Financial Technology/Service Provider

ION provides mission-critical trading and workflow automation software, high-value analytics and insights, and strategic consulting to financial institutions, central banks, governments, and corporates. Our solutions and services simplify complex processes, boost efficiency, and enable better decision-making. We build long-term partnerships with our clients, helping transform their business for sustained success through continuous innovation.

Our Anvil solution for secured funding provides rich functionality for repo and securities lending desks.

Anvil comprises three independent, interoperable products built on ION’s core platform: Anvil e-Trading, Anvil OMS, and Anvil Trade Processing.

Anvil can replace outdated and unconnected legacy systems, giving you everything you need for trading, order management, and trade processing in one unified system that fits desks of any size. With Anvil, you can:

• Connect to all major D2D and RFQ platforms.

• Digitize email, chat, voice, and electronic flows, and manage collateral, P&L, and transfer pricing.

• See a complete view of your business in real time to make your best decisions.

OCC

125 S Franklin St, Suite 1200, Chicago, IL 60606, United States

Tel: +1 312 322 6200

Email: investorservices@theocc.com www.theocc.com

Type of firm Clearing

Executive Director, Product Owner, Renaissance Clearing. Matt Wolfe mwolfe@theocc.com

+1 312 322 3826

S&P Global Market Intelligence

55 Water Street, New York NY 10041, United States

Tel: +1 800 447 2273

www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Director, Securities Finance

Mark Klein mark.klein@spglobal.com

+1 646 679 3215

Director, Repo Muju Tsay muju.tsay@spglobal.com

+1 212 812 0679

Executive Director – Sales

Jillian Hurley

jillian.hurley@spglobal.com

+1 646 312 8919

Executive Director – Sales

David Del Zotto

david.delzotto@spglobal.com

+1 212 863 9400

Tradeweb

1177 Avenue of the Americas, New York, NY 10036, United States

Tel: +1 800 541 2268

Email: mmkts@tradeweb.com

Web: Tradeweb.com

Type of firm: Trading Venue

Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets. Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting for more than 40 products to clients in the institutional, wholesale and retail markets. Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations. Tradeweb serves approximately 2,500 clients in more than 65 countries. On average, Tradeweb facilitated more than $1 trillion in notional value traded per day over the past four fiscal quarters.

Repo Products Traded: U.S. Treasuries, European Government Bonds, Corporate Bonds, MortgageBacked Securities, Agency, Covered Bonds, Supras, Sovereigns and Agencies (SSA)

Government Bond Currencies Supported: USD, GBP, AUD, CHF, HKD, ILS, HUF, EUR, NZD, DKK, NOK, RSD, LTL, PLN, SEK, CZK, MXN, RON, JPY, ZAR, CAD, TRY, NGN, RUB

Trade Types: Repo and Reverse, Buy/Sell and Sell/Buy, Tri-Party

Protocols: All-or-nothing, non-contingent, fixed and floating, GC Baskets, GC vs Specials (zero net cash)

Settlement: Bilateral and Cleared

Managing Director, Repo & Money Markets

Joanne Crisafi

Joanne.Crisafi@tradeweb.com

+1 646 430 6000

Director, Repo & Money Markets

Colleen Flynn

Colleen.Flynn@tradeweb.com

+1 646 430 6000

Director, Repo & Money Markets

Jeffrey Gould

Jeffrey.Gould@tradeweb.com

+1 646 430 6000

Transcend

371 Hoes Lane, Suite 205, Piscataway, NJ 08854, United States

Tel: +1 866 608 0381

Email: info@transcendstreet.com

www.transcendstreet.com

Type of firm Technology Provider

About Transcend

Transcend is a leading provider of analytics, optimization, and automation solutions for collateralized businesses. The Company helps transform the capital markets by helping firms more efficiently and strategically manage scarce financial resources. With a growing roster of world-class banks and other financial institutions as clients, the firm is quickly becoming the gold standard for the real-time, firm-wide management of inventory, funding and liquidity. Transcend has more than 140 global employees possessing deep domain expertise in collateral, securities finance, derivatives, operations, and more, positioning the firm to strategically solve some of the industry’s greatest regulatory and capital challenges.

Key Offerings Include:

• Inventory Management and Sources & Uses

• Collateral & Inventory Optimization

• Digitized Eligibility & Collateral Validation

• Prime, Liquidity, and Margin Analytics

• Booking Automation

Head of Business Development and Sales

BJ Marcoullier

BJ.Marcoullier@transcendstreet.com

+1 917 656 5958

North American Sales

Lis Hadingham

lis.hadingham@transendstreet.com

+1 646 361 5992

EMEA Sales

Raj Patel

rajen.patel@transcendstreet.com

+44 785210 8555

SOFTWARE/SERVICE PROVIDERS

Product Manager

Jennifer Eason

jennifer.eason@asx.com.au

+612 9227 0612

Head of Debt & Collateral

John Pearce

john.pearce@asx.com.au

+612 9227 0451

Sales Manager

Ratna Wijaya

ASX

(Australian Securities Exchange)

20 Bridge Street, Sydney, NSW, 2000, Australia

Tel: +612 9338 0000 Email: info@asx.com.au Web: asx.com.au

Type of firm Exchange

ASX is one of the world’s leading financial market exchanges, offering a full suite of services, including listings, trading, clearing and settlement, across a comprehensive range of asset classes. As the first major financial market open every day, ASX is a world leader in raising capital, consistently ranking among the top five exchanges globally. With a total market capitalisation of more than $2.0 trillion, ASX is home to some of the world’s leading resource, finance and technology companies. Our $68 trillion interest rate derivatives market is the largest in Asia and among the biggest in the world. ASX’s network and data centre are connected to leading financial hubs. Speed, reliability, state-of-the-art technology and the diversity of the user community, are fundamental to the success of the Sydney-based ASX Australian Liquidity Centre. We operate in a world class regulatory environment, meeting the highest global standards. Our clearing houses are among the most secure and well capitalised in the world, and help underpin the stability of Australia’s financial markets.

https://www2.asx.com.au/markets/clearing-andsettlement-services/collateral-services

https://www2.asx.com.au/markets/clearing-andsettlement-services/asx-clear-futures/otc-clearing

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending.

Other offices

Melbourne and Perth

ratna.wijaya@asx.com.au

+612 9227 0810

Broadridge Financial Solutions

50 Margaret St, Sydney NSW 2000, Australia

Tel: +61 2 9034 1700

www.broadridge.com/intl

Type of firm

Software/Service Provider (ISV)

Senior Sales Director

Jake Sweeney

Jake.Sweeney@broadridge.com

+612 9034 1777

S&P Global Market Intelligence

2 Bulletin Place, Level 13, Sydney, NSW 2000, Australia

Tel: +61 2 8076 1100 www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Executive Director, Head of APAC Securities Finance Product

Stewart Cowan stewart.cowan@spglobal.com

+61 2 8076 1117

Executive Director – Sales Business Development

Andrew Innes andrew.innes@spglobal.com

+61 2 8076 1106

Yieldbroker

Level 6, 14 Martin Place, Sydney NSW 2000, Australia

Tel: +61 2 9994 2859 www.yieldbroker.com

Type of firm

Financial Technology

Senior Business Development Manager

Fiona Hughes

Fiona.Hughes@yieldbroker.com

+61 2 9994 2859

Business Development - Connectivity

Andy Johnson

Andy.Johnson@yieldbroker.com

+61 2 9994 2846

SOFTWARE/SERVICE PROVIDERS

Hong Kong

Broadridge Financial Solutions

Hong Kong Level 54

Hopewell Centre

183 Queen’s Road East, Hong Kong

www.broadridge.com/intl

Type of firm

Software/Service Provider (ISV)

Senior Sales Director

Eric Ng

eric.ng@broadridge.com

+852 6468 1789

S&P Global Market Intelligence

25/F Lee Garden Two, 28 Yun Ping Road, Causeway Bay, Hong Kong

Tel: +852 3726 7012 www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Associate Director, Product Specialist

Henry Lau henry.lau@spglobal.com +852 3726 7009

Director APAC Sales Kevin Tapley kevin.tapley@spglobal.com +852 3726 7027

Executive Director, Head of APAC Securities Finance

Product Stewart Cowan stewart.cowan@spglobal.com +61 2 8076 1117

SOFTWARE/SERVICE PROVIDERS

Japan Acadia

Level 11 Aoyama Palacio Tower, Japan

Tel: +81 5778 5928

Email: info@acadia.inc Web: www.acadia.inc

Type of firm

Software / Service Provider

Acadia is the leading provider of integrated risk management services for the derivatives community. Our risk, margin and collateral tools enable a holistic risk management strategy on a real-time basis within a centralized industry standard platform. Backed by 16 major industry participants, Acadia is used by a community of over 2000 firms.

Main collateral types

Margin automation and collateral management provided for OTC Derivatives, Repos, TBAs, MSTFA, Cleared instruments, Securities Lending, Manufactured Income

Other offices

London, New York, Dublin, Dusseldorf, Boston, Manila

Head of Business Development (APAC) Takashi Nagai takashi.nagai@acadia.inc +81 5778 5958

APAC Sales

Nan Jiang nan.jiang@acadia.inc +81 5778 5928

Broadridge Financial Solutions

7F S-GATE Akasaka Sanno, 2-5-1 Akasaka, Minato-ku, Tokyo 107-0052, Japan

Tel: +81 3 5797 8300 www.broadridge.com/jp/

Type of firm

Software/Service Provider (ISV)

Regional Sales Director

Daizo Mitsuoka Daizo.Mitsuoka@broadridge.com +81 80 1345 9620

S&P Global Market Intelligence

Tokyo Square Garden 12F, 3-1-1 Kyobashi, Chuo-ku, Tokyo, 104-0031, Japan

Tel: +61 2 8076 1100

www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Director APAC Sales

Shintaro Toba shintaro.toba@spglobal.com

+813 6262 1754

Associate Director - Product Specialist Kyotaro Inoue kyotaro.inoue@spglobal.com +813 6262 1858

Executive Director, Head of APAC Securities Finance Product Stewart Cowan stewart.cowan@spglobal.com

+61 2 8076 1117

SOFTWARE/SERVICE PROVIDERS Singapore

Broadridge Financial Solutions

61 Robinson Rd, Singapore 068893

Tel: +65 6438 1144

www.broadridge.com/intl

Type of firm

Software/Service Provider (ISV)

Senior Pre-Sales Director, SFCM

Kartik Raval

Kartik.raval@broadridge.com

+65 6240 6511

SOFTWARE/SERVICE PROVIDERS

Germany

Comyno GmbH

Zimmerweg 6, 60325 Frankfurt am Main, Germany

Tel: (+49) 69 9131 5995 Email: contact@comyno.com Web: www.comyno.com

Type of firm

Consulting, Technology, Financial Services

Comyno is a specialised FinTech company with more than 15 years of experience in Securities Finance, focusing on software and consulting. We work with leading private and public financial institutions, clearing houses and triparty agents, combining our expertise in strategy, processes and technology. We have extensive experience in the provision of standardised and tailor-made solutions, increasing functionality and efficiency across the entire value chain. Our innovative strength is demonstrated by our expertise in the area of Blockchain/DLT and its practical application, e.g. its usage in our trading software.”

Other offices: Belgrade, Serbia CEO Markus Büttner markus.buettner@comyno.com (+49) 173 6726225

COO & Head of Consulting Admir Spahic admir.spahic@comyno.com (+49) 177 4367027

COO & Head of Sales Frank Becker frank.becker@comyno.com (+49) 151 42490801

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

Mergenthalerallee 61, 65760 Eschborn, Germany Email: gff-sales@deutsche-boerse.com Web: www.eurexrepo.com

Type of firm

Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director

Matthias Graulich

matthias.graulich@deutsche-boerse.com 49 69 211 18078

Managing Director

Frank Gast frank.gast@deutsche-boerse.com +49 69 211 14050

Frankfurt Office Ingo Deisenroth ingo.deisenroth@deutsche-boerse.com +49 69 211 14193

Frankfurt Office

Esen Rose esen.rose@deutsche-boerse.com +49 69 211 13172

London Office

Dale Fullilove

dale.fullilove@deutsche-boerse.com +44 207 862 7238

London Office

Katja Renner

katja.renner@deutsche-boerse.com +44 207 8 62-72 33

Paris Office

Alexandra Morelle alexandra.morelle@deutsche-boerse.com +33 1 5527 6769

Zug Office

André Ammann andre.ammann@deutsche-boerse.com +41 43 430 7112

Frankfurt Office Carsten Hiller carsten.hiller@deutsche-boerse.com +49 69 211 13182

SOFTWARE/SERVICE PROVIDERS

Luxembourg/Switzerland/UK

London: 85 Gresham Street London EC2V 7NQ United Kingdom

COO

Nick Short nick.short@hqla-x.com

Salesperson

HQLAx

Tel: +352 28 81 33 11

Email: info@hqla-x.com www.hqla-x.com

HQLAx is an innovative financial technology firm founded by financial market practitioners. Our vision is to be the distributed ledger for Securities Finance and Repo.

Our immediate goal is to provide capital savings to global banks by improving collateral mobility across market-leading triparty agents and custodians in Europe.

Together with Deutsche Börse, we created a multi-layer operating model which enables our clients to exchange ownership of baskets of securities across disparate collateral pools at precise moments in time.

The atomic nature of our Delivery vs Delivery (DvD) ownership transfers provides our clients with capital cost savings by reducing credit risk, intraday liquidity requirements, and operational risk.

Offices:

Luxembourg:

9 Rue du Laboratoire, 1911 Luxembourg

Head of Business Development Rodney Jordan rod.jordan@hqla-x.com

Sales Lead Elisa Poutanen elisa.poutanen@hqla-x.com

Switzerland:

3, Rigistrasse 6300 Zug, Switzerland

Co-founder, CEO and Chairman of HQLAᵡ Guido Stroemer guido.stroemer@hqla-x.com

CTO

Raoul Bhoedjang raoul.bhoedjang@hqla-x.com

Charlie Amesbury charlie.amesbury@hqla-x.com

Operating Model:

Marketplace:

• Trade execution

• Ability to enter specific opening/closing date & time (to the nearest minute)

Digital Collateral Registry:

• Record of ownership of baskets of securities

Trusted Third Party:

• Holds baskets of securities at triparty agents and custodians on behalf of participants

Custody Layer (Triparty Agents and Custodians):

• Safekeeping of securities in accounts opened by the TTP

• Collateral management of securities in and out of segregated TTP accounts

SOFTWARE/SERVICE PROVIDERS

South Africa

Iress

Building 3, 2929 On Nicol, 2929 William Nicol Drive, Bryanston, Sandton, South Africa

Tel: +27 (0) 10 492 1111 Email: salesa@iress.com Web: www.iress.com

Iress is a technology company providing software to the financial services industry

Head of Business Development

Stuart Campbell stuart.campbell@iress.com +27 (0) 10 492 1111

SOFTWARE/SERVICE PROVIDERS

Switzerland

SIX Repo Ltd.

Pfingsweidstrasse 110, Zürich 8021, Switzerland

Tel: +41 58 399 2190 www.six-group.com

Type of firm: Financial Infrastructure Provider

SIX operates the infrastructure for the financial centers in Switzerland and Spain and offers exchange services, financial information and banking services.

SIX Repo Ltd. and SIX Securities Finance provide a multi-faceted electronic trading facility and a collateral management solution as part of an integrated value chain from a single source: From trading and settlement, right through to collateralization at the central securities depositories (CSDs) or custodians, SIX guarantees that you are covered every step of the way.

Through SIX Repo’s unique offering, you get direct access to central bank money, money from commercial banks and primary SNB money market auctions while compliance with all regulatory requirements is guaranteed through our in-house expertise. Our market offers a single-point access to over 160 Swiss and international counterparties and repo trading across 14 currencies.

Our tri-party collateral management offering features realtime exposure coverage and collateral substitution and is fully integrated with our other securities financing products.

Head SIX Repo Ltd & Securities Finance

Nerin Demir nerin-demir@six-group.com +41 58 399 2646

Head Sales & Relationship Management Securities Finance

Christian Geiger

christian.geiger@six-group.com +41 58 399 2423

Chief Financial Officer SIX SIS & SIX x-clear

Raeto von Sprecher, CFA raeto.vonsprecher@six-group.com +41 58 399 3779

Relationship Manager Securities Finance

Vi Luong

vi.luong@six-group.com +41 58 399 2054

EMEA

SOFTWARE/SERVICE PROVIDERS

United Kingdom

Acadia

Broadgate Quarter, One Snowden Street, London EC2A 2DQ, UK

Tel: +81 5778 5928

Email: info@acadia.inc

Web: www.acadia.inc

Type of firm

Software / Service Provider

Acadia is the leading provider of integrated risk management services for the derivatives community. Our risk, margin and collateral tools enable a holistic risk management strategy on a real-time basis within a centralized industry standard platform. Backed by 16 major industry participants, Acadia is used by a community of over 2000 firms.

Main collateral types

Margin automation and collateral management provided for OTC Derivatives, Repos, TBAs, MSTFA, Cleared instruments, Securities Lending, Manufactured Income

Other offices

Boston, New York, Dublin, Dusseldorf, Tokyo, Manila

Head of European Sales

Ivano Bonfanti

ivano.bonfanti@acadia.inc

+44 1727 324551

Director of Strategic Clients

David Radley

david.radley@acadia.inc

07931 544 770

Broadridge Financial Solutions

193 Marsh Wall, Isle of Dogs, London, E14 9SG, United Kingdom

Tel: +44 207 418 4500

www.broadridge.com/intl

Type of firm

Software/Service Provider (ISV)

SFCM Sales Director EMEA & APAC

Paul Wilson paul.wilson@broadridge.com

+44 207 418 4500

GLMX

145 City Road, London EC1V 1AZ, United Kingdom

Tel: +44 20 3637 9678

Email: sales@glmx.com glmx.com

Type of firm: Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT) . Using stateof-the-art streaming technology, GLMX facilitates a wide array of SFT including multi-variable negotiation, lifecycle events management, STP, reporting and data management. Funded by leading Silicon Valley venture capital firms, GLMX brings unparalleled trading and liquidity management workflow efficiencies to existing counterparties in the global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times and enhanced customisation. These characteristics allow GLMX to create a premium user experience.

GLMX technology functionality supporting SFT and Time Deposit trading includes:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Cross-currency, locates, rate runs, packages

• Extensive data capture

• Trade life-cycle management

• Full SFTR reporting

• Pre and post trade API

• Pre-trade control functions

Securities financing activities

Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing

Main collateral types: Global Fixed Income and Global Equity

Other offices: New York & Palo Alto

Chief Executive Officer

Glenn Havlicek

glenn@glmx.com

+1 646 854-GLMX (4569)

Chief Operating Officer

Sal Giglio

sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin

andy.wiblin@glmx.com

+44 20 8191 8804

ION

10 Queen Street Place, 2nd Floor, London, EC4R

1BE, United Kingdom

Tel: +44 20 7398 0200 Web: www.iongroup.com

Type of firm

Global Financial Technology/Service Provider

ION provides mission-critical trading and workflow automation software, high-value analytics and insights, and strategic consulting to financial institutions, central banks, governments, and corporates. Our solutions and services simplify complex processes, boost efficiency, and enable better decision-making. We build long-term partnerships with our clients, helping transform their business for sustained success through continuous innovation.

Our Anvil solution for secured funding provides rich functionality for repo and securities lending desks. Anvil comprises three independent, interoperable products built on ION’s core platform: Anvil e-Trading, Anvil OMS, and Anvil Trade Processing.

Anvil can replace outdated and unconnected legacy systems, giving you everything you need for trading, order management, and trade processing in one unified system that fits desks of any size. With Anvil, you can:

• Connect to all major D2D and RFQ platforms.

• Digitize email, chat, voice, and electronic flows, and manage collateral, P&L, and transfer pricing.

• See a complete view of your business in real time to make your best decisions.

• Choose our fully managed ION Cloud solution for quick, easy deployment and lower costs. All with the same advanced capabilities.

Discover how ION can help you harness the power of software.

To learn more, contact us at https://iongroup.com/ markets/contact-us/

Head of Product & Business Development (EMEA)

Ed Tyndale-Biscoe ed.tyndale-biscoe@iongroup.com

+44 7398 0200

Kaizen Reporting

12 Groveland Court, London, EC4M 9EH, United Kingdom

Tel: +44 (0) 207 205 4090

Email: enquiries@kaizenreporting.com Web: www.kaizenreporting.com

Type of firm

RegTech

Regulatory experts Kaizen Reporting are the gold standard in reporting testing through its multi-award winning ReportShield™ quality assurance services for reporting obligations such as SFTR, MiFIR, EMIR and other G20 regulations.

Securities financing activities

SFTR Accuracy Testing & Reconciliations

Other offices

New York

Senior Regulatory Reporting Specialist - SFTR

Jonathan Lee jonathan.lee@kaizenreporting.com +44 (0) 203 912 3294

Kynetix

AMP House, Dingwall road, Croydon, CR0 2LX, London, United Kingdom

Tel: 020 7836 1800 Email: hello@kynetix.com Web: https://www.kynetix.com/

Type of firm

Software / Service Provider

Our solutions help FCMs looking to streamline back office processes, enable post-trade listed derivatives data to be trusted, bring trusted inventory to commodity exchange warehouses and allow the digitalisation and the custody of assets for exchanges, banks and brokerages.

Marketing Executive

Chelsea Humphreys humphreysc@kynetix.com 7376162197

Marketing Manager

Reece Chapman reece.chapman@kynetix.com +44 020 7836 1800

Client Services Manager

Ciara John ciara.john@kynetix.com +44 020 7836 1800

MarketAxess Post-Trade Limited

5 Aldermanbury Square, London EC2V 7HR, United Kingdom

Tel: +44 20 3655 3470

Email: post-trade@marketaxess.com www.marketaxess.com/post-trade

Type of firm

Regulatory reporting, matching and data service provider

Head of Post-Trade

Christopher Smith

csmith@marketaxess.com

+44 203 655 3479

Head of Business Development, STP

Camille McKelvey

CMcKelvey@marketaxess.com

+44 203 655 3475

Head of Business Development, Reporting & Analytics

Haider Ali

HAli@marketaxess.com

+44 203 655 3484

O’Neill and Associates Ltd

Solution House, 47 Dane Street, Bishop’s Stortford, Hertfordshire, CM23 3BT, United Kingdom, UK

Tel: +44 (0)7789 907717

Email: enquiries@oneillandassociates.co.uk www.oneillandassociates.co.uk

Type of firm Consultancy Director

Sean O’Neill

sean.oneill@oneillandassociates.co.uk

+44 (0)7789 907717

Senior Consultant

Kevin O’Neill

kevin.oneill@oneillandassociates.co.uk

+44 (0)7895 703593

Pirum Systems Ltd

2 Copthall Avenue, London EC2R 7DA, United Kingdom

Tel: +44 207 220 0960

Email: connect@pirum.com

Web: www.pirum.com

Type of firm

Global Financial Technology/Service Provider

Pirum offers a secure, centralised automation and connectivity hub for international securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other bilateral transactions. Pirum has over 100 employees supporting global clients with a physical presence in EMEA and North America. Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to all actors in securities finance.

Across our global platform we reconcile hundreds of thousands of repo trades globally each day. Our suite of services enables our clients to seamlessly affirm repo trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending, Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing, Government/Corporate Bond Repo

Other offices

London, New York

CEO

Philip Morgan

philip.morgan@pirum.com

Tel: +44 207 220 0965, Mob: +44 (0) 7771 356 535

CCO

Karl Wyborn

karl.wyborn@pirum.com

Tel: +44 20 3302 6440, Mob: +44 (0) 7447117061

Head of Corporate Development and Collateral Services

Todd Crowther

todd.crowther@pirum.com

Tel: +44 207 220 0974, Mob: +44 (0) 7973460238

EMEA

Qomply

Office 311, 11-12 Tokenhouse Yard, London EC2R 7AS, United Kingdom

Tel: +44 (0) 20 8242 4789 Email: info@qomply.co.uk Web: www.qomply.co.uk

Type of firm

Software / Service Provider

Qomply empowers financial firms of all sizes to meet their regulatory transaction reporting requirements (MiFID, EMIR, SFTR, and ASIC) with best-in-class cloud based technology solutions that are easy to use and at affordable price points.

Managing Director

Michelle Zak michelle.zak@qomply.co.uk 44(0)20 8242 4789

SecFinHub Ltd

12 West Street, Ware, Herts. SG12 9EE, United Kingdom

Tel: +44 7769 657579 Email: billfoley@secfinhub.com Web: www.secfinhub.com

Type of firm

Software / Service Provider

Founder/Director Bill Foley billfoley@secfinhub.com +44 7769 657579

S&P Global Market Intelligence

4th floor Ropemaker Place, 25 Ropemaker Street, London, EC2Y 9LY, United Kingdom

Tel: +44 207 260 2117 www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Executive Director, Head of Securities Finance

Product Management

Kabin George kabin.george@spglobal.com +44 207 264 7617

Executive Director – EMEA Sales

Annabelle Shrieves

annabelle.shrieves@spglobal.com +44 207 264 7660

Director EMEA Sales

Jonathan Chen

jonathan.chen@spglobal.com +44 207 260 2463

Director, Repo

Stuart Day

stuart.day@spglobal.com +44 20 3159 3410

EMEA

Tradeweb

1 Fore Street Avenue, London, EC2Y 9DT, United Kingdom

Tel: +44 207 776 3200

Email: Europe.Repo@tradeweb.com

Web: Tradeweb.com

Type of firm

Trading Venue

Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets. Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-throughprocessing and reporting for more than 40 products to clients in the institutional, wholesale and retail markets. Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations. Tradeweb serves approximately 2,500 clients in more than 65 countries. On average, Tradeweb facilitated more than $1 trillion in notional value traded per day over the past four fiscal quarters.

Repo Products Traded:

U.S. Treasuries, European Government Bonds, Corporate Bonds, Mortgage-Backed Securities, Agency, Covered Bonds, Supras, Sovereigns and Agencies (SSA)

Government Bond Currencies Supported: USD, GBP, AUD, CHF, HKD, ILS, HUF, EUR, NZD, DKK, NOK, RSD, LTL, PLN, SEK, CZK, MXN, RON, JPY, ZAR, CAD, TRY, NGN, RUB

Trade Types:

Repo and Reverse, Buy/Sell and Sell/Buy, Tri-Party

Protocols:

All-or-nothing, non-contingent, fixed and floating, GC Baskets, GC vs Specials (zero net cash)

Settlement: Bilateral and Cleared

Director, Repo & Money Markets

James Kelly

James.Kelly@tradeweb.com

+44 20 7776 3200

wematch.securitiesfinancing

25 North Row, London W1K 6DJ, United Kingdom

Tel: +44 7500 896 826 www.wematch.live

Type of firm

Software/Service Provider

• Wematch develops technology solutions replacing voice broking by automating matching and negotiation as well as automating trading-related workflows (e.g. lifecycle management, optimization, sales to trader)

• Wematch is currently active in 3 assets classes: Securities Financing (TRS, repo and securities lending), Rates (e.g. Interest Rate Swaps) and Equity Derivatives (e.g. Volatility, Delta 1)

• Its user base includes 70+ banks and asset managers in both Europe and North America

• Wematch partners with operators of regulated venues (e.g. OTF, MTF) for the execution of certain trades (e.g. Interest Rates Swaps, Securities Lending, Total Return Swaps)

• It is headquartered in Tel Aviv, Israel and, as of end May 2022, it had 53 employees split between its offices in Tel Aviv, London, Paris, Singapore and New York

Co-founder & Head of EMEA David Raccat david@wematch.live

Head of Sales EMEA for Securities Financing

Shane Martin shane.martin@wematch.live

Head of Trading EMEA for Securities Financing Christine Lowe christine.lowe@wematch.live

TRI-PARTY AGENTS Americas

BNY Mellon

101 Barclay St, 15th Floor, New York New York 10286, United States

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Tri-party Collateral Financing Activities: Borrow/ Pledge, Repo, Margin Segregation

Main collateral types

Global Fixed Income, Global Equities

CEO Clearance & Collateral Management

Brian Ruane

brian.ruane@bnymellon.com

+1 212 635 1160

Liquidity, Segregation & IMG. COO, Global Head of Relationship & Transition Management

Drew Demko andrew.demko@bnymellon.com

+1 212 815 4450

MD, Americas Head of Sales John Templeton

john.templeton@bnymellon.com

+1 212 815 4476

Deutsche Bank

10 Columbus Circle, New York, NY 10019, United States

Tel: +1 212 250 2500 Email: deutsche.bank@db.com Web: www.db.com

Type of firm

Securities lending

For over 20 years, Deutsche Bank has provided clients with best-in-class securities lending capabilities and coverage. Our Agency Securities Lending (ASL) business generates attractive risk adjusted portfolio returns on clients’ fixed income, equity and ETF portfolios in addition to cash positions, all supported by DB’s industry leading “dual indemnification.”

Securities financing activities

Securities lending, repo, committed repo, liquidity management.

Main collateral types

Equities, Fixed income, cash,

Other offices

London, Frankfurt, Hong Kong

Director - Head of Securities Lending in the Americas Vikas Nigam vikas.nigam@db.com +1 212 250 6218

Director - Head of Sales in the Americas Christopher Ravn christopher.ravn@db.com +1 212 250 6320

J.P. Morgan

383 Madison Avenue, Floor 11, New York, NY 10179, United States

www.jpmorgan.com/global/solutions/cib/investorservices

Type of firm

Custodian Bank

Managing Director, Collateral Services

Ed Corral

ed.j.corral@jpmorgan.com

+1 212 622 2420

Managing Director, Sales - Collateral Services

Linda Roth

linda.roth@jpmorgan.com

+1 212 622 3118

Executive Director, Sales - Collateral Services

Eric Stovicek

Eric.Stovicek@jpmorgan.com

+1 212 622 9788

Vice President, Collateral Services - Client Service

TJ Rance

tj.rance@jpmorgan.com

+1 212 622 5502

Vice President, Collateral Services - Client Service

Andre Bogle andre.bogle@jpmorgan.com

+1 212 270 3465

Executive Director, Collateral Services - Product Sagar Patel

sagar.m.patel@jpmorgan.com

+1 212 834 7274

Executive Director, Collateral Services - Product Robert Evans

robert.a.evans@jpmorgan.com

+1 212 834 5990

BNY Mellon

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Tri-party Collateral Financing Activities: Borrow/ Pledge, Repo, Margin Segregation

Main collateral types

Global Fixed Income, Global Equities

CEO Clearance & Collateral Management

Brian Ruane

brian.ruane@bnymellon.com

+1 212 635 1160

Director, Japan Head of RM and Sales, CCM

Hiroshi Ohno

hiroshi.ohno1@bnymellon.com +813 6756 4320

Head of Clearance and Collateral Management, APAC

Natalie Wallder

natalie.wallder@bnymellon.com +852 2840 9755

MD, Asia Pacific Head of Sales and Relationship Management

Filippo Santilli

filippo.santilli@bnymellon.com +852 2840 6664

TRI-PARTY AGENTS

Australia

ASX

(Australian Securities Exchange)

20 Bridge Street, Sydney, NSW, 2000, Australia

Tel: +612 9338 0000

Email: info@asx.com.au

Web: asx.com.au

Type of firm Exchange

ASX is one of the world’s leading financial market exchanges, offering a full suite of services, including listings, trading, clearing and settlement, across a comprehensive range of asset classes. As the first major financial market open every day, ASX is a world leader in raising capital, consistently ranking among the top five exchanges globally. With a total market capitalisation of more than $2.0 trillion, ASX is home to some of the world’s leading resource, finance and technology companies. Our $68 trillion interest rate derivatives market is the largest in Asia and among the biggest in the world. ASX’s network and data centre are connected to leading financial hubs. Speed, reliability, state-of-the-art technology and the diversity of the user community, are fundamental to the success of the Sydney-based ASX Australian Liquidity Centre. We operate in a world class regulatory environment, meeting the highest global standards. Our clearing houses are among the most secure and well capitalised in the world, and help underpin the stability of Australia’s financial markets.

https://www2.asx.com.au/markets/clearing-andsettlement-services/collateral-services

https://www2.asx.com.au/markets/clearing-andsettlement-services/asx-clear-futures/otc-clearing

Main collateral types

Fixed Income

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending.

Other offices

Melbourne and Perth

Product Manager

Jennifer Eason

jennifer.eason@asx.com.au

+612 9227 0612

Head of Debt & Collateral

John Pearce

john.pearce@asx.com.au +612 9227 0451

Sales Manager

Ratna Wijaya

ratna.wijaya@asx.com.au +612 9227 0810

TRI-PARTY AGENTS

Hong Kong

J.P. Morgan

85 Castlereagh Street, Floor 20, Sydney 2000, Australia www.jpmorgan.com/global/solutions/cib/investorservices

Type of firm

Custodian Bank

Head of Trading Services, APAC Ed Bond edward.bond@jpmorgan.com

+852 2800 2667

Head of Collateral Services, APAC O’Delle Burke odelle.burke@jpmorgan.com

+852 2800 1525

Collateral Services,

ANZ Client Service

Guy Dipper guy.dipper@jpmorgan.com

+61 2 9003 6127

BNP Paribas Securities ServicesTriparty Collateral Management

PCCW Tower Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong https://securities.cib.bnpparibas/all-our-solutions/ markets-services/

Type of Firm

Custodian Bank

Since 2017, BNP Paribas Securities Services supports its clients with triparty collateral management services, providing advanced technology and seamless user experience. With this solution, BNP Paribas Securities Services enables you to connect with a large community of banks, asset owners, asset managers, hedge funds and corporates to manage your collateral for repo, securities lending, uncleared derivatives and other activities generating counterparty risk. Our solution is fully integrated with the rest of the BNP Paribas ecosystem to ease the connection between collateral takers and collateral givers.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities

Triparty collateral financing activities

Prime Brokerage Activities

Repo, Securities Lending, Initial margin

Main Collateral Types

Equities and fixed income

Other Offices

Paris

APAC Head of Collateral Services

David James Brown david.j.brown@asia.bnpparibas.com

APAC Head of Market & Financing Services

Natalie Floate natalie.floate@asia.bnpparibas.com

Co-Head of Triparty Collateral Services Jérôme Blais jerome.blais@bnpparibas.com

Clearstream Banking / Deutsche Boerse Group - Global Funding and Financing Markets

68 Des Voeux Road, Central, 2904-7, 29/F, Man Yee Building, Hong Kong

Tel: +852 2523 0728 Email: gff-sales@deutsche-boerse.com www.clearstream.com

Regional Head, North Asia - Relationship Management, APAC/M. East/Africa

Gavin Chan Gavin.chan@clearstream.com +852 2530 7400

Collateral Management - Securities Finance & Triparty - APAC MEA

Davin Cheung davin.tat.man.cheung@deutsche-borse.com +65 65 97 16 22

J.P. Morgan

The Quayside, 18/F Tower 2, 77 Hoi Bun Road, Kwun Tong, Hong Kong www.jpmorgan.com/global/solutions/cib/investorservices

Type of firm

Custodian Bank

Head of Trading Services, APAC

Ed Bond

edward.bond@jpmorgan.com +852 2800 2667

Head of Collateral Services, APAC O’Delle Burke odelle.burke@jpmorgan.com +852 2800 1525

APAC Collateral Services Sales William Jeffries william.j.jeffries@jpmorgan.com +852 5686 5739

Global Head of Trading Services Sales Eileen Herlihy eileen.herlihy@jpmorgan.com +44 207 134 8626

APAC Collateral Services Sales Stephen Michael

stephen.j.michael@jpmorgan.com +852 2800 9173

Collateral Services Client Service Alex Thistlethwaite +852 2800 6183 Email alex.thistlethwaite@jpmorgan.com

TRI-PARTY AGENTS

Japan

J.P. Morgan

Marunouchi 2-7-3, Chiyoda-ku, Floor 29, Tokyo 100-6432, Japan www.jpmorgan.com/global/solutions/cib/investorservices

Type of firm

Custodian Bank

Head of Trading Services, APAC Ed Bond edward.bond@jpmorgan.com +852 2800 2667

Head of Collateral Services, APAC O’Delle Burke odelle.burke@jpmorgan.com +852 2800 1525

Sales – Japan Collateral Services Ryoji Kanazawa ryoji.kanazawa@jpmorgan.com +813 6736 6638

Global Head of Trading Services Sales Eileen Herlihy eileen.herlihy@jpmorgan.com +44 207 134 8626

APAC Collateral Services Sales Stephen Michael stephen.j.michael@jpmorgan.com +852 2800 9173

TRI-PARTY AGENTS Singapore

Clearstream Banking - Global Funding and Financing Markets (Deutsche Boerse Group)

9 Raffles Place, #55-01 Republic Plaza, Singapore 048619, Singapore

Email: gff-sales@deutsche-boerse.com www.clearstream.com

Type of firm

Securities Services

Collateral Management - Securities Finance & Triparty - APAC MEA

Davin Cheung davin.tat.man.cheung@deutsche-boerse.com +65 65 97 16 22

Executive Director - APAC, Middle East & Africa Robert Tabet robert.tabet@clearstream.com +65 6597 1611

EMEA

TRI-PARTY AGENTS

France

BNY Mellon

Type of firm

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments.

BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Tri-party Collateral Financing Activities: Borrow/ Pledge, Repo, Margin Segregation

Main collateral types Global Fixed Income, Global Equities

CEO Clearance & Collateral Management

Brian Ruane

brian.ruane@bnymellon.com

+1 212 635 1160

MD, CCM Relationship Manager

Ingrid Garin

ingrid.garin@bnymellon.com

+32 2545 8666

BNP Paribas Securities ServicesTriparty Collateral Management

9 rue du Débarcadère, 93500 Pantin, France https://securities.cib.bnpparibas/all-our-solutions/ markets-services/

Type of Firm

Custodian Bank

Since 2017, BNP Paribas Securities Services supports its clients with triparty collateral management services, providing advanced technology and seamless user experience. With this solution, BNP Paribas Securities Services enables you to connect with a large community of banks, asset owners, asset managers, hedge funds and corporates to manage your collateral for repo, securities lending, uncleared derivatives and other activities generating counterparty risk. Our solution is fully integrated with the rest of the BNP Paribas ecosystem to ease the connection between collateral takers and collateral givers.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities

Triparty collateral financing activities

Prime Brokerage Activities Repo, Securities Lending, Initial margin

Main Collateral Types Equities and fixed income

Other Offices

Hong Kong

Co-Head of Triparty Collateral Services Jérôme Blais jerome.blais@bnpparibas.com

Business development - Triparty Collateral Services Romain Lemallier romain.lemallier@bnpparibas.com

Business development - Triparty Collateral Services Alexandre Daniere alexandre.daniere@bnpparibas.com

TRI-PARTY AGENTS

Germany

Clearstream Banking - Global Funding and Financing Markets (Deutsche Boerse Group)

Mergenthalerallee 61, 65760 Eschborn, Germany

Email: gff-sales@deutsche-boerse.com www.clearstream.com

Type of firm

Securities Services

Senior Vice President - Head of Business Development

Jean-Robert Wilkin jean-robert.wilkin@clearstream.com

+352 2 43-3 25 95

BFF Business Development Manager

Christian Rossler christian.rossler@deutsche-boerse.com

+352 243-3 62 29

TRI-PARTY AGENTS Luxembourg

J.P. Morgan

6 route de Treves, Building H, Floor 01, Senningerberg, L-2633, Luxembourg www.jpmorgan.com/global/solutions/cib/investorservices

Type of firm

Custodian Bank

Collateral Services Paul Pirie paul.g.pirie@jpmchase.com +352 462 685075

Global Head of Trading Services Sales Eileen Herlihy eileen.herlihy@jpmorgan.com +44 207 134 8626

APAC Collateral Services Sales William Jeffries william.j.jeffries@jpmorgan.com +852 5686 5739

APAC Collateral Services Sales Stephen Michael stephen.j.michael@jpmorgan.com +852 2800 9173

Collateral Services Client Service Scott Robinson scott.a.robinson@jpmorgan.com +44 207 134 8420

EMEA Head of Collateral Services Graham Gooden graham.j.gooden@jpmorgan.com +44 207 134 5248

EMEA Collateral Services Sales Katie Emerson katie.emerson@jpmorgan.com +44 207 7424583

TRI-PARTY AGENTS

Switzerland

SIX Repo Ltd.

Pfingsweidstrasse 110, Zürich 8021, Switzerland

Tel: +41 58 399 2190

www.six-group.com

Type of firm: Financial Infrastructure Provider

SIX operates the infrastructure for the financial centers in Switzerland and Spain and offers exchange services, financial information and banking services.

SIX Repo Ltd. and SIX Securities Finance provide a multi-faceted electronic trading facility and a collateral management solution as part of an integrated value chain from a single source: From trading and settlement, right through to collateralization at the central securities depositories (CSDs) or custodians, SIX guarantees that you are covered every step of the way.

Through SIX Repo’s unique offering, you get direct access to central bank money, money from commercial banks and primary SNB money market auctions while compliance with all regulatory requirements is guaranteed through our in-house expertise. Our market offers a single-point access to over 160 Swiss and international counterparties and repo trading across 14 currencies.

Our tri-party collateral management offering features realtime exposure coverage and collateral substitution and is fully integrated with our other securities financing products.

Head SIX Repo Ltd & Securities Finance

Nerin Demir

nerin-demir@six-group.com

+41 58 399 2646

Head Sales & Relationship Management Securities Finance

Christian Geiger

christian.geiger@six-group.com

+41 58 399 2423

Chief Financial Officer SIX SIS & SIX x-clear

Raeto von Sprecher, CFA raeto.vonsprecher@six-group.com

+41 58 399 3779

Relationship Manager Securities Finance

Vi Luong

vi.luong@six-group.com

+41 58 399 2054

TRI-PARTY AGENTS

United Kingdom

BNY Mellon

Type of firm

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments.

BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com.

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Tri-party Collateral Financing Activities: Borrow/ Pledge, Repo, Margin Segregation

Main collateral types

Global Fixed Income, Global Equities

CEO Clearance & Collateral Management

Brian Ruane

brian.ruane@bnymellon.com

+1 212 635 1160

MD, CCM Relationship Manager

Ingrid Garin

ingrid.garin@bnymellon.com

+32 2545 8666

EMEA

Clearstream Banking - Global Funding and Financing Markets (Deutsche Boerse Group)

11 Westferry Circus, 2nd Floor, Westferry House, Canary Wharf, London, E14 4HE, United Kingdom Tel: +44-(0)20-7862-7000 www.clearstream.com

Type of firm

Securities Services

Collateral & Liquidity Management

James Cherry

james.frederick.cherry@deutsche-boerse.com +44 (0)207 862 7121

Senior Vice President - UK, Ireland, South Africa and the Americas

Steve Lethaby steve.lethaby@deutsche-boerse.com +44 (0)207 8 62-71 33

J.P. Morgan

25 Bank Street, Canary Wharf, Floor 6, London E14 5JP, United Kingdom www.jpmorgan.com/global/solutions/cib/investorservices

Type of firm

Custodian Bank

Global Head of Trading Services Ben Challice ben.challice@jpmorgan.com +44 207 134 7964

EMEA Head of Collateral Services Graham Gooden graham.j.gooden@jpmorgan.com +44 207 134 5248

EMEA Collateral Services Sales Katie Emerson katie.emerson@jpmorgan.com +44 207 7424583

Collateral Services Client Service Scott Robinson scott.a.robinson@jpmorgan.com +44 207 134 8420

Global Head of Trading Services Sales Eileen Herlihy eileen.herlihy@jpmorgan.com +44 207 134 8626

Americas Section

BAHAMAS Funding & collateral

Funding & collateral

BARBADOS

Funding & collateral

Royal Bank of Canada

127 South Ocean Road, P.O. Box N-7549, Suit 204, Nassau 78073, Bahamas

Type of firm Bank

Royal Bank of Canada is Canada’s largest bank and a top 10 Global Investment Bank by market capitalization, with over 17 million clients in Canada, the US and 34 countries around the world.

RBC Capital Markets offers capital markets, banking and finance products through 58 offices in 14 countries.

Our Central Funding Group (CFG) offers a global secured finance business providing short term funding secured by collateral; typically fixed income, equity securities and structured credit assets.

CFG is a global business with over 200 employees operating in Bridgetown, Guernsey, London, Luxembourg, Nassau, New York, Toronto and Sydney.

Main collateral types

Global Fixed Income, Global Equity, Structured Credit, Major Currencies

Director

Daniel Molloy

daniel.molloy@rbccm.com

+1 212 858 7477

RBC (Barbados) Trading Bank Corp

Limegrove, 3rd Fl. Holetown, St James, Holetown BB24016, Barbados

Type of firm Bank

Royal Bank of Canada is Canada’s largest bank and a top 10 Global Investment Bank by market capitalization, with over 17 million clients in Canada, the US and 34 countries around the world.

RBC Capital Markets offers capital markets, banking and finance products through 58 offices in 14 countries.

Our Central Funding Group (CFG) offers a global secured finance business providing short term funding secured by collateral; typically fixed income, equity securities and structured credit assets.

CFG is a global business with over 200 employees operating in Bridgetown, Guernsey, London, Luxembourg, Nassau, New York, Toronto and Sydney.

Main collateral types

Global Fixed Income, Global Equity, Structured Credit, Major Currencies

Managing Director

Paul Holub

paul.holub@rbccm.com

+1 212 858 7282

Director Michael Byrne

michael.byrne@rbccm.com

+1 212 428 6538

BRAZIL Securities lending

Genial Investimentos

Av. Brigadeiro Faria Lima, 3400 - 10th floor - São Paulo - São Paulo, Brazil

Tel: +55 (11) 3206 8294

Email: ol-distribuicao@genial.com.vc Web: https://www.genialinvestimentos.com.br/

Type of firm

Securities lending

Genial is more than a bank or a broker. We are experienced in structured finance, financial advisory and asset management. We seek to build a longlasting relationship with our clients, based on the excellency of our services, and products based on our client’s individual profiles. This is only possible in an environment where ethics, meritocracy and high performance act as guiding principles of our culture and strategy.

Securities financing activities

Lending, Borrowing, Portfolio Management, Assets custody

Prime brokerage activities Execution and Clearing

Main collateral types

Cash, Government Bonds, Interest Rate Instruments, Bank CDs, Financial bills and Debentures

Other offices

Brazil (São Paulo and Rio de Janeiro), USA (Chicago, New York, Orlando, Miami and Atlanta) and Portual (Lisbon)

Securities Lendin Desk

Yves Salomao yves.salomao@genial.com.vc

+55 (11) 3206-8294

International Business Development

Ana Nunes ana.nunes@brasilplural.com

+1 312 404 1263

CANADA

Funding & collateral

BMO Capital Markets

1 First Canadian Place, 100 King Street West, Toronto, ON M5X 2A1, Canada

Tel: +1 416 359 4493

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Melbourne, and London

Managing Director

John Loynd

john.loynd@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

David Pugliese

David.Pugliese@bmo.com

+1 416 359 7513

Director, Securities Lending and Collateral Management

Mary Jane Schuessler

MaryJane.Schuessler@bmo.com

+1 416 359 4493

Funding & collateral

Director, Securities Lending and Collateral Management

Doug Howard

Doug.Howard@bmo.com

+1 416 359 4493

VP, Securities Lending, Delta One, Sales and Relationship Management

Darya Kuznetsova

darya.kuznetsova@bmo.com

+1 416 359 4493

Analyst, Securities Lending and Collateral Management

Olivia Dix Olivia.dix@bmo.com

+1 416 359 4493

Managing Director, Prime Brokerage and Delta One, Sales and Relationship Management Kimberley Jansen Kimberley.Jansen@bmo.com

+1 416 359 7013

Managing Director, Prime Brokerage Client Services

Satinder Jando satinder.jando@bmo.com

+1 416 359 8476

Royal Bank of Canada

200 Bay Street, Royal Bank Plaza, Toronto, ON. M5J 2W7, Canada

Type of firm Bank

Royal Bank of Canada is Canada’s largest bank and a top 10 Global Investment Bank by market capitalization, with over 17 million clients in Canada, the US and 34 countries around the world.

RBC Capital Markets offers capital markets, banking and finance products through 58 offices in 14 countries.

Our Central Funding Group (CFG) offers a global secured finance business providing short term funding secured by collateral; typically fixed income, equity securities and structured credit assets.

CFG is a global business with over 200 employees operating in Bridgetown, Guernsey, London, Luxembourg, Nassau, New York, Toronto and Sydney.

Securities financing activities GC, Non-Cash funding/collateral trading

Main collateral types Global Fixed Income, Global Equity, Structured Credit, Major Currencies

Head of Equity Finance

Andrew Thornhill andrew.thornhill@rbccm.com

+1 416 842 6440

Managing Director

Dave Barker

dave.barker@rbccm.com

+1 416 842 6440

Managing Director

Mike Fraser

mike.fraser@rbccm.com

+1 416 842 6440

Repo

BMO Capital Markets

1 First Canadian Place, 100 King Street West, Toronto, ON M5X 2A1, Canada

Tel: +1 416 359 4493

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities Global Equities

Other offices

New York, Dublin, Melbourne, and London

Managing Director

John Loynd

john.loynd@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

David Pugliese

David.Pugliese@bmo.com

+1 416 359 7513

Director, Securities Lending and Collateral Management

Mary Jane Schuessler

MaryJane.Schuessler@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

Doug Howard

Doug.Howard@bmo.com

+1 416 359 4493

VP, Securities Lending, Delta One, Sales and Relationship Management

Darya Kuznetsova

darya.kuznetsova@bmo.com

+1 416 359 4493

Analyst, Securities Lending and Collateral Management

Olivia Dix

Olivia.dix@bmo.com

+1 416 359 4493

Managing Director, Prime Brokerage and Delta One, Sales and Relationship Management Kimberley Jansen

Kimberley.Jansen@bmo.com

416 359 7013

Managing Director, Prime Brokerage Client Services

Satinder Jando

satinder.jando@bmo.com

+1 416 359 8476

Repo

BNY Mellon

1 York Street, 6th Floor, Toronto, ON M5J 0B6, Canada

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries. As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/ or administration, and $2.2 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK).

Additional information is available on www.bnymellon. com. Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

MD, Global Head of Agency Securities Finance

William Kelly bill.kelly@bnymellon.com

+1 212 815 3908

MD, CIO

Larry Mannix larry.mannix@bnymellon.com

+1 212 815 3040

Director CAD Cash Reinvestment

Cezan Duong cezan.duong@bnymellon.com

+1 416 775 8753

HSBC Securities Canada Inc

70 York Street, Suite 400, Toronto, ON M5J 1S9, Canada

Tel: +1 416 868 5453

Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Repo

Jean-Michel Meyer

jean-michel.meyer@hsbcib.com +44 20 7991 5708

Rates Trading

Gregg Borland

gregg_borland@hsbc.ca +1 416 868 5453

Head of US Cash Financing Solutions

William Child

william.child@us.hsbc.com +1 212 525 0300

Repo Trading Edward Frederick

edward.frederick@us.hsbc.com +1 212 525 0153

Repo

State Street Bank and Trust - Repo Products (FICC/P2P)

State Street Financial Center, 30 Adelaide Street, Toronto, Ontario, Canada

Tel: +1 617 786 3002

Royal Bank of Canada

200 Bay Street, Royal Bank Plaza, Toronto, ON. M5J 2W7, Canada

Type of firm Bank

Royal Bank of Canada is Canada’s largest bank and a top 10 Global Investment Bank by market capitalization, with over 17 million clients in Canada, the US and 34 countries around the world.

RBC Capital Markets offers capital markets, banking and finance products through 58 offices in 14 countries.

Our Central Funding Group (CFG) offers a global secured finance business providing short term funding secured by collateral; typically fixed income, equity securities and structured credit assets.

CFG is a global business with over 200 employees operating in Bridgetown, Guernsey, London, Luxembourg, Nassau, New York, Toronto and Sydney.

Securities financing activities

Government/Corporate Bond Repo

Main collateral types

Global Fixed Income, Global Equity, Structured Credit, Major Currencies

Head of Fixed Income Repo, Canada.

Charles Lesaux

charles.lesaux@rbccm.com

+1 416 842 6430

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral

Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Global Head of Financing and Analytics

Travis Keltner

Tkeltner@statestreet.com

+1 617 664 5570

Head of Business Development

Owen Nichols

HONichols@statestreet.com

+1 617 664 4756

Head of Product Development

Leslie Womack

lnwomack@statestreet.com

+1 617 664 6203

Securities lending

CANADA

Securities lending

BMO Capital Markets

1 First Canadian Place, 100 King Street West, Toronto, ON M5X 2A1, Canada

Tel: +1 416 359 4493

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities Global Equities

Other offices

New York, Dublin, Melbourne, and London

Managing Director

John Loynd

john.loynd@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

David Pugliese

David.Pugliese@bmo.com

+1 416 359 7513

Director, Securities Lending and Collateral Management

Mary Jane Schuessler

MaryJane.Schuessler@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

Doug Howard

Doug.Howard@bmo.com

+1 416 359 4493

VP, Securities Lending, Delta One, Sales and Relationship Management

Darya Kuznetsova

darya.kuznetsova@bmo.com

+1 416 359 4493

Analyst, Securities Lending and Collateral Management

Olivia Dix

Olivia.dix@bmo.com

+1 416 359 4493

Managing Director, Prime Brokerage and Delta One, Sales and Relationship Management Kimberley Jansen

Kimberley.Jansen@bmo.com

+1 416 359 7013

Managing Director, Prime Brokerage Client Services

Satinder Jando

satinder.jando@bmo.com

+1 416 359 8476

Securities lending

BNY Mellon

1 York Street, 6th Floor, Toronto, ON M5J 0B6, Canada

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries. As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www. bnymellon.com. Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Securities lending and borrowing, Collateral Management, Cash Reinvestment

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

MD, Global Head of Agency Securities Finance William Kelly bill.kelly@bnymellon.com

+1 212 815 3908

MD, Global Head of Agency Securities Finance Trading Simon Tomlinson simon.tomlinson@bnymellon.com

+44 207 163 4600

Head of Agency Lending Trading - Canada Phil Zywot Phil.Zywot@bnymellon.com

+1 416 775 5900

Desk Manager - CAD Equities Dan Yardin dan.yardin@bnymellon.com

+1 416 775 5900

BNY Mellon

1 York Street, 6th Floor, Toronto, ON M5J 0B6, Canada

Securities financing activities

Principal Finance

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

MD, Global Head of Agency Securities Finance William Kelly bill.kelly@bnymellon.com

+1 212 815 3908

MD, Global Head of Agency Securities Finance Trading Simon Tomlinson simon.tomlinson@bnymellon.com

+44 207 163 4600

Head of Agency Lending Trading - Canada Phil Zywot Phil.Zywot@bnymellon.com

+1 416 775 5900

Desk Manager - CAD Fixed Income Chris Tigert Christopher.Tigert@bnymellon.com

+1 416 775 8750

Northern Trust

145 King Street W, Suite 1910, Toronto, ON CA M5H IJ8, Canada

Tel: +1 416 363 0666 www.northerntrust.com

Type of firm

Agent Lender, Global Custodian

Head of Securities Lending Trading, Canada

Dave Sedman ds111@ntrs.com

+1 416 363 0666

RBC Investor & Treasury Services

Royal Bank Plaza, 200 Bay Street, 2nd Floor, North Tower, Toronto, Ontario M5J 2W7, Canada

Tel: +1 416 955 5500 Web: www.rbcits.com

RBC Investor & Treasury Services (RBC I&TS) provides asset and payment services to corporate investors and financial institutions globally. Trusted with CAD 4.7 trillion in assets under administration,(1) clients are at the heart of our service offering. As a financially strong partner,(2) our focus is on safeguarding client assets as we leverage data and technology solutions to deliver meaningful insights, simplify our clients’ operations and support their growth.

Clients benefit from the long-standing experience and specialized expertise of our securities finance program:

• Tailored program based on clients’ risk and return objectives

• Established risk management framework

• Zero losses for beneficial owners since inception

• Over 35 years of experience (3)

• #1 Income Generated (4)

(1) RBC quarterly results as at January 31, 2022

(2) Standard & Poor’s (AA-) and Moody’s (Aa2) legacy senior long-term debt ratings of Royal Bank of Canada as of February 23, 2022

(3) Internal sources - No RBC Investor & Treasury Services client has experienced securities lending losses during the 35 years of our program

(4) Global Investor/ISF Beneficial Owners Survey - Custodial Lender Category Unweighted, 2021

Managing Director, Securities Finance

Donato D’Eramo

donato.deramo@rbc.com

+1 416 955 5500

Director, Securities Finance

Arthur Kolodziejczyk

arthur.kolodziejczyk@rbc.com

+1 416 955 5500

Director, Securities Finance

Kyle Kolasingh

kyle.kolasingh@rbc.com

+1 416 955 5500

State Street Bank and Trust - Agency Lending

State Street Financial Center, 30 Adelaide Street, Toronto, Ontario, Canada

Tel: +1 647 775 6061

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Agency Lending Trading Jarrod Polseno jpolseno@statestreet.com

+1 617 664 2513

Global Head of Algorithmic Trading Nickolas Delikaris NDelikaris@StateStreet.com

+1 617 664 9170

State Street Bank and TrustEnhanced Custody

State Street Financial Center, 30 Adelaide Street, Toronto, Ontario, Canada

Tel: +1 617 786 3000

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire

jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Enhanced Custody Trading Matthew Johnson MJohnson@StateStreet.com

+1 617 664 9184

Global Head of Algorithmic Trading Nickolas Delikaris

NDelikaris@StateStreet.com

+1 617 664 9170

Synthetic finance

CANADA

Synthetic finance

BMO Capital Markets

1 First Canadian Place, 100 King Street West, Toronto, ON M5X 2A1, Canada

Tel: +1 416 359 4493

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Melbourne, and London

Managing Director

John Loynd

john.loynd@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

David Pugliese

David.Pugliese@bmo.com

+1 416 359 7513

Director, Securities Lending and Collateral Management

Mary Jane Schuessler

MaryJane.Schuessler@bmo.com

+1 416 359 4493

Director, Securities Lending and Collateral Management

Doug Howard

Doug.Howard@bmo.com

+1 416 359 4493

VP, Securities Lending, Delta One, Sales and Relationship Management

Darya Kuznetsova

darya.kuznetsova@bmo.com

+1 416 359 4493

Analyst, Securities Lending and Collateral Management

Olivia Dix

Olivia.dix@bmo.com

+1 416 359 4493

Managing Director, Prime Brokerage and Delta One, Sales and Relationship Management

Kimberley Jansen

Kimberley.Jansen@bmo.com

+1 416 359 7013

Managing Director, Prime Brokerage Client Services

Satinder Jando

satinder.jando@bmo.com

+1 416 359 8476

UNITED STATES

Funding & Collateral

ABN AMRO Clearing Chicago LLC

175 W. Jackson Boulevard, Suite 400 | Chicago, IL 60604, United States

Web: www.abnamroclearing.com

Head of Securities Finance and Treasury US

Timothy J. Taylor

Email: timothy.taylor@abnamroclearing.com

Tel: +1 312 604 8422

Head of Securities Finance US Brian Bair

brian.bair@abnamroclearing.com

Tel: +1 312 604 8898

Securities Finance Trader

Raj Jhangiani raj.jhangiani@abnamroclearing.com

Tel: +1 312 604 8899

BMO Capital Markets

151 West 42nd Street, 9th Floor, New York, NY 10036, United States

Tel: +1 212 702 1233

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

Toronto, London, Melbourne, Dublin

Managing Director

Jordan Lupu

jordan.lupu@bmo.com

+1 212 605 1550

Managing Director, Co-Head Global Securities

Lending

Doug Tveter

Doug.Tveter@bmo.com

+1 212 702 1233

Managing Director, Co-Head Global Securities

Lending

Paul Besignano

Paul.Besignano@bmo.com

+1 212 702 1233

Managing Director, Corporate Bond Repo Edward Cole Edward.Cole@bmo.com

+1 212 702 1971

Director, Corporate Bond Repo

Michael Sanborne Michael.Sanborn@bmo.com

+1 212 702 1971

Vice President

Martin Leis Martin.Leis@bmo.com

+1 212 702 1233

Associate

Semona Skvirsky

Semona.Skvirsky@bmo.com

+1 212 702 1233

Funding & collateral

BNP Paribas Sec Corp

787 Seventh Avenue, New York NY 10019, United States

Tel: +1 212 841 3000

Email: dl.psfprimeservicesamericas@us.bnpparibas. com

www.bnpparibas.com

Type of Firm Investment Bank

Equity Securities Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith kieron.a.smith@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Solutions & Financing, Americas

Adil El Batji

adil.elbatji@us.bnpparibas.com

+1 212 841 3812

Head of Platform Sales, Americas Kevin Darling

kevin.darling@us.bnpparibas.com

+1 212 471 6571

Head of Structuring

John Roglieri

john.roglieri@us.bnpparibas.com

+1 212 841 3532

Head of PS&F Risk Management, Americas

Alex Bergelson

alex.bergelson@us.bnpparibas.com

+1 212 471 6533

Head of US PB Client Service

Jonathan Androski

jonathan.androski@us.bnpparibas.com

+1 212 471 6743

Head of PB onboarding and Product

MaryCatherine Permenter marycatherine.permenter@us.bnpparibas.com

+1 212 841 2723

Clear Street

4 World Trade Center, New York, NY, United States

Web: Clearstreet.io

Type of firm

Prime broker

Clear Street is building modern infrastructure for capital markets. Outdated technology makes markets difficult and expensive to access. We’re fixing that.

Our cloud-based, prime brokerage platform is redefining what it means to work with a prime brokerimproving access, speed, and service for our clients.

Today, Clear Street offers a range of securities financing solutions. Led by industry veterans and supported by modern technology, we have the expertise and innovation to meet clients’ evolving financing and liquidity needs.

In the future, our platform will give all types of investors access to every major product in every major market.

Head of Securities Finance Vincent Avena vavena@clearstreet.io

Managing Director Salvatore Cangialosi scangialosi@clearstreet.io

Managing Director Charles Ross cross@clearstreet.io

GLMX

330 Seventh Ave, New York, NY 10001

755 Page Mill Road, Suite A-200, Palo Alto, CA 94304, United States

Tel: +1 646 854-GLMX (4569)

Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Funding & collateral

Other offices

United Kingdom

Chief Executive Officer

Glenn Havlicek

glenn@glmx.com

+1 646 854-GLMX (4569)

Chief Operating Officer

Sal Giglio

sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin

andy.wiblin@glmx.com +44 20 8191 8805

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT) . Using state-of-the-art streaming technology, GLMX facilitates a wide array of SFT including multi-variable negotiation, lifecycle events management, STP, reporting and data management. Funded by leading Silicon Valley venture capital firms, GLMX brings unparalleled trading and liquidity management workflow efficiencies to existing counterparties in the global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times and enhanced customisation. These characteristics allow GLMX to create a premium user experience.

GLMX technology functionality supporting SFT and Time Deposit trading includes:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Cross-currency, locates, rate runs, packages

• Extensive data capture

• Trade life-cycle management

• Full SFTR reporting

• Pre and post trade API

• Pre-trade control functions

Securities financing activities

Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing

Main collateral types

Global Fixed Income and Global Equity

J.P. Morgan

www.jpmorgan.com/global/solutions/cib/investorservices

Type of firm

Custodian Bank

Americas Head of Agency Securities Finance

George Rennick

george.rennick@jpmchase.com

+1 212 834 5850

Agency Securities Finance Cash Reinvestment

Bradley Fryer

bradley.k.fryer@jpmorgan.com

+1 212 552 8020

Client Service

Gary Flood

Gary.Flood@jpmorgan.com

+1 212 622 5609

Fixed Income Trading

Joe Nevins

Joseph.F.Nevins@jpmorgan.com

+1 212 552 8044

JPMorgan

383 Madison Avenue, New York, United States

Tel: +1 212 272 2486

www.jpmorgan.com/solutions/cib/prime-services

Type of firm

Investment Bank

US Head of Prime Finance

Michael Kelleher

michael.w.kelleher@jpmorgan.com

+1 212 272 2230

US Head of Financing and Collateral

Michael DiCesare

michael.e.dicesare@jpmorgan.com

+1 212 622 2372

Morgan Stanley & Co

1585 Broadway, New York, NY 10036, United States

Tel: +1 212 761 4914

Email: @morganstanley.com

www.morganstanley.com

Type of firm

Investment Bank

Managing Director

Andrea Dyson Andrea.Aguiar@morganstanley.com

+1 212 761 4914

Managing Director

Gregg Bromberg

Gregg.Bromberg@morganstanley.com

+1 212 761 2424

Executive Director

Lauren Senno

lauren.delauro@morganstanley.com

+1 212 761 2019

Funding & collateral

NATIXIS

1251 Avenue of the Americas, New York, NY 10020, United States

Tel: +1 212 891 1830 www.cib.natixis.com

Type of firm

Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Executive Director, Head of Global Securities Financing Americas

Simon Sourigon simon.sourigon@natixis.com

+1 212 891 1805

Executive Director, Trader - Securities Optimization Unit

Saverio Costa saverio.costa@natixis.com

+1 212 891 1973

Trader - Securities Optimization Unit

Clara Michelson clara.michelson@natixis.com

+1 212 698 3046

Trader - Securities Optimization Unit

Charles Luo charles.luo@natixis.com

+1 212 891 5814

Executive Director, Client Strategies Group

Anthony Caserta anthony.caserta@natixis.com

+1 212 891 1946

Pirum Systems Ltd

434 W 33rd St, Suite 838, New York, NY 10001, United States

Tel: +1 917 565 8575

Email: connect@pirum.com

Web: www.pirum.com

Type of firm

Global Financial Technology/Service Provider

Pirum offers a secure, centralized automation and connectivity hub for securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other collateralized transactions.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to the securities finance markets.

Pirum’s products cover both the U.S. domestic and international activity, and our post-trade services in North America are designed to solve challenges through enriched features and functionality to bring automation to the local markets.

Across our platform we reconcile hundreds of thousands of transactions globally each day. Our suite of services enables our clients to seamlessly affirm trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.

Securities financing activities

Bi-lateral Equity securities lending and borrowing, Bilateral Fixed Income securities lending and borrowing, Triparty Repo, Triparty Collateral Management, Triparty securities lending, Equity Repo, Fixed Income Repo

Other offices

London, New York

Head of Corporate Development and Collateral Services

Todd Crowther

todd.crowther@pirum.com

Mob: +44 (0) 7973 460 238

Director, Business Development, Americas Matt Lilien

matthew.lilien@pirum.com

Tel: +1 917 268 1005

Funding & collateral

Provable Markets

200 Vesey Street, 24th floor, New York, NY 10281, United States

Provable Markets is a FINRA broker-dealer member and operator of SEC registered ATS Aurora, which provides a regulated and unified medium for bilateral and CCP Securities Lending, Swaps, and Option trading.

CEO

Matt Cohen matt@provablemarkets.com

COO

Halima Butt halima@provablemarkets.com

Royal Bank of Canada

3 World Financial Centre, 200 Vesey Street, New York, NY 10281., United States

Type of firm Bank

Royal Bank of Canada is Canada’s largest bank and a top 10 Global Investment Bank by market capitalization, with over 17 million clients in Canada, the US and 34 countries around the world.

RBC Capital Markets offers capital markets, banking and finance products through 58 offices in 14 countries.

Our Central Funding Group (CFG) offers a global secured finance business providing short term funding secured by collateral; typically fixed income, equity securities and structured credit assets.

CFG is a global business with over 200 employees operating in Bridgetown, Guernsey, London, Luxembourg, Nassau, New York, Toronto and Sydney.

Main collateral types

Global Fixed Income, Global Equity, Structured Credit, Major Currencies

Managing Director

Michael Borenstein

michael.borenstein@rbccm.com

+1 212 748 9604

State Street Bank and TrustCollateral Management

One Lincoln Street, Boston MA 02111, United States

Tel: +1 617 786 3000

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral

Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Global Head of Collateral Management

Staffan Ahlner

SAhlner@StateStreet.com

+44 20 3395 1338

Head of Business Development

Owen Nichols

HONichols@statestreet.com

+1 617 664 4756

Swiss Reinsurance Company Ltd

1301 6th Avenue, New York 10019, United States

Tel: +1 212 317 5028

Email: Collateral_Trading@swissre.com www.swissre.com

Type of firm

Re-/insurance

Senior Executive

Richard Hochreutiner

Collateral_Trading@swissre.com

+41 43 285 6777

Collateral Trader

Anthony Cinquemani

Collateral_Trading@swissre.com

+1 212 317 5028

Collateral Trader

Larry Ward

Collateral_Trading@swissre.com

+1 212 317 5028

Transcend

371 Hoes Lane, Suite 205,

Piscataway, NJ 08854, United States

Tel: +1 866 608 0381

Email: info@transcendstreet.com

www.transcendstreet.com

Type of firm Technology Provider

About Transcend

Transcend is a leading provider of analytics, optimization, and automation solutions for collateralized businesses. The Company helps transform the capital markets by helping firms more efficiently and strategically manage scarce financial resources. With a growing roster of world-class banks and other financial institutions as clients, the firm is quickly becoming the gold standard for the real-time, firm-wide management of inventory, funding and liquidity. Transcend has more than 140 global employees possessing deep domain expertise in collateral, securities finance, derivatives, operations, and more, positioning the firm to strategically solve some of the industry’s greatest regulatory and capital challenges.

Key Offerings Include:

• Inventory Management and Sources & Uses

• Collateral & Inventory Optimization

• Digitized Eligibility & Collateral Validation

• Prime, Liquidity, and Margin Analytics

• Booking Automation

Head of Business Development and Sales

BJ Marcoullier

BJ.Marcoullier@transcendstreet.com

+1 917 656 5958

North American Sales

Lis Hadingham

lis.hadingham@transendstreet.com

+1 646 361 5992

EMEA Sales

Raj Patel

rajen.patel@transcendstreet.com

+44 785210 8555

UNITED STATES Prime brokerage

BMO Capital Markets

151 West 42nd Street, 9th Floor, New York, NY 10036, United States

Tel: +1 212 702 1233

Email: BMOPrimeUS@bmo.com

Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Other offices

Toronto, London, Melbourne, Dublin

Managing Director

Thomas Guagliardo

Thomas.Guagliardo@mo.com

+1 212 702 1785

Managing Director, Prime Brokerage Origination

Bob Luzzo

Bob.Luzzo@bmo.com

+1 212 702 1786

Managing Director, Securities Finance

Brian Cahalan

Brian.Cahalan@bmo.com

+1 212 702 1787

Managing Director, Client Service

Jon Androski

Jon.Androski@bmo.com

+1 212 702 1784

UNITED STATES Repo

ABN AMRO

100 Park Avenue, 17th Floor, New York, NY 10017, United States

Tel: +1 917 284 6701

Web: www.abnamro.com

Other offices

Amsterdam, London, Frankfurt

Managing Director

Alexander Lange

alexander.lange@abnamro.com

+1 917 284 6701

Managing Director

Pat Dwyer

patrick.dwyer@abnamro.com +1 917 284 6705

Trading:

Dave Colaizzo

david.colaizzo@abnamro.com +1 917 284 6726

Sales:

Cliff Condon

cliff.condon@abnamnro.com +1 917 284 6737

Mike Dwyer

michael.dwyer@abnamro.com +1 917 284 6706

Repo

BMO Capital Markets

151 West 42nd Street, 9th Floor, New York, NY 10036, United States

Tel: +1 212 702 1233

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm: Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities Global Equities

Other offices Toronto, London, Melbourne, Dublin Managing Director Jordan Lupu jordan.lupu@bmo.com

+1 212 605 1550

Managing Director, Co-Head Global Securities Lending Doug Tveter Doug.Tveter@bmo.com

+1 212 702 1233

Managing Director, Co-Head Global Securities Lending Paul Besignano Paul.Besignano@bmo.com

+1 212 702 1233

Managing Director, Corporate Bond Repo Edward Cole Edward.Cole@bmo.com

+1 212 702 1971

Director, Corporate Bond Repo Michael Sanborne Michael.Sanborn@bmo.com

+1 212 702 1971

BNP Paribas Sec Corp

787 Seventh Avenue, New York NY 10019, United States

Tel: +1 212 841 3000 Email: dl.psfprimeservicesamericas@us.bnpparibas. com

www.bnpparibas.com

Type of Firm Investment Bank Bonds Securities Financing

Global Head of Prime Solutions & Financing Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com + 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing Kieron Smith kieron.a.smith@uk.bnpparibas.com +44 207 595 1994

Head of Prime Solutions & Financing, Americas

Adil El Batji adil.elbatji@us.bnpparibas.com +1 212 841 3812

Head of Repo Trading and Sales Americas Christopher Korpi

christopher.korpi@us.bnpparibas.com +1 212 841 3457

Repo

BNY Mellon

500 Grant St, 8th Floor, Pittsburgh, PA 15262, United States

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries. As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/ or administration, and $2.2 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

MD, Global Head of Agency Securities Finance

William Kelly

bill.kelly@bnymellon.com

+1 212 815 3908

MD, CIO

Larry Mannix

larry.mannix@bnymellon.com

+1 212 815 3040

Director US Cash Reinvestment

Robert Fort robert.fort@bnymellon.com

+1 412 236 9630

BNY Mellon

240 Greenwich St, 4th Floor, New York New York 10286, United States

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries. As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/ or administration, and $2.2 trillion in assets under management.

BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

MD, Global Head of Principal Securities Finance Mark Haas

mark.haas@bnymellon.com

+1 212 815 4330

MD, Head of Principal Securities Finance Kieran Lynch

Kieran.Lynch@bnymellon.com

+1 212 815 2242

Repo

Clear Street

4 World Trade Center, New York, NY, United States

Web: Clearstreet.io

Type of firm Prime broker

Clear Street is building modern infrastructure for capital markets. Outdated technology makes markets difficult and expensive to access. We’re fixing that.

Our cloud-based, prime brokerage platform is redefining what it means to work with a prime brokerimproving access, speed, and service for our clients.

Today, Clear Street offers a range of securities financing solutions. Led by industry veterans and supported by modern technology, we have the expertise and innovation to meet clients’ evolving financing and liquidity needs.

In the future, our platform will give all types of investors access to every major product in every major market.

Managing Director

Joseph DiMartino jdimartino@clearstreet.io Director

Victor Masotti vmasotti@clearstreet.io

Head of Distribution

Pat Travers ptravers@clearstreet.io

Cowen Inc

599 Lexington Avenue, New York, NY 10022, United States

Tel: +1 646 562 1010 www.cowen.com

Managing Director and Head, Global Securities

Finance and Global Clearing

Matthew Baldassano

matt.baldassano@cowen.com +1 646 562 1555

Managing Director

Stephen Maltz

stephen.maltz@cowen.com +1 646 562 1628

Deutsche Bank

10 Columbus Circle, New York, NY 10019, United States

Tel: +1 212 250 2500 Email: deutsche.bank@db.com Web: www.db.com

Type of firm

Securities lending

For over 20 years, Deutsche Bank has provided clients with best-in-class securities lending capabilities and coverage. Our Agency Securities Lending (ASL) business generates attractive risk adjusted portfolio returns on clients’ fixed income, equity and ETF portfolios in addition to cash positions, all supported by DB’s industry leading “dual indemnification.

Securities financing activities

Securities lending, repo, committed repo, liquidity management.

Main collateral types

Equities, Fixed income, cash, Other offices

London, Frankfurt, Hong Kong

Director - Head of Securities Lending in the Americas

Vikas Nigam

vikas.nigam@db.com +1 212 250 6218

Director - Head of Sales in the Americas Christopher Ravn

christopher.ravn@db.com +1 212 250 6320

GLMX

330 Seventh Ave, New York, NY 10001

755 Page Mill Road, Suite A-200, Palo Alto, CA 94304, United States

Tel: +1 646 854-GLMX (4569)

Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT) . Using state-of-the-art streaming technology, GLMX facilitates a wide array of SFT including multi-variable negotiation, lifecycle events management, STP, reporting and data management. Funded by leading Silicon Valley venture capital firms, GLMX brings unparalleled trading and liquidity management workflow efficiencies to existing counterparties in the global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times and enhanced customisation. These characteristics allow GLMX to create a premium user experience.

GLMX technology functionality supporting SFT and Time Deposit trading includes:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Cross-currency, locates, rate runs, packages

• Extensive data capture

• Trade life-cycle management

• Full SFTR reporting

• Pre and post trade API

• Pre-trade control functions

Securities financing activities

Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing

Main collateral types

Global Fixed Income and Global Equity

Other offices

United Kingdom

Chief Executive Officer

Glenn Havlicek

glenn@glmx.com

+1 646 854-GLMX (4569)

Chief Operating Officer

Sal Giglio

sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin

andy.wiblin@glmx.com +44 20 8191 8805

HSBC Securities (USA) Inc

425 Fifth Avenue, New York, NY 10018, United States

Tel: +1 212 525 0300

Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Repo

Jean-Michel Meyer jean-michel.meyer@hsbcib.com

+44 20 7991 5708

Head of US Cash Financing Solutions

William Child william.child@us.hsbc.com

+1 212 525 0300

Repo Trading

Marc Braunstein marc.braunstein@us.hsbc.com

+1 212 525 0862

Repo Trading

Edward Frederick edward.frederick@us.hsbc.com

+1 212 525 0153

Global Head of Repo, Stock Borrow Loan and Cash

Prime Sales & Distribution

Ned B Taylor

ned.b.taylor@hsbcib.com

+44 207 991 1493

Repo Trading

Terrance W Doyle terrance.w.doyle@us.hsbc.com

+1 121 252 56246

Repo Trading

Cassie Henry catherine.henry@us.hsbc.com

+1 212 525 0904

Repo Trading

Tom Farnish thomas.x.farnish@us.hsbc.com

Repo Sales

James R Petrie james.r.petrie@us.hsbc.com

+1 212 5258603

Mitsubishi UFJ Trust & Banking Corp. NY

- Global Securities Lending Solutions

1221 Avenue of the Americas, NY, NY, United States

Tel: +1 212 915 0179 www.mufg-investorservices.com

Type of firm

Global Bank

Global Head

Tim Smollen

T.Smollen@ny.tr.mufg.jp

+1 212 891 8274

Head of Americas

Anthony Toscano

A.Toscano@ny.tr.mufg.jp

+1 212 891 8272

Head of Product Delivery

Frank Gambino

F.Gambino@ny.tr.mufg.jp

+1 212 891 8271

Morgan Stanley & Co

1585 Broadway, New York, NY 10036, United States

Tel: +1 212 761-8396

Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank

Managing Director

Carolyn Sargent

Carolyn.Sargent@morganstanley.com

+1 212 761 8396

Executive Director

Corey Friedberg

corey.friedberg@morganstanley.com

+1 212 761 5663

Executive Director

James McNichol

James.McNichol@morganstanley.com

+1 212 761 4689

Repo

NATIXIS

1251 Avenue of the Americas, New York, NY 10020, United States

Tel: +1 212 891 1830 www.cib.natixis.com

Type of firm

Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Executive Director, Head of Global Securities Financing Americas Simon Sourigon simon.sourigon@natixis.com

+1 212 891 1805

Managing Director, Head of MM Sovereign Repo Ernest Mammano ernest.mammano@natixis.com

+1 212 891 6251

Executive Director, MM Sovereign Repo Brian Roarty brian.roarty@natixis.com

+1 212 891 6160

Trader - MM Sovereign Repo Julien Vaute julien.vaute@natixis.com

+1 212 891 5818

Trader - MM Credit Repo John Hatzoglou john.hatzoglou@natixis.com

+1 212 891 5807

Pirum Systems Ltd

434 W 33rd St, Suite 838, New York, NY 10001, United States

Tel: +1 917 565 8575 Email: connect@pirum.com Web: www.pirum.com

Type of firm

Global Financial Technology/Service Provider

Pirum offers a secure, centralized automation and connectivity hub for securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other collateralized transactions.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to the securities finance markets. Pirum’s products cover both the U.S. domestic and international activity, and our post-trade services in North America are designed to solve challenges through enriched features and functionality to bring automation to the local markets.

Across our platform we reconcile hundreds of thousands of transactions globally each day. Our suite of services enables our clients to seamlessly affirm trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.”

Securities financing activities

Bi-lateral Equity securities lending and borrowing, Bilateral Fixed Income securities lending and borrowing, Triparty Repo, Triparty Collateral Management, Triparty securities lending, Equity Repo, Fixed Income Repo

Other offices

London, New York

Director, Business Development, Americas Matt Lilien matthew.lilien@pirum.com

Tel: +1 917 268 1005

Director, Business Development, Americas Thomas Alavanja thomas.alavanja@pirum.com

Tel: +1 917 596 4844

Repo

Provable Markets

200 Vesey Street, 24th floor, New York, NY 10281, United States

Provable Markets is a FINRA broker-dealer member and operator of SEC registered ATS Aurora, which provides a regulated and unified medium for bilateral and CCP Securities Lending, Swaps, and Option trading.

CEO

Matt Cohen matt@provablemarkets.com

COO

Halima Butt halima@provablemarkets.com

Royal Bank of Canada

3 World Financial Centre, 200 Vesey Street, New York, NY 10281., United States

Type of firm Bank

Royal Bank of Canada is Canada’s largest bank and a top 10 Global Investment Bank by market capitalization, with over 17 million clients in Canada, the US and 34 countries around the world.  RBC Capital Markets offers capital markets, banking and finance products through 58 offices in 14 countries.  Our Central Funding Group (CFG) offers a global secured finance business providing short term funding secured by collateral; typically fixed income, equity securities and structured credit assets. CFG is a global business with over 200 employees operating in Bridgetown, Guernsey, London, Luxembourg, Nassau, New York, Toronto and Sydney.

Main collateral types

Global Fixed Income, Global Equity, Structured Credit, Major Currencies

Head of Repo Trading Bill Gonzer

bill.gonser@rbccm.com

+1 212 618 7703

S&P Global Market Intelligence

55 Water Street, New York NY 10041, United States

Tel: +1 800 447 2273

www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Director, Securities Finance

Mark Klein

mark.klein@spglobal.com

+1 646 679 3215

Director, Repo Muju Tsay muju.tsay@spglobal.com

+1 212 812 0679

Executive Director – Sales

Jillian Hurley

jillian.hurley@spglobal.com

+1 646 312 8919

Executive Director – Sales

David Del Zotto david.delzotto@spglobal.com

+1 212 863 9400

Repo

State Street Bank and Trust - Repo Products (FICC/P2P)

One Lincoln Street, Boston MA 02111, United States

Tel: +1 617 786 3000

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral

Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Global Head of Financing and Analytics

Travis Keltner

Tkeltner@statestreet.com

+1 617 664 5570

Head of Business Development

Owen Nichols

HONichols@statestreet.com

+1 617 664 4756

Head of Product Development

Leslie Womack

lnwomack@statestreet.com

+1 617 664 6203

Swiss Reinsurance Company Ltd

1301 6th Avenue, New York 10019, United States

Tel: +1 212 317 5028

Email: Collateral_Trading@swissre.com www.swissre.com

Type of firm

Re-/insurance

Senior Executive

Richard Hochreutiner

Collateral_Trading@swissre.com

+41 43 285 6777

Collateral Trader

Larry Ward

Collateral_Trading@swissre.com

+1 212 317 5028

Collateral Trader

Anthony Cinquemani

Collateral_Trading@swissre.com

+1 212 317 5028

Tradeweb

1177 Avenue of the Americas, New York, NY 10036, United States

Tel: +1 800 541 2268

Email: mmkts@tradeweb.com

Web: Tradeweb.com

Type of firm: Trading Venue

Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets. Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting for more than 40 products to clients in the institutional, wholesale and retail markets. Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations. Tradeweb serves approximately 2,500 clients in more than 65 countries. On average, Tradeweb facilitated more than $1 trillion in notional value traded per day over the past four fiscal quarters.

Repo Products Traded: U.S. Treasuries, European Government Bonds, Corporate Bonds, MortgageBacked Securities, Agency, Covered Bonds, Supras, Sovereigns and Agencies (SSA)

Government Bond Currencies Supported: USD, GBP, AUD, CHF, HKD, ILS, HUF, EUR, NZD, DKK, NOK, RSD, LTL, PLN, SEK, CZK, MXN, RON, JPY, ZAR, CAD, TRY, NGN, RUB

Trade Types: Repo and Reverse, Buy/Sell and Sell/Buy, Tri-Party

Protocols: All-or-nothing, non-contingent, fixed and floating, GC Baskets, GC vs Specials (zero net cash)

Settlement: Bilateral and Cleared

Managing Director, Repo & Money Markets

Joanne Crisafi

Joanne.Crisafi@tradeweb.com

+1 646 430 6000

Director, Repo & Money Markets

Colleen Flynn Colleen.Flynn@tradeweb.com

+1 646 430 6000

Director, Repo & Money Markets

Jeffrey Gould

Jeffrey.Gould@tradeweb.com

+1 646 430 6000

Transcend

371 Hoes Lane, Suite 205,

Piscataway, NJ 08854, United States

Tel: +1 866 608 0381

Email: info@transcendstreet.com

www.transcendstreet.com

Type of firm Technology Provider

About Transcend

Transcend is a leading provider of analytics, optimization, and automation solutions for collateralized businesses. The Company helps transform the capital markets by helping firms more efficiently and strategically manage scarce financial resources. With a growing roster of world-class banks and other financial institutions as clients, the firm is quickly becoming the gold standard for the real-time, firm-wide management of inventory, funding and liquidity. Transcend has more than 140 global employees possessing deep domain expertise in collateral, securities finance, derivatives, operations, and more, positioning the firm to strategically solve some of the industry’s greatest regulatory and capital challenges.

Key Offerings Include:

• Inventory Management and Sources & Uses

• Collateral & Inventory Optimization

• Digitized Eligibility & Collateral Validation

• Prime, Liquidity, and Margin Analytics

• Booking Automation

Head of Business Development and Sales

BJ Marcoullier

BJ.Marcoullier@transcendstreet.com

+1 917 656 5958

North American Sales

Lis Hadingham

lis.hadingham@transendstreet.com

+1 646 361 5992

EMEA Sales

Raj Patel

rajen.patel@transcendstreet.com

+44 785210 8555

UBS Group AG

1285 Avenue of Americas, New York, NY 10019, United States

Tel: +1 203 719 1089

Web: www.ubs.com

Type of firm

Investment Bank

Head of Investment & Execution US

Christian Rasmussen

christian.rasmussen@ubs.com

+1 203 719 1089

lending

UNITED STATES Securities lending

ABN AMRO Clearing Chicago LLC

175 W. Jackson Boulevard, Suite 400 | Chicago, IL 60604, United States

Web: www.abnamroclearing.com

Head of Securities Finance and Treasury US

Timothy J. Taylor

Email: timothy.taylor@abnamroclearing.com

Tel: +1 312 604 8422

Head of Securities Finance US

Brian Bair

brian.bair@abnamroclearing.com

Tel: +1 312 604 8898

Securities Finance Trader Raj Jhangiani

raj.jhangiani@abnamroclearing.com

Tel: +1 312 604 8899

Securities Finance Trader Dan O’Neill

Dan.o.neill@abnamroclearing.com

Tel: +1 312 604 8673

BMO Capital Markets

151 West 42nd Street, 9th Floor, New York, NY 10036, United States

Tel: +1 212 702 1233

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities Global Equities

Other offices

Toronto, London, Melbourne, Dublin

Managing Director

Jordan Lupu

jordan.lupu@bmo.com

+1 212 605 1550

Managing Director

Doug Tveter

Doug.Tveter@bmo.com

+1 212 702 1233

Managing Director, Co-Head Global Securities

Lending

Paul Besignano

Paul.Besignano@bmo.com

+1 212 702 1233

Director

Mike Flaumenbaum

Michael.Flaumenbaum@bmo.com

+1 212 702 1233

Director

Thomas Vicary

Thomas.Vicary@bmo.com

+1 212 702 1233

Vice President

Martin Leis Martin.Leis@bmo.com

+1 212 702 1233

Associate

Semona Skvirsky

Semona.Skvirsky@bmo.com

+1 212 702 1233

Vice President

Gary Basciano

Gary.Basciano@bmo.com

+1 212 702 1233

BNP Paribas Sec Corp

787 Seventh Avenue, New York NY 10019, United States

Tel: +1 212 841 3000

Email: dl.psfprimeservicesamericas@us.bnpparibas.com www.bnpparibas.com

Type of Firm

Investment Bank Equity Securities Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith kieron.a.smith@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Solutions & Financing, Americas

Adil El Batji adil.elbatji@us.bnpparibas.com

+1 212 841 3812

Head of Prime Trading, Americas Laurent Gautier laurent.x.gautier@us.bnpparibas.com

+1 212 471 8175

Co-Head of SLAB, Americas Bruno Miguel bruno.miguel@us.bnpparibas.com

+1 212 471 7084

Head of Structuring

John Roglieri john.roglieri@us.bnpparibas.com

+1 212 841 3532

Head of PS&F Risk Management, Americas Alex Bergelson alex.bergelson@us.bnpparibas.com

+1 212 471 6533

Head of US PB Client Service

Jonathan Androski jonathan.androski@us.bnpparibas.com

+1 (212) 471 6743

Head of PB onboarding and Product MaryCatherine Permenter marycatherine.permenter@us.bnpparibas.com

+1 212 841 2723

BNP Paribas Securities ServicesAgency Lending

787 7th Avenue, New York, NY 10019, United States

https://securities.cib.bnpparibas/all-our-solutions/ markets-services/securities-lending-solutions/

Type of Firm

Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas Securities Services has supported securities lending and borrowing activities for many years. Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes. BNP Paribas Securities Services’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities

Agency and Third Party Securities Lending

Main Collateral Types Cash and non-cash

Other Offices

London, Sydney, Hong Kong

Head of Agency Lending, Americas Michael Saunders

michael.saunders@us.bnpparibas.com

Global Head of Agency Lending Andrew Geggus andrew.geggus@uk.bnpparibas.com

Head of Technical Sales - Market & Financing Services

Christian Oger christian.oger@bnpparibas.com

BNY Mellon

240 Greenwich St, 4th Floor, New York

New York 10286, United States

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments.

BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK).

Additional information is available on www.bnymellon. com. Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Stock lending and borrowing, Corporate bond lending and borrowing, Equity Repo, Fixed income lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

MD, Global Head of Agency Securities Finance William Kelly bill.kelly@bnymellon.com

+1 212 815 3908

MD, Global Head of Agency Securities Finance Trading Simon Tomlinson simon.tomlinson@bnymellon.com

+44 207 163 4600

Head of Cross Product Trading Strategy and Digital Execution Richard Marquis Richard.Marquis@bnymellon.com

+1 212 815 2618

Desk Head - US Equities

William Merlino

william.merlino@bnymellon.com

+1 212 815 2700

Head of Agency Lending Trading - US Fixed Income Dennis Cahill

Dennis.Cahill@bnymellon.com

+1 212 815 3111

Desk Manager- US Gov’t Tanya Lincevski

Tanya.Lincevski@bnymellon.com

+1 212 815 3111

BNY Mellon

500 Grant St, 8th Floor, Pittsburgh, PA 15262, United States

Securities financing activities

Stock lending and borrowing, Corporate bond lending and borrowing, Equity Repo, Fixed income lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

MD, Global Head of Agency Securities Finance

William Kelly

bill.kelly@bnymellon.com

+1 212 815 3908

MD, Global Head of Agency Securities Finance Trading Simon Tomlinson simon.tomlinson@bnymellon.com

+44 207 163 4600

Head of Agency Lending Trading - US Equity and Corporates

Bill Merlino

william.merlino@bnymellon.com

+1 212 815 2700

Desk Manager - US Equities Mark King Mark.King@bnymellon.com

+1 212 815 2700

Desk Manager - US Corporates

Susan Szerbin

susan.szerbin@bnymellon.com

+1 212 815 3133

BNY Mellon

240 Greenwich St, 4th Floor, New York New York 10286, United States

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

MD, Global Head of Principal Securities Finance

Mark Haas

mark.haas@bnymellon.com

+1 212 815 4330

Director - Head of Borrower + Christopher Nowell chris.nowell@bnymellon.com

+1 212 815 2237

Desk Manager - EMEA Cash Reinvestment

Simon Toon

simon.toon@bnymellon.com

+44 207 163 5869

Brown Brothers Harriman & Co.

50 Post Office Square, Boston, MA 02110-1548, United States

Tel: +1 617 772 1818 www.bbh.com

Global Co-Head of Securities Lending Senior Vice President Marney McCabe Marney.Mccabe@bbh.com

+1 617 772 2112

Global Co-Head of Securities Lending Senior Vice President Tom Poppey

thomas.poppey@bbh.com

+1 617 772 2478

Clear Street

4 World Trade Center, New York, NY, United States Web: Clearstreet.io

Type of firm

Prime broker

Clear Street is building modern infrastructure for capital markets. Outdated technology makes markets difficult and expensive to access. We’re fixing that.

Our cloud-based, prime brokerage platform is redefining what it means to work with a prime brokerimproving access, speed, and service for our clients.

Today, Clear Street offers a range of securities financing solutions. Led by industry veterans and supported by modern technology, we have the expertise and innovation to meet clients’ evolving financing and liquidity needs.

In the future, our platform will give all types of investors access to every major product in every major market.

Head of Securities Finance

Vincent Avena

vavena@clearstreet.io

Managing Director

Jack Nicosia

jnicosia@clearstreet.io

Head of Distribution

Pat Travers ptravers@clearstreet.io

lending

Deutsche Bank

10 Columbus Circle, New York, NY 10019, United States

Tel: +1 212 250 2500 Email: deutsche.bank@db.com Web: www.db.com

Type of firm: Securities lending

For over 20 years, Deutsche Bank has provided clients with best-in-class securities lending capabilities and coverage. Our Agency Securities Lending (ASL) business generates attractive risk adjusted portfolio returns on clients’ fixed income, equity and ETF portfolios in addition to cash positions, all supported by DB’s industry leading “dual indemnification.”

Securities financing activities

Securities lending, repo, committed repo, liquidity management.

Main collateral types: Equities, Fixed income, cash, Other offices: London, Frankfurt, Hong Kong

Director - Head of Securities Lending in the Americas Vikas Nigam vikas.nigam@db.com +1 212 250 6218

Director - Head of Sales in the Americas Christopher Ravn christopher.ravn@db.com +1 212 250 6320

eSecLending

One Boston Place, USA

Tel: +1 (617) 204-4500 Email: info@eseclending.com www.eseclending.com

Managing Director, Head of Client Relationship Management

Brooke Gillman

bgillman@eseclending.com

+1 617-204-4562

Managing Director, Business Development

Peter Bassler

pbassler@eseclending.com

+1 617-204-4566

Managing Director, Global Head of Equity Trading & Corporate Bonds Trading

Jim Moroney

jmoroney@eseclending.com

+1 617-204-4526

GLMX

330 Seventh Ave, New York, NY 10001

755 Page Mill Road, Suite A-200, Palo Alto, CA 94304, United States

Tel: +1 646 854-GLMX (4569)

Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT) . Using state-of-the-art streaming technology, GLMX facilitates a wide array of SFT including multi-variable negotiation, lifecycle events management, STP, reporting and data management. Funded by leading Silicon Valley venture capital firms, GLMX brings unparalleled trading and liquidity management workflow efficiencies to existing counterparties in the global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times and enhanced customisation. These characteristics allow GLMX to create a premium user experience.

GLMX technology functionality supporting SFT and Time Deposit trading includes:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Cross-currency, locates, rate runs, packages

• Extensive data capture

• Trade life-cycle management

• Full SFTR reporting

• Pre and post trade API

• Pre-trade control functions

Securities financing activities

Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing

Main collateral types

Global Fixed Income and Global Equity

Other offices

United Kingdom

Chief Executive Officer

Glenn Havlicek

glenn@glmx.com

+1 646 854-GLMX (4569)

Chief Operating Officer

Sal Giglio

sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin

andy.wiblin@glmx.com

+44 20 8191 8805

Goldman Sachs Agency Lending

125 High Street, Oliver St. Tower, Suite 1900, Boston, MA 02110, United States

Tel: +1 617 204 2400 Web: www.gs.com

Type of firm

Global Financial Services Firm

Goldman Sachs Agency Lending (“GSAL”) provides discretionary agency securities lending services on behalf of Asset Managers, Pension Plans, Insurance Companies and Endowments, lending their securities on a fully collateralized basis to a client-approved list of borrowers.

Our clients benefit from dealing with a specialized thirdparty lending agent, which possesses the resources typically associated with a large custody program.

Our platform differentiators include: a bespoke service model, program customization, a value-over-volume approach, a dedicated application development team and the institutional resources of Goldman Sachs.

We partner with clients across the globe and are active in 30+ lending markets. For more information, please contact us at AgencyLending@GS.com

Vice President

Christel Carroll christel.carroll@gs.com

+1 617 204 2476

Vice President

Dennis Riley dennis.riley@gs.com

+1 617 204 2450

Vice President

Michael Daly michael.daly@gs.com

+1 617 204 2479

HSBC Securities (USA) Inc

452 Fifth Avenue, New York, NY 10018, United States

Tel: +1 212 525 0180 Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Prime Finance

Loic Lebrun loic.lebrun@hsbcib.com +44 207 991 5682

Head of Equity Finance & Delta One - Americas Warren McCormick warren.mccormick@us.hsbc.com +1 212 525 0180

Head of Index & ETF and Synthetic Prime Trading Americas Stephane Labidurie stephane.labidurie@us.hsbc.com +1 212 525 0180

Head of Securities Lending, US Emil Plataroti emil.plataroti@us.hsbc.com +1 212 525 3200

Head of Equity Finance and Delta One SalesAmericas Carey Chamberlain carey.chamberlain@us.hsbc.com +1 212 525 7927

Global Head of Repo, Stock Borrow Loan and Cash Prime Sales & Distribution Ned B Taylor ned.b.taylor@hsbcib.com

+44 207 991 1493

SBL Trading

Trevor J Pyner

trevor.j.pyner@us.hsbc.com

+1 121 252 50188

J.P. Morgan

383 Madison Ave, Floor 11, New York, NY, 10179, United States

www.jpmorgan.com/global/solutions/cib/investorservices

Type of firm

Custodian Bank

Head of Agency Securities Finance, Americas

George Rennick

george.rennick@jpmchase.com

+1 212 834 5850

US Head of Trading Services Sales

Linda Roth

linda.roth@jpmorgan.com

+1 212 622 3118

Agency Securities Finance Trading

Michael Cardieri

michael.cardieri@jpmorgan.com

+1 212 552 8055

Agency Securities Finance Cash Reinvestment

Bradley Fryer

bradley.k.fryer@jpmorgan.com

+1 212 552 8020

Agency Securities Finance Relationship Management

Joe Ruggerio

Joseph.F.Ruggerio@jpmorgan.com

+1 212 622 5865

JPMorgan

383 Madison Avenue, New York, United States

Tel: +1 212 272 2486

www.jpmorgan.com/solutions/cib/prime-services

Type of firm

Investment Bank

US Head of Prime Finance Michael Kelleher

michael.w.kelleher@jpmorgan.com

+1 212 272 2230

US Head of SBL Trading

Michael Sisto

Michael.J.Sisto@jpmorgan.com

+1 212 622 2372

US Head of Prime Finance Michael Kelleher

michael.w.kelleher@jpmorgan.com

+1 212 272 2230

US Prime Brokerage Sales Phillip Bill-Edwards

Phillip.Brill-Edwards@jpmorgan.com

+1 212 272 3650

US Client Financing

Gregory Dodd

gregory.r.dodd@jpmchase.com

+1 212 272 1100

Mitsubishi UFJ Trust & Banking Corp. NY - Global Securities Lending Solutions

1221 Avenue of the Americas, NY, NY, United States

Tel: +1 212 915 0179

www.mufg-investorservices.com

Type of firm

Global Bank

Global Head

Tim Smollen

T.Smollen@ny.tr.mufg.jp

+1 212 891 8274

Head of Americas

Anthony Toscano

A.Toscano@ny.tr.mufg.jp

+1 212 891 8272

Head of Product Delivery

Frank Gambino

F.Gambino@ny.tr.mufg.jp

+1 212 891 8271

Morgan Stanley & Co

1585 Broadway, New York, NY 10036, United States

Tel: +1 212 761 0010

Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank

Managing Director

Matt Collins Matt.Collins@morganstanley.com

+1 212 761 0010

Managing Director

Deepta Venkataraman

Deepta.Viswanathan@morganstanley.com

+1 212 761 6726

NATIXIS

1251 Avenue of the Americas, New York, NY 10020, United States

Tel: +1 212 891 1830

Natixis North America LLC / www.cib.natixis.com

Type of firm

Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments.

A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Executive Director, Head of Global Securities

Financing Americas Simon Sourigon

simon.sourigon@natixis.com

+1 212 891 1805

Executive Director, Trader - Securities Optimization Unit Saverio Costa

saverio.costa@natixis.com

+1 212 891 1973

Trader - Securities Optimization Unit Joseph Czylek

joseph.czylek@natixis.com

+1 212 632 2705

Trader - Securities Optimization Unit Jeanette Roby

jeanette.roby@natixis.com

+1 212 891 5825

Executive Director, Client Strategies Group

Anthony Caserta

anthony.caserta@natixis.com

+1 212 891 1946

Northern Trust

50 S. LaSalle St, B12, Chicago, IL 60603, United States

Tel: +1 312 444 7114 www.northerntrust.com

Type of firm

Agent Lender, Global Custodian

Head of Securities Lending Trading, US Fixed Income, Chicago

Frank Regan fmr2@ntrs.com

+1 312 557 1570

Head of Securities Lending North American Equity Trading, Chicago

Mark Coker mc154@ntrs.com

+1 312 444 4713

SVP - Head Capital Markets Repo

Daniel Awe

Dsa2@ntrs.com

+1 312 557 5421

OCC

125 S Franklin St, Suite 1200, Chicago, IL 60606, United States

Tel: +1 312 322 6200

Email: investorservices@theocc.com www.theocc.com

Type of firm Clearing Executive Director, Product Owner, Renaissance Clearing. Matt Wolfe mwolfe@theocc.com

+1 312 322 3826

Pirum Systems Ltd

434 W 33rd St, Suite 838, New York, NY 10001, United States

Tel: +1 (917) 565 8575

Email: connect@pirum.com

Web: www.pirum.com

Type of firm

Global Financial Technology/Service Provider

Pirum offers a secure, centralized automation and connectivity hub for securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other collateralized transactions.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to the securities finance markets. Pirum’s products cover both the U.S. domestic and international activity, and our post-trade services in North America are designed to solve challenges through enriched features and functionality to bring automation to the local markets.

Across our platform we reconcile hundreds of thousands of transactions globally each day. Our suite of services enables our clients to seamlessly affirm trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.”

Securities financing activities

Bi-lateral Equity securities lending and borrowing, Bilateral Fixed Income securities lending and borrowing, Triparty Repo, Triparty Collateral Management, Triparty securities lending, Equity Repo, Fixed Income Repo

Other offices

London, New York

Director, Business Development, Americas

Matt Lilien

matthew.lilien@pirum.com

Tel: +1 917 268 1005

Director, Business Development, Americas

Thomas Alavanja

thomas.alavanja@pirum.com

Tel: +1 917 596 4844

Provable Markets

200 Vesey Street, 24th floor, New York, NY 10281, United States

Provable Markets is a FINRA broker-dealer member and operator of SEC registered ATS Aurora, which provides a regulated and unified medium for bilateral and CCP Securities Lending, Swaps, and Option trading.

CEO

Matt Cohen

matt@provablemarkets.com

COO

Halima Butt

halima@provablemarkets.com

Royal Bank of Canada

3 World Financial Centre, 200 Vesey Street, New York, NY 10281., United States

Type of firm Bank

Royal Bank of Canada is Canada’s largest bank and a top 10 Global Investment Bank by market capitalization, with over 17 million clients in Canada, the US and 34 countries around the world.

RBC Capital Markets offers capital markets, banking and finance products through 58 offices in 14 countries.

Our Central Funding Group (CFG) offers a global secured finance business providing short term funding secured by collateral; typically fixed income, equity securities and structured credit assets.

CFG is a global business with over 200 employees operating in Bridgetown, Guernsey, London, Luxembourg, Nassau, New York, Toronto and Sydney.

Main collateral types

Global Fixed Income, Global Equity, Structured Credit, Major Currencies

Managing Director Peter Abric peter.abric@rbccm.com

+1 212 519 8425

S&P Global Market Intelligence

55 Water Street, New York NY 10041, United States

Tel: +1 800 447 2273 www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Director, Securities Finance Mark Klein mark.klein@spglobal.com

+1 646 679 3215

Director, Repo Muju Tsay muju.tsay@spglobal.com

+1 212 812 0679

Executive Director – Sales Jillian Hurley jillian.hurley@spglobal.com

+1 646 312 8919

Executive Director – Sales David Del Zotto david.delzotto@spglobal.com

+1 212 863 9400

State Street Bank and Trust - Agency Lending

One Lincoln Street, Boston MA 02111, United States

Tel: +1 617 664 2550

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire

jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Agency Lending Trading Jarrod Polseno

Jpolseno@statestreet.com

+1 617 664 2513

Global Head of Algorithmic Trading Nickolas Delikaris

NDelikaris@StateStreet.com

+1 617 664 9170

State Street Bank and Trust - Agency Lending

525 Washington Boulevard, Jersey City, New Jersey 07310, United States

Tel: +1 617 664 2550

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire

jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Agency Lending Trading Jarrod Polseno

Jpolseno@statestreet.com

+1 617 664 2513

Global Head of Algorithmic Trading Nickolas Delikaris

NDelikaris@StateStreet.com

+1 617 664 9170

State Street Bank and TrustEnhanced Custody

One Lincoln Street, Boston MA 02111, United States

Tel: +1 617 786 3000

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Enhanced Custody Trading Matthew Johnson MJohnson@StateStreet.com

+1 617 664 9184

Global Head of Algorithmic Trading Nickolas Delikaris NDelikaris@StateStreet.com

+1 617 664 9170

State Street Bank and TrustEnhanced Custody

525 Washington Boulevard, Jersey City, New Jersey 07310, United States

Tel: +1 617 786 3000

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire

jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Enhanced Custody Trading Matthew Johnson MJohnson@StateStreet.com

+1 617 664 9184

Global Head of Algorithmic Trading Nickolas Delikaris

NDelikaris@StateStreet.com

+1 617 664 9170

Swiss Reinsurance Company Ltd

1301 6th Avenue, New York 10019, United States

Tel: +1 212 317 5028

Email: Collateral_Trading@swissre.com www.swissre.com

Type of firm

Re-/insurance

Senior Executive

Richard Hochreutiner

Collateral_Trading@swissre.com

+41 43 285 6777

Collateral Trader

Anthony Cinquemani

Collateral_Trading@swissre.com

+1 212 317 5028

Collateral Trader

Larry Ward

Collateral_Trading@swissre.com

+1 212 317 5028

Transcend

371 Hoes Lane, Suite 205, Piscataway, NJ 08854, United States

Tel: +1 866 608 0381

Email: info@transcendstreet.com www.transcendstreet.com

Type of firm Technology Provider

About Transcend

Transcend is a leading provider of analytics, optimization, and automation solutions for collateralized businesses. The Company helps transform the capital markets by helping firms more efficiently and strategically manage scarce financial resources. With a growing roster of world-class banks and other financial institutions as clients, the firm is quickly becoming the gold standard for the real-time, firm-wide management of inventory, funding and liquidity. Transcend has more than 140 global employees possessing deep domain expertise in collateral, securities finance, derivatives, operations, and more, positioning the firm to strategically solve some of the industry’s greatest regulatory and capital challenges.

Key Offerings Include:

• Inventory Management and Sources & Uses

• Collateral & Inventory Optimization

• Digitized Eligibility & Collateral Validation

• Prime, Liquidity, and Margin Analytics

• Booking Automation

Head of Business Development and Sales

BJ Marcoullier

BJ.Marcoullier@transcendstreet.com

+1 917 656 5958

North American Sales

Lis Hadingham

lis.hadingham@transendstreet.com

+1 646 361 5992

EMEA Sales

Raj Patel

rajen.patel@transcendstreet.com

+44 785210 8555

UBS Securities LLC

1285 Avenue of Americas, New York, NY 10019, United States

Tel: +1 212 713 2000 www.ubs.com

Type of firm

Investment Bank

Head of Stock Loan Trading, Americas

Brendan Cusick

Brendan.cusick@ubs.com

+1 212 713 3100

Trading

Mel Smith mel.smith@ubs.com

+1 212 713 3100

Wells Fargo Securities

30 Hudson Yards, 14th Floor, New York, NY 10001, United States

www.wellsfargo.com/com/securities/markets/ equity-sales/prime-services/

Type of firm

Investment Banking

Securities financing activities

Global Securities Lending

Managing Director - Head of Securities Lending Robert Sackett

robert.sackett@wellsfargo.com

+1 212 214 6033

Director – Co-Head of Securities Lending Michael Colonna michael.colonna@wellsfargo.com

+1 212 214 6033

Director – Co-Head of Securities Lending Divesh Kapahi

divesh.kapahi@wellsfargo.com

+1 212 214 6033

Director – Head of General Collateral and Fixed Income Trading Matthew Lawrik matthew.lawrik@wellsfargo.com

+1 212 214 6033

Managing Director, head of Equity Finance/FCM Eamon McCooey

+1 212 822 4812

eamon.mccooey@wellsfargo.com

Managing Director, Head of Sec Lending sales Madelyn Lando

+1 212 214 6033

madelyn.lando@wellsfargo.com

UNITED STATES

Synthetic finance

Synthetic finance

Associate, Delta One Trading

Zouhare Al-Baroudi Zouhare.AlBaroudi

+1 212 702 1776

Vice President, Index/ETF trading

Whitney Ko Whitney.Ko@bmo.com

+1 212 702 1933

BMO Capital Markets

151 West 42nd Street, 9th Floor, New York, NY 10036, United States

Tel: +1 212 702 1233

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities Global Equities

Other offices Toronto, London, Melbourne, Dublin

Managing Director

Jordan Lupu

jordan.lupu@bmo.com

+1 212 605 1550

Managing Director, Delta One Trading

Jay Lubin

Jay.Lubin@bmo.com

+1 212 702 1802

Director, TRS Brian Ehlis

Brian.Ehlis@bmo.com

+1 212 702 1441

Director, Delta One Trading

Alistair Morgan

Alistair.Morgan@bmo.com

+1 212 702 1802

ambition knows no boundaries.

does our expertise.

Synthetic finance

BNP PARIBAS SA

787 Seventh Avenue, New York NY 10019

United States

Tel: +1 212 841 3000

Email: dl.psfprimeservicesamericas@us.bnpparibas. com

www.bnpparibas.com

Type of Firm

Investment Bank

Synthetic PB Financing

Global Head of Prime Solutions & Financing

Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com

+44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith kieron.a.smith@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Solutions & Financing, Americas

Adil El Batji

adil.elbatji@us.bnpparibas.com

+1 212 841 3812

Head of Structuring

John Roglieri

john.roglieri@us.bnpparibas.com

+1 212 841 3532

Head of PS&F Risk Management, Americas

Alex Bergelson

alex.bergelson@us.bnpparibas.com

+1 212 471 6533

Head of US PB Client Service

Jonathan Androski

jonathan.androski@us.bnpparibas.com

+1 212 471 6743

Head of PB onboarding and Product

MaryCatherine Permenter marycatherine.permenter@us.bnpparibas.com

+1 212 841 2723

Cowen Inc

599 Lexington Avenue, New York, NY 10022, United States

Tel: +1 646 562 1010

www.cowen.com

Managing Director and Head, Global Securities Finance and Global Clearing

Matthew Baldassano

matt.baldassano@cowen.com

+1 646 562 1555

Managing Director

Stephen Maltz

stephen.maltz@cowen.com

+1 646 562 1628

Synthetic finance

Morgan Stanley & Co

1585 Broadway, New York, NY 10036, United States

Tel: +1 212 761 8237

Email: @morganstanley.com www.morganstanley.com

HSBC Securities (USA) Inc

452 Fifth Avenue, New York, NY 10018, United States

Tel: +1 212 525 0180

Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Prime Finance

Loic Lebrun loic.lebrun@hsbcib.com

+44 207 991 5682

Head of Equity Finance & Delta One - Americas Warren McCormick warren.mccormick@us.hsbc.com

+1 212 525 0180

Head of Index & ETF and Synthetic Prime Trading Americas Stephane Labidurie stephane.labidurie@us.hsbc.com

+1 212 525 0180

Head of Non-Cash Equity Sales, Americas Christopher Rosen christopher.rosen@us.hsbc.com

+1 212 525 3200

Head of Equity Finance and Delta One Sales - Americas Carey Chamberlain carey.chamberlain@us.hsbc.com

+1 212 525 7927

Global Head of Synthetic Prime and Derivative Financing Sales Finian Bilocca finian.bilocca@hsbcib.com

+44 207 991 5249

Global Head of Prime Origination

Matt Kiraly matthewjkiraly@us.hsbc.com

+1 212 525 4202

Americas Head of Index and ETF trading

Murat Demir muratdemir@us.hsbc.com

+1 212 525 6380

Americas Head of Delta One and Market Access Gabriel Santos gabriel.c.santos@us.hsbc.com

+1 212 525 5097

Type of firm

Investment Bank

Managing Director

Ellen Weinstein

Ellen.Weinstein@morganstanley.com

+1 212 761 8237

Managing Director

Scott Pecullan

Scott.Pecullan@morganstanley.com

+1 212 761 5717

NATIXIS

1251 Avenue of the Americas, New York, NY 10020, United States

Tel: +1 212 891 1830

Natixis North America LLC / www.cib.natixis.com

Type of firm

Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments.

A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries.

Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Executive Director, Head of Global Securities

Financing Americas

Simon Sourigon

simon.sourigon@natixis.com

+1 212 891 1805

Trader - MM Index

Thomas Collins

thomas.collins@natixis.com

+1 212 891 1895

Trader - MM Index

Camille Guilloteau

camille.guilloteau@natixis.com

+1 212 891 5754

Synthetic finance

Provable Markets

200 Vesey Street, 24th floor, New York, NY 10281, United States

Provable Markets is a FINRA broker-dealer member and operator of SEC registered ATS Aurora, which provides a regulated and unified medium for bilateral and CCP Securities Lending, Swaps, and Option trading.

CEO Matt Cohen matt@provablemarkets.com

COO

Halima Butt halima@provablemarkets.com

Transcend

371 Hoes Lane, Suite 205, Piscataway, NJ 08854, United States

Tel: +1 866 608 0381

Email: info@transcendstreet.com www.transcendstreet.com

Type of firm Technology Provider

About Transcend

Transcend is a leading provider of analytics, optimization, and automation solutions for collateralized businesses. The Company helps transform the capital markets by helping firms more efficiently and strategically manage scarce financial resources. With a growing roster of world-class banks and other financial institutions as clients, the firm is quickly becoming the gold standard for the real-time, firm-wide management of inventory, funding and liquidity. Transcend has more than 140 global employees possessing deep domain expertise in collateral, securities finance, derivatives, operations, and more, positioning the firm to strategically solve some of the industry’s greatest regulatory and capital challenges.

Key Offerings Include:

• Inventory Management and Sources & Uses

• Collateral & Inventory Optimization

• Digitized Eligibility & Collateral Validation

• Prime, Liquidity, and Margin Analytics

• Booking Automation

Head of Business Development and Sales

Marcoullier

BJ.Marcoullier@transcendstreet.com

North American Sales

Lis Hadingham

EMEA Sales

Raj Patel

Asia-Pacific Section

AUSTRALIA

Funding & Collateral

ASX

(Australian Securities Exchange)

20 Bridge Street, Sydney, NSW, 2000, Australia

Tel: +612 9338 0000

Email: info@asx.com.au

Web: asx.com.au

Type of firm Exchange

ASX is one of the world’s leading financial market exchanges, offering a full suite of services, including listings, trading, clearing and settlement, across a comprehensive range of asset classes. As the first major financial market open every day, ASX is a world leader in raising capital, consistently ranking among the top five exchanges globally. With a total market capitalisation of more than $2.0 trillion, ASX is home to some of the world’s leading resource, finance and technology companies. Our $68 trillion interest rate derivatives market is the largest in Asia and among the biggest in the world. ASX’s network and data centre are connected to leading financial hubs. Speed, reliability, state-of-the-art technology and the diversity of the user community, are fundamental to the success of the Sydney-based ASX Australian Liquidity Centre. We operate in a world class regulatory environment, meeting the highest global standards. Our clearing houses are among the most secure and well capitalised in the world, and help underpin the stability of Australia’s financial markets.

https://www2.asx.com.au/markets/clearing-andsettlement-services/collateral-services

https://www2.asx.com.au/markets/clearing-andsettlement-services/asx-clear-futures/otc-clearing

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending.

Other offices

Melbourne and Perth

& collateral

Product Manager

Jennifer Eason

jennifer.eason@asx.com.au

+612 9227 0612

Head of Debt & Collateral

John Pearce

john.pearce@asx.com.au

+612 9227 0451

Sales Manager

Ratna Wijaya

ratna.wijaya@asx.com.au

+612 9227 0810

BMO Capital Markets

140 William Street, 33rd Floor, Melbourne, Victoria 3000, Australia

Tel: +613 9642 3600

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities Global Equities

Other offices

New York, Dublin, Toronto, and London

Managing Director

Carolyn Mitchem

carolyn.mitchem@bmo.com

+613 9642 3600

Vice President

Fiona Moscato

Fiona.moscato@bmo.com

+613 9642 3600

J.P. Morgan

85 Castlereagh Street, 17/F, Sydney 2000, Australia

www.jpmorgan.com/global/solutions/cib/ investorservices

Type of firm

Custodian Bank

Head of Trading Services, APAC

Ed Bond

edward.bond@jpmorgan.com +852 2800 2667

Head of Agency Securities Finance Relationship Management, APAC Chunhua Ou chunhua.ou@jpmorgan.com +852 2800 6480

Head of Agency Securities Finance Trading and Cash Reinvestment, APAC Simone Broadfield simone.broadfield@jpmorgan.com +852 2800 1576

Head of Agency Securities Finance APAC David Lai

david.f.lai@jpmorgan.com +852 2800 0039

Head of Agency Securities Finance Sales APAC Stephen Michael

stephen.j.michael@jpmorgan.com +852 2800 9173

Repo

Repo

ASX

(Australian Securities Exchange)

20 Bridge Street, Sydney, NSW, 2000, Australia Tel: +612 9338 0000 Email: info@asx.com.au Web: asx.com.au

Type of firm Exchange, Central Counterparty

ASX is one of the world’s leading financial market exchanges, offering a full suite of services, including listings, trading, clearing and settlement, across a comprehensive range of asset classes. As the first major financial market open every day, ASX is a world leader in raising capital, consistently ranking among the top five exchanges globally. With a total market capitalisation of more than $2.0 trillion, ASX is home to some of the world’s leading resource, finance and technology companies. Our $68 trillion interest rate derivatives market is the largest in Asia and among the biggest in the world. ASX’s network and data centre are connected to leading financial hubs. Speed, reliability, state-of-the-art technology and the diversity of the user community, are fundamental to the success of the Sydney-based ASX Australian Liquidity Centre. We operate in a world class regulatory environment, meeting the highest global standards. Our clearing houses are among the most secure and well capitalised in the world, and help underpin the stability of Australia’s financial markets.

Securities financing activities: Repo, Treasury.

Contacts:

General Manager, ASX Group Treasury Michael Papanikolaou

Michael.papanikolaou@asx.com.au +612 9227 0278

Senior Manager, ASX Group Treasury Mark Vanderfield

Mark.vanderfield@asx.com.au +612 9227 0832

Royal Bank of Canada

2 Park Street, Sydney 2000, Australia

Type of firm Bank

Royal Bank of Canada is Canada’s largest bank and a top 10 Global Investment Bank by market capitalization, with over 17 million clients in Canada, the US and 34 countries around the world.

RBC Capital Markets offers capital markets, banking and finance products through 58 offices in 14 countries.

Our Central Funding Group (CFG) offers a global secured finance business providing short term funding secured by collateral; typically fixed income, equity securities and structured credit assets.

CFG is a global business with over 200 employees operating in Bridgetown, Guernsey, London, Luxembourg, Nassau, New York, Toronto and Sydney.

Main collateral types

Global Fixed Income, Global Equity, Structured Credit, Major Currencies

APAC Repo

Hugh Leonard hugh.leonard@rbccm.com +612 9033 3034

APAC Repo

Michael Birtwistle michael.birtwistle@rbccm.com +612 9033 3233

S&P Global Market Intelligence

2 Bulletin Place, Level 13, Sydney, NSW 2000, Australia

Tel: +61 2 8076 1100 www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Executive Director, Head of APAC Securities Finance Product

Stewart Cowan

stewart.cowan@spglobal.com

+61 2 8076 1117

Executive Director – Sales Business Development

Andrew Innes

andrew.innes@spglobal.com

+61 2 8076 1106

Repo

Yieldbroker

Level 6, 14 Martin Place, Sydney NSW 2000, Australia

Tel: +61 2 9994 2859

www.yieldbroker.com

Type of firm

Financial Technology

Senior Business Development Manager

Fiona Hughes

Fiona.Hughes@yieldbroker.com

+61 2 9994 2859

Business Development - Connectivity

Andy Johnson

Andy.Johnson@yieldbroker.com

+61 2 9994 2846

AUSTRALIA Securities lending

Securities lending

BMO Capital Markets

140 William Street, 33rd Floor, Melbourne, Victoria 3000, Australia

Tel: +613 9642 3600

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities Global Equities

Other offices

New York, Dublin, Toronto, and London

Managing Director

Carolyn Mitchem

carolyn.mitchem@bmo.com

+613 9642 3600

Vice President

Fiona Moscato

Fiona.moscato@bmo.com

+613 9642 3600

BNP Paribas Securities ServicesAgency Lending

6/60 Castlereagh Street, Sydney NSW2000, Australia https://securities.cib.bnpparibas/all-our-solutions/ markets-services/securities-lending-solutions/ Type of Firm

Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas Securities Services has supported securities lending and borrowing activities for many years.

Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes.

BNP Paribas Securities Services’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies.

We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities

Agency and Third Party Securities Lending

Main Collateral Types Cash and non-cash

Other Offices

London, New York, Hong Kong

Senior Trader, APAC Anthony McDonald anthony.mcdonald@asia.bnpparibas.com

APAC Head of Market & Financing Services

Natalie Floate natalie.floate@asia.bnpparibas.com

Product Relationship Manager - Securities Lending Hayley Fenn hayley.fenn@au.bnpparibas.com

J.P. Morgan

85 Castlereagh Street, 17/F, Sydney 2000, Australia www.jpmorgan.com/global/solutions/cib/ investorservices

Type of firm

Custodian Bank

Head of Trading Services, APAC Ed Bond

edward.bond@jpmorgan.com +852 2800 2667

Head of Agency Securities Finance Relationship Management, APAC Chunhua Ou chunhua.ou@jpmorgan.com +852 2800 6480

Head of Agency Securities Finance Trading and Cash Reinvestment, APAC Simone Broadfield simone.broadfield@jpmorgan.com +852 2800 1576

Head of Agency Securities Finance APAC David Lai david.f.lai@jpmorgan.com +852 2800 0039

Head of Agency Securities Finance Sales, APAC Stephen Michael stephen.j.michael@jpmorgan.com +852 2800 9173

lending

JPMorgan

85 Castlereagh Street, Sydney NSW 2000, Australia

Tel: +61 2 9003 7731

www.jpmorgan.com/solutions/cib/prime-services

Type of firm Investment Bank Asia Head of Prime Finance

Duncan Wilson Duncan.Wilson@jpmorgan.com +852 2800 7789

Asia SBL Trading

Rob Nichols

robert.nichols2@jpmorgan.com +612 9003 7731

Asia Prime Brokerage Sales

Stephen Kelly

Stephen.W.Kelly@jpmorgan.com +852 2800 7745

APAC Client Financing

Nicholas Stearn

nicholas.stearn@jpmorgan.com +852 2800 7749

Morgan Stanley Australia Limited

Chifley Tower, 2 Chifley Square, Sydney, AU-NSW, NSW 2000, Australia

Tel: +61 2 9770 1105 Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank Executive Director Kieran Buckley Kieran.Buckley@MorganStanley.com

+61 2 9770 1105

Managing Director Paulo Monteiro Paulo.Monteiro@morganstanley.com

+852 2848 6933

Northern Trust

Level 47, 80 Collins Street, Melbourne, Victoria Australia 3000 www.northerntrust.com

Type of firm

Agent Lender, Global Custodian

Head of Securities Lending Trading, Australia Bun Eng be23@ntrs.com

+61 2 8622 8710

S&P Global Market Intelligence

2 Bulletin Place, Level 13, Sydney, NSW 2000, Australia

Tel: +61 2 8076 1100 www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions.

Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Executive Director, Head of APAC Securities Finance Product Stewart Cowan

stewart.cowan@spglobal.com +61 2 8076 1117

Executive Director – Sales Business Development Andrew Innes

andrew.innes@spglobal.com +61 2 8076 1106

Securities lending

State Street Bank and Trust - Agency Lending

420 George Street, Sydney, NSW, Australia

Tel: +61 2 8249 1186

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, APAC Jansen Chua

JWChua@statestreet.com

+852 2230 1517

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Agency Lending Trading Jarrod Polseno jpolseno@statestreet.com

+1 617 664 2513

State Street Bank and TrustEnhanced Custody

420 George Street, Sydney, NSW, Australia

Tel: +61 2 8249 1186

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, APAC Jansen Chua

JWChua@statestreet.com

+852 2230 1517

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire

jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Enhanced Custody Trading Matthew Johnson

MJohnson@StateStreet.com

+1 617 664 9184

Securities lending

Synthetic finance

AUSTRALIA Synthetic finance

UBS Asset Management Ltd

Level 16, 8 Exhibition Street, Melbourne, Victoria, 3000, Australia

Tel: +61 3 92426528

Web: www.ubs.com

Type of firm

Investment Bank

Head Prime Services Australia

Greg Keyser

greg.keyser@ubs.com

+61 3 92426155

Stock Borrowing & Lending Australia

Matthew Smith

matthew.smith@ubs.com

+61 3 92426441

BMO Capital Markets

140 William Street, 33rd Floor, Melbourne, Victoria 3000, Australia

Tel: +613 9642 3600

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities

Global Equities

Other offices

New York, Dublin, Toronto, and London

Managing Director

Carolyn Mitchem

carolyn.mitchem@bmo.com

+613 9642 3600

Vice President

Fiona Moscato

Fiona.moscato@bmo.com

+613 9642 3600

Funding & collateral

HONG KONG

Funding & collateral

ABN AMRO Clearing

Level 70, International Commerce Centre | 1 Austin Road West, Kowloon, Hong Kong Web: www.abnamroclearing.com

Global Head of Securities Finance Valerie Rossi Email: valerie.rossi@abnamroclearing.com Tel: +852 3653 0730

Hong Kong And Shanghai Banking Corporation

1 Queen’s Road, Central, Hong Kong

Tel: +852 2822 2254 Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Prime Finance

Loic Lebrun loic.lebrun@hsbcib.com +44 207 991 5682

Co-Lead Securities Financing & Global Head of Repo Jean-Michel Meyer jean-michel.meyer@hsbcib.com +44 20 7991 5708

BNP PARIBAS SA

63/F IFC2, 8 Finance Street, Central, Hong Kong Tel: + 852 2108 5456 www.bnpparibas.com

Type of Firm

Investment Bank Equity Securities Financing

Global Head of Prime Solutions & Financing Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com + 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing Kieron Smith kieron.a.smith@uk.bnpparibas.com +44 207 595 1994

Head of Prime Solutions & Financing, Asia Pacific Benjamin Dufour benjamin.dufour@asia.bnpparibas.com +852 2108 5456

Head of Financing and Collateral Transformation

APAC Pierre Parodi pierre.parodi@asia.bnpparibas.com +852 2108 5470

Global Head of Collateral Treasury Jamie Anderson jamie.anderson@hsbcib.com +44 207 991 5369

Head of Collateral Treasury Trading, APAC Richard Casey richard.s.casey@hsbc.com.hk +852 2822 2254

Collateral Treasury Trading

Yohei Kajiyama yohei.kajiyama@hsbc.com.hk +852 2822 1936

Collateral Treasury Trading Wallace Y W So wallace.so@hsbc.com.hk +852 2996 6723

Head of Securities Financing, Asia Pacific Jacqueline Liau jacquelineliau@hsbc.com.hk +852 2822 1870

Morgan Stanley Asia Limited

International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong

Tel: +852 3963 3185

Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank

Managing Director Duncan Foster Duncan.Foster@MorganStanley.com

+852 3963 3185

Executive Director

Yanny Leung

Yanny.Leung@morganstanley.com

+852 2848 5237

NATIXIS

Level 72, International Commerce Center, 1 Austin Road West, Kowloon, Hong Kong

Tel: +852 3900 8421 Natixis SA /www.cib.natixis.com

Type of firm

Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Managing Director, Head of Global Securities Financing Asia

Francois Maury francois.maury@natixis.com +81 3 4519 2167

Director, Client Strategies Group David Forsyth david.forsyth@natixis.com +852 3915 1310

Trader - Securities Optimization Unit Thomson Liu thomson.liu@natixis.com +852 3900 8471

Trader - Securities Optimization Unit Nick Poon nick.poon@natixis.com +852 3915 1329

Repo

HONG

Repo

BNP Paribas Securities ServicesPrincipal Lending

PCCW Tower Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong

https://securities.cib.bnpparibas/all-our-solutions/ markets-services/securities-lending-solutions/

Type of Firm

Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas Securities Services has supported securities lending and borrowing activities for many years. Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes. BNP Paribas Securities Services’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities

Repos

Main Collateral Types

Non Cash

Other Offices

London, Paris

Global Head of Principal Lending Yannick Bierre yannick.bierre@bnpparibas.com

Global Head of STIR and Financing Lias Hammouche lias.hammouche@bnpparibas.com

Head of STIR and Financing HK Rachid Sekkai rachid.sekkai@asia.bnpparibas.com

BNP PARIBAS SA

63/F IFC2, 8 Finance Street, Central, Hong Kong

Tel: + 852 2108 5456 www.bnpparibas.com

Type of Firm

Investment Bank

Bonds Securities Financing

Global Head of Prime Solutions & Financing Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com + 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing Kieron Smith kieron.a.smith@uk.bnpparibas.com +44 207 595 1994

Head of Prime Solutions & Financing, Asia Pacific Benjamin Dufour benjamin.dufour@asia.bnpparibas.com +852 2108 5456

Head of Financing and Collateral Transformation APAC

Pierre Parodi

pierre.parodi@asia.bnpparibas.com +852 2108 5470

Hong Kong And Shanghai Banking Corporation

1 Queen’s Road, Central, Hong Kong

Tel: +852 2822 3893 Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Repo Jean-Michel Meyer jean-michel.meyer@hsbcib.com +44 20 7991 5708

Global Head for EM/Credit & Head of Asia Cash Financing Solutions

Richard Howson richard.howson@hsbc.com.hk +852 2822 3893

Global Head of Repo, Stock Borrow Loan and Cash Prime Sales & Distribution

Ned B Taylor ned.b.taylor@hsbcib.com +44 207 991 1493

Head of Securities Financing, Asia Pacific

Jacqueline Liau jacquelineliau@hsbc.com.hk +852 2822 1870

Repo Trading

Anton Svirin anton.svirin@hsbc.com.hk

Repo Trading

Derek Tsang derek.c.y.tsang@hsbc.com.hk +852 2822 4219

Repo Trading

Matthew John Leddington-Hill matthew.leddingtonhill@hsbc.com.hk +852 282 23099

Repo

Morgan Stanley Asia Limited

International Commerce Centre 1 Austin Road West, Kowloon, Hong Kong

Tel: +852 3963 3185

Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank Managing Director

Duncan Foster

Duncan.Foster@MorganStanley.com +852 3963 3185

Executive Director

Yanny Leung

Yanny.Leung@morganstanley.com +852 2848 5237

S&P Global Market Intelligence

25/F Lee Garden Two, 28 Yun Ping Road, Causeway Bay, Hong Kong

Tel: +852 3726 7012 www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Associate Director, Product Specialist

Henry Lau henry.lau@spglobal.com +852 3726 7009

Director APAC Sales Kevin Tapley kevin.tapley@spglobal.com +852 3726 7027

Executive Director, Head of APAC Securities Finance

Product Stewart Cowan stewart.cowan@spglobal.com, +61 2 8076 1117

State Street Bank and TrustCollateral Management

Two International Finance Centre, 8 Finance Street, Central, Hong Kong

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Global Head of Collateral Management

Staffan Ahlner

SAhlner@StateStreet.com

+44 20 3395 1338

APAC Head of Collateral Management Sam Edwards

sedwards1@statestreet.com

+852 3153 1079

Head of Business Development Owen Nichols

HONichols@statestreet.com

+1 617 664 4756

Securities lending

HONG KONG

Securities lending

ABN AMRO Clearing

Level 70, International Commerce Centre | 1 Austin

Road West, Kowloon, Hong Kong

Web: www.abnamroclearing.com

Global Head of Securities Finance

Valerie Rossi

Email: valerie.rossi@abnamroclearing.com

Tel: +852 3653 0730

Securities Finance Manager

Alex Lee

alex.lee@abnmroclearing.com

Tel: +852 3653 0748

BNP Paribas Securities ServicesPrincipal Lending

PCCW Tower Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong

https://securities.cib.bnpparibas/all-our-solutions/ markets-services/securities-lending-solutions/

Type of Firm

Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas Securities Services has supported securities lending and borrowing activities for many years. Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes. BNP Paribas Securities Services’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities

Principal Securities Lending

Main Collateral Types

Cash and non-cash

Other Offices

London, Paris

Global Head of Principal Lending

Yannick Bierre yannick.bierre@bnpparibas.com

Global Head of Principal Equity Trading

Tony Blanchard

tony.blanchard@uk.bnpparibas.com

Head of Principal Equity Trading HK Rachid Sekkai rachid.sekkai@asia.bnpparibas.com

BNP Paribas Securities ServicesAgency Lending

PCCW Tower Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong https://securities.cib.bnpparibas/all-our-solutions/ markets-services/securities-lending-solutions/

Type of Firm

Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas Securities Services has supported securities lending and borrowing activities for many years. Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes. BNP Paribas Securities Services’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities

Agency and Third Party Securities Lending

Main Collateral Types

Cash and non-cash

Other Offices

New York, Sydney, London

Senior Trader, APAC Anthony McDonald anthony.mcdonald@asia.bnpparibas.com

APAC Head of Market & Financing Services Natalie Floate natalie.floate@asia.bnpparibas.com

Product Relationship Manager - Securities Lending Hayley Fenn hayley.fenn@au.bnpparibas.com

lending

BNP PARIBAS SA

63/F IFC2, 8 Finance Street, Central, Hong Kong

Tel: + 852 2108 5456 www.bnpparibas.com

Type of Firm

Investment Bank

Equity Securities Financing

Global Head of Prime Solutions & Financing Raphael Masgnaux

raphael.masgnaux@uk.bnpparibas.com + 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing Kieron Smith kieron.a.smith@uk.bnpparibas.com +44 207 595 1994

Head of Prime Solutions & Financing, Asia Pacific Benjamin DUFOUR benjamin.dufour@asia.bnpparibas.com +852 2108 5456

Head of Financing and Collateral Transformation

APAC

Pierre Parodi

pierre.parodi@asia.bnpparibas.com +852 2108 5470

BNY Mellon

One Queens Road, 3 Pacific Place, Admiralty, Hong Kong

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments.

BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO, Stock lending and borrowing, Equity Repo

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

MD, Global Head of Agency Securities Finance William Kelly bill.kelly@bnymellon.com

+1 212 815 3908

MD, Global Head of Agency Securities Finance Trading Simon Tomlinson simon.tomlinson@bnymellon.com

+44 207 163 4600

Head of APAC Securities Finance Paul Solway Paul.Solway@bnymellon.com

+852 2840 6690

Head of Agency Lending Trading - APAC Serge Micallef Serge.Micallef@bnymellon.com

+852 2840 9738

Brown Brothers Harriman (Hong Kong) Limited

13/F Man Yee Building, 68 Des Voeux Road Central, Hong Kong

Tel: +852 3756 1600 www.bbh.com

Head of Securities Lending Trading - Asia Zubair Nizami zubair.nizami@bbh.com +852 3756 1680

Securities Lending Business Development - Asia Munenori Yoshihara munenori.yoshiara@bbh.com

+81 3 6361 6369

Goldman Sachs Agency Lending

Cheung Kong Center, 2 Queens Road, Central Hong Kong Web: www.gs.com

Type of firm

Global Financial Services Firm

Goldman Sachs Agency Lending (“GSAL”) provides discretionary agency securities lending services on behalf of Asset Managers, Pension Plans, Insurance Companies and Endowments, lending their securities on a fully collateralized basis to a client-approved list of borrowers.

Our clients benefit from dealing with a specialized thirdparty lending agent, which possesses the resources typically associated with a large custody program.

Our platform differentiators include: a bespoke service model, program customization, a value-over-volume approach, a dedicated application development team and the institutional resources of Goldman Sachs.

We partner with clients across the globe and are active in 30+ lending markets. For more information, please contact us at AgencyLending@GS.com

Managing Director

Kenneth Ashley kenneth.ashley@gs.com

+852 2978 0295

Executive Director

Celestine Lim celestine.lim@gs.com +65 6889 2877

Hong Kong And Shanghai Banking Corporation

1 Queen’s Road, Central, Hong Kong

Tel: +852 2822 1674 Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Prime Finance

Loic Lebrun loic.lebrun@hsbcib.com +44 207 991 5682

Head of Synthetic Prime Trading, APAC & Global Synthetic Fin. Lead Suneet Kumar suneetkumar@hsbc.com.hk +852 3941 0104

SBL Trading

Ken Kai-Hoi Cheung ken.x.cheung@hsbc.com.hk +852 2996 6543

Head of Delta One Sales APAC Tarun Makhija tarun.makhija@hsbc.com.hk +852 2822 1534

Global Head of Repo, Stock Borrow Loan and Cash Prime Sales & Distribution

Ned B Taylor ned.b.taylor@hsbcib.com +44 207 991 1493

Head of Securities Financing, Asia Pacific

Jacqueline Liau jacquelineliau@hsbc.com.hk +852 2822 1870

SBL Trading

George Lindsay george.lindsay@hsbc.com.hk +852 2288 8465

SBL Trading

Andrew Yip andrew.k.h.yip@hsbc.com.hk +852 3941 0086

Hong Kong And Shanghai Banking Corporation

Level 30, HSBC, 1 Queen’s Road Central, Hong Kong

Tel: +852 2822 1504

Web: www.gbm.hsbc.comsolutions/securitiesservices

Type of firm Agent Lender

Securities lending activities Securities Lending

Global Head of Agency Lending Adnan Hussain adnan3.hussain@hsbc.com + 44 (0) 203 3595363

APAC Head, Agency Lending Trading James Cooper james.m.cooper@hsbc.com.hk +852 2822 4882

Trading, APAC Miana W H Auyeung mianawhauyeung@hsbc.com.hk +852 2822 1504

Trading, APAC Julia Kang +852 39453675

Trading, APAC Foung Young foung.y.young.chim.tong@hsbc.com.hk +852 3604 7613

Client Management, Global James Er james.x.p.er@hsbc.com.hk +852 2914 9008

Client Management APAC Sumi Jiang sumi.jiang@hsbc.com.hk +852 29149008

lending

J.P. Morgan

The Quayside, 18/F Tower 2, 77 Hoi Bun Road, Kwun Tong, Hong Kong www.jpmorgan.com/global/solutions/cib/ investorservices

Type of firm

Custodian Bank

Head of Trading Services, APAC Ed Bond edward.bond@jpmorgan.com +852 2800 2667

Head of Agency Securities Finance Relationship Management, APAC Chunhua Ou chunhua.ou@jpmorgan.com +852 2800 6480

Head of Agency Securities Finance Trading and Cash Reinvestment, APAC Simone Broadfield simone.broadfield@jpmorgan.com +852 2800 1576

Head of Agency Securities Finance APAC David Lai david.f.lai@jpmorgan.com +852 2800 0039

Head of Agency Securities Finance Sales, APAC Stephen Michael stephen.j.michael@jpmorgan.com +852 2800 9173

lending

Morgan Stanley Asia Limited

International Commerce Centre

1 Austin Road West, Kowloon, Hong Kong

Tel: +852 2848 6933

Email: @morganstanley.com www.morganstanley.com

Type of firm: Investment Bank

Managing Director

Paulo Monteiro Paulo.Monteiro@morganstanley.com

+852 2848 6933

Executive Director

Poya Agha-Bozorgi

Poya.Agha-Bozorgi@morganstanley.com

+44 20 7425 6161

NATIXIS

Level 72, International Commerce Center,

1 Austin Road West, Kowloon, Hong Kong

Tel: +852 3900 8421 Natixis SA /www.cib.natixis.com

Type of firm

Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Managing Director,

Head of Global Securities Financing Asia Francois Maury francois.maury@natixis.com

+81 3 4519 2167

Director, Client Strategies Group

David Forsyth david.forsyth@natixis.com

+852 3915 1310

Trader - Securities Optimization Unit

Thomson Liu thomson.liu@natixis.com

+852 3900 8471

Nick Poon

nick.poon@natixis.com

+852 3915 1329

Northern Trust

88 Queensway, Suite 1901, 19th Floor, Two Pacific Place Admirality, Hong Kong

Tel: +852 2918 2905 www.northerntrust.com

Type of firm

Agent Lender, Global Custodian

Head of Securities Lending Trading, Hong Kong Jeff Coyle jc491@ntrs.com

+852 2918 2905

S&P Global Market Intelligence

25/F Lee Garden Two, 28 Yun Ping Road, Causeway Bay, Hong Kong

Tel: +852 3726 7012 www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Associate Director, Product Specialist

Henry Lau henry.lau@spglobal.com +852 3726 7009

Director APAC Sales Kevin Tapley kevin.tapley@spglobal.com +852 3726 7027

Executive Director, Head of APAC Securities Finance

Product Stewart Cowan stewart.cowan@spglobal.com

+61 2 8076 1117

State Street Securities Hong Kong, Ltd - Agency Lending

Two International Finance Centre, 8 Finance Street, Central, Hong Kong

Tel: +852 3667 7006 Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, APAC Jansen Chua

JWChua@statestreet.com

+852 2230 1517

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire

jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Agency Lending Trading Jarrod Polseno

jpolseno@statestreet.com

+1 617 664 2513

State Street Securities Hong Kong, Ltd - Enhanced Custody

Two International Finance Centre, 8 Finance Street, Central, Hong Kong

Tel: +852 2230 1677

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral

Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, APAC

Jansen Chua

JWChua@statestreet.com

+852 2230 1517

Global Head of Client Management

Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development

John McGuire

jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Enhanced Custody Trading

Matthew Johnson MJohnson@StateStreet.com

+1 617 664 9184

UBS AG

52/F, 2 International Finance Centre, 8 Finance Street, Hong Kong 518000

Tel: +852 297 18888

Web: www.ubs.com

Type of firm

Investment Bank

Head of Stock Loan Trading Hong Kong

Tim Lock tim.lock@ubs.com

+852 37124955

Equity Finance Sales

Barry McCarthy

barry.mccarthy@ubs.com +852 297 17005

Trading Alex Prince

alex.prince@ubs.com +852 297 18803

HONG KONG

Synthetic finance

Synthetic finance

BNP PARIBAS SA

63/F IFC2, 8 Finance Street, Central, Hong Kong

Tel: + 852 2108 5456 www.bnpparibas.com

Type of Firm Investment Bank Prime Services

Global Head of Prime Solutions & Financing Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com +44 207 595 8058

Deputy Global Head of Prime Solutions & Financing Kieron Smith kieron.a.smith@uk.bnpparibas.com +44 207 595 1994

Head of Prime Solutions & Financing, Asia Pacific Benjamin Dufour benjamin.dufour@asia.bnpparibas.com +852 2108 5456

Hong Kong And Shanghai Banking Corporation

1 Queen’s Road, Central, Hong Kong

Tel: +852 3941 0104 Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Prime Finance Loic Lebrun loic.lebrun@hsbcib.com +44 207 991 5682

Head of Synthetic Prime Trading, APAC & Global Synthetic Fin. Lead Suneet Kumar suneetkumar@hsbc.com.hk +852 3941 0104

Head of Delta One Sales APAC Tarun Makhija tarun.makhija@hsbc.com.hk +852 2822 1534

Global Head of Synthetic Prime and Derivative Financing Sales Finian Bilocca finian.bilocca@hsbcib.com +44 207 991 5249

Head of Platform Origination, APAC Dagmar Baeuerle dagmar.baeuerle@hsbc.com.hk +852 7888 9189

Head of Securities Financing, Asia Pacific Jacqueline Liau jacquelineliau@hsbc.com.hk +852 2822 1870

Synthetic finance

Morgan Stanley Asia Limited

International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong

Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank

Managing Director

Darren Yip

Darren.Yip@morganstanley.com

+852 2848 6612

Managing Director

Raghav Mittal

Raghav.Mittal@morganstanley.com

+852 3963 3065

Funding & collateral

JAPAN

Funding & collateral

Japan Securities Finance Co., Ltd.

1-2-10 Nihonbashi-Kayabacho, Chuo-Ku, Tokyo 1030025, Japan Web: www.jsf.co.jp/english

Type of firm

Securities Finance

JSF is the only securities finance company in Japan and a licensed company under the FIEA that provides enhanced ability to margin transaction for the investors to create extra investment opportunities and improve liquidity of the Japanese stock market. In today’s changing environment, we are currently focused on overseas markets, expanding our business through strengthening our global network of securities companies and institutional investors, especially for securities lending/borrowing, collateral upgrade/ downgrade, equities financing and TRS.

Managing Executive Officer, Head of Global Business Development Morikuni Jimmy Shimoyamada shimoyamada_morikuni@jsf.co.jp

+81 3 3666 3200

Managing Director, Collateral & Funding, Synthetic finance

Hiroshi Akasaka akasakah@po2.jsf.co.jp

+81 3 3666 3681

Executive Director, Collateral & Funding, Synthetic finance Yosuke Kobayashi kobayashis@jsf.co.jp

+81 3 3666 3681

Director, Collateral & Funding, Synthetic finance Reona Sasaki sasakir@jsf.co.jp

+81 3 3666 3681

Associate Director, Collateral & Funding, Synthetic finance

Kazane Takai takai_kazane@jsf.co.jp

+81 3 3666 3681

Managing Director, Repo, Securities Lending (Fixed Income)

Shinsuke Yamamoto

yamamos@po.jsf.co.jp

+81 3 3808 1860

Director, Repo, Securities Lending (Fixed Income) Nami Ichinose

ichinose_nami@jsf.co.jp

+81 3 3808 1860

Managing Director, Repo, Securities Lending (Stock) Yuta Asada asaday@jsf.co.jp

+81 3 3666 0792

Executive Director, Repo, Margin Lending (Stock) Kazutaka Tajima tajimak@jsf.co.jp +81 3 3666 3570

Mitsubishi UFJ Morgan Stanley Securities Co.,Ltd. Japan

Otemachi Financial City Grand Cube, 1-9-2 Otemachi, Chiyoda-ku, Tokyo 100-8127, Japan

Tel: +81 3 6742 7540 www.mumss.com

Type of firm: Investment Bank

Managing Director Yuko Suzuki suzuki-yuuko@mumss.com +81 3 6742 7541

Business Manager

Hisakazu Kojima kojima-hisakazu@mumss.com +81 3 6742 7545

Senior Trader

Minako Ota oota-minako@mumss.com +81-3-6742-7544

Morgan Stanley MUFG Securities Co., Ltd

Otemachi Financial City South Tower, 1-9-7

Otemachi, Chiyoda-ku, Tokyo JP-13 100-8109, Japan

Tel: +81 3 6836 7037 Email: @morganstanleymufg.com www.morganstanley.com

Type of firm: Investment Bank

Executive Director

Chi Mai Wong

ChiMai.Wong@morganstanleymufg.com +81 3 6836 7037

JAPAN Repo

Repo

Japan Securities Finance Co., Ltd.

1-2-10 Nihonbashi-Kayabacho, Chuo-Ku, Tokyo 103-0025, Japan

Web: www.jsf.co.jp/english

Type of firm

Securities Finance

JSF is the only securities finance company in Japan and a licensed company under the FIEA that provides enhanced ability to margin transaction for the investors to create extra investment opportunities and improve liquidity of the Japanese stock market. In today’s changing environment, we are currently focused on overseas markets, expanding our business through strengthening our global network of securities companies and institutional investors, especially for securities lending/borrowing, collateral upgrade/ downgrade, equities financing and TRS.

Managing Executive Officer, Head of Global Business Development Morikuni Jimmy Shimoyamada shimoyamada_morikuni@jsf.co.jp

+81 3 3666 3200

Managing Director, Collateral & Funding, Synthetic finance

Hiroshi Akasaka akasakah@po2.jsf.co.jp

+81 3 3666 3681

Executive Director, Collateral & Funding, Synthetic finance

Yosuke Kobayashi kobayashis@jsf.co.jp

+81 3 3666 3681

Director, Collateral & Funding, Synthetic finance Reona Sasaki sasakir@jsf.co.jp

+81 3 3666 3681

Associate Director, Collateral & Funding, Synthetic finance

Kazane Takai takai_kazane@jsf.co.jp

+81 3 3666 3681

Managing Director, Repo, Securities Lending (Fixed Income)

Shinsuke Yamamoto

yamamos@po.jsf.co.jp

+81 3 3808 1860

Director, Repo, Securities Lending (Fixed Income)

Nami Ichinose

ichinose_nami@jsf.co.jp

+81 3 3808 1860

Managing Director, Repo, Securities Lending (Stock) Yuta Asada

asaday@jsf.co.jp

+81 3 3666 0792

Executive Director, Repo, Margin Lending (Stock) Kazutaka Tajima

tajimak@jsf.co.jp

+81 3 3666 3570

Morgan Stanley MUFG Securities Co., Ltd

Otemachi Financial City South Tower, 1-9-7 Otemachi, Chiyoda-ku, Tokyo JP-13 100-8109, Japan

Tel: +81 3 6836 5557

Email: @morganstanleymufg.com www.morganstanley.com

Type of firm Investment Bank

Executive Director Yannick Bethegnies

Yannick Bethegnies@morganstanleymufg.com

+81 3 6836 5557

Executive Director Miho Yamanaka

Miho.Yamanaka@morganstanleymufg.com

+81 3 6836 7054

NATIXIS

1-4-5 Roppongi, Minato-Ku, Ark Hills South Tower 8f, Tokyo 106-0032, Japan

Tel: +81 3 4519 2167

Natixis Japan Securities /www.cib.natixis.com

Type of firm

Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Managing Director, Head of Global Securities Financing Asia Francois Maury francois.maury@natixis.com

+81 3 4519 2167

Trader - MM Sovereign and Credit Repo

Jun Fujiwara jun-stephane.fujiwara@natixis.com

+81 3 4519 2184

Trader - MM Sovereign and Credit Repo

Wei Sun wei.sun@natixis.com

+81 3 4519 2185

S&P Global Market Intelligence

Tokyo Square Garden 12F, 3-1-1 Kyobashi, Chuo-ku, Tokyo, 104-0031, Japan

Tel: +61 2 8076 1100 www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Director APAC Sales

Shintaro Toba shintaro.toba@spglobal.com +813 6262 1754

Associate Director - Product Specialist Kyotaro Inoue kyotaro.inoue@spglobal.com +813 6262 1858

Executive Director, Head of APAC Securities Finance Product Stewart Cowan stewart.cowan@spglobal.com

+61 2 8076 1117

Securities lending

JAPAN

Securities lending

Japan Securities Finance Co., Ltd.

1-2-10 Nihonbashi-Kayabacho, Chuo-Ku, Tokyo 103-0025, Japan Web: www.jsf.co.jp/english

Type of firm

Securities Finance

JSF is the only securities finance company in Japan and a licensed company under the FIEA that provides enhanced ability to margin transaction for the investors to create extra investment opportunities and improve liquidity of the Japanese stock market. In today’s changing environment, we are currently focused on overseas markets, expanding our business through strengthening our global network of securities companies and institutional investors, especially for securities lending/borrowing, collateral upgrade/ downgrade, equities financing and TRS.

Managing Executive Officer, Head of Global Business Development Morikuni Jimmy Shimoyamada shimoyamada_morikuni@jsf.co.jp

+81 3 3666 3200

Managing Director, Collateral & Funding, Synthetic finance

Hiroshi Akasaka akasakah@po2.jsf.co.jp

+81 3 3666 3681

Executive Director, Collateral & Funding, Synthetic finance Yosuke Kobayashi kobayashis@jsf.co.jp

+81 3 3666 3681

Director, Collateral & Funding, Synthetic finance Reona Sasaki sasakir@jsf.co.jp

+81 3 3666 3681

Associate Director, Collateral & Funding, Synthetic finance

Kazane Takai takai_kazane@jsf.co.jp

+81 3 3666 3681

Managing Director, Repo, Securities Lending (Fixed Income)

Shinsuke Yamamoto yamamos@po.jsf.co.jp

+81 3 3808 1860

Director, Repo, Securities Lending (Fixed Income) Nami Ichinose　 ichinose_nami@jsf.co.jp

+81 3 3808 1860

Managing Director, Repo, Securities Lending (Stock) Yuta Asada asaday@jsf.co.jp

+81 3 3666 0792

Executive Director, Repo, Margin Lending (Stock) Kazutaka Tajima tajimak@jsf.co.jp

+81 3 3666 3570

Securities lending

Mitsubishi UFJ Morgan Stanley Securities Co.,Ltd. Japan

J.P. Morgan

Marunouchi 2-7-3, Chiyoda-ku, Floor 29, Tokyo 100-6432, Japan www.jpmorgan.com/global/solutions/cib/ investorservices

Type of firm

Custodian Bank

Head of Trading Services, APAC Ed Bond edward.bond@jpmorgan.com

+852 2800 2667

Head of Agency Securities Finance Relationship Management, APAC Chunhua Ou chunhua.ou@jpmorgan.com +852 2800 6480

Head of Agency Securities Finance Trading and Cash Reinvestment, APAC Simone Broadfield simone.broadfield@jpmorgan.com +852 2800 1576

Head of Agency Securities Finance APAC David Lai david.f.lai@jpmorgan.com +852 2800 0039

Head of Agency Securities Finance Sales, APAC Stephen Michael stephen.j.michael@jpmorgan.com +852 2800 9173

Otemachi Financial City Grand Cube, 1-9-2 Otemachi, Chiyoda-ku, Tokyo 100-8127, Japan

Tel: +81 3 6742 7540 www.mumss.com

Type of firm

Investment Bank

Managing Director Yuko Suzuki

suzuki-yuuko@mumss.com +81 3 6742 7541

Business Manager Hisakazu Kojima kojima-hisakazu@mumss.com +81 3 6742 7545

Senior Trader Minako Ota oota-minako@mumss.com +81 3 6742 7544

Morgan Stanley MUFG Securities Co., Ltd

Otemachi Financial City South Tower, 1-9-7 Otemachi, Chiyoda-ku, Tokyo JP-13 100-8109, Japan

Tel: +81 3 6836-7058 Email: @morganstanleymufg.com www.morganstanley.com

Type of firm

Investment Bank

Vice President Shinji Yamagiwa

Shinji.Yamagiwa@morganstanleymufg.com +81 3 6836 7058

Managing Director Paulo Monteiro

Paulo.Monteiro@morganstanley.com +852 2848 6933

Securities lending

NATIXIS

1-4-5 Roppongi, Minato-Ku, Ark Hills South Tower 8f, Tokyo 106-0032, Japan

Tel: +81 3 4519 2167

Natixis Japan Securities /www.cib.natixis.com

Type of firm

Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Managing Director, Head of Global Securities Financing Asia

Francois Maury francois.maury@natixis.com

+81 3 4519 2167

Trader - Securities Optimization Unit

Satomi Kutsukake satomi.kutsukake@natixis.com

+81 3 4519 2127

S&P Global Market Intelligence

Tokyo Square Garden 12F, 3-1-1 Kyobashi, Chuo-ku, Tokyo, 104-0031, Japan

Tel: +61 2 8076 1100

www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Director APAC Sales

Shintaro Toba shintaro.toba@spglobal.com +813 6262 1754

Associate Director - Product Specialist Kyotaro Inoue kyotaro.inoue@spglobal.com +813 6262 1858

Executive Director, Head of APAC Securities Finance Product Stewart Cowan stewart.cowan@spglobal.com

+61 2 8076 1117

State Street Global Markets (Japan)

Toranomon Hills, Mori Tower, Toranomom 1-23-1, Minato-Ku, Tokyo 105-6325, Japan

Tel: +81 3 4530 7500 Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, APAC Jansen Chua

JWChua@statestreet.com

+852 2230 1517

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire

jpmcguire@statestreet.com

+1 617 664 0584

Head of Business Development and Client Management, Japan Sakuaki Yasuda syasuda@statestreet.com

+81 3 45307540

UBS Securities Japan Co Ltd

Otemachi First Square, 1-5-1 Otemachi, Chiyoda-ku, Tokyo 100-0004, Japan

Tel: +81 3 5208 6000 Web: www.ubs.com

Type of firm

Investment Bank

Head of Prime Brokerage & Stock Borrowing & Lending, Japan Sean McCarthy

sean-j.mccarthy@ubs.com

+81 3 5208 7208

Equity Finance Sales Trading Marie Oka Marie.s.oka@ubs.com + 81 3 5208 7223

Equity Finance Sales Trading Haruka Kobayashi

Haruka-k.kobayashi@ubs.com +81 3 5208 7148

Synthetic finance

JAPAN

Synthetic finance

Japan Securities Finance Co., Ltd.

1-2-10 Nihonbashi-Kayabacho, Chuo-Ku, Tokyo 103-0025, Japan Web: www.jsf.co.jp/english

Type of firm

Securities Finance

JSF is the only securities finance company in Japan and a licensed company under the FIEA that provides enhanced ability to margin transaction for the investors to create extra investment opportunities and improve liquidity of the Japanese stock market. In today’s changing environment, we are currently focused on overseas markets, expanding our business through strengthening our global network of securities companies and institutional investors, especially for securities lending/borrowing, collateral upgrade/ downgrade, equities financing and TRS.

Managing Executive Officer, Head of Global Business Development Morikuni Jimmy Shimoyamada shimoyamada_morikuni@jsf.co.jp

+81 3 3666 3200

Managing Director, Collateral & Funding, Synthetic finance

Hiroshi Akasaka akasakah@po2.jsf.co.jp

+81 3 3666 3681

Executive Director, Collateral & Funding, Synthetic finance

Yosuke Kobayashi kobayashis@jsf.co.jp

+81 3 3666 3681

Director, Collateral & Funding, Synthetic finance Reona Sasaki sasakir@jsf.co.jp

+81 3 3666 3681

Associate Director, Collateral & Funding, Synthetic finance

Kazane Takai takai_kazane@jsf.co.jp

+81 3 3666 3681

Managing Director, Repo, Securities Lending (Fixed Income)

Shinsuke Yamamoto

yamamos@po.jsf.co.jp

+81 3 3808 1860

Director, Repo, Securities Lending (Fixed Income)

Nami Ichinose

ichinose_nami@jsf.co.jp

+81 3 3808 1860

Managing Director, Repo, Securities Lending (Stock) Yuta Asada

asaday@jsf.co.jp

+81 3 3666 0792

Executive Director, Repo, Margin Lending (Stock) Kazutaka Tajima

tajimak@jsf.co.jp

+81 3 3666 3570

NATIXIS

1-4-5 Roppongi, Minato-Ku, Ark Hills South Tower 8f, Tokyo 106-0032, Japan

Tel: +81 3 4519 2167

Natixis Japan Securities /www.cib.natixis.com

Type of firm Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Managing Director, Head of Global Securities Financing Asia

Francois Maury

francois.maury@natixis.com

+81 3 4519 2167

Trader - MM Index Hugo Cottereau

hugo.cottereau@natixis.com

+81 3 4519 2291

Repo

SINGAPORE

Repo

Swiss Reinsurance Company Ltd

12 Marina View #16-01, Asia Square Tower 2, 018961 Singapore

Tel: +65 6232 3355

Email: collateral_trading@swissre.com www.swissre.com

Type of firm

Re-/insurance

Senior Executive Richard Hochreutiner

Collateral_Trading@swissre.com

+41 43 285 6777

Collateral Trader Mark Bloem Mark_Bloem@swissre.com

+65 6232 3355

UBS Group AG

9 Penang Road, Singapore

Tel: +65 649 53042 Web: www.ubs.com

Type of firm

Investment Bank

Head of Investment & Execution APAC Mathieu Bühler mathieu.buehler@ubs.com +65 649 53042

Securities lending

SINGAPORE

Securities lending

ABN AMRO Clearing Bank N.V. Singapore Branch

182 Cecil Street Frasers Tower Level 23 Singapore 069547 Singapore

Web: www.abnamroclearing.com

Head of Treasury and Securities Finance Asia Pacific

Robert Sim

Email: Robert.Sim@abnamroclearing.com

Tel +65 6808 9080

Securities Finance Manager

Menno Van Wel menno.van.wel@abnamroclearing.com

Tel: +65 6808 9076

Securities Finance Trader Gary Lai gary.lai@abnamroclearing.com

Tel: +65 6808 9122

Securities Finance Trader Amber Chew amber.chew@abnamroclearing.com

Tel: +65 6808 9091

Securities Finance Trader Maegan Foo maegan.foo@abnamroclearing.com

Tel: +65 6808 9100

RBC Investor & Treasury Services

8 Marina View, Singapore, 18960, Singapore

Tel: +65 6013 6636

Web: www.rbcits.com

RBC Investor & Treasury Services (RBC I&TS) provides asset and payment services to corporate investors and financial institutions globally. Trusted with CAD 4.7 trillion in assets under administration,(1) clients are at the heart of our service offering. As a financially strong partner,(2) our focus is on safeguarding client assets as we leverage data and technology solutions to deliver meaningful insights, simplify our clients’ operations and support their growth.

Clients benefit from the long-standing experience and specialized expertise of our securities finance program:

• Tailored program based on clients’ risk and return objectives

• Established risk management framework

• Zero losses for beneficial owners since inception

• Over 35 years of experience (3)

• #1 Income Generated (4)

(1)

RBC quarterly results as at January 31, 2022

(2) Standard & Poor’s (AA-) and Moody’s (Aa2) legacy senior long-term debt ratings of Royal Bank of Canada as of February 23, 2022 (3) Internal sources - No RBC Investor & Treasury Services client has experienced securities lending losses during the 35 years of our program

(4) Global Investor/ISF Beneficial Owners Survey - Custodial Lender Category Unweighted, 2021

Managing Director, Securities Finance

Donato D’Eramo

donato.deramo@rbc.com

+1 416 955 5500

Director, Securities Finance

Chris Barrand

chris.barrand@rbc.com

+44 20 7002 2522

Analyst, Securities Finance

Juhi Chikhlia

juhi.chikhlia@rbc.com

+65 6013 6636

Synthetic finance

Swiss Reinsurance Company Ltd

12 Marina View #16-01, Asia Square Tower 2, 018961

Singapore

Tel: +65 6232 3355

Email: collateral_trading@swissre.com www.swissre.com

Type of firm

Re-/insurance

Senior Executive Richard Hochreutiner

Collateral_Trading@swissre.com

+41 43 285 6777

Collateral Trader Mark Bloem

Mark_Bloem@swissre.com

+65 6232 3355

SOUTH KOREA

Securities lending

State Street Bank and Trust, Seoul Branch - Agency Lending

Center 1 West, 31st Floor, 26 Eulji-Ro 5-gil,Jung-gu, Seoul 04539 Korea, South Korea

Tel: +011 82 2 3706 4500

Web: www.statestreetglobalmarkets.com

Type of firm: Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, APAC Jansen Chua

JWChua@statestreet.com

+852 2230 1517

Global Head of Client Management Francesco Squillacioti FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Agency Lending Trading Jarrod Polseno jpolseno@statestreet.com

+1 617 664 2513

Securities lending

State Street Bank and Trust, Seoul Branch - Enhanced Custody

Center 1 West, 31st Floor, 26 Eulji-Ro 5-gil,Jung-gu, Seoul 04539 Korea, South Korea

Tel: +011 82 2 3706 4500

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, APAC Jansen Chua

JWChua@statestreet.com

+852 2230 1517

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire

jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Enhanced Custody Trading Matthew Johnson

MJohnson@StateStreet.com

+1 617 664 9184

EMEA

MISR Capital S.A.E.

Building 222, Financial District, Smart Village, Cairo

Alex Desert Road, 6 October City, Egypt

Tel: +15777 202 21281100

Fax: +15777 202 35370829

Email: RisingAbove@misrcapital.com www.misrcapital.com

Type of company: Egyptian Share Company

The investment arm of Banque Misr, Misr Capital S.A.E. stands today as a market leader in multiple investment disciplines in Egypt – being the largest asset management Firm with an AUM base of EGP 37 bn, spanning equity, balanced, Sharia-compliant, capitalprotected, fixed income, and money market funds. Misr Capital also launched fixed-income brokerage services with a core concentration in Egypt in addition to serving other markets in The Middle East & North Africa.

Misr Capital’s solid track record in direct investments has accumulated total divestments accounting for almost EGP 13 bn spanning commercial banking, Fintech, financial leasing, real estate and petrochemicals.

Today, Misr Capital stands as Egypt’s leading DCM advisor – having successfully concluded advisory on Egypt’s largest ever securitization bonds offering and the market’s largest ever Sukuk issuance.

Securities financing activities

Asset Management, Private Equity, Direct Investments, Research, Fixed Income Brokerage, DCM Advisory

Prime brokerage activities: Fixed Income Brokerage

Main Colateral types

Direct Investments, paid-in capital EGP 4.5 billion

CEO & MD

Khalil El Bawab

kelbawab@misrcapital.com

Chief Investment Officer

Tarek Shahin

tshahin@misrcapital.com

Head of PE Mahmoud Khalifa mkhalifa@misrcapital.com

Funding & collateral

FRANCE

Funding & collateral

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

17, rue de Surène, 75008 Paris, France Web: www.eurexrepo.com

Type of firm

Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director

Matthias Graulich

matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director Frank Gast frank.gast@deutsche-boerse.com +49 69 211 14050

Sales & Relationship Management

Alexandra Morelle

alexandra.morelle@deutsche-boerse.com +33 1 5527 6769

Morgan Stanley France SA

61 Rue de Monceau, Paris, FR-75, 75008, France Tel: +33 1 4290 7475 Email: @morganstanley.com www.morganstanley.com

Equity Finance, stock Lending, repo Camille-Louise Herledan

Camille-louise.herledan@morganstanley.com +33 1 4290 7305

Type of firm

Investment Bank

Executive Director

Guillaume-Aymeric Thierry-Wilkinson Guillaume.Wilkinson@morganstanley.com +33 1 4290 7475

NATIXIS

30 Avenue Pierre Mendes, Paris 75013, France

Tel: +33 1 5855 5199

Natixis SA /www.cib.natixis.com

Type of firm

Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Senior Management: Global Head of Global Securities Financing Christophe Bensoussan christophe.bensoussan@natixis.com

+33 1 5855 8023

Global Head of Securities Optimization Unit Simon Sourigon simon.sourigon@natixis.com

+1 212 891 1805

Head of Securities Optimization Unit - Europe Camille De Langhe camille.delanghe@natixis.com

+33 1 5855 8061

Traders - Securities Optimization Unit Sylvie Cayrol sylvie.cayrol@natixis.com

+33 1 5855 8039

Tanguy Girves tanguy.girves@natixis.com

+33 1 5855 1121

Alexandra Mansi alexandra.mansi@natixis.com

+33 1 5855 9192

George Lazar george.lazar@natixis.com

+33 1 5855 8443

Emmanuel Doublet emmanuel.doublet@natixis.com

FRANCE Repo

BNP Paribas Securities ServicesPrincipal Lending

9 Rue du Débarcadère, 93500 Pantin, France https://securities.cib.bnpparibas/all-our-solutions/ markets-services/securities-lending-solutions/

Type of Firm

Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas Securities Services has supported securities lending and borrowing activities for many years. Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes. BNP Paribas Securities Services’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities Repos

Main Collateral Types Non Cash

Other Offices London, Hong Kong

Global Head of Principal Lending Yannick Bierre yannick.bierre@bnpparibas.com

Head of Principal Equity Trading London Constantinos Fatouros constantinos.fatouros@uk.bnpparibas.com

Global Head of STIR and Financing Lias Hammouche lias.hammouche@bnpparibas.com

Repo

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

17, rue de Surène, 75008 Paris, France Web: www.eurexrepo.com

Type of firm

Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director

Matthias Graulich

matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director

Frank Gast frank.gast@deutsche-boerse.com +49 69 211 14050

Sales & Relationship Management

Alexandra Morelle alexandra.morelle@deutsche-boerse.com +33 1 5527 6769

HSBC Continental Europe

38 Avenue Kleber, 75016 Paris, France Tel: +33 1 40 70 71 98 Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Repo

Jean-Michel Meyer

jean-michel.meyer@hsbcib.com +44 207 991 5708

Global Head of DM Governments & Head of EMEA Cash Financing Solutions

Glenn Handley glenn.handley@hsbcib.com +44 207 991 5789

Repo Trading

Laurence Dadon laurence.dadon@hsbc.fr +33 1 40 70 77 88

Repo Trading David Bravi david.bravi@hsbc.fr +33 1 40 70 23 08

Repo Trading

Hugo Fuentes hugo.fuentes@hsbc.fr +33 1 40 70 23 08

Global Head of Repo, Stock Borrow Loan and Cash Prime Sales & Distribution

Ned B Taylor

ned.b.taylor@hsbcib.com +44 207 991 1493

Repo Sales

Emilio Plaza emilio.plaza@hsbc.fr +33 1 40 70 39 27

Repo Sales

Guillaume Bertauld Guillaume.bertauld@hsbc.fr +33 1 40 70 28 08

Repo Sales

Ali Dbouk ali.dbouk@hsbc.fr +33 1 40 70 59 22

Repo

Morgan Stanley France SA

61 Rue de Monceau, Paris, FR-75, 75008, France

Tel: +33 1 4290 7475

Email: @morganstanley.com www.morganstanley.com

Equity Finance, stock Lending, repo Camille-Louise Herledan Camille-louise.herledan@morganstanley.com

+33 1 4290 7305

Type of firm

Investment Bank

Executive Director

Guillaume-Aymeric Thierry-Wilkinson Guillaume.Wilkinson@morganstanley.com

+33 1 4290 7475

Natixis TradEx Solutions

www.tradex-solutions.natixis.com

Head of Securities Lending & Repo Damien Launay Natixis TradEx Solutions

59, avenue Pierre Mendès France - 75013 Paris

Tél. : +33 1 78 40 86 45 damien.launay@natixis.com

Securities Lending & Repo Trader Marie-Ange Arandel

59, avenue Pierre Mendès France - 75013 Paris Tél. : +33 1 78 40 88 62 marie-ange.arandel@natixis.com

Securities Lending & Repo Trader Jean-Luc Leglise

59, avenue Pierre Mendès France - 75013 Paris Tél. : +33 1 78 40 88 99 jean-luc.lelise@natixis.com

Securities Lending & Repo Trader Marion Lepoivre

59, avenue Pierre Mendès France - 75013 Paris

Tél. : +33 1 78 40 86 13 marion.lepoivre@natixis.com

NATIXIS

30 Avenue Pierre Mendes, Paris 75013, France

Tel: +33 1 58 55 51 99

Natixis SA /www.cib.natixis.com

Type of firm

Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Senior Management: Global Head of Global Securities Financing Christophe Bensoussan christophe.bensoussan@natixis.com +33 1 5855 8023

Global Head of MM Credit Repo Xavier Brunet xavier.brunet@natixis.com +33 1 5855 1303

Trader - MM Credit Repo Vanessa Balthazard vanessa.balthazard@natixis.com +33 1 5855 8502

Global Head of MM Sovereign Repo Bertrand Bordais bertrand.bordais@natixis.com +33 1 5855 8029

Trader - MM Sovereign Repo Christophe Laudren christophe.laudren@natixis.com +33 1 5855 8122

Trader - MM Sovereign Repo Olivier Pichereau olivier.pichereau@natixis.com +33 1 5855 0774

Trader - MM Sovereign Repo Philippe Rave philippe.rave@natixis.com +33 1 5855 8167

Securities lending

FRANCE

Securities lending

BNP Paribas Securities ServicesPrincipal Lending

9 Rue du Débarcadère, 93500 Pantin, France https://securities.cib.bnpparibas/all-our-solutions/ markets-services/securities-lending-solutions/

Type of Firm

Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas Securities Services has supported securities lending and borrowing activities for many years. Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes. BNP Paribas Securities Services’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities

Principal Securities Lending

Main Collateral Types

Cash and non-cash

Other Offices

London, Hong Kong

Global Head of Principal Lending Yannick Bierre yannick.bierre@bnpparibas.com

Head of Technical Sales - Market & Financing Services

Christian Oger christian.oger@bnpparibas.com

Global Head of Relationship Management - Market & Financing Services Benoit Uhlen benoit.uhlen@bnpparibas.com

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

17, rue de Surène, 75008 Paris, France Web: www.eurexrepo.com

Type of firm

Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director Matthias Graulich

matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director Frank Gast

frank.gast@deutsche-boerse.com +49 69 211 14050

Sales & Relationship Management Alexandra Morelle

alexandra.morelle@deutsche-boerse.com +33 1 5527 6769

Goldman Sachs Agency Lending

5 Avenue Kleber, 75116 Paris, France Web: www.gs.com

Type of firm

Global Financial Services Firm

Goldman Sachs Agency Lending (“GSAL”) provides discretionary agency securities lending services on behalf of Asset Managers, Pension Plans, Insurance Companies and Endowments, lending their securities on a fully collateralized basis to a client-approved list of borrowers.

Our clients benefit from dealing with a specialized thirdparty lending agent, which possesses the resources typically associated with a large custody program.

Our platform differentiators include: a bespoke service model, program customization, a value-over-volume approach, a dedicated application development team and the institutional resources of Goldman Sachs.

We partner with clients across the globe and are active in 30+ lending markets. For more information, please contact us at AgencyLending@GS.com

Executive Director

Ryan Watt ryan.watt@gs.com +44 20 7051 8514

Executive Director

Michael Furnival michael.furnival@gs.com +44 20 7774 8762

HSBC Continental Europe

38 Avenue Kleber, 75016 Paris, France

Tel: +33 1 56 52 40 42 Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Prime Finance

Loic Lebrun

loic.lebrun@hsbcib.com +44 207 991 5682

Head of Index & ETF and Synthetic Prime trading, Continental Europe Alexandre Chevallier alexandre.chevallier@hsbcib.com +33 1 56 52 41 03

SBL Trading

Damien Kasperski damien.kasperski@hsbc.com +33 1 56 52 40 42

Global Head of Repo, Stock Borrow Loan and Cash Prime Sales & Distribution

Ned B Taylor

ned.b.taylor@hsbcib.com +44 207 991 1493

Repo Sales

Emilio Plaza emilio.plaza@hsbc.fr +33 1 40 70 39 27

Morgan Stanley France SA

61 Rue de Monceau, Paris, FR-75, 75008, France

Tel: +33 1 4290 7475

Email: @morganstanley.com www.morganstanley.com

Equity Finance, stock Lending, repo Camille-Louise Herledan camille-louise.herledan@morganstanley.com

+33 1 4290 7305

Type of firm: Investment Bank

Executive Director

Guillaume-Aymeric Thierry-Wilkinson guillaume.wilkinson@morganstanley.com

+33 1 4290 7475

NATIXIS

30 Avenue Pierre Mendes, Paris 75013, France

Tel: +33 1 5855 5199 Natixis SA /www.cib.natixis.com

Type of firm

Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments.

A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Senior Management: Global Head of Global Securities Financing Christophe Bensoussan christophe.bensoussan@natixis.com

+33 1 5855 8023

Global Head of Securities Optimization Unit Simon Sourigon simon.sourigon@natixis.com

+1 212 891 1805

Head of Single Forward Trading - Europe Alexandre Vial alexandre.vial@natixis.com

+33 1 5855 1040

Trader - Securities Optimization Unit Arnaud Craus arnaud.craus@natixis.com

+33 1 5855 8054

Trader - Securities Optimization Unit

Frederic Dennery frederic.dennery@natixis.com

+33 1 5855 8323

Trader - Securities Optimization Unit Olivier Château olivier.chateau@natixis.com

+33 1 5855 9080

Trader - Securities Optimization Unit Froehlich Gregoire gregoire.froehlich@natixis.com

+33 1 5855 9 67

Global Head of Client Strategies Group Romuald Orange romuald.orange@natixis.com

+33 1 5855 1109

Head of Client Development, Europe - Client Strategies Group Ian Beattie ian.beattie@natixis.com

+33 1 5855 8308

Natixis TradEx Solutions www.tradex-solutions.natixis.com

Head of Securities Lending & Repo Damien Launay Natixis TradEx Solutions

59, avenue Pierre Mendès France - 75013 Paris Tél. : +33 1 78 40 86 45 damien.launay@natixis.com

Securities Lending & Repo Trader Marie-Ange Arandel

59, avenue Pierre Mendès France - 75013 Paris Tél. : +33 1 78 40 88 62 marie-ange.arandel@natixis.com

Securities Lending & Repo Trader Jean-Luc Leglise

59, avenue Pierre Mendès France - 75013 Paris Tél. : +33 1 78 40 88 99 jean-luc.lelise@natixis.com

Securities Lending & Repo Trader Marion Lepoivre

59, avenue Pierre Mendès France - 75013 Paris Tél. : +33 1 78 40 86 13 marion.lepoivre@natixis.com

Synthetic finance

FRANCE

Synthetic finance

HSBC Continental Europe

38 Avenue Kleber, 75016 Paris, France

Tel: +33 1 56 52 41 44

Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Prime Finance

Loic Lebrun loic.lebrun@hsbcib.com

+44 207 991 5682

Head of Index & ETF and Synthetic Prime trading, Continental Europe Alexandre Chevallier alexandre.chevallier@hsbcib.com

+33 1 56 52 41 03

Synthetic Prime Trading, Continental Europe

Priscilla Delhome priscilla.delhome@hsbc.com

+33 1 58 13 1802

Global Head of Synthetic Prime and Derivative Financing Sales

Finian Bilocca finian.bilocca@hsbcib.com

+44 207 991 5249

Morgan Stanley France SA

61 Rue de Monceau, Paris, FR-75, 75008, France

Tel: +33 1 4290 7475 Email: @morganstanley.com www.morganstanley.com

Equity Finance, stock Lending, repo Camille-Louise Herledan Camille-louise.herledan@morganstanley.com

+33 1 4290 7305

Type of firm

Investment Bank Executive Director Guillaume-Aymeric Thierry-Wilkinson Guillaume.Wilkinson@morganstanley.com

+33 1 4290 7475

NATIXIS

30 Avenue Pierre Mendes, Paris 75013, France

Tel: +33 1 5855 5199

Natixis SA /www.cib.natixis.com

Type of firm Investment Bank

Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, and the customers of Groupe BPCE’s networks.

Senior Management: Global Head of Global Securities Financing Christophe Bensoussan christophe.bensoussan@natixis.com +33 1 5855 8023

Global Head of GSF Global Securities Solutions Hugues Bechetoille hugues.bechetoille@natixis.com +33 1 5855 1117

Head of GSF Solutions Gérald Chérioux gerald.cherioux@natixis.com +33 1 5855 8367

Global Head of Client Strategies Group Romuald Orange romuald.orange@natixis.com +33 1 5855 1109

Head of Client Development, Europe - Client Strategies Group Ian Beattie ian.beattie@natixis.com +33 1 5855 8308

Funding & collateral

GERMANY

Funding & collateral

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

Mergenthalerallee 61, 65760 Eschborn, Germany

Email: gff-sales@deutsche-boerse.com Web: www.eurexrepo.com

Type of firm

Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director

Matthias Graulich matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director

Frank Gast frank.gast@deutsche-boerse.com +49 69 211 14050

Sales Team

Carsten Hiller carsten.hiller@deutsche-boerse.com +49 69 211 13182

Sales Team

Ingo Deisenroth ingo.deisenroth@deutsche-boerse.com +49 69 211 14193

Sales Team

Esen Rose esen.rose@deutsche-boerse.com +49 69 211 13172

Chicago Office

Matthew Scharp matthew.scharpf@eurex.com +1 312 544-10 86

HSBC Deutschland

Hansaallee 3, 40549 Düsseldorf, Germany

Tel: +49 211 910 4862 Web: www.gbm.hsbc.com

Head of Markets Treasury

Nicolas Sommer

Nicolas.Sommer@hsbc.de +49 211 910 4862

Morgan Stanley Bank AG

Grosse Gallusstrasse 18, Frankfurt, DE-HE, 60312, Germany

Tel: +49 69 2166 1412 Email: @morganstanley.com www.morganstanley.com

Type of firm Investment Bank Executive Director Andrew Scrivener

Andrew.Scrivener@morganstanley.com +49 69 2166 1412

Vice President

Lucie Erzgraeber

Lucie.Erzgraeber@morganstanley.com +49 69 2166 1415

GERMANY Repo

ABN AMRO

Mainzer Landstraße 1, 60325 Frankfurt am Main, Germany

Tel: +49 69 7167 35 959 Web: www.abnamro.com

Other offices

Amsterdam, London, New York

Managing Director

Martin Eichstädt-Krug martin.krug@de.abnamro.com +49 69 7167 35 959

Sales: Marc Burkhard marc.burkhard@de.abnamro.com +49 69 7167 35 955

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

Mergenthalerallee 61, 65760 Eschborn, Germany

Email: gff-sales@deutsche-boerse.com Web: www.eurexrepo.com

Type of firm Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director

Matthias Graulich matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director

Frank Gast frank.gast@deutsche-boerse.com +49 69 211 14050

Sales Team

Carsten Hiller carsten.hiller@deutsche-boerse.com +49 69 211 13182

Sales Team

Ingo Deisenroth ingo.deisenroth@deutsche-boerse.com +49 69 211 14193

Repo

Sales Team

Esen Rose esen.rose@deutsche-boerse.com +49 69 211 13172

Chicago Office

Matthew Scharp matthew.scharpf@eurex.com

+1 312 544-10 86

Morgan Stanley Bank AG

Grosse Gallusstrasse 18, Frankfurt, DE-HE, 60312, Germany

Tel: +49 69 2166 1412

Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank Executive Director Andrew Scrivener Andrew.Scrivener@morganstanley.com +49 69 2166 1412

Vice President

Lucie Erzgraeber

Lucie.Erzgraeber@morganstanley.com +49 69 2166 1415

GERMANY

Securities lending

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

Mergenthalerallee 61, 65760 Eschborn, Germany

Email: gff-sales@deutsche-boerse.com Web: www.eurexrepo.com

Type of firm

Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director

Matthias Graulich matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director

Frank Gast frank.gast@deutsche-boerse.com +49 69 211 14050

Sales Team

Carsten Hiller carsten.hiller@deutsche-boerse.com +49 69 211 13182

Sales Team

Ingo Deisenroth ingo.deisenroth@deutsche-boerse.com +49 69 211 14193

Sales Team

Esen Rose esen.rose@deutsche-boerse.com +49 69 211 13172

Chicago Office

Matthew Scharp matthew.scharpf@eurex.com

+1 312 544-10 86

Morgan Stanley Bank AG

Grosse Gallusstrasse 18, Frankfurt, DE-HE, 60312, Germany

Tel: +49 69 2166 1412

Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank

Executive Director Andrew Scrivener

Andrew.Scrivener@morganstanley.com +49 69 2166 1412

Vice President

Lucie Erzgraeber

Lucie.Erzgraeber@morganstanley.com

+49 69 2166 1415

Securities lending

State Street Bank and Trust - Agency Lending

Scala Building, Solmsstrasse 83, 60486 Frankfurt, Germany

Tel: +49 69 667745 000

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, UK James Day jday@statestreet.com

+44 20 3395 8961

Global Head of Client Management Francesco Squillacioti FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Agency Lending Trading Jarrod Polseno jpolseno@statestreet.com

+1 617 664 2513

State Street Bank and TrustEnhanced Custody

Scala Building, Solmsstrasse 83, 60486 Frankfurt, Germany

Tel: +49 69 667745 000 Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, UK James Day

jday@statestreet.com

+44 20 3395 8961

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Enhanced Custody Trading Matthew Johnson MJohnson@StateStreet.com

+1 617 664 9184

Funding & collateral

BMO Capital Markets

Bank of Montreal Europe plc, 6th floor - 2 Harbourmaster Place, Dublin 1, Ireland

Tel: +353 1 614 7851 Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Other offices

New York, Toronto, London, Melbourne

Managing Director, Co-Head European Prime Finance

Eoin Corrigan

eoin.corrigan@bmo.com +353 1 614 7851

NBC Global Finance Limited – Dublin

Embassy House, Herbert Park Lane, Ballsbridge, Dublin 4, Ireland

Tel: +353 1 660 1402 Web: www.nbc.ca

Type of firm

Investment Firm

CEO/CFO, Co-Head Sylvain Sacolax Sylvain.Sacolax@nbcgf.ie +353 1 660 1402

CRO, Co-Head Giorgio Pavesio Giorgio.Pavesio@nbcgf.ie +353 1 660 1403

Managing Director, Co-Head of Trading Nicolas Belley Nicolas.belley@nbcgf.ie +353 1 605 9853

Managing Director, Co-Head of Trading Paul Bocquet Paul.Bocquet@nbcgf.ie +353 1 605 9812

Repo

Repo

BMO Capital Markets

Bank of Montreal Europe plc, 6th floor - 2 Harbourmaster Place, Dublin 1, Ireland

Tel: +353 1 614 7851 Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Other offices

New York, Toronto, London, Melbourne

Managing Director, Co-Head European Prime Finance

Eoin Corrigan

eoin.corrigan@bmo.com +353 1 614 7851

NBC Global Finance Limited – Dublin

Embassy House, Herbert Park Lane, Ballsbridge, Dublin 4, Ireland

Tel: +353 1 660 1402 Web: www.nbc.ca

Type of firm

Investment Firm

CEO/CFO, Co-Head Sylvain Sacolax Sylvain.Sacolax@nbcgf.ie +353 1 660 1402

CRO, Co-Head Giorgio Pavesio Giorgio.Pavesio@nbcgf.ie +353 1 660 1403

Managing Director, Co-Head of Trading Nicolas Belley Nicolas.belley@nbcgf.ie +353 1 605 9853

Managing Director, Co-Head of Trading Paul Bocquet Paul.Bocquet@nbcgf.ie +353 1 605 9812

Securities lending

Securities lending

BMO Capital Markets

Bank of Montreal Europe plc, 6th floor - 2 Harbourmaster Place, Dublin 1, Ireland

Tel: +353 1 614 7851 Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Other offices

New York, Toronto, London, Melbourne

Managing Director, Co-Head European Prime Finance

Eoin Corrigan

eoin.corrigan@bmo.com +353 1 614 7851

NBC Global Finance Limited – Dublin

Embassy House, Herbert Park Lane, Ballsbridge, Dublin 4, Ireland

Tel: +353 1 660 1402 Web: www.nbc.ca

Type of firm

Investment Firm

CEO/CFO, Co-Head Sylvain Sacolax Sylvain.Sacolax@nbcgf.ie +353 1 660 1402

CRO, Co-Head Giorgio Pavesio Giorgio.Pavesio@nbcgf.ie +353 1 660 1403

Managing Director, Co-Head of Trading Nicolas Belley Nicolas.belley@nbcgf.ie +353 1 605 9853

Managing Director, Co-Head of Trading Paul Bocquet Paul.Bocquet@nbcgf.ie +353 1 605 9812

Securities lending

State Street Bank and Trust - Agency Lending

78 Sir John Rogerson’s Quay, Dublin 2, Ireland

Tel: +353 1 776 8000

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, UK James Day jday@statestreet.com

+44 20 3395 8961

Global Head of Client Management Francesco Squillacioti FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Agency Lending Trading Jarrod Polseno jpolseno@statestreet.com

+1 617 664 2513

State Street Bank and TrustEnhanced Custody

78 Sir John Rogerson’s Quay, Dublin 2, Ireland

Tel: +353 1 776 8000

Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, UK James Day jday@statestreet.com

+44 20 3395 8961

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Enhanced Custody Trading Matthew Johnson MJohnson@StateStreet.com

+1 617 664 9184

Synthetic finance

Synthetic finance

BMO Capital Markets

Bank of Montreal Europe plc, 6th floor - 2 Harbourmaster Place, Dublin 1, Ireland

Tel: +353 1 614 7851 Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Other offices

New York, Toronto, London, Melbourne

Managing Director, Co-Head European Prime Finance

Eoin Corrigan

eoin.corrigan@bmo.com +353 1 614 7851

NBC Global Finance Limited – Dublin

Embassy House, Herbert Park Lane, Ballsbridge, Dublin 4, Ireland

Tel: +353 1 660 1402 Web: www.nbc.ca

Type of firm

Investment Firm

CEO/CFO, Co-Head Sylvain Sacolax Sylvain.Sacolax@nbcgf.ie +353 1 660 1402

CRO, Co-Head Giorgio Pavesio Giorgio.Pavesio@nbcgf.ie +353 1 660 1403

Managing Director, Co-Head of Trading Nicolas Belley Nicolas.belley@nbcgf.ie +353 1 605 9853

Managing Director, Co-Head of Trading Paul Bocquet Paul.Bocquet@nbcgf.ie +353 1 605 9812

KUWAIT Synthetic finance

Synthetic finance

Boubyan Capital

P.O. Box 28950 Safat 13150, Kuwait, Kuwait City, Qibla, Block 3, Ali Al-Salem Street, Boubyan Bank Main Branch Building, Floor 2. Region: GCC

Tel: +965 1803800

Fax: +965 22943298 www.boubyancapital.com

Type of firm Investment Banking

Boubyan Capital is a Shariah-Compliant investment management company based in Kuwait. The company was established in 2007 as the investment arm of Boubyan Bank.

The company provides Asset Management and Brokerage services in addition to engaging in the acquisition and management of real estate properties and Principal Investments.

As the investment subsidiary of Boubyan Bank, Boubyan Capital combines the strengths, resources of one of the fastest growing financial institutions in the country providing a broad array of financial solutions CEO

Jabra Raja Ghandour

DCEO

Badria Hamad Al-Humaidhi Director

Abdullah Nasser Al-Sayer abdullah.alsayer@boubyancapital.com

Funding & collateral

LUXEMBOURG

Funding & collateral

CACEIS Bank - Luxembourg Branch

5 Allée Scheffer, L-2520 Luxembourg

Tel: +352 4767 2779

Web: www.caceis.com

Type of firm

Custodian

CACEIS is an asset servicing banking group dedicated to institutional and corporate clients. Through offices across Europe, North America and Asia, we are one of the world’s market leaders in asset servicing, Europe’s second depositary bank and the leading fund administrator for European funds.

CACEIS’s Equity Finance desk designs bespoke securities lending, liquidity and collateral management services for its clients, leveraging the group’s core asset servicing business as well as our broad regulatory expertise to meet our clients’ specific risk/ return requirements.

With fully-integrated dealing and operational processes underpinning both our principal and agency programmes, CACEIS is an effective partner for managers seeking to enhance asset performance through Equity Finance.

Head of Sales - Securities Finance Donia Rouigueb donia.rouigueb@caceis.com +352 4767 2814

Head of Equity Finance and Collateral Management - Securities Finance Olivier Zemb olivier.zemb@caceis.com +352 47 67 20 33

Head of Fixed Income & Repo – Securities Finance Julien Berge julien.berge@caceis.com +352 4767 2045

Securities Finance Senior Sales Remy Ferraretto remy.ferraretto@caceis.com +33 7 72 36 86 33

Securities Finance Trader

Benoit Poirieux benoit.poirieux@caceis.com +352 4767 2247

Securities Finance Trader

Julien Rabier julien.rabier@caceis.com +352 4767 2445

Securities Finance Trader Sofian Mezrag sofian.mezrag@caceis.com +352-4767-2551

Funding & collateral

London: 85 Gresham Street London EC2V 7NQ United Kingdom

COO

HQLAx

Tel: +352 28 81 33 11 Email: info@hqla-x.com www.hqla-x.com

HQLAx is an innovative financial technology firm founded by financial market practitioners. Our vision is to be the distributed ledger for Securities Finance and Repo.

Our immediate goal is to provide capital savings to global banks by improving collateral mobility across market-leading triparty agents and custodians in Europe.

Together with Deutsche Börse, we created a multi-layer operating model which enables our clients to exchange ownership of baskets of securities across disparate collateral pools at precise moments in time.

The atomic nature of our Delivery vs Delivery (DvD) ownership transfers provides our clients with capital cost savings by reducing credit risk, intraday liquidity requirements, and operational risk.

Offices: Luxembourg: 9 Rue du Laboratoire, 1911 Luxembourg

Head of Business Development Rodney Jordan rod.jordan@hqla-x.com

Sales Lead

Elisa Poutanen elisa.poutanen@hqla-x.com

Switzerland:

3, Rigistrasse 6300 Zug, Switzerland

Co-founder, CEO and Chairman of HQLAᵡ Guido Stroemer guido.stroemer@hqla-x.com

CTO

Raoul Bhoedjang raoul.bhoedjang@hqla-x.com

Nick Short nick.short@hqla-x.com

Salesperson

Charlie Amesbury charlie.amesbury@hqla-x.com

Operating Model:

Marketplace:

• Trade execution

• Ability to enter specific opening/closing date & time (to the nearest minute)

Digital Collateral Registry:

• Record of ownership of baskets of securities

Trusted Third Party:

• Holds baskets of securities at triparty agents and custodians on behalf of participants

Custody Layer (Triparty Agents and Custodians):

• Safekeeping of securities in accounts opened by the TTP

• Collateral management of securities in and out of segregated TTP accounts

Repo

CACEIS Bank - Luxembourg Branch

5 Allée Scheffer, L-2520 Luxembourg

Tel: +352 4767 2779 Web: www.caceis.com

Type of firm

Custodian

CACEIS is an asset servicing banking group dedicated to institutional and corporate clients. Through offices across Europe, North America and Asia, we are one of the world’s market leaders in asset servicing, Europe’s second depositary bank and the leading fund administrator for European funds.

CACEIS’s Equity Finance desk designs bespoke securities lending, liquidity and collateral management services for its clients, leveraging the group’s core asset servicing business as well as our broad regulatory expertise to meet our clients’ specific risk/ return requirements.

With fully-integrated dealing and operational processes underpinning both our principal and agency programmes, CACEIS is an effective partner for managers seeking to enhance asset performance through Equity Finance.

Head of Sales - Securities Finance Donia Rouigueb donia.rouigueb@caceis.com +352 4767 2814

Head of Equity Finance and Collateral Management - Securities Finance Olivier Zemb olivier.zemb@caceis.com +352 47 67 20 33

Head of Fixed Income & Repo – Securities Finance Julien Berge julien.berge@caceis.com +352 4767 2045

Securities Finance Senior Sales Remy Ferraretto remy.ferraretto@caceis.com +33 7 72 36 86 33

Securities Finance Trader Benoit Poirieux benoit.poirieux@caceis.com +352 4767 2247

Securities Finance Trader Julien Rabier julien.rabier@caceis.com +352 4767 2445

Securities Finance Trader Sofian Mezrag sofian.mezrag@caceis.com +352-4767-2551

LUXEMBOURG Securities lending

CACEIS Bank - Luxembourg Branch

5 Allée Scheffer, L-2520 Luxembourg

Tel: +352 4767 2779 Web: www.caceis.com

Type of firm Custodian

CACEIS is an asset servicing banking group dedicated to institutional and corporate clients. Through offices across Europe, North America and Asia, we are one of the world’s market leaders in asset servicing, Europe’s second depositary bank and the leading fund administrator for European funds.

CACEIS’s Equity Finance desk designs bespoke securities lending, liquidity and collateral management services for its clients, leveraging the group’s core asset servicing business as well as our broad regulatory expertise to meet our clients’ specific risk/ return requirements.

With fully-integrated dealing and operational processes underpinning both our principal and agency programmes, CACEIS is an effective partner for managers seeking to enhance asset performance through Equity Finance.

Head of Sales - Securities Finance Donia Rouigueb donia.rouigueb@caceis.com +352 4767 2814

Head of Equity Finance and Collateral Management - Securities Finance Olivier Zemb olivier.zemb@caceis.com +352 47 67 20 33

Head of Fixed Income & Repo – Securities Finance Julien Berge julien.berge@caceis.com +352 4767 2045

Securities Finance Senior Sales Remy Ferraretto remy.ferraretto@caceis.com +33 7 72 36 86 33

lending

Securities Finance Trader Benoit Poirieux benoit.poirieux@caceis.com +352 4767 2247

Securities Finance Trader Julien Rabier julien.rabier@caceis.com +352 4767 2445

Securities Finance Trader Sofian Mezrag sofian.mezrag@caceis.com +352-4767-2551

Clearstream Banking - Global Funding and Financing Markets (Deutsche Boerse Group)

42 Avenue JF Kennedy, Luxembourg L-1855, Luxembourg Email: gff-sales@deutsche-boerse.com http://www.clearstream.com

Type of firm Securities Services

Senior Vice President - Head of Business Development Jean-Robert Wilkin jean-robert.wilkin@clearstream.com +352 2 43-3 25 95

BFF Business Development Manager Christian Rossler christian.rossler@deutsche-boerse.com +352 243-3 62 29

J.P. Morgan

6 route de Treves, Building H, Floor 01, Senningerberg, L-2633, Luxembourg www.jpmorgan.com/global/solutions/cib/ investorservices

Type of firm

Custodian Bank

Head of Agency Securities Finance, EMEA

Simon Heath simon.heath@jpmorgan.com

+44 207 1341597

Product Oversight Manager

Elliot Drews

elliot.drews@Jpmorgan.com

+352 462 685077

Agency Securities Finance Relationship Management

Karima Taouche karima.taouche@jpmchase.com

+352 462 685 766

Head of Alternative Financing

Jon Atkins

jon.atkins@jpmorgan.com

+44 207 1340613

EMEA Head of Agency Securities Finance Product Harpreet Bains harpreet.x.bains@jpmorgan.com

+44 207 134 526

Global Head of Trading Services Sales

Eileen Herlihy eileen.herlihy@jpmorgan.com

+44 207 134 8626

EMEA Head of Agency Securities Finance Sales

Katie Emerson katie.emerson@jpmorgan.com

+44 207 7424583

RBC Investor & Treasury Services

14 Porte de France, L-4360 Esch-sur-Alzette, Luxembourg, Luxembourg Tel: +44 20 7002 2520 Web: www.rbcits.com

RBC Investor & Treasury Services (RBC I&TS) provides asset and payment services to corporate investors and financial institutions globally. Trusted with CAD 4.7 trillion in assets under administration,(1) clients are at the heart of our service offering. As a financially strong partner,(2) our focus is on safeguarding client assets as we leverage data and technology solutions to deliver meaningful insights, simplify our clients’ operations and support their growth.

Clients benefit from the long-standing experience and specialized expertise of our securities finance program:

• Tailored program based on clients’ risk and return objectives

• Established risk management framework

• Zero losses for beneficial owners since inception

• Over 35 years of experience (3)

• #1 Income Generated (4)

(1) RBC quarterly results as at January 31, 2022

(2) Standard & Poor’s (AA-) and Moody’s (Aa2) legacy senior long-term debt ratings of Royal Bank of Canada as of February 23, 2022

(3) Internal sources - No RBC Investor & Treasury Services client has experienced securities lending losses during the 35 years of our program

(4) Global Investor/ISF Beneficial Owners Survey - Custodial Lender Category Unweighted, 2021

Managing Director, Securities Finance

Donato D’Eramo

donato.deramo@rbc.com

+1 416 955 5500

Associate Director, Securities Finance

Joanna Ksenzova

joanna.ksenzova@rbc.com

+352 2605 2867

NETHERLANDS

Funding & collateral

ABN AMRO Bank N.V.

Gustav Mahlerlaan 10, 1082 PP Amsterdam, HQ 7000, Netherlands

Tel: +31 20 383 6100

Web: www.abnamro.com

Other offices

London, Frankfurt, New York

Head of Liquidity and Collateral Management

Marc Otto marc.otto@nl.abnamro.com

+31 6 2316 3156

Trading: Nandita Kamat Hagerup nandita.kamat.hagerup@nl.abnamro.com +31 20 383 6107

Stijn van den Dungen stijn.van.den.dungen@nl.abnamro.com +31 20 535 7378

Joris Kraan joris.kraan@nl.abnamro.com

+31 20 383 6730

Marloes Kompier marloes.kompier@nl.abnamro.com

+31 20 383 6733

ABN AMRO Clearing Bank N.V

Gustav Mahlerlaan 10 | 1082 PP Amsterdam | the Netherlands | PAC HQ0111

Web: www.abnamroclearing.com

Global Head of Treasury and Securities Finance Coen Van Walbeek

Email: coen.van.walbeek@abnamroclearing.com

Tel: +31 20 299 5125

Global Head of Treasury and Securities Finance Bart Solleveld

Email: bart.solleveld@abnamroclearing.com

Tel +31 20 299 5125

Executive Director, Securities Finance Neil Nicholls

Email: neil.nicholls@abnamroclearing.com

Tel: +44 203 880 4231

Director, Securities Finance

Carl Smithies

Email: carl.smithies@abnamroclearing.com

Tel: +44 203 880 4460

collateral

Securities Finance Trader

Johan van Poppel

Email: johan.van.poppel@abnamroclearing.com

Tel: +31 20 299 5844

Securities Finance Trader Robert Winkel

Email: robert.winkel@abnamroclearing.com

Tel: +31 20 299 5129

Securities Finance Trader

Jordy van Aalst

Email: jordy.van.aalst@abnamroclearing.com

Tel: +31 20 299 5524

Securities Finance Trader

Jordy Pieterman

Email: jordy.pieterman@nl.abnamro.com

Tel: +31 20 299 5278

Barak Capital Market Making B.V.

Gustav Mahlerplein 28, 1082MA Amsterdam, Netherlands

Tel: +31 0 20 247 1060

Email: Amsterdam@barakcapital.com Web: www.barakcapital.com

Type of firm

Prop, Market Making, Regulated Investment Firm

Barak Capital Market Making B.V., established in 2021, is the first international branch of the Israeli foremost investment group Barak Capital.

Securities financing activities

Established in 2021 as the first international branch of the Israeli foremost investment group Barak Capital. Dealing in its own accounts, global market maker and liquidity provider in all asset classes. Developing automated strategies in HFT and consistently recruiting traders, software developers, IT and quants in Amsterdam.

Prime brokerage activities

Derivative futues and options, ETFs, Equities

Other offices

Part of the Israeli group with its headquarter in Tel Aviv, Israel

Managing Director

Nadav Attar

NadavA@barakcapital.com

+31 20 247 1060

NETHERLANDS Repo

ABN AMRO Bank N.V.

Gustav Mahlerlaan 10, 1082 PP Amsterdam, HQ 7000, Netherlands

Tel: +31 20 383 6100 Web: www.abnamro.com

Other offices

London, Frankfurt, New York

Head of Liquidity and Collateral Management

Marc Otto marc.otto@nl.abnamro.com +31 6 2316 3156

Trading:

Joris Kraan joris.kraan@nl.abnamro.com +31 20 383 6730

Marloes Kompier marloes.kompier@nl.abnamro.com +31 20 383 6733

Sales: Céline da Silva celine.da.silva@nl.abnamro.com +31 20 535 7389

Roel Schuring roel.schuring@nl.abnamro.com +31 20 535 7087

Barak Capital Market Making B.V.

Gustav Mahlerplein 28, 1082MA Amsterdam, Netherlands

Tel: +31 20 247 1060

Email: Amsterdam@barakcapital.com Web: www.barakcapital.com

Type of firm

Prop, Market Making, Regulated Investment Firm

Barak Capital Market Making B.V., established in 2021, is the first international branch of the Israeli foremost investment group Barak Capital.

Securities financing activities

Established in 2021 as the first international branch of the Israeli foremost investment group Barak Capital. Dealing in its own accounts, global market maker and liquidity provider in all asset classes. Developing automated strategies in HFT and consistently recruiting traders, software developers, IT and quants in Amsterdam.

Prime brokerage activities

Derivative futues and options, ETFs, Equities

Other offices

Part of the Israeli group with its headquarter in Tel Aviv, Israel Managing Director

Nadav Attar

NadavA@barakcapital.com

+31 20 247 1060

NETHERLANDS

Securities lending

ABN AMRO Bank N.V.

Gustav Mahlerlaan 10, 1082 PP Amsterdam, HQ 7000, Netherlands

Tel: +31 20 383 6100 Web: www.abnamro.com

Other offices

London, Frankfurt, New York

Head of Liquidity and Collateral Management

Marc Otto marc.otto@nl.abnamro.com

+31 6 2316 3156

Trading: Nandita Kamat Hagerup nandita.kamat.hagerup@nl.abnamro.com

+31 20 383 6107

Stijn van den Dungen stijn.van.den.dungen@nl.abnamro.com

+31 20 535 7378

ABN AMRO Clearing Bank N.V

Gustav Mahlerlaan 10 | 1082 PP Amsterdam | the Netherlands | PAC HQ0111 Web: www.abnamroclearing.com

Global Head of Treasury and Securities Finance Coen Van Walbeek

Email: coen.van.walbeek@abnamroclearing.com

Tel: +31 20 299 5125

Head of Treasury and Securities Finance Europe

Roy Meekel roy.meekel@abnamroclearing.com

Tel +31 20 299 5125

European Head of Securities Finance

Sarah van Kempen sarah.van.kempen@abnamroclearing.com

+31 20 299 5487

Executive Director, Securities Finance

Neil Nicholls

Email: neil.nicholls@abnamroclearing.com

Tel: +44 203 880 4231

Director, Securities Finance

Carl Smithies

Email: carl.smithies@abnamroclearing.com

Tel: +44 203 880 4460

Securities Finance Trader

Johan van Poppel

Email: johan.van.poppel@abnamroclearing.com

Tel: +31 20 299 5844

Securities Finance Trader

Robert Winkel

Email: robert.winkel@abnamroclearing.com

Tel: +31 20 299 5129

Securities Finance Trader

Jordy van Aalst

Email: jordy.van.aalst@abnamroclearing.com

Tel: +31 20 299 5524

Securities Finance Trader

Barry van Engelenhoven

barry.van.engelenhoven@abnamroclearing.com

Tel: +31 20 299 5278

Barak Capital Market Making B.V.

Gustav Mahlerplein 28, 1082MA Amsterdam, Netherlands

Tel: +31 20 247 1060

Email: Amsterdam@barakcapital.com Web: www.barakcapital.com

Type of firm

Prop, Market Making, Regulated Investment Firm

Barak Capital Market Making B.V., established in 2021, is the first international branch of the Israeli foremost investment group Barak Capital.

Securities financing activities

Established in 2021 as the first international branch of the Israeli foremost investment group Barak Capital. Dealing in its own accounts, global market maker and liquidity provider in all asset classes. Developing automated strategies in HFT and consistently recruiting traders, software developers, IT and quants in Amsterdam.

Prime brokerage activities

Derivative futures and options, ETFs, Equities

Other offices

Part of the Israeli group with its headquarter in Tel Aviv, Israel

Managing Director

Nadav Attar

NadavA@barakcapital.com

+31 20 247 1060

NETHERLANDS

Synthetic finance

Barak Capital Market Making B.V.

Gustav Mahlerplein 28, 1082MA Amsterdam, Netherlands

Tel: 00 31 20 247 1060

Email: Amsterdam@barakcapital.com Web: www.barakcapital.com

Type of firm

Prop, Market Making, Regulated Investment Firm

Barak Capital Market Making B.V., established in 2021, is the first international branch of the Israeli foremost investment group Barak Capital.

Securities financing activities

Established in 2021 as the first international branch of the Israeli foremost investment group Barak Capital. Dealing in its own accounts, global market maker and liquidity provider in all asset classes. Developing automated strategies in HFT and consistently recruiting traders, software developers, IT and quants in Amsterdam.

Prime brokerage activities

Derivative futues and options, ETFs, Equities

Other offices

Part of the Israeli group with its headquarter in Tel Aviv, Israel Managing Director

Nadav Attar

NadavA@barakcapital.com

+31 20 247 1060

SOUTH AFRICA Securities lending

HSBC Bank Plc - Johannesburg Branch

1 Mutual Place, 107 Rivonia Road, Sandton, Johannesburg 2196, South Africa

Tel: +27 11 676 4200 Web: www.hsbc.co.za

Co-Lead Securities Financing & Global Head of Prime Finance Loic Lebrun loic.lebrun@hsbcib.com +44 207 991 5682

Head of Prime Finance South Africa Candace Kalkapersad candace.k.kalkapersad@za.hsbc.com +27 11 676 4375

Senior Trader, Equity Finance South Africa Andrew Tagg andrew.tagg@za.hsbc.com +27 11 676 4421

RMB South Africa

Merchant Place, cnr Fredman Drive and Rivonia Road, Sandton, Johannesburg, South Africa

Tel: +27 11 269 9275

Email: rmbsldealing@rmb.co.za Web: www.rmb.co.za

Type of firm

Corporate and Investment Bank

Securities financing activities

Repo, collateral, securities lending and borrowing

Head: Prime Finance

Debbie Botha debbie.botha@rmb.co.za

+27 11 282 1881

Securities Lending Trader

Cormac Sullivan cormac.sullivan@rmb.co.za

+27 11 269 9833

Securities Lending Trader

Nico Alberts nico.alberts@rmb.co.za

+27 11 269 9710

Standard Bank of South Africa Ltd

30 Baker Street, Rosebank, Johannesburg, 2196 South Africa

Tel: +271 1344 1890

Email: seclendtraders@standardbank.co.za Web: www.standardbank.co.za

Type of firm: Bank

Standard Bank Group is the largest African bank by assets with a unique footprint across 20 African countries. Headquartered in Johannesburg, South Africa, we are listed on the Johannesburg Stock Exchange, with share code SBK, and the Namibian Stock Exchange, share code SNB.

Standard Bank has a 155-year history in South Africa and started building a franchise outside southern Africa in the early 1990s.

Our strategic position, which enables us to connect Africa to other select emerging markets as well as pools of capital in developed markets, and our balanced portfolio of businesses, provide significant opportunities for growth.

The group has more than 54 000 employees, approximately 1 200 branches and 9 000 ATMs on the African continent, which enable it to deliver a complete range of services across personal and business banking, corporate and investment banking and wealth management.

Headline earnings for 2017 were R26 billion (about USD2 billion) and total assets were R2 trillion (about USD165 billion). Standard Bank’s market capitalisation at 31 December 2017 was R317 billion (USD28 billion).

The group’s largest shareholder is the Industrial and Commercial Bank of China (ICBC), the world’s largest bank, with a 20,1% shareholding. In addition, Standard Bank Group and ICBC share a strategic partnership that facilitates trade and deal flow between Africa, China and select emerging markets.

For further information, go to www.standardbank.com

Head: Securities Lending

Hitesh Harduth

hitesh.harduth@standardbank.co.za +271 1721 6239

Trader: Securities Lending

Keshani Hardeyal

keshani.hardeyal@standardbank.co.za +271 1721 7896

SOUTH AFRICA

Synthetic finance

Synthetic finance

HSBC Bank Plc - Johannesburg Branch

1 Mutual Place, 107 Rivonia Road, Sandton, Johannesburg 2196, South Africa

Tel: +27 11 676 4200 Web: www.hsbc.co.za

Co-Lead Securities Financing & Global Head of Prime Finance

Loic Lebrun loic.lebrun@hsbcib.com

+44 207 991 5682

Head of Prime Finance South Africa Candace Kalkapersad candace.k.kalkapersad@za.hsbc.com

+27 11 676 4375

Senior Trader, Equity Finance South Africa Teboho Mosoahle teboho.mosoahle@za.hsbc.com

+27 11 676 4575

Global Head of Synthetic Prime and Derivative Financing Sales

Finian Bilocca finian.bilocca@hsbcib.com

+44 207 991 5249

Standard Bank of South Africa Limited

30 Baker Street, Rosebank, Gauteng, South Africa

Tel: +271 1415 7036

Email: primeservices@standardbank.co.za www.standardbank.co.za/

Type of firm Bank

Prime brokerage activities

We offer a full-service integrated Prime Services platform which includes execution, financing, custody and securities lending. We combine a unique combination of technology and personal attention to meet the demanding needs of our clients. Our approach is unique in that it offers a combination of business focussed service, stable low latency execution and competitive pricing.

Our franchise has a strong presence on the JSE and we are consistently ranked 2nd by value traded in 2020.

Head of Equity Finance and Collateral Optimisation Andrew Cairns andrew.cairns@standardbank.co.za

+271 1415 7036

Head of Equity Finance and Collateral Optimisation Irfaan Karim irfaan.karim@standardbank.co.za +271 1415 7037

Funding & collateral

SWITZERLAND

Funding & collateral

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

Theilerstrasse 1a, 6300 Zug, Switzerland

Email: gff-sales@deutsche-boerse.com Web: www.eurexrepo.com

Type of firm

Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director

Matthias Graulich matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director

Frank Gast frank.gast@deutsche-boerse.com +49 69 211 14050

Sales & Relationship Management

André Ammann andre.ammann@deutsche-boerse.com +41 43 430 7112

SIX Repo Ltd.

Pfingsweidstrasse 110, Zürich 8021, Switzerland

Tel: +41 58 399 2190 www.six-group.com

Type of firm

Financial Infrastructure Provider

SIX operates the infrastructure for the financial centers in Switzerland and Spain and offers exchange services, financial information and banking services.

SIX Repo Ltd. and SIX Securities Finance provide a multi-faceted electronic trading facility and a collateral management solution as part of an integrated value chain from a single source: From trading and settlement, right through to collateralization at the central securities depositories (CSDs) or custodians, SIX guarantees that you are covered every step of the way.

Through SIX Repo’s unique offering, you get direct access to central bank money, money from commercial banks and primary SNB money market auctions while compliance with all regulatory requirements is guaranteed through our in-house expertise. Our market offers a single-point access to over 160 Swiss and international counterparties and repo trading across 14 currencies.

Our tri-party collateral management offering features real-time exposure coverage and collateral substitution and is fully integrated with our other securities financing products.

Head SIX Repo Ltd & Securities Finance

Nerin Demir

nerin-demir@six-group.com +41 58 399 2646

Head Sales & Relationship Management Securities Finance

Christian Geiger

christian.geiger@six-group.com +41 58 399 2423

Chief Financial Officer SIX SIS & SIX x-clear Raeto von Sprecher, CFA raeto.vonsprecher@six-group.com +41 58 399 3779

Relationship Manager Securities Finance

Vi Luong

vi.luong@six-group.com +41 58 399 2054

Swiss Reinsurance Company Ltd

Mythenquai 50/60, 8022 Zurich, Switzerland

Tel: +41 43 285 6777

Email: Collateral_Trading@swissre.com www.swissre.com

Type of firm

Re-/insurance

Senior Executive Richard Hochreutiner

Collateral_Trading@swissre.com

+41 43 285 6777

Collateral Trader

Gabriela D’Acquisto Stalder

Collateral_Trading@swissre.com

+41 43 285 6777

Collateral Trader

Ernst Lienhard collateral_trading@swissre.com

+41 43 285 6777

UBS Switzerland AG - Group Treasury

/ Repo Trading

Europastrasse 1, Zürich-Opfikon 8152, Switzerland

Email: DL-repotrading-ch@ubs.com Web: www.ubs.com

Type of firm

Investment Bank Head Repo Trading Switzerland

Hans-Peter Held hans-peter.held@ubs.com +41 44 239 13 30

Trading Zsofia Szurovszki zsofia.szurovszki@ubs.com +41 44 239 13 60

Repo

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

Theilerstrasse 1a, 6300 Zug, Switzerland

Email: gff-sales@deutsche-boerse.com Web: www.eurexrepo.com

Type of firm

Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director

Matthias Graulich matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director

Frank Gast frank.gast@deutsche-boerse.com +49 69 211 14050

Sales & Relationship Management

André Ammann andre.ammann@deutsche-boerse.com +41 43 430 7112

Swiss Reinsurance Company Ltd

Mythenquai 50/60, 8022 Zurich, Switzerland

Tel: +41 43 285 6777

Email: Collateral_Trading@swissre.com www.swissre.com

Type of firm

Re-/insurance

Senior Executive

Richard Hochreutiner Collateral_Trading@swissre.com

+41 43 285 6777

Collateral Trader

Ernst Lienhard collateral_trading@swissre.com

+41 43 285 6777

Collateral Trader

Souleymane Diop Collateral_Trading@swissre.com

+41 43 285 6777

Repo

UBS Group AG

Europastrasse 1, Zürich-Opfikon 8152, Switzerland

Tel: +41 44 239 91 29

Web: www.ubs.com

Type of firm

Investment Bank

Head of Investment & Execution EMEA Percy Sewell percy.sewell@ubs.com +41 44 239 91 29

SWITZERLAND

Securities lending

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

Theilerstrasse 1a, 6300 Zug, Switzerland

Email: gff-sales@deutsche-boerse.com Web: www.eurexrepo.com

Type of firm

Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director

Matthias Graulich matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director

Frank Gast frank.gast@deutsche-boerse.com +49 69 211 14050

Sales & Relationship Management

André Ammann andre.ammann@deutsche-boerse.com +41 43 430 7112

SIX Repo Ltd.

Pfingsweidstrasse 110, Zürich 8021, Switzerland

Tel: +41 58 399 2190 www.six-group.com

Type of firm

Financial Infrastructure Provider

SIX operates the infrastructure for the financial centers in Switzerland and Spain and offers exchange services, financial information and banking services.

SIX Repo Ltd. and SIX Securities Finance provide a multi-faceted electronic trading facility and a collateral management solution as part of an integrated value chain from a single source: From trading and settlement, right through to collateralization at the central securities depositories (CSDs) or custodians, SIX guarantees that you are covered every step of the way.

Through SIX Repo’s unique offering, you get direct access to central bank money, money from commercial banks and primary SNB money market auctions while compliance with all regulatory requirements is guaranteed through our in-house expertise. Our market offers a single-point access to over 160 Swiss and international counterparties and repo trading across 14 currencies.

Our tri-party collateral management offering features real-time exposure coverage and collateral substitution and is fully integrated with our other securities financing products.

Head SIX Repo Ltd & Securities Finance

Nerin Demir

nerin-demir@six-group.com +41 58 399 2646

Head Sales & Relationship Management Securities Finance

Christian Geiger

christian.geiger@six-group.com +41 58 399 2423

Chief Financial Officer SIX SIS & SIX x-clear Raeto von Sprecher, CFA raeto.vonsprecher@six-group.com +41 58 399 3779

Relationship Manager Securities Finance

Vi Luong

vi.luong@six-group.com +41 58 399 2054

Swiss Reinsurance Company Ltd

Mythenquai 50/60, 8022 Zurich, Switzerland

Tel: +41 43 285 6777

Email: Collateral_Trading@swissre.com www.swissre.com

Type of firm

Re-/insurance

Senior Executive Richard Hochreutiner Collateral_Trading@swissre.com

+41 43 285 6777

Collateral Trader

Gabriela D’Acquisto Stalder Collateral_Trading@swissre.com

+41 43 285 6777

Collateral Trader

Souleymane Diop collateral_trading@swissre.com +41 43 285 6777

UBS Switzerland AG - Securities Lending & Financing

Europastrasse 1, Zürich-Opfikon 8152, Switzerland

Tel: +41 44 239 76 66

Email: DL-SLF-Sales-Trading@ubs.com Web: www.ubs.com

Type of firm

Investment Bank Head Strategic Relationship Management Roland Iberg roland.iberg@ubs.com +41 44 239 76 66

Head Risk & Strategy Philipp Wilson philipp.wilson@ubs.com +41 44 239 76 66

Risk & Strategy Monika Santi monika.santi@ubs.com

Stephanie Rapp-Nass stephanie.rapp-naas@ubs.com Cedric Tschan cedric.tschan@ubs.com

Andre Zenklusen andre.zenklusenubs.com

Head Sales & Trading Raphael Kazbik raphael.kazbik@ubs.com

+41 44 239 76 66

Sales & Trading Marina Karlsson marina.karlsson@ubs.com

Rahel Mueller-Goetz rahel.mueller-goetz@ubs.com

Iwan Lichsteiner iwan.lichtsteiner@ubs.com

Guido Sassone guido.sassone@ubs.com

Pierre-Etienne Raul pierre-etienne.raul@ubs.com

Dominic Gäumann dominic-beat.gaeumann@ubs.com

UNITED ARAB EMIRATES Repo

Repo / Synthetic finance

UNITED ARAB EMIRATES

Synthetic finance

HSBC Bank Middle East Limited

HSBC Tower, Downtown Dubai, Box66, Dubai, United Arab Emirates

Tel: 971 4423 7462 Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Repo

Jean-Michel Meyer jean-michel.meyer@hsbcib.com +44 20 7991 5708

Global Head of DM Governments & Head of EMEA Cash Financing Solutions

Glenn Handley glenn.handley@hsbcib.com +44 207 991 5789

Head of Cash Financing Solutions, Dubai Guillaume Roche guillaume.roche@hsbc.com +971 4 423 7465

Repo Sales

Wissam Abou Jaoude wissam.jaoude@hsbc.com +971 4 423 7495

HSBC Bank Middle East Limited

HSBC Tower, Downtown Dubai, Box66, Dubai, United Arab Emirates

Tel: +971 4423 7462 Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Prime Finance Loic Lebrun loic.lebrun@hsbcib.com +44 207 991 5682

Head of Equity Finance & Delta One, MENA Hakan Bilgutay hakanbilgutay@hsbc.com +971 4 423 7462

Senior Trader, Equity Finance Delta One MENA Oner Bozoklu onerbozoklu@hsbc.com +971 4 423 7457

Global Head of Synthetic Prime and Derivative Financing Sales Finian Bilocca finian.bilocca@hsbcib.com +44 207 991 5249

Institutional Sales Osman Raie osmanraie@hsbc.com +971 4 423 7512

UNITED KINGDOM

Funding & collateral

ABN AMRO Bank N.V., UK Branch

5 Aldermanbury Square, London EC2V 7HR, United Kingdom

Tel: +44 20 3192 9230 Web: www.abnamro.co.uk

Other offices

Amsterdam, Frankfurt, New York

Managing Director, Head of Markets

Jasper Dikker Hupkes

jasper.dikker-hupkes@uk.abnamro.com +44 20 3192 9220

ABN AMRO Clearing Bank N.V

5 Aldermanbury Square | London | EC2V 7HR | United Kingdom Web: www.abnamroclearing.com

Executive Director, Securities Finance

Neil Nicholls

Email: neil.nicholls@abnamroclearing.com Tel: +44 203 880 4231

Director, Securities Finance

Carl Smithies

Email: carl.smithies@abnamroclearing.com Tel: +44 203 880 4460

BMO Capital Markets

100 Broadgate, Liverpool Street, London, EC2M 2AT, United Kingdom

Tel: +44 207 664 8232

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities: Global Equities

Other offices: New York, Dublin, Melbourne, and Toronto

Managing Director, Co-Head European Prime Finance

Jonathan Dunn jonathan.dunn@bmo.com +44 207 664 8264

Director, Collateral Trading and Repo Mark Barnard mark.barnard@bmo.com +44 207 664 8232

Director , Prime Finance

Rich Tarrant

Richard.Tarrant@bmo.com +44 207 664 8232

Vice President , Prime Finance

Ian Smith Ian.Smith@bmo.com +44 207 664 8232

Vice President , Prime Finance

Stephanie Knight

Stephanie.knight@bmo.com +44 207 664 8232

Director, Collateral Trading and Prime Finance

Stefan Papich

stefan.papich@bmo.com +44 207 664 8232

Funding & collateral

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

11 Westferry Circus, 2nd Floor, Westferry House, Canary Wharf, London, E14 4HE, United Kingdom

BNP PARIBAS Arbitrage SNC

10, Harewood Avenue, London NW1 6AA, United Kingdom

Tel: + 44 207 595 1848

Email: eqd_trading_eqf_europe@bnpparibas.com www.bnpparibas.com

Type of Firm Investment Bank Equity Securities Financing

Global Head of Prime Solutions & Financing Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com + 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing Kieron Smith kieron.a.smith@uk.bnpparibas.com +44 207 595 1994

Head of Prime Trading, Global Jerome Bassot jerome.bassot@uk.bnpparibas.com +44 207 59 58 999

Head of Equity Finance Europe Antoine Danneel antoine.danneel@bnpparibas.com

+33 14 01 45 736

Email: gff-sales@deutsche-boerse.com

Web: www.eurexrepo.com

Type of firm

Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director

Matthias Graulich

matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director

Frank Gast frank.gast@deutsche-boerse.com +49 69 211 14050

Sales & Relationship Management

Dale Fullilove

dale.fullilove@deutsche-boerse.com 44 207 862 7238

Sales & Relationship Management

Katja Renner

katja.renner@deutsche-boerse.com +44 207 8 62-72 33

GLMX

145 City Road, London EC1V 1AZ, United Kingdom

Tel: +44 20 3637 9678

Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT) . Using state-of-the-art streaming technology, GLMX facilitates a wide array of SFT including multi-variable negotiation,

lifecycle events management, STP, reporting and data management. Funded by leading Silicon Valley venture capital firms, GLMX brings unparalleled trading and liquidity management workflow efficiencies to existing counterparties in the global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times and enhanced customisation. These characteristics allow GLMX to create a premium user experience.

GLMX technology functionality supporting SFT and Time Deposit trading includes:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Cross-currency, locates, rate runs, packages

• Extensive data capture

• Trade life-cycle management

• Full SFTR reporting

• Pre and post trade API

• Pre-trade control functions

Securities financing activities

Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing

Main collateral types

Global Fixed Income and Global Equity

Other offices

New York & Palo Alto

Chief Executive Officer

Glenn Havlicek glenn@glmx.com

+1 651 854-GLMX (4569)

Chief Operating Officer

Sal Giglio sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin andy.wiblin@glmx.com

+44 20 8191 8808

& collateral

HSBC Bank Plc

8 Canada Square, London E14 5HQ, United Kingdom

Tel: +44 207 991 8888 Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Prime Finance

Loic Lebrun

loic.lebrun@hsbcib.com +44 207 991 5682

Co-Lead Securities Financing & Global Head of Repo Jean-Michel Meyer jean-michel.meyer@hsbcib.com +44 20 7991 5708

Global Head of Collateral Treasury Jamie Anderson

jamie.anderson@hsbcib.com +44 207 991 5369

Collateral Treasury Trading Jonathan Burman

jonathan.burman@hsbc.com +44 207 991 5369

Collateral Treasury Trading Ryan Bailey

ryan.bailey@hsbcib.com +44 207 991 5369

Collateral Treasury Trading Zam Nawaz

zamayer.nawaz@hsbcib.com +44 20799 15369

J.P. Morgan

25 Bank Street, Canary Wharf, Floor 6, London E14 5JP, United Kingdom www.jpmorgan.com/global/solutions/cib/ investorservices

Type of firm

Custodian Bank

Global Head of Trading Services

Ben Challice ben.challice@jpmorgan.com

+44 207 134 7964

Head of Agency Securities Finance, EMEA

Simon Heath simon.heath@jpmorgan.com

+44 207 1341597

Head of Alternative Financing

Jon Atkins jon.atkins@jpmorgan.com

+44 207 1340613

Agency Securities Finance Cash Reinvestment

Mike Brown

michael.z.brown@jpmorgan.com

+44 207 1341773

Agency Securities Finance Trading

Dan Richards

Daniel.J.Richards@jpmorgan.com

+44 207 134 1605

Global Head of Trading Services Sales

Eileen Herlihy eileen.herlihy@jpmorgan.com

+44 207 134 8626

EMEA Head of Agency Securities Finance Sales

Katie Emerson katie.emerson@jpmorgan.com

+44 207 7424583

Agency Securities Finance Relationship Management

Nick Davis nick.s.davis@jpmorgan.com

+44 207 742 4384

JPMorgan

25 Bank Street, Canary Wharf, London E14 5JP, United Kingdom

Tel: +44 207 134 2946

www.jpmorgan.com/solutions/cib/prime-services

Type of firm

Investment Bank

Global Head of Prime Finance Jonathan Cossey jonathan.e.cossey@jpmorgan.com

+44 207 742 4250

EMEA Head of Financing and Collateral

Andrew Pritchard andrew.m.pritchard@jpmorgan.com

+44 207 134 2946

Funding

Morgan Stanley & Co. International

20 Bank Street, Canary Wharf, London, E14 4AD, United Kingdom

Tel: +44 20 7425 3155

Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank Executive Director

Benjamin Scarrott

Benjamin.Scarrott@morganstanley.com

+44 20 7425 3155

Executive Director

Kritika Amarnath

Kritika.Amarnath@morganstanley.com

+44 20 7677 0469

collateral

Pirum Systems Ltd

2 Copthall Aveue, London EC2R 7DA, United Kingdom

Tel: +44 207 220 0960

Email: connect@pirum.com

Web: www.pirum.com

Type of firm

Global Financial Technology/Service Provider

Pirum offers a secure, centralised automation and connectivity hub for international securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other bilateral transactions. Pirum has over 100 employees supporting global clients with a physical presence in EMEA and North America. Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to all actors in securities finance.

Across our global platform we reconcile hundreds of thousands of repo trades globally each day. Our suite of services enables our clients to seamlessly affirm repo trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.”

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending, Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing, Government/Corporate Bond Repo

Other offices

London, New York

Director, Business Development

Scott Brown

scott.brown@pirum.com

Mob: +44 (0) 7775 250 781

Director, Business Development

Simon Davies

simon.davies@pirum.com

Tel: + 44 207 220 0972

Mob: +44 7711 805 457

Head of Corporate Development and Collateral Services

Todd Crowther

todd.crowther@pirum.com

Mob: +44 7973 460 238

Funding

collateral

State Street Bank and TrustCollateral Management

20 Churchill Place, Canary Wharf, London, E14 5HJ, United Kingdom Web: www.statestreetglobalmarkets.com

Royal Bank of Canada

100 Bishopsgate, London EC2N 4AA, United Kingdom Web: www.rbcits.com

Type of firm Bank

Royal Bank of Canada is Canada’s largest bank and a top 10 Global Investment Bank by market capitalization, with over 17 million clients in Canada, the US and 34 countries around the world.

RBC Capital Markets offers capital markets, banking and finance products through 58 offices in 14 countries.

Our Central Funding Group (CFG) offers a global secured finance business providing short term funding secured by collateral; typically fixed income, equity securities and structured credit assets.

CFG is a global business with over 200 employees operating in Bridgetown, Guernsey, London, Luxembourg, Nassau, New York, Toronto and Sydney.

Securities financing activities Cash & Non-Cash funding/collateral trading

Main collateral types

Global Fixed Income, Global Equity, Structured Credit, Major Currencies

CFG Sales

Barry Withnell

barry.withnell@rbccm.com

+44 207 029 7153

CFG Sales

David Brand David.brand@rbccm.com

+44 207 029 0181

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio gtimperio@statestreet.com

+1 617 664 2578

Global Head of Collateral Management Staffan Ahlner sahlner@statestreet.com

+44 20 3395 1338

Head of Business Development Owen Nichols honichols@statestreet.com

+1 617 664 4756

wematch.securitiesfinancing

25 North Row, London W1K 6DJ, United Kingdom

Tel: +44 7500 896 826 www.wematch.live

Type of firm

Software/Service Provider

• Wematch develops technology solutions replacing voice broking by automating matching and negotiation as well as automating trading-related workflows (e.g. lifecycle management, optimization, sales to trader)

• Wematch is currently active in 3 assets classes: Securities Financing (TRS, repo and securities lending), Rates (e.g. Interest Rate Swaps) and Equity Derivatives (e.g. Volatility, Delta 1)

• Its user base includes 70+ banks and asset managers in both Europe and North America

• Wematch partners with operators of regulated venues (e.g. OTF, MTF) for the execution of certain trades (e.g. Interest Rates Swaps, Securities Lending, Total Return Swaps)

• It is headquartered in Tel Aviv, Israel and, as of end May 2022, it had 53 employees split between its offices in Tel Aviv, London, Paris, Singapore and New York

Co-founder & Head of EMEA

David Raccat david@wematch.live

Head of Sales EMEA for Securities Financing

Shane Martin

shane.martin@wematch.live

Head of Trading EMEA for Securities Financing

Christine Lowe

christine.lowe@wematch.live

Repo

Vice President , Prime Finance

Repo

BMO Capital Markets

100 Broadgate, Liverpool Street, London, EC2M 2AT, United Kingdom

Tel: +44 207 664 8232

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities: Global Equities

Other offices: New York, Dublin, Melbourne, and Toronto

Managing Director, Co-Head European Prime Finance

Jonathan Dunn

jonathan.dunn@bmo.com

+44 207 664 8264

Director, Collateral Trading and Repo

Mark Barnard

mark.barnard@bmo.com

+44 207 664 8232

Director, Prime Finance

Rich Tarrant

Richard.Tarrant@bmo.com

+44 207 664 8232

Vice President , Prime Finance

Ian Smith

Ian.Smith@bmo.com

+44 207 664 8232

Stephanie Knight Stephanie.knight@bmo.com

+44 207 664 8232

Director, Collateral Trading and Prime Finance

Stefan Papich

stefan.papich@bmo.com

+44 207 664 8232

Repo

BNP PARIBAS SA

10, Harewood Avenue, London NW1 6AA United Kingdom

Tel: + 44 207 595 1848

Email: dl.dlrepotradinglondon@uk.bnpparibas.com www.bnpparibas.com

Type of Firm Investment Bank Bonds Securities Financing

Global Head of Prime Solutions & Financing Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com + 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing Kieron Smith kieron.a.smith@uk.bnpparibas.com +44 207 595 1994

Head of Financing and Collateral Transformation, Global Sahbi Jerad sahbi.jerad@uk.bnpparibas.com +44 207 59 58 342

Global Head of Credit Repo Salah Amraoui salah.amraoui@uk.bnpparibas.com +44 207 59 51 131

Head of European Rates Repo and STIR sales

Eugene Mcgrory eugene.mcgrory@uk.bnpparibas.com +44 207 59 58 644

BNP Paribas Securities ServicesPrincipal Lending

10 Harewood Avenue, London NW1 6AA, United Kingdom

https://securities.cib.bnpparibas/all-our-solutions/ markets-services/securities-lending-solutions/

Type of Firm

Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas Securities Services has supported securities lending and borrowing activities for many years. Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes. BNP Paribas Securities Services’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities

Repos

Main Collateral Types

Non Cash

Other Offices

Hong Kong, Paris

Global Head of Principal Lending Yannick Bierre yannick.bierre@bnpparibas.com

Head of Principal Equity Trading London Constantinos Fatouros constantinos.fatouros@uk.bnpparibas.com

Global Head of STIR and Financing Lias Hammouche lias.hammouche@bnpparibas.com

BNY Mellon

One Canada Square, London E14 5AL, United Kingdom

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle.

Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments.

BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com

Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

MD, Global Head of Agency Securities Finance

William Kelly

bill.kelly@bnymellon.com

+1 212 815 3908

MD, CIO

Larry Mannix

larry.mannix@bnymellon.com

+1 212 815 3040

Director EURO Cash Reinvestment

Simon Toon simon.toon@bnymellon.com

+44 20 7163 5869

Cowen Execution Services LLC

1 Snowden Street, London EC2A 2DQ, United Kingdom

Tel: +44 20 7071 7580

www.cowen.com

Managing Director and Head, Global Securities Finance and Global Clearing

Matthew Baldassano matt.baldassano@cowen.com +1 646 562 1555

Director

John Overy john.overy@cowen.com +44 20 7071 7580

Director

Steven Goff steven.goff@cowen.com +44 20 7071 7570

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

11 Westferry Circus, 2nd Floor, Westferry House, Canary Wharf, London, E14 4HE, United Kingdom Email: gff-sales@deutsche-boerse.com Web: www.eurexrepo.com

Type of firm: Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director Matthias Graulich matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director

Frank Gast frank.gast@deutsche-boerse.com +49 69 211 14050

Sales & Relationship Management

Dale Fullilove dale.fullilove@deutsche-boerse.com 44 207 862 7238

Sales & Relationship Management

Katja Renner

katja.renner@deutsche-boerse.com +44 207 8 62-72 33

GLMX

145 City Road, London EC1V 1AZ, United Kingdom

Tel: +44 20 3637 9678

Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT) . Using state-of-the-art streaming technology, GLMX facilitates a wide array of SFT including multi-variable negotiation, lifecycle events management, STP, reporting and data management. Funded by leading Silicon Valley venture capital firms, GLMX brings unparalleled trading and liquidity management workflow efficiencies to existing counterparties in the global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times and enhanced customisation. These characteristics allow GLMX to create a premium user experience.

GLMX technology functionality supporting SFT and Time Deposit trading includes:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Cross-currency, locates, rate runs, packages

• Extensive data capture

• Trade life-cycle management

• Full SFTR reporting

• Pre and post trade API

• Pre-trade control functions

Securities financing activities

Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing

Main collateral types

Global Fixed Income and Global Equity

Other offices

New York & Palo Alto

Repo

Chief Executive Officer

Glenn Havlicek

glenn@glmx.com

+1 652 854-GLMX (4569)

Chief Operating Officer

Sal Giglio

sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin

andy.wiblin@glmx.com

+44 20 8191 8809

HSBC Bank Plc

8 Canada Square, London E14 5HQ, United Kingdom

Tel: +44 207 991 8888

Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Repo Jean-Michel Meyer jean-michel.meyer@hsbcib.com +44 20 7991 5708

Global Head of DM Governments & Head of EMEA Cash Financing Solutions

Glenn Handley glenn.handley@hsbcib.com +44 207 991 5789

Head of Cash Financing Solutions, UK

Ilja Arslanov ilja.arslanov@hsbc.com +44 207 991 5426

Repo Trading Arul Ventham arul.ventham@hsbc.com +44 207 991 5390

Repo Trading Krys Lane krys.lane@hsbc.com +44 207 991 5426

Repo Trading Parth Khullar parth.khullar@hsbc.com +44 740 886 2491

Global Head of Repo, Stock Borrow Loan and Cash Prime Sales & Distribution

Ned B Taylor ned.b.taylor@hsbcib.com +44 207 991 1493

EMEA Head of Repo, Stock Borrow Loan and Cash Prime Sales & Distribution

Rowan Crichton rowan.crichton@hsbcib.com +44 207 991 5558

Repo Sales

Serge-Jacques Sofian Serge-Jacques.Sofian@hsbc.com

+44 207 991 1300

Repo

Repo Sales

Marcell Horvath marcell.soma.horvath@hsbc.com

+44 207 9915813

Repo Sales

Sophie Kapiotis sophie.kapiotis@hsbc.com

+44 207 99 15557

MarketAxess Post-Trade Limited

5 Aldermanbury Square, London EC2V 7HR, United Kingdom

Tel: +44 20 3655 3470 Email: post-trade@marketaxess.com www.marketaxess.com/post-trade

Type of firm

Regulatory reporting, matching and data service provider

Head of Post-Trade Christopher Smith csmith@marketaxess.com

+44 203 655 3479

Head of Business Development, STP Camille McKelvey CMcKelvey@marketaxess.com +44 203 655 3475

Head of Business Development, Reporting & Analytics

Haider Ali HAli@marketaxess.com +44 203 655 3484

Mitsubishi UFJ Trust and Banking, London Branch

24 Lombard Street, London EC3V 9AJ, United Kingdom

Tel: +44 207 929 2323 Email: gsls@ldn.trmufg.jp www.mufg-investorservices.com

Type of firm

Agent Lender / Global Bank

Head of EMEA & APAC John (Jay) Schreyer

J.Schreyer@ldn.tr.mufg.jp +44 207 618 6821

Head of Trading Paul Collard

P.Collard@ldn.tr.mufg.jp +44 207 618 6822

Global Head of Sales

Andreas Richter

A.Richter@ldn.tr.mufg.jp +44 207 618 6831

Morgan Stanley & Co. International

20 Bank Street, Canary Wharf, London, E14 4AD, United Kingdom

Tel: +44 20 7677-2665 Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank Executive Director Gerard Murphy

Gerard.Murphy@morganstanley.com +44 20 7677 2665

Executive Director

Paul Elkins

Paul.Elkins@morganstanley.com +44 20 7677 0871

Repo

MTS

110 Cannon Street, London EC4N 6EU, UK

Tel: +44 (0)20 7076 0001

Email: mts.repo@euronext.com www.mtsmarkets.com

Type of firm: Trading Venue

MTS delivers one of the primary sources of liquidity in European Repo trading through its MTS Repo platform. It brings together over 100 unique participants across Europe, offering deep liquidity for both cash investors and specific bond traders. The depth of counterparties and range of instruments combined with pricing transparency has made it a benchmark electronic trading platform for the European repo market.

MTS BondVision Repo leverages the functionality and technology of its established MTS Repo D2D platform to create a dedicated section on MTS BondVision for the electronic trading of D2C repo. With a desktop presence at over 100 sell-side institutions via MTS Repo, and over 240 buy-side institutions via MTS BondVision, MTS is ideally placed to help buy-side clients seeking access to balance sheet and inventory via an efficient, regulated market.

The unique dealer axe pages help highlight dealer inventory, linking to interdealer quotes to ensure axe integrity.

Repo Products Traded Euro Govt Bonds, Gilts, Supras, Canadian Govt Bonds, Triparty

Trade Types

Repo/Reverse Repo, Buy-Sellback/Sell-Buyback, G.C.Baskets, Specific Bonds, Fixed and Open Term, Order Book, RFQ and Trade Registration, Cleared and Bilateral Global Head of Product Oliver Clark

oclark@euronext.com

+44 20 7076 0011

Product Manager - Repo & Money Markets

Tim Martins

+44 207 797 4246

tmartins@euronext.com

+44 20 7076 0016

Relationship Manager – Repo & Money Markets

Paola Roca

proca@euronext.com

+44 20 7076 0017

Pirum Systems Ltd

2 Copthall Avenue, London EC2R 7DA, United Kingdom

Tel: +44 207 220 0960 Email: connect@pirum.com Web: www.pirum.com

Type of firm

Global Financial Technology/Service Provider

Pirum offers a secure, centralised automation and connectivity hub for international securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other bilateral transactions.

Pirum has over 100 employees supporting global clients with a physical presence in EMEA and North America.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to all actors in securities finance.

Across our global platform we reconcile hundreds of thousands of repo trades globally each day. Our suite of services enables our clients to seamlessly affirm repo trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.”

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending, Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing, Government/Corporate Bond Repo

Other offices

London, New York

Director, Business Development

Nick Barnes

nick.barnes@pirum.com Mob: +44 7796 848 856

Director, Business Development

Nathan Winstone nathan.winstone@pirum.com Mob: +44 7855 475 115

Repo

Royal Bank of Canada

100 Bishopsgate, London EC2N 4AA, United Kingdom

Type of firm Bank

Royal Bank of Canada is Canada’s largest bank and a top 10 Global Investment Bank by market capitalization, with over 17 million clients in Canada, the US and 34 countries around the world.

RBC Capital Markets offers capital markets, banking and finance products through 58 offices in 14 countries.

Our Central Funding Group (CFG) offers a global secured finance business providing short term funding secured by collateral; typically fixed income, equity securities and structured credit assets.

CFG is a global business with over 200 employees operating in Bridgetown, Guernsey, London, Luxembourg, Nassau, New York, Toronto and Sydney.

Securities financing activities

Government/Corporate Bond Repo

Main collateral types

Global Fixed Income, Global Equity, Structured Credit, Major Currencies

Head of Repo Trading

Ian Williams

Ian.r.williams@rbccm.com

+44 20 7029 7047

Head of Repo Sales

Jon Ford

Jon.ford@rbccm.com

+44 20 7029 7047

S&P Global Market Intelligence

4th floor Ropemaker Place, 25 Ropemaker Street, London, EC2Y 9LY, United Kingdom

Tel: +44 207 260 2117

www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Executive Director, Head of Securities Finance

Product Management

Kabin George

kabin.george@spglobal.com +44 207 264 7617

Executive Director – EMEA Sales

Annabelle Shrieves

annabelle.shrieves@spglobal.com +44 207 264 7660

Director EMEA Sales

Jonathan Chen

jonathan.chen@spglobal.com +44 207 260 2463

Director, Repo

Stuart Day

stuart.day@spglobal.com +44 20 3159 3410

Repo

State Street Bank and Trust - Repo Products (FICC/P2P)

20 Churchill Place, Canary Wharf, London, E14 5HJ, United Kingdom Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral

Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Global Head of Financing and Analytics

Travis Keltner

Tkeltner@statestreet.com

+1 617 664 5570

Head of Business Development

Owen Nichols

HONichols@statestreet.com

+1 617 664 4756

Head of Product Development

Leslie Womack

lnwomack@statestreet.com

+1 617 664 6203

Tradeweb

1 Fore Street Avenue, London, EC2Y 9DT, United Kingdom

Tel: +44 207 776 3200 Email: Europe.Repo@tradeweb.com Web: Tradeweb.com

Type of firm

Trading Venue

Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets. Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-throughprocessing and reporting for more than 40 products to clients in the institutional, wholesale and retail markets. Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations. Tradeweb serves approximately 2,500 clients in more than 65 countries. On average, Tradeweb facilitated more than $1 trillion in notional value traded per day over the past four fiscal quarters.

Repo Products Traded:

U.S. Treasuries, European Government Bonds, Corporate Bonds, Mortgage-Backed Securities, Agency, Covered Bonds, Supras, Sovereigns and Agencies (SSA)

Government Bond Currencies Supported: USD, GBP, AUD, CHF, HKD, ILS, HUF, EUR, NZD, DKK, NOK, RSD, LTL, PLN, SEK, CZK, MXN, RON, JPY, ZAR, CAD, TRY, NGN, RUB

Trade Types:

Repo and Reverse, Buy/Sell and Sell/Buy, Tri-Party

Protocols:

All-or-nothing, non-contingent, fixed and floating, GC Baskets, GC vs Specials (zero net cash)

Settlement: Bilateral and Cleared

Director, Repo & Money Markets

James Kelly

James.Kelly@tradeweb.com

+44 20 7776 3200

UBS Group AG

5 Broadgate circle, London EC2M 2QS, United Kingdom

Tel: +44 207 5680055

Web: www.ubs.com

Type of firm

Investment Bank

Global Head Investment & Execution

Gareth Allen

gareth.allen@ubs.com

+44 207 5680055

lending

UNITED KINGDOM Securities lending

ABN AMRO Clearing Bank N.V

5 Aldermanbury Square | London | EC2V 7HR |

United Kingdom

Web: www.abnamroclearing.com

Executive Director, Securities Finance

Neil Nicholls

Email: neil.nicholls@abnamroclearing.com

Tel: +44 203 880 4231

Director, Securities Finance

Carl Smithies

Email: carl.smithies@abnamroclearing.com

Tel: +44 203 880 4460

Securities lending

Director, Collateral Trading and Prime Finance

Stefan Papich

stefan.papich@bmo.com

+44 207 664 8232

BMO Capital Markets

100 Broadgate, Liverpool Street, London, EC2M 2AT, United Kingdom

Tel: +44 207 664 8232

Email: GlobalPrimeFinance@bmo.com Web: www.bmocm.com

Type of firm Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services. BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities Global Equities

Other offices

New York, Dublin, Melbourne, and Toronto

Managing Director, Co-Head European Prime Finance

Jonathan Dunn

jonathan.dunn@bmo.com

+44 207 664 8264

Director, Collateral Trading and Repo

Mark Barnard

mark.barnard@bmo.com

+44 207 664 8232

Director , Prime Finance

Rich Tarrant

Richard.Tarrant@bmo.com

+44 207 664 8232

Vice President , Prime Finance

Ian Smith

Ian.Smith@bmo.com

+44 207 664 8232

Vice President , Prime Finance

Stephanie Knight Stephanie.knight@bmo.com

+44 207 664 8232

Securities lending

BNP PARIBAS Arbitrage SNC

10, Harewood Avenue, London NW1 6AA, United Kingdom

Tel: + 44 207 595 1848

Email: eqd_trading_eqf_europe@bnpparibas.com www.bnpparibas.com

Type of Firm Investment Bank Equity Securities Financing

Global Head of Prime Solutions & Financing Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com

+44 207 595 8058

Deputy Global Head of Prime Solutions & Financing Kieron Smith kieron.a.smith@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Trading, Global Jerome Bassot jerome.bassot@uk.bnpparibas.com

+44 207 59 58 999

Head of Equity Finance Europe Antoine Danneel antoine.danneel@bnpparibas.com

+33 14 01 45 736

BNP Paribas Securities ServicesPrincipal Lending

10 Harewood Avenue, London NW1 6AA, United Kingdom https://securities.cib.bnpparibas/all-our-solutions/ markets-services/securities-lending-solutions/

Type of Firm

Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas Securities Services has supported securities lending and borrowing activities for many years.

Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes.

BNP Paribas Securities Services’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities

Principal Securities Lending

Main Collateral Types Cash and non-cash

Other Offices

Hong Kong, Paris

Global Head of Principal Lending Yannick Bierre yannick.bierre@bnpparibas.com

Global Head of Principal Equity Trading Tony Blanchard tony.blanchard@uk.bnpparibas.com

Head of Principal Equity Trading London Constantinos Fatouros constantinos.fatouros@uk.bnpparibas.com

Securities lending

BNP Paribas Securities ServicesAgency Lending

10 Harewood Avenue, London NW1 6AA, United Kingdom

https://securities.cib.bnpparibas/all-our-solutions/ markets-services/securities-lending-solutions/

Type of Firm

Custodian Bank

With an in-depth knowledge of global markets across multiple asset classes and currencies, BNP Paribas Securities Services has supported securities lending and borrowing activities for many years. Our seven trading desks covering all established securities lending and borrowing markets allow us to provide in-depth knowledge of local market trends across multiple asset classes. BNP Paribas Securities Services’ proven track record in the securities lending and borrowing industry is the result of strong trading expertise, robust risk management policy and control, as well as the continuous development of operational efficiencies. We are able to provide both agency and principal lending services and our agency lending capabilities are also available in third-party.

BNP Paribas Securities Services is a multi-asset servicing specialist with local expertise in 35 markets around the world and a global reach covering 90+ markets.

Securities Financing Activities

Agency and Third Party Securities Lending

Main Collateral Types

Cash and non-cash

Other Offices

New York, Sydney, Hong Kong

Head of Agency Lending Trading Adam Kings adam.kings@uk.bnpparibas.com

Global Head of Agency Lending Andrew Geggus andrew.geggus@uk.bnpparibas.com

Head of Technical Sales - Market & Financing Services Christian Oger christian.oger@bnpparibas.com

BNY Mellon

One Canada Square, London E14 5AL, United Kingdom

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries.

As of Dec. 31, 2020, BNY Mellon had $41.1 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK).

Additional information is available on www.bnymellon. com. Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Securities financing activities

Fixed income lending and borrowing, Corporate bond lending and borrowing, Fixed Income REPO, Stock lending and borrowing, Equity Repo

Main collateral types

Major Currencies, Global Fixed Income, Global Equities

MD, Global Head of Agency Securities Finance William Kelly

bill.kelly@bnymellon.com

+1 212 815 3908

MD, Global Head of Agency Securities Finance Trading Simon Tomlinson

simon.tomlinson@bnymellon.com +44 207 163 4600

Head of Agency Lending Trading - EMEA Fixed Income

Howard Field

Howard.Field@bnymellon.com +44 207 163 5868

Head of Agency Lending Trading - EMEA Equities Grant Mansfield

Grant.Mansfield@bnymellon.com +44 207 163 5927

Securities lending

Deutsche Boerse Group - Global Funding and Financing MarketsEurex Repo

Brown Brothers Harriman Investor Services Limited

Park House, 16-18 Finsbury Circus, London EC2M 7EB, United Kingdom

Tel: +44 207 588 6166 www.bbh.com

Head of Securities Lending - EMEA Senior VIce President Robert Lees

robert.lees@bbh.com +44 207 614 2171

Clearstream Banking - Global Funding and Financing Markets (Deutsche Boerse Group)

11 Westferry Circus, 2nd Floor, Westferry House, Canary Wharf, London, E14 4HE, United Kingdom

Tel: +44-(0)20-7862-7000 www.clearstream.com

Type of firm Securities Services

Head of Securities Lending Desk Alexandre Roques

Alexandre.Roques@deutsche-boerse.com +44 207 8 62-76 26

Securities Lending Distribution

Xavier Isnard Xavier.Isnard@deutsche-boerse.com +44 (0)20 7862 7635

11 Westferry Circus, 2nd Floor, Westferry House, Canary Wharf, London, E14 4HE, United Kingdom

Email: gff-sales@deutsche-boerse.com Web: www.eurexrepo.com

Type of firm Software/Service Provider (ISV)

Euro Repo Market, GC Pooling Market, SecLend Market (CCP), Select Invest, Select Finance, eTriparty

Managing Director

Matthias Graulich

matthias.graulich@deutsche-boerse.com +49 69 211 18078

Managing Director

Frank Gast

frank.gast@deutsche-boerse.com +49 69 211 14050

Sales & Relationship Management

Dale Fullilove

dale.fullilove@deutsche-boerse.com 44 207 862 7238

Sales & Relationship Management

Katja Renner

katja.renner@deutsche-boerse.com +44 207 8 62 72 33

eSecLending (Europe), Ltd

Tower 42, 25 Old Broad Street, 9th Floor, London EC2N 1HQ, United Kingdom

Tel: ‘+44 207 469 6000

Email: info@eseclending.com www.eseclending.com

Managing Director, Head of Business Development, Europe & APAC

Simon Lee

slee@eseclending.com +442074696064

Managing Director, Trading & Investment Management

Mark Wilson

mwilson@eseclending.com +44 207 469 6008

Senior Vice President, Client Relationship Management

Jacqueline Waller

jwaller@eseclending.com +44 207 469 6009

Securities lending

Chief Executive Officer

Glenn Havlicek

glenn@glmx.com

+1 653 854-GLMX (4569)

GLMX

145 City Road, London EC1V 1AZ, United Kingdom

Tel: +44 20 3637 9678

Email: sales@glmx.com glmx.com

Type of firm

Global Financial Technology Provider

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT) . Using state-of-the-art streaming technology, GLMX facilitates a wide array of SFT including multi-variable negotiation, lifecycle events management, STP, reporting and data management. Funded by leading Silicon Valley venture capital firms, GLMX brings unparalleled trading and liquidity management workflow efficiencies to existing counterparties in the global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times and enhanced customisation. These characteristics allow GLMX to create a premium user experience.

GLMX technology functionality supporting SFT and Time Deposit trading includes:

• Web-based, RFQ-driven, Multi-variable Negotiation

• Bilateral, cleared, and triparty

• Cross-currency, locates, rate runs, packages

• Extensive data capture

• Trade life-cycle management

• Full SFTR reporting

• Pre and post trade API

• Pre-trade control functions

Securities financing activities

Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing

Main collateral types

Global Fixed Income and Global Equity

Other offices

New York & Palo Alto

Chief Operating Officer

Sal Giglio

sal@glmx.com

+1 646 854-GLMX (4569)

Head of Europe

Andy Wiblin

andy.wiblin@glmx.com

+44 20 8191 8810

Goldman Sachs Agency Lending

Plumtree Court, 25 Shoe Lane, London, EC4A 4AU, United Kingdom

Tel: +44 20 7774 5090 Web: www.gs.com

Type of firm

Global Financial Services Firm

Goldman Sachs Agency Lending (“GSAL”) provides discretionary agency securities lending services on behalf of Asset Managers, Pension Plans, Insurance Companies and Endowments, lending their securities on a fully collateralized basis to a client-approved list of borrowers.

Our clients benefit from dealing with a specialized thirdparty lending agent, which possesses the resources typically associated with a large custody program.

Our platform differentiators include: a bespoke service model, program customization, a value-over-volume approach, a dedicated application development team and the institutional resources of Goldman Sachs.

We partner with clients across the globe and are active in 30+ lending markets. For more information, please contact us at AgencyLending@GS.com

Executive Director

Ryan Watt ryan.watt@gs.com

+44 20 7051 8514

Executive Director

Michael Furnival michael.furnival@gs.com

+44 20 7774 8762

lending

HSBC Bank Plc

8 Canada Square, London E14 5HQ, United Kingdom

Tel: +44 207 991 7614 Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Prime Finance

Loic Lebrun loic.lebrun@hsbcib.com +44 207 991 5682

Global Lead SBL Trading

Matthew Rex matthew.rex@hsbcib.com +44 207 992 6209

SBL Trading

Ben Davies ben2.davies@hsbcib.com +44 207 991 7614

SBL Trading

Dan Rofe daniel.rofe@hsbcib.com +44 207 991 7614

SBL Trading

Freddie Youldon freddie.youldon@hsbcib.com +44 207 991 7614

Global Head of Repo, Stock Borrow Loan and Cash Prime Sales & Distribution

Ned B Taylor ned.b.taylor@hsbcib.com +44 207 991 1493

Equity Finance & Delta One Sales

Jonathan Webber jonathan.webber@hsbcib.com +44 207 99 11384

HSBC Bank Plc

8 Canada Square, London E14 5HQ, United Kingdom

Tel: +44 207 991 7660

Web: www.gbm.hsbc.comsolutions/securitiesservices

Type of firm

Agent Lender

Securities lending activities Securities Lending

Global Head of Agency Lending Adnan Hussain adnan3.hussain@hsbc.com + 44 203 3595363

EMEA Head, Agency Lending Trading Alex Jeffcoate alexander.w.jeffcoate@hsbc.com +44 207 991 5528

Trading EMEA

Gareth Vass gareth.vass@hsbc.com +44 3359 2777

Client Management, EMEA

Julia Reichert

julia.charlotte.reichert@hsbc.com +44 207 992 6624

Global Head, Agency Lending Trading

Curtis Dutton curtis.dutton@hsbc.com +44 207 991 1465

Trading, USA

Joshua Breeman joshua.x.breeman@us.hsbc.com +1 201 386 2738

J.P. Morgan

25 Bank Street, Canary Wharf, Floor 6, London E14 5JP, United Kingdom www.jpmorgan.com/global/solutions/cib/ investorservices

Type of firm

Custodian Bank

Global Head of Trading Services

Ben Challice ben.challice@jpmorgan.com +44 207 134 7964

Head of Agency Securities Finance, EMEA

Simon Heath simon.heath@jpmorgan.com +44 207 1341597

EMEA Head of Agency Securities Finance and Sales

Katie Emerson katie.emerson@jpmorgan.com +44 207 7424583

Global Head of Agency Securities Finance Product Harpreet Bains harpreet.x.bains@jpmorgan.com +44 207 134 5262

Agency Securities Finance Relationship Management

Nick Davis nick.s.davis@jpmorgan.com +44 207 742 4384

Head of Alternative Financing

Jon Atkins

jon.atkins@jpmorgan.com +44 207 134 0613

Global Head of Trading Services Sales

Eileen Herlihy eileen.herlihy@jpmorgan.com +44 207 134 8626

MarketAxess Post-Trade Limited

5 Aldermanbury Square, London EC2V 7HR, United Kingdom

Tel: +44 20 3655 3470

Email: post-trade@marketaxess.com www.marketaxess.com/post-trade

Type of firm

Regulatory reporting, matching and data service provider

Head of Post-Trade

Christopher Smith

csmith@marketaxess.com

+44 203 655 3479

Head of Business Development, STP Camille McKelvey

CMcKelvey@marketaxess.com

+44 203 655 3475

Head of Business Development, Reporting & Analytics

Haider Ali

HAli@marketaxess.com

+44 203 655 3484

Mitsubishi UFJ Trust and Banking, London Branch

24 Lombard Street, London EC3V 9AJ, United Kingdom

Tel: +44 207 929 2323

Email: gsls@ldn.trmufg.jp www.mufg-investorservices.com

Type of firm

Agent Lender / Global Bank

Head of EMEA & APAC

John (Jay) Schreyer

J.Schreyer@ldn.tr.mufg.jp

+44 207 618 6821

Head of Trading

Paul Collard

P.Collard@ldn.tr.mufg.jp

+44 207 618 6822

Global Head of Sales

Andreas Richter

A.Richter@ldn.tr.mufg.jp

+44 207 618 6831

Morgan Stanley & Co. International

20 Bank Street, Canary Wharf, London, E14 4AD, United Kingdom

Tel: +44 20 7425 6168

Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank

Managing Director

Krishan Chada

Krishan.Chada@morganstanley.com

+44 207 425 6168

Executive Director

Patrick Archenhold

Patrick.Archenhold@morganstanley.com +44 207 425 6160

Northern Trust

50 Bank Street, 8th Floor, Canary Wharf, E14 5NT, United Kingdom

Tel: +44 207 982 3443 www.northerntrust.com

Type of firm

Agent Lender, Global Custodian

Global Head of Trading, Securities Lending, London John Irwin jli2@ntrs.com

+44 207 982 3443

Head of International SL Equity Trading – EMEA, APAC & N. America Jonathan Lacey jl26@ntrs.com

+44 207 982 3442

Global Head of Fixed Income Trading, Securities Lending, London Joseph Gillingwater jpg13@ntrs.com

+44 207 982 3436

Securities lending

Director, Business Development

Terry O’Brien

terry.o’brien@pirum.com

Tel: +44 20 7220 0976, Mob: +44 7887 646 461

Pirum Systems Ltd

2 Copthall Aveue,

London EC2R 7DA, United Kingdom

Tel: +44 207 220 0960

Email: connect@pirum.com

Web: www.pirum.com

Type of firm

Global Financial Technology/Service Provider

Pirum offers a secure, centralised automation and connectivity hub for international securities finance (Stock Loan and Repo), cleared and uncleared derivatives and other bilateral transactions. Pirum has over 100 employees supporting global clients with a physical presence in EMEA and North America.

Our services offer complete automation of the post-trade and collateral lifecycle and provide vital functionality to all actors in securities finance.

Across our global platform we reconcile hundreds of thousands of repo trades globally each day. Our suite of services enables our clients to seamlessly affirm repo trade economics on a real time basis, communicate and resolve exceptions with counterparts, instruct tri-party agents and integrate services with a variety of other industry vendors.

Securities financing activities

Triparty Repo, Triparty Collateral Management, Triparty Securities Lending, Fixed Income REPO, Equity REPO, Fixed Income lending and borrowing, Equity lending and borrowing, Government/Corporate Bond Repo

Other offices

London, New York

Director, Business Development

Scott Brown

scott.brown@pirum.com

Mob: +44 7775 250 781

Director, Business Development

Simon Davies

simon.davies@pirum.com

Tel: + 44 20 7220 0972 , Mob: +44 7711 805 457

Director, Business Development

Tonia Noschese

tonia.noschese@pirum.com

Tel: +44 207 220 0966

Securities lending

RBC Investor & Treasury Services

100 Bishopsgate, London, EC2N 4AA, United Kingdom

Tel: +44 20 7002 2520

Web: www.rbcits.com

RBC Investor & Treasury Services (RBC I&TS) provides asset and payment services to corporate investors and financial institutions globally. Trusted with CAD 4.7 trillion in assets under administration,(1) clients are at the heart of our service offering. As a financially strong partner,(2) our focus is on safeguarding client assets as we leverage data and technology solutions to deliver meaningful insights, simplify our clients’ operations and support their growth.

Clients benefit from the long-standing experience and specialized expertise of our securities finance program:

• Tailored program based on clients’ risk and return objectives

• Established risk management framework

• Zero losses for beneficial owners since inception

• Over 35 years of experience (3)

• #1 Income Generated (4)

(1) RBC quarterly results as at January 31, 2022

(2) Standard & Poor’s (AA-) and Moody’s (Aa2) legacy senior long-term debt ratings of Royal Bank of Canada as of February 23, 2022

(3) Internal sources - No RBC Investor & Treasury Services client has experienced securities lending losses during the 35 years of our program

(4) Global Investor/ISF Beneficial Owners Survey - Custodial Lender Category Unweighted, 2021

Managing Director, Securities Finance

Donato D’Eramo donato.deramo@rbc.com

+1 416 955 5500

Director, Securities Finance

Chris Barrand chris.barrand@rbc.com

+44 20 7002 2522

Associate Director, Securities Finance

Andrius Zalys andrius.zalys@rbc.com

+44 20 7002 2528

S&P Global Market Intelligence

4th floor Ropemaker Place, 25 Ropemaker Street, London, EC2Y 9LY, United Kingdom

Tel: +44 207 260 2117

www.ihsmarkit.com/securitiesfinance

Type of firm

Financial Information Services

S&P Global Market Intelligence, which IHS Markit securities finance is now a part of, covers more than $37 trillion of global securities in the lending programmes of more than 22,000 institutional funds. It includes more than 20 years of history with over three million intraday transactions. Our data is sourced directly from leading industry practitioners, including prime brokers, custodians, asset managers and hedge funds and is recognized as the independent source of data, analytics and solutions for the securities finance industry.

Executive Director, Head of Securities Finance Product Management

Kabin George

kabin.george@spglobal.com

+44 207 264 7617

Executive Director – EMEA Sales Annabelle Shrieves annabelle.shrieves@spglobal.com +44 207 264 7660

Director EMEA Sales

Jonathan Chen

jonathan.chen@spglobal.com

+44 207 260 2463

Director, Repo Stuart Day stuart.day@spglobal.com

+44 20 3159 3410

State Street Bank and Trust - Agency Lending

20 Churchill Place, Canary Wharf, London, E14 5HJ, United Kingdom

Tel: +44 203 395 2500 Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, UK James Day jday@statestreet.com

+44 20 3395 8961

Global Head of Client Management Francesco Squillacioti FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Agency Lending Trading Jarrod Polseno jpolseno@statestreet.com

+1 617 664 2513

Securities lending

State Street Bank and TrustEnhanced Custody

20 Churchill Place, Canary Wharf, London, E14 5HJ, United Kingdom

Tel: +44 203 395 2500 Web: www.statestreetglobalmarkets.com

Type of firm

Custodian and Specialist Bank

Global Head of Financing & Collateral Gino Timperio

Gtimperio@statestreet.com

+1 617 664 2578

Head of Securities Finance, UK James Day

jday@statestreet.com

+44 20 3395 8961

Global Head of Client Management Francesco Squillacioti

FSquillacioti@statestreet.com

+1 617 664 4756

Global Head of Business Development John McGuire jpmcguire@statestreet.com

+1 617 664 0584

Global Head of Enhanced Custody Trading Matthew Johnson MJohnson@StateStreet.com

+1 617 664 9184

UBS AG London Branch

5 Broadgate circle, London EC2M 2QS, United Kingdom

Tel: +44 207 567 2227

Email: ol-financingsales@ubs.com Web: www.ubs.com

Type of firm Investment Bank

EMEA Head of Cross-asset Financing Distribution

Cecile Retaureau cecile.retaureau@ubs.com +44 207 568 2277

EMEA Head of Equity Finance Distribution

Celine Haenni celine.haenni@ubs.com +44 207 568 0871

EMEA Cross-asset financing Sales - Credit/EM Lead Ameni Zehani ameni.zehani@ubs.com +44 207 901 5807

EMEA Cross-asset financing Sales - Credit/EM Lead Chris Spoerri christoph.spoerri@ubs.com +44 207 567 2947

UBS AG London Branch

5 Broadgate circle, London EC2M 2QS, United Kingdom

Tel: +44 207 567 8000

Email: ol-ef-ldn-supply@ubs.com Web: www.ubs.com

Type of firm Investment Bank

Head Stock Borrowing & Lending EMEA

Neil Willey

neil.willey@ubs.com +44 207 568 9558

Stock Borrowing & Lending EMEA

Alex Michaelides

alex.michaelides@ubs.com +44 207 568 0100

Securities lending

finance

UNITED KINGDOM Synthetic finance

wematch.securitiesfinancing

25 North Row, London W1K 6DJ, United Kingdom

Tel: +44 7500 896 826 www.wematch.live

Type of firm

Software/Service Provider

• Wematch develops technology solutions replacing voice broking by automating matching and negotiation as well as automating trading-related workflows (e.g. lifecycle management, optimization, sales to trader)

• Wematch is currently active in 3 assets classes: Securities Financing (TRS, repo and securities lending), Rates (e.g. Interest Rate Swaps) and Equity Derivatives (e.g. Volatility, Delta 1)

• Its user base includes 70+ banks and asset managers in both Europe and North America

• Wematch partners with operators of regulated venues (e.g. OTF, MTF) for the execution of certain trades (e.g. Interest Rates Swaps, Securities Lending, Total Return Swaps)

• It is headquartered in Tel Aviv, Israel and, as of end May 2022, it had 53 employees split between its offices in Tel Aviv, London, Paris, Singapore and New York

Co-founder & Head of EMEA David Raccat david@wematch.live

Head of Sales EMEA for Securities Financing

Shane Martin

shane.martin@wematch.live

Head of Trading EMEA for Securities Financing Christine Lowe

christine.lowe@wematch.live

BMO Capital Markets

100 Broadgate, Liverpool Street, London, EC2M 2AT, United Kingdom

Tel: +44 207 664 8232

Email: GlobalPrimeFinance@bmo.com

Web: www.bmocm.com

Type of firm

Investment Bank

BMO Capital Markets is a leading, full-service North American-based financial services provider, with approximately 2,800 professionals in 33 locations around the world, including 19 offices in North America, offering corporate, institutional and government clients access to a complete range of investment and corporate banking products and services.

BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$727 billion total assets and approximately 44,000 employees as of July 31, 2020.

Securities financing activities Global Equities

Other offices

New York, Dublin, Melbourne, and Toronto

Managing Director, Co-Head European Prime Finance

Jonathan Dunn

jonathan.dunn@bmo.com +44 207 664 8264

Director, Collateral Trading and Repo Mark Barnard

mark.barnard@bmo.com +44 207 664 8232

Director , Prime Finance

Rich Tarrant

Richard.Tarrant@bmo.com +44 207 664 8232

Vice President , Prime Finance Ian Smith

Ian.Smith@bmo.com +44 207 664 8232

Synthetic finance

Vice President , Prime Finance

Stephanie Knight

Stephanie.knight@bmo.com

+44 207 664 8232

Director, Collateral Trading and Prime Finance

Stefan Papich

stefan.papich@bmo.com

+44 207 664 8232

BNP PARIBAS SA

10, Harewood Avenue, London NW1 6AA United Kingdom

Tel: + 44 207 595 1848

Email: dl.prime.services.salestrading.europe@ uk.bnpparibas.com www.bnpparibas.com

Type of Firm Investment Bank Prime Services

Global Head of Prime Solutions & Financing

Raphael Masgnaux raphael.masgnaux@uk.bnpparibas.com

+ 44 207 595 8058

Deputy Global Head of Prime Solutions & Financing

Kieron Smith kieron.a.smith@uk.bnpparibas.com

+44 207 595 1994

Head of Prime Trading, Global Jerome BASSOT jerome.bassot@uk.bnpparibas.com

+44 207 59 58 999

Prime Brokerage Sales-trading, Europe Franc Barrabes franc.barrabes@uk.bnpparibas.com

+33 14 01 45 135

Head of Multi-Asset PB Product Management for Europe and Asia

Denis Pihan

denis.pihan@bnpparibas.com

+44 207 59 51 582

Head of EMEA Prime Brokerage Platform

Wojciech Nabialek

wojciech.nabialek@uk.bnpparibas.com

+44 207 59 58 413

Head of Risk, Prime Solutions & Financing, EMEA

Sebastien Aude

sebastien.aude@uk.bnpparibas.com

+44 207 59 51 518

Head of Client Solutions EMEA

Kirsty Gurr

kirsty.gurr@uk.bnpparibas.com

+44 207 59 58 623

Head of Prime Brokerage Sales, Europe Charles Bennett charles.bennett@uk.bnpparibas.com

+44 207 59 55 023

Head of Prime Brokerage Sales, Global Matthew Clark matthew.clark@uk.bnpparibas.com

+44 207 59 56 781

Synthetic finance

Morgan Stanley & Co. International

20 Bank Street, Canary Wharf, London, E14 4AD, United Kingdom

Tel: +44 207 425 3251

HSBC Bank Plc

8 Canada Square, London E14 5HQ, United Kingdom

Tel: +44 207 991 8888

Web: www.gbm.hsbc.com

Co-Lead Securities Financing & Global Head of Prime Finance

Loic Lebrun loic.lebrun@hsbcib.com

+44 207 991 5682

EMEA Head of Prime trading Amandine Hedges amandine.hedges@hsbc.com

+44 207 99 1 5211

Senior Trader, Equity Finance Delta One EMEA

Henry W Otley henry.otley@hsbcib.com

+44 20 7991 5028

London Head of Index trading Majed Chehab majed.chehab@hsbcib.com

+44 207 991 5308

London Head of ETF trading Gregor Hamme gregor.hamme@hsbc.com

+44 20 7991 5711

Global Head of Securities Financing Sales

Eric Dutruit eric.dutruit@hsbc.com

+44 207 991 5033

Global Head of Synthetic Prime and Derivative Financing Sales

Finian Bilocca finian.bilocca@hsbcib.com

+44 207 991 5249

EMEA Head of Equity Prime Origination

Joe Leckie joseph.leckie@hsbc.com

+44 20 7991 9732

Email: @morganstanley.com www.morganstanley.com

Type of firm

Investment Bank

Managing Director

John Walker

John.R.Walker@morganstanley.com

+44 207 425 3251

Executive Director

Chirag Patel

C.Patel@morganstanley.com

+44 207 425 7332

Synthetic finance

wematch.securitiesfinancing

25 North Row, London W1K 6DJ, United Kingdom

Tel: +44 7500 896 826 www.wematch.live

Type of firm

Software/Service Provider

• Wematch develops technology solutions replacing voice broking by automating matching and negotiation as well as automating trading-related workflows (e.g. lifecycle management, optimization, sales to trader)

• Wematch is currently active in 3 assets classes: Securities Financing (TRS, repo and securities lending), Rates (e.g. Interest Rate Swaps) and Equity Derivatives (e.g. Volatility, Delta 1)

• Its user base includes 70+ banks and asset managers in both Europe and North America

• Wematch partners with operators of regulated venues (e.g. OTF, MTF) for the execution of certain trades (e.g. Interest Rates Swaps, Securities Lending, Total Return Swaps)

• It is headquartered in Tel Aviv, Israel and, as of end May 2022, it had 53 employees split between its offices in Tel Aviv, London, Paris, Singapore and New York

Co-founder & Head of EMEA

David Raccat david@wematch.live

Head of Sales EMEA for Securities Financing

Shane Martin

shane.martin@wematch.live

Head of Trading EMEA for Securities Financing

Christine Lowe

christine.lowe@wematch.live

Alphabetical by company

Company Country Category Page

ABN AMRO Germany

Repo 130

ABN AMRO United States Repo 51

ABN AMRO Bank N.V. Netherlands

Funding & collateral 145

ABN AMRO Bank N.V. Netherlands Repo 146

ABN AMRO Bank N.V. Netherlands Securities lending 147

ABN AMRO Bank N.V., UK Branch United Kingdom Funding & collateral 157

ABN AMRO Clearing Hong Kong

Funding & collateral 93

ABN AMRO Clearing Hong Kong Securities lending 98

ABN AMRO Clearing Bank N.V Netherlands

Funding & collateral 145

ABN AMRO Clearing Bank N.V Netherlands Securities lending 147

ABN AMRO Clearing Bank N.V United Kingdom

Funding & collateral 157

ABN AMRO Clearing Bank N.V United Kingdom Securities lending 173

ABN AMRO Clearing Bank N.V. Singapore Branch Singapore Securities lending 117

ABN AMRO Clearing Chicago LLC United States Funding & collateral 44

ABN AMRO Clearing Chicago LLC United States Securities lending 61

Acadia United States Software/service provider 6

Acadia Japan Software/service provider 12

Acadia United Kingdom Software/service provider 17

ASX (Australian Securities Exchange Australia Funding & collateral 84

ASX (Australian Securities Exchange) Australia Repo 86

ASX (Australian Securities Exchange) Australia Software/service provider 10

ASX (Australian Securities Exchange) Australia Tri-party agents 24

Barak Capital Market Making B.V. Netherlands Funding & collateral 145

Barak Capital Market Making B.V. Netherlands Repo 146

Barak Capital Market Making B.V. Netherlands Securities lending 147

Barak Capital Market Making B.V. Netherlands Synthetic finance 148

BMO Capital Market United States Securities lending 62

BMO Capital Markets Australia

Funding & collateral 85

BMO Capital Markets Australia Securities lending 88

BMO Capital Markets Australia

BMO Capital Markets Canada

Synthetic finance 92

Funding & collateral 34

BMO Capital Markets Canada Repo 36

BMO Capital Markets Canada Securities lending 39

BMO Capital Markets Canada

BMO Capital Markets Ireland

Synthetic finance 43

Funding & collateral 133

BMO Capital Markets Ireland Repo 134

BMO Capital Markets Ireland Securities lending 135

BMO Capital Markets Ireland Synthetic finance 137

BMO Capital Markets United Kingdom Funding & collateral 157

BMO Capital Markets United Kingdom Repo 164

BMO Capital Markets United Kingdom Securities lending 174

Alphabetical

Company Country Category

BMO Capital Markets United Kingdom Synthetic finance 186

BMO Capital Markets United States Funding & collateral 44

BMO Capital Markets United States Prime brokerage 51

BMO Capital Markets United States Repo 52

BMO Capital Markets United States Synthetic finance 78

BNP PARIBAS Arbitrage SNC United Kingdom Funding & collateral 158

BNP PARIBAS Arbitrage SNC United Kingdom Securities lending 175

BNP PARIBAS SA Hong Kong Funding & collateral 93

BNP PARIBAS SA Hong Kong Repo 95

BNP PARIBAS SA Hong Kong Securities lending 99

BNP PARIBAS SA Hong Kong Synthetic finance 106

BNP PARIBAS SA United Kingdom Repo 165

BNP PARIBAS SA United States Synthetic finance 80

BNP PARIBAS SA 187

BNP Paribas Sec Corp United States Funding & collateral 45

BNP Paribas Sec Corp United States Repo 52

BNP Paribas Sec Corp United States Securities lending 63

BNP Paribas Securities Services - Agency Lending Australia Securities lending 88

BNP Paribas Securities Services - Agency Lending Hong Kong Securities lending 99

BNP Paribas Securities Services - Agency Lending United Kingdom Securities lending 176

BNP Paribas Securities Services - Agency Lending United States Securities lending 63

BNP Paribas Securities Services - Principal Lending France Repo 122

BNP Paribas Securities Services - Principal Lending France Securities lending 125

BNP Paribas Securities Services - Principal Lending Hong Kong Repo 95

BNP Paribas Securities Services - Principal Lending Hong Kong Securities lending 98

BNP Paribas Securities Services - Principal Lending United Kingdom Repo 165

BNP Paribas Securities Services - Principal Lending United Kingdom Securities lending 175

BNP Paribas Securities Services - Triparty Collateral Management France Tri-party agents 28

BNP Paribas Securities Services - Triparty Collateral Management Hong Kong Tri-party agents 25

BNY Mellon Americas Tri-party agents 22

BNY Mellon Canada Repo 37

BNY Mellon Canada Securities lending 40

BNY Mellon EMEA Tri-party agents 28

BNY Mellon Hong Kong Securities lending 100

BNY Mellon United Kingdom Repo 166

BNY Mellon United Kingdom Securities lending 176

BNY Mellon United Kingdom Tri-party agents 30

BNY Mellon United States Repo 53

BNY Mellon United States Securities lending 64

BNY Mellon United States Securities lending 65

BNY Mellon United States Tri-party agents 23

Company Country Category Page

Boubyan Capital Kuwait

Synthetic finance 138

Broadridge Financial Solutions Australia Software/service provider 10

Broadridge Financial Solutions Hong Kong Software/service provider 11

Broadridge Financial Solutions Singapore Software/service provider 13

Broadridge Financial Solutions United Kingdom Software/service provider 17

Broadridge Financial Solutions United States Software/service provider 6

Brown Brothers Harriman (Hong Kong) Limited Hong Kong Securities lending 100

Brown Brothers Harriman & Co United States Securities lending 66

Brown Brothers Harriman Investor Services Limited United Kingdom Securities lending 177

CACEIS Bank - Luxembourg Branch Luxembourg Funding & collateral 140

CACEIS Bank - Luxembourg Branch Luxembourg Repo 142

CACEIS Bank - Luxembourg Branch Luxembourg Securities lending 143

Clear Street United States Funding & collateral 45

Clear Street United States Repo 54

Clear Street United States Securities lending 66

Clearstream Banking - Global Funding and Financing Markets (Deutsche Boerse Group) Germany Tri-party agents 29

Clearstream Banking - Global Funding and Financing Markets (Deutsche Boerse Group) Singapore Tri-party agents 27

Clearstream Banking - Global Funding and Financing Markets (Deutsche Boerse Group) United Kingdom Securities lending 177

Clearstream Banking - Global Funding and Financing Markets (Deutsche Boerse Group) United Kingdom Tri-party agents 31

Clearstream Banking - Global Funding and Financing Markets (Deutsche Boerse Group) Luxembourg Securities lending 143

Clearstream Banking / Deutsche Boerse Group - Global Funding and Financing Markets Hong Kong Tri-party agents 26

Comyno GmbH Germany Software/service provider 14

Cowen Execution Services LLC United Kingdom Repo 166

Cowen Inc United States Repo 54

Cowen Inc United States Synthetic finance 80

Deutsche Bank United States Repo 54

Deutsche Bank United States Securities lending 66

Deutsche Bank United States Tri-party agents 22

Deutsche Boerse Group - Global Funding and Financing Markets - Eurex Repo France

Deutsche Boerse Group - Global Funding and Financing Markets - Eurex Repo France

Funding & collateral 121

Repo 123

Deutsche Boerse Group - Global Funding and Financing Markets - Eurex Repo France Securities lending 125

Deutsche Boerse Group - Global Funding and Financing Markets - Eurex Repo Germany

Deutsche Boerse GroupGlobal Funding and Financing Markets - Eurex Repo Germany

Deutsche Boerse Group

Funding & collateral 129

Repo 130

Company Country Category Page

- Global Funding and Financing Markets - Eurex Repo Germany

Deutsche Boerse Group

- Global Funding and Financing Markets - Eurex Repo Germany

Deutsche Boerse Group - Global Funding and Financing Markets - Eurex Repo Switzerland

Deutsche Boerse Group - Global Funding and Financing Markets - Eurex Repo Switzerland

Securities lending 131

Software/service provider 14

Funding & collateral 151

Repo 153

Deutsche Boerse GroupGlobal Funding and Financing Markets - Eurex Repo Switzerland Securities lending 154

Deutsche Boerse Group - Global Funding and Financing Markets - Eurex Repo United Kingdom Funding & collateral 158

Deutsche Boerse Group - Global Funding and Financing Markets - Eurex Repo United Kingdom Securities lending 177

eSecLending United States Securities Lending 66

eSecLending United Kingdom Securities Lending 177

Genial Investimentos Brazil Securities lending 34

GLMX United Kingdom Funding & collateral 158

GLMX United Kingdom Repo 167

GLMX United Kingdom Securities lending 178

GLMX United Kingdom Software/service provider 17

GLMX United States Funding & collateral 46

GLMX United States Repo 55

GLMX United States Securities lending 67

GLMX United States Software/service provider 6

Goldman Sachs Agency Lending France Securities lending 126

Goldman Sachs Agency Lending Hong Kong Securities lending 101

Goldman Sachs Agency Lending United Kingdom Securities lending 179

Goldman Sachs Agency Lending United States Securities lending 68

Hong Kong And Shanghai Banking Corporation Hong Kong Funding & collateral 93

Hong Kong And Shanghai Banking Corporation Hong Kong Repo 96

Hong Kong And Shanghai Banking Corporation Hong Kong Securities lending 101

Hong Kong And Shanghai Banking Corporation Hong Kong Securities lending 102

Hong Kong And Shanghai Banking Corporation Hong Kong Synthetic finance 106

HQLAx Luxembourg Funding & collateral 141

HQLAx Luxembourg Software/service provider 15

HQLAx Switzerland Software/service provider 15

HQLAx United Kingdom Software/service provider 15

HSBC Bank Middle East Limited United Arab Emirates Repo 156

HSBC Bank Middle East Limited United Arab Emirates Synthetic finance 156

HSBC Bank Plc United Kingdom Funding & collateral 159

HSBC Bank Plc United Kingdom Repo 168

HSBC Bank Plc United Kingdom Securities lending 179

HSBC Bank Plc United Kingdom Securities lending 180

Alphabetical by company

HSBC Bank Plc 188

HSBC Bank Plc - Johannesburg Branch South Africa Securities lending 148

HSBC Bank Plc - Johannesburg Branch South Africa

Synthetic finance 150

HSBC Continental Europe France Repo 123

HSBC Continental Europe France Securities lending 126

HSBC Continental Europe France Synthetic finance 128

HSBC Deutschland Germany

Funding & collateral 129

HSBC Securities (USA) In United States Securities lending 68

HSBC Securities (USA) Inc United States Repo 56

HSBC Securities (USA) Inc United States Synthetic finance 81

HSBC Securities Canada Inc Canada Repo 37

International Securities Lending Association (ISLA) United Kingdom Association 5

ION United Kingdom Software/service provider 18

ION United States Software/service provider 7

Iress South Africa Software/service provider 16

J.P. Morgan Australia Funding & collateral 85

J.P. Morgan Australia Securities lending 89

J.P. Morgan Australia Tri-party agents 25

J.P. Morgan Hong Kong Securities lending 102

J.P. Morgan Hong Kong Tri-party agents 26

J.P. Morgan Japan Securities lending 112

J.P. Morgan Japan Tri-party agents 27

J.P. Morgan Luxembourg Securities lending 144

J.P. Morgan Luxembourg Tri-party agents 29

J.P. Morgan United Kingdom Funding & collateral 160

J.P. Morgan United Kingdom Securities lending 180

J.P. Morgan United Kingdom Tri-party agents 31

J.P. Morgan United States Funding & collateral 47

J.P. Morgan United States Securities lending 69

J.P. Morgan United States Tri-party agents 23

Japan Securities Finance Co., Ltd Japan

Funding & collateral 108

Japan Securities Finance Co., Ltd Japan Repo 109

Japan Securities Finance Co., Ltd Japan Securities lending 111

Japan Securities Finance Co., Ltd Japan Synthetic finance 115

JPMorgan Australia Securities lending 89

JPMorgan United Kingdom Funding & collateral 160

JPMorgan United States Funding & collateral 47

JPMorgan United States Securities lending 69

Kaizen Reporting United Kingdom Software/service provider 18

Kynetix United Kingdom Software/service provider 18

MarketAxess Post-Trade Limited United Kingdom Repo 169

Alphabetical by company

MarketAxess Post-Trade Limited United Kingdom Securities lending 181

MarketAxess Post-Trade Limited United Kingdom Software/service provider 19

MISR Capital S.A.E. Egypt Egyptian share company 121

Mitsubishi UFJ Morgan Stanley Securities Co.,Ltd. Japan Japan Securities lending 112

Mitsubishi UFJ Trust & Banking Corp. NY -

Global Securities Lending Solutions United States Repo 56

Mitsubishi UFJ Trust & Banking Corp. NY

- Global Securities Lending Solutions United States Securities lending 70

Mitsubishi UFJ Trust and Banking, London Branch United Kingdom Repo 169

Mitsubishi UFJ Trust and Banking, London Branch United Kingdom Securities lending 181

Morgan Stanley & Co United States Repo 56

Morgan Stanley & Co United States Securities lending 70

Morgan Stanley & Co United States Synthetic finance 81

Morgan Stanley & Co. International United Kingdom Funding & collateral 161

Morgan Stanley & Co. International United Kingdom Repo 169

Morgan Stanley & Co. International United Kingdom Securities lending 181

Morgan Stanley & Co. International United Kingdom Synthetic finance 188

Morgan Stanley Asia Limited Hong Kong

Funding & collateral 94

Morgan Stanley Asia Limited Hong Kong Repo 96

Morgan Stanley Asia Limited Hong Kong Securities lending 103

Morgan Stanley Asia Limited Hong Kong Synthetic finance 107

Morgan Stanley Australia Limited Australia Securities lending 90

Morgan Stanley Bank AG Germany

Funding & collateral 129

Morgan Stanley Bank AG Germany Repo 130

Morgan Stanley France SA France

Funding & collateral 121

Morgan Stanley France SA France Repo 124

Morgan Stanley France SA France Securities lending 127

Morgan Stanley France SA France Synthetic finance 128

Morgan Stanley MUFG Securities Co., Ltd Japan

Funding & collateral 108

Morgan Stanley MUFG Securities Co., Ltd Japan Repo 109

Morgan Stanley MUFG Securities Co., Ltd Japan Securities lending 112

MTS United Kingdom Repo 170

NATIXIS France

NATIXIS France

Funding & collateral 122

Repo 124

NATIXIS France Securities lending 127

NATIXIS France Synthetic finance 128

NATIXIS Hong Kong

Funding & collateral 94

NATIXIS Hong Kong Securities lending 103

NATIXIS Japan

Repo 110

NATIXIS Japan Securities lending 113

NATIXIS Japan Synthetic finance 115

NATIXIS United States

Funding & collateral 48

Alphabetical by company

NATIXIS United States Repo 57

NATIXIS United States Securities lending 70

NATIXIS United States Synthetic finance 81

Natixis TradEx Solutions France Repo 124

Natixis TradEx Solutions France Securities lending 127

NBC Global Finance Limited – Dublin Ireland

Funding & collateral 133

NBC Global Finance Limited – Dublin Ireland Repo 134

NBC Global Finance Limited – Dublin Ireland Securities lending 135

NBC Global Finance Limited – Dublin Ireland Synthetic finance 137

Northern Trust Canada Securities lending 41

Northern Trust Hong Kong Securities lending 103

Northern Trust United Kingdom Securities lending 181

Northern Trust United States Securities lending 71

OCC United States Securities lending 71

OCC United States Software/service provider 7

O’neill & Associates Ltd United Kingdom Software/service provider 19

Pirum Systems Ltd United Kingdom Funding & collateral 161

Pirum Systems Ltd United Kingdom Repo 170

Pirum Systems Ltd United Kingdom Securities lending 182

Pirum Systems Ltd United Kingdom Software/service provider 19

Pirum Systems Ltd United States Association 5

Pirum Systems Ltd United States Funding & collateral 48

Pirum Systems Ltd United States Repo 57

Pirum Systems Ltd United States Securities lending 72

Provable Markets United States Funding & collateral 49

Provable Markets United States Repo 58

Provable Markets United States Securities lending 72

Provable Markets United States Synthetic finance 82

Qomply United Kingdom Software/service provider 20

RBC (Barbados) Trading Bank Corp Barbados

Funding & collateral 33

RBC Investor & Treasury Services Canada Securities lending 41

RBC Investor & Treasury Services Luxembourg Securities lending 144

RBC Investor & Treasury Services Singapore Securities lending 117

RBC Investor & Treasury Services United Kingdom Securities lending 183

RMB South Africa South Africa Securities lending 149

Royal Bank of Canada Australia Repo 86

Royal Bank of Canada Bahamas

Royal Bank of Canada Canada

Funding & collateral 33

Funding & collateral 35

Royal Bank of Canada Canada Repo 38

Royal Bank of Canada United Kingdom Funding & collateral 162

Royal Bank of Canada United Kingdom Repo 171

Alphabetical by company

Royal Bank of Canada United States

Funding & collateral 49

Royal Bank of Canada United States Repo 58

Royal Bank of Canada United States Securities lending 73

S&P Global Market Intelligence Australia Repo 87

S&P Global Market Intelligence Australia Securities lending 90

S&P Global Market Intelligence Australia Software/service provider 11

S&P Global Market Intelligence Hong Kong Repo 97

S&P Global Market Intelligence Hong Kong Securities lending 104

S&P Global Market Intelligence Hong Kong Software/service provider 12

S&P Global Market Intelligence Japan Repo 110

S&P Global Market Intelligence Japan Securities lending 113

S&P Global Market Intelligence Japan Software/service provider 13

S&P Global Market Intelligence United Kingdom Repo 171

S&P Global Market Intelligence United Kingdom Securities lending 183

S&P Global Market Intelligence United Kingdom Software/service provider 20

S&P Global Market Intelligence United States Repo 59

S&P Global Market Intelligence United States Securities lending 73

S&P Global Market Intelligence United States Software/service provider 8

SecFinHub Ltd United Kingdom Software/service provider 20

SIX Repo Ltd Switzerland Funding & collateral 151

SIX Repo Ltd Switzerland Securities lending 154

SIX Repo Ltd Switzerland Software/service provider 16

SIX Repo Ltd Switzerland Tri-party agents 30

Standard Bank of South Africa Limited South Africa Synthetic finance 150

Standard Bank of South Africa Ltd South Africa Securities lending 149

State Street Bank and Trust - Agency Lending Australia Securities lending 91

State Street Bank and Trust - Agency Lending Canada Securities lending 42

State Street Bank and Trust - Agency Lending Germany Securities lending 132

State Street Bank and Trust - Agency Lending Ireland Securities lending 136

State Street Bank and Trust - Agency Lending United Kingdom Securities lending 184

State Street Bank and Trust - Agency Lending United States Securities lending 74

State Street Bank and Trust - Collateral Management Hong Kong Repo 97

State Street Bank and Trust - Collateral Management United Kingdom Funding & collateral 162

State Street Bank and Trust - Collateral Management United States Funding & collateral 50

State Street Bank and Trust - Enhanced Custody Australia Securities lending 91

State Street Bank and Trust - Enhanced Custody Canada Securities lending 42

State Street Bank and Trust - Enhanced Custody Germany Securities lending 132

State Street Bank and Trust - Enhanced Custody Ireland Securities lending 136

State Street Bank and Trust - Enhanced Custody United Kingdom Securities lending 184

State Street Bank and Trust - Enhanced Custody United States Securities lending 75

State Street Bank and Trust - Repo Products (FICC/P2P) Canada Repo 38

Alphabetical by company

State Street Bank and Trust - Repo Products (FICC/P2P)

State Street Bank and Trust - Repo Products (FICC/P2P)

United Kingdom Repo 172

United States Repo 59

State Street Bank and Trust, Seoul Branch - Agency Lending Singapore Securities lending 118

State Street Global Markets (Japan) Japan Securities lending 114

State Street Securities Hong Kong, Ltd - Agency Lending Hong Kong Securities lending 104

State Street Securities Hong Kong, Ltd - Enhanced Custody Hong Kong Securities lending 105

Swiss Reinsurance Company Ltd Singapore Repo 116

Swiss Reinsurance Company Ltd Singapore Synthetic finance 118

Swiss Reinsurance Company Ltd Switzerland Funding & collateral 152

Swiss Reinsurance Company Ltd Switzerland Repo 153

Swiss Reinsurance Company Ltd Switzerland Securities lending 155

Swiss Reinsurance Company Ltd United States Funding & collateral 50

Swiss Reinsurance Company Ltd United States Repo 59

Swiss Reinsurance Company Ltd United States Securities lending 76

Tradeweb United Kingdom Repo 172

Tradeweb United Kingdom Software/service provider 21

Tradeweb United States Repo 60

Tradeweb United States Software/service provider 8

Transcend United States Funding & collateral 50

Transcend United States Repo 60

Transcend United States Securities lending 76

Transcend United States Software/service provider 9

Transcend United States Synthetic finance 82

UBS AG Hong Kong Securities lending 105

UBS AG London Branch United Kingdom Securities lending 185

UBS Asset Management Ltd Australia Securities lending 92

UBS Group AG Singapore Repo 116

UBS Group AG Switzerland Repo 153

UBS Group AG United Kingdom Repo 173

UBS Group AG United States Repo 61

UBS Securities Japan Co Ltd Japan Securities lending 114

UBS Securities LLC United States Securities lending 77

UBS Switzerland AG - Group Treasury / Repo Trading Switzerland Funding & collateral 152

UBS Switzerland AG - Securities Lending & Financing Switzerland Securities lending 155

Wells Fargo Securities United States Securities lending 77 wematch.securitiesfinancing United Kingdom Funding & collateral 163 wematch.securitiesfinancing United Kingdom Securities lending 186 wematch.securitiesfinancing United Kingdom Software/service provider 21 wematch.securitiesfinancing United Kingdom Synthetic finance 189

Yieldbroker Australia Repo 87

Yieldbroker Australia Software/service provider 11

... to the next level.

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