Tools and techniques for operational risk management regulatory aspects

Page 1

Global

CompliancePanel

Knowledge, a Way Forward‌

2-day In-person Seminar:

Tools and Techniques for Operational Risk Management: Regulatory Aspects Price San Diego, CA Price:

March 17th & 18th, 2016 9:00 AM to 6:00 PM

Fred Vacelet Financial Risk Management Consultant, Fintuition Open Course Training

Fred Vacelet is a Financial Risk Management Consultant with an international expertise in Risk Management methodological frameworks. His experience spans some 20 years, advising banks, software houses and others on risk management. Fred holds various degrees, including from London Business School, with post-graduate studies at the Technische (then West)-Berlin and Keio (Japan) universities. A QualiďŹ ed in Islamic Finance (IFQ), he is a published author on risk management and Basel Accords, and a regular speaker at conferences.

Overview: In this seminar, we go through the known techniques of operational risk management, including of course the regulatory aspects, and point to a few shortcomings that appeared in several (possibly nameless) banks. We then go on to highlights on the pitfalls that await risk managers on the next Frontier, from which: what activities to outsource, setting up a risk appetite, developing a risk culture and a commensurate set of governance processes, what to ensure and not, separating or breaking the silos of risk. We suggest the extended use of a risk management framework proper to operational risk, implementable in most institutions, regardless of complexity of operations.

$1,295.00

(Seminar for One Delegate)

Register now and save $200. (Early Bird)

**Please note the registration will be closed 2 days (48 Hours) prior to the date of the seminar.


2-day In-person Seminar:

Global

CompliancePanel

Why should you attend:

Who will benet:

Metric tons of waters have gone under Brooklyn and

 Chief Operation, Information Officers

other bridges since it was believed that operational risk  Risk, Compliance, Legal Officers

was just a matter of capital requirements. September 11th, the credit crunch, the demise of prestigious banks,

 Auditors, Accountants

and other dramatic events have had their toll on the old paradigms.

 IT, Engineering, Operational, Marketing, Sales

personnel Some techniques have resulted into over-quantification of matters that do not accommodate quantification, let

 Consultants, Project, Planning, Managers

alone sophisticated mathematics. Some other  Any industry professional impacted by operational

techniques had gone down into talking of small losses

risk

from small operations, in a way comparable to Taylor’s time-and-motion studies. Some other projects have

Areas Covered in the Session:

been quickly hijacked by the political necessities of the

 Several case studies will be performed during this

moment. Meanwhile, extreme risks were addressed

seminar, as well as group exercises.

with statements of optimism.

AGENDA: Day One

Day Two

Lecture 1: Risk Appetite

Lecture 1: Tools and techniques for operational risk management : the ones that will work and the others

Lecture 2: Risk-and-Control Self-Assessment Lecture 2: Risk Modelling and setting up Key Risk Indicators Lecture 3: Operational Risk and Governance Lecture 3: Stress-testing, beyond psychodrama and public shows Lecture 4: Case Study Lecture 4: Case Study


Global

2-day In-person Seminar:

CompliancePanel

What You will get

Group Participation

10%

2 Attendees to get offer

20%

3 to 6 Attendees to get offer

25% 30%

1

Learning Objectives

2

Participation certiďŹ cates

3

Interactive sessions with the US expert

4

Post event email assistance to your queries.

5

Special price on future purchase of web

7 to 10 Attendees to get offer 10+ Attendees to get offer

Payment Option

based trainings.

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Credit Card: Use the Link to make Payment by Visa/Master/American Express card click on the register now link

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Special price on future consulting or expertise services.

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Check: Kindly make the check payable to NetZealous DBA GlobalCompliancePanel and mailed to 161 Mission Falls Lane, Suite 216,

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GlobalCompliancePanel.

Fremont, CA 94539, USA

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PO: Please drop an email to support@globalcompliancepanel.com or call the

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Special price on future seminars by

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Seminar Kit – includes presentation handout,

our toll free +1-800-447-9407 for the invoice and

ID card, brochure, trainings catalog, notepad

you may fax the PO to 302 288 6884

and pen.

Wire Transfer: Please drop an email to support@globalcompliancepanel.com or call our toll free +1-800-447-9407 for the wire transfer

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Networking with industry's top notch professionals

information

Contact Information: Event Coordinator 161 Mission Falls Lane, Suite 216,

Kindly get in touch with us for any help or information.

Fremont, CA 94539, USA

Look forward to meeting you at the seminar

NetZealous LLC, DBA GlobalCompliancePanel

Toll free: +1-800-447-9407 Fax: 302 288 6884 Email: support@globalcompliancepanel.com

www.globalcompliancepanel.com

GlobalCompliancePanel


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