Featured: NEW - PIMFA launches Sustainable Finance and ESG Microsite 13 May 2024 View in browser
PIMFA WEEKLY BULLETIN
PRESS RELEASES ABOUT PIMFA CONSUMER DUTY WEALTHTECH
NEW - PIMFA launches Sustainable Finance and ESG Microsite
Want to learn more about ESG?
PIMFA has launched a new Sustainable Finance and ESG Microsite which includes information on the Treasury’s Green Finance Strategy, information on the Adviser’s Sustainability Group and much more.
Check out the PIMFA Sustainable Finance and ESG Microsite here
PIMFA Associate Member, Know Your Funds, ties for Best in Show at Morningstar Investment Conference
Fintech solution and PIMFA Associate Member, Know Your Funds – one of two fintech’s selected by PIMFA WealthTech to present to delegates at the Morningstar Investment Conference last week (1 May 2024) –was named Best in Show alongside fellow fintech Propelle by delegates.
PIMFA WealthTech, selected the Know Your Funds and fellow fintech, Instinct Digital Ltd, to present to wealth management delegates in the early breakfast session at the Morningstar Investment Conference following a competitive ‘Tech Sprint’ . They were among 12 fintechs demonstrating their solutions to around 70 delegates from the wealth management and advice industry. Both Know Your Funds and Instinct Digital Studio gave impressive presentations of their solutions’ capabilities, which are focused on Environmental, Social and Governance (ESG) reporting, verification and disclosure processes in the sustainable finance sector.
We are pleased to welcome ID-Pal as PIMFA Plus Partner.
ID-Pal is an award-winning identity verification and AML screening solution that uses 100% AI-powered technology to verify identities and addresses in real-time.
Find out more: www.id-pal.com
Financial Services Regulation Committee inquiry: Financial Conduct Authority CP24/2 Enforcement Proposals
The Financial Services Regulatory Committee (FSRC) has announced an inquiry into the Financial Conduct Authority’s consultation (CP 24/2): Our Enforcement Guide and publishing enforcement investigations - a new approach.
The FSRC has issued a call for written evidence and intends to invite the FCA to provide oral evidence to the Committee at a later date.
The deadline for responses to the call for evidence is 4 June 2024.
Further details can be found here.
Financial Services Regulation Committee (FSRC) inquiry: Financial Conduct Authority and Prudential Regulation Authority secondary objective
The Financial Services Regulation Committee is launching an inquiry into the secondary international competitiveness and growth objective given to the Financial Conduct Authority and the Prudential Regulation Authority under the Financial Services and Markets Act 2023.
The inquiry will examine the progress made on implementing these objectives and the potential impact on financial services, for example, how the regulatory landscape is affecting the UK’s attractiveness to domestic and international investors.
The deadline for written submissions to the inquiry is 11 July 2024.
New PIMFA Plus Partner
Further details can be found using the links below:
• Call for evidence
• Inquiry: FCA and PRA’s secondary competitiveness and growth objective
• Financial Services Regulation Committee
PRESS RELEASES
Fintech Know Your Funds ties with Propelle for Best in Show
PIMFA joins financial services trade bodies in calling for Chancellor...
PIMFA raises serious concerns about FCA’s enforcement proposals
Culture in financial services still needs to improve to better serve
PIMFA urges Financial Conduct Authority to provide firms with the...
PRESS COVERAGE
The Independent: FCA defends ‘name and shame’ proposals...
The Daily Mail: FCA defends `name and shame´ proposals...
The Evening Standard: FCA defends ‘name and shame’...
Investment Week: Jeremy Hunt calls on FCA to 're-look'...
Yahoo! Finance: FCA defends ‘name and shame’ proposals...
PIMFA LEARNING AND EVENTS
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21 May 2024
Live Online Learning | 09:30 - 12:30
£400 - 500
PIMFA LIVE ONLINE TRAINING: REPUTATION, RESILIENCE AND RISK: ARE YOU GETTING IT RIGHT?
Will your firm still be trusted by your clients after a major disruption or even crisis has occurred?
In this interactive session, you will examine the lessons learnt from recent reputational incidents to ensure your firm is prepared to tackle existing and potential threats.
Who should attend?
• CEO and board members who seek to develop a strategic approach to managing non-financial risk, building and maintaining business resilience
• Executive and senior leaders (COO, Financial, Risk, Strategy, Compliance, Technology, Security, HR, etc) who wish to breakdown silos to achieve shared understanding of managing risk and resilience.
10 October 2024
Live Event | 18:30 - 23:59 FREE TO ENTER!
PIMFA D&I AWARDS: ENTRIES NOW OPEN
Have you started your entry yet?
This year's entries are NOW OPEN. Please click here to get started.
If you have a story to tell about the great work you or your firm have been doing, we would love to hear all about it!
Entering the Awards is a great way to promote your firm for FREE.
The Gala Awards night will take place on 10 October.
You can view the categories and criteria here in preparation for submitting your entry or click here to get started.
The Awards are FREE to enter and open to all firms and stakeholders within the sector - you do not have to be a PIMFA member to enter.
Please use Coupon BOGOF-RES2024 at checkout for 50% OFF two tickets
REGISTER HERE
Click here to download the Entry Guidelines for further help and information.
ENTER HERE
Please note that responses to this email address are not monitored. If you wish to get in contact, please email info@pimfa.co.uk.
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Personal Investment Management & Financial Advice Association (PIMFA)
69 Carter Lane, London, EC4V 5EQ (registered in England No 2991400)
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