PIMFA WEEKLY BULLETIN
PIMFA D&I Awards 2024
There are now less than 2 weeks remaining to submit your entry! It's not too late to get started.
Entries will be closing on Friday 14 June.
If you haven’t already done so, we strongly recommend you view the categories and get started here.
The awards are quick, simple and completely FREE to enter - gain deserved recognition and inspire others by sharing your story today!
Want to know more about Economic Crime Enforcement and Transparency Act? Check out the PIMFA Financial Crime Microsite for useful resources and downloadable guides.
Featured: PIMFA D&I Awards: Entries Close 14 June 03 June 2024 View in browser
PRESS
ABOUT PIMFA CONSUMER DUTY WEALTHTECH
RELEASES
New - PIMFA Financial Crime Microsite
New PIMFA Guest Blog: Empowerment Through Diversity: Highlights from the PIMFA Women’s Symposium
Following PIMFA’s recent Women’s Symposium, dedicated to empowering women in the investment management, financial advice and wealth management sectors and attended by almost 400 delegates, Consilium’s Molly Cockburn has collated a review of some of the key moments from this ground-breaking event.
The blog can be read here
Financial Conduct Authority: Regulation Round-up
The Financial Conduct Authority (FCA) has published it's Regulation Round-up, noting that:
• The FCA is not planning to publish any major consultation or significant final rules during the election period and that the next edition of the Regulatory Initiatives Grid has been delayed.
• 31 July 2024 is the Consumer Duty implementation deadline for closed products (and annual board reports).
• Firms should consider the priority issues and actions set out in the Dear CEO letters to meet the deadline.
• Changes to Form A (used for Senior Manager and Controlled Function applications) are now live for all new applications
Access the publication here
PRESS RELEASES
PIMFA welcomes significant reduction in FSCS levy
Fintech Know Your Funds ties with Propelle for Best in Show
PIMFA joins financial services trade bodies in calling for Chancellor...
PIMFA raises serious concerns about FCA’s enforcement...
Culture in financial services still needs to improve to better serve...
PRESS COVERAGE
Actuarial Post: PIMFA welcomes significant reduction in FSCS levy
The Wealthnet: PIMFA welcomes FSCS levy drop
Citywire: Tracey Davidson appointed as new Hampden & Co CEO
Financial Times: Advisers worry as social media investment scams
The Times: All change at the top of private bank Hampden & Co...
PIMFA LEARNING AND EVENTS
READ MORE READ MORE
13 June 2024
Live Online Learning | 11:00 - 12:00
PIMFA HR FORUM - SESSION 2
New legislation coming into effect on 26 October 2024 strengthens the protections available to employees from sexual harassment, by introducing a new duty on employers to “take reasonable steps” to prevent sexual harassment.
The new duty comes hot on the heels of the Treasury Select Committee’s Sexism in the City inquiry and the PRA and FCA’s recent consultations on measures to improve diversity and inclusion and to revamp how firms should manage allegations of non-financial misconduct, which of course includes sexual misconduct and harassment.
This FREE 60-minute session will cover all these latest developments and focus on what HR and legal teams in members firms should be doing to prepare now.
19 June 2024
Live Event | 09:00 - 17:00
£125 - £250
We are delighted to be putting on our first ESG deep dive event for attendees to discuss the latest sustainability issues affecting our sector.
As part of the seminar we have both thoughtleadership, and concierged peer-to-peer roundtables, conducted under Chatham House Rules, to allow ESG specialists to explore the latest issues with their peers.
Don't miss our keynote speakers, Sacha Sadan, Director of Environment, Social & Governance, FCA and Jessica Reed, Partner in the Banking & Finance Practice, Farrer & Co.
Numbers for this event will be restricted so early booking is recommended.
Discounts are available for bookings of three or more. Contact events@pimfa.co.uk to receive your discount code.
FREE
PIMFA ESG SEMINAR
REGISTER HERE
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Personal Investment Management & Financial Advice Association (PIMFA) 69 Carter Lane, London, EC4V 5EQ (registered in England No 2991400)
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