Corporate governance and compliance Training
Corporate compliance should be an essential part of your business operations, regardless of industry.
Corporate governance is concerned with both the internal aspects of a company and the external aspects. Compliance is concerned with the process by which an organisation seeks to ensure that employees and other constituents conform to applicable norms.
The compliance process should be ongoing. Many organizations establish a program to consistently and accurately govern their compliance policies over time.
This course will help you understand the driving force behind the development of corporate governance , and the importance of corporate governance to the company itself, to directors and shareholders and other stake holders. The course will also introduce you to the ways in which the compliance function is carried out.
OBJECTIVES
By the end of Corporate Governance and Compliance Training course you will understand:
The Corporate Governance Code, and its development according to your country law
Key themes in regulation affecting corporate governance
The evolving role of the board
The role of directors in setting good corporate behaviour
Current challenges for companies around corporate reporting
Why boards must engage with issues around diversity, transparency and succession planning
WHO SHOULD ATTEND ?
This Corporate Governance and Compliance Training course is ideal for :
Board members, chief financial officers, senior management, directors, finance managers, financial controllers, accounting and finance personnel, legal counsel, corporate legal advisors, corporate secretaries, lawyers, external and internal auditors, HR managers, and department heads.
COURSE OUTLINE
Day 1
Introduction to Compliance
Definition of a compliance management system
Tailoring to Each Institution
Compliance management system Components for Strategic Level
Building an Effective Compliance Program
Corporate governance
Day 2
Tracking and Monitoring of Day to Day Operations
Policies and Procedures
Training
Monitoring
Consumer Complaint Response
Legal and regulatory aspects of corporate governance and compliance
Codes of and reports on corporate governance and compliance
Application of governance rules and principles
Day 3
Potential Legal Implications of the Failure in Compliance & Ethics, responsibility and social culture
Potential Legal Implications of the Failure in Compliance & Ethics, responsibility
Regular ethics and compliance training programs
Ethical Responsibilities in the Employer-Employee Relationship
Ethical Workplace Conduct
Day 4
The Roles and Responsibilities of Compliance Officers
Implement and manage an effective legal compliance program. Develop and review company policies.
Advise management on the company s compliance with laws and regulations through detailed reports. Create and manage effective action plans in response to audit discoveries and compliance violations. Regularly audit company procedures, practices, and documents to identify possible weaknesses or risk. Assess company operations to determine compliance risk.
Ensure all employees are educated on the latest regulations and processes. Resolve employee concerns about legal compliance.
Day 5
Enforcement The corporate compliance program
Enforcement The corporate compliance program at all levels within the company. The Corporate Compliance Programs and Internal Controls developing a code of conduct in the institution Practical applications and comprehensive review
IN-HOUSE TRAINING
LPC Training is capable of conducting this training programme exclusively for your delegates. Please e-mail us on admin@lpcentre.com for further information and/or to receive a comprehensive proposal.
DOCUMENTATION
High-Quality material has been prepared by the LPC team for distribution to delegates. In addition, a special note pad to facilitate note-taking will be provided.
CERTIFICATES
Accredited Certificate of completion will be issued to those who attend & successfully complete the programme.
SCHEDULE
Our Course timings commence at 09:00 and concludeat 13:00, followed by lunch on a daily basis.
REGISTRATION & PAYMENT
Please complete the registration form on the course page & return it to us indicating your preferred modeof payment. For Further Information, please get intouch with us.
CANCELLATION AND REFUND POLICY
Delegates have 14 days from the date of booking to cancel and receive a full refund or transfer to another date free of charge. If less than 14 days notice is given then we will be unable to refund or cancel the booking unless on medical grounds.
For more details about the Cancellation and Refund policy, please visit www.lpcentre.com/terms-and-conditions/
TRAVEL AND TRANSPORT
We are committed to picking up and dropping off the participants from the airport to the hotel and back.
CONTACT INFO
LONDON
47 49 Park Royal Road NW10 7LQ, London
T: +44 (0) 20 80 900 464
E: info@lpcentre.com
DUBAI Office 501 Clover Bay Tower, Business Bay
T: +971 4 421 4616
KUALA LUMPUR
No. 03-06-05, UOA Business Park, Jalan Pengaturcara U1/51A, Section U1, Kawasan Perindustrian Temasaya, 40150 Shah Alam, Selangor
T: +60 19-305 5694
www.lpcentre.com