Developing Risk Models for AML and BSA Monitoring Programs
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
Instructor Profile
Warren R. Markowitz is an attorney and veteran compliance officer. He has been an active participant in the world wide financial sector since 1994. Mr. Markowitz has provided hands on, direct advisory services to domestic and international financial providers in their dealings with federal and state oversight authorities and self-regulatory organizations, as both a lawyer and an adviser through consulting and technology advisory firms with whom he maintains relationships.
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
Description This session will offer insights on developing risk models for AML/BSA monitoring programs. Participants will gain keen understanding on the necessary and effective use of risk models.
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
Why should Attend This webinar will discuss the need for a risk model, its effectiveness and limitations and also analyze existing models. It will further elaborate best practices for developing a risk model and testing it.
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
Objectives What is a risk model and its purpose? What can a risk model do? What can’t it do? Existing risk model or factor rules/regs. How to develop a risk model? What do I need? What can I live without? Have I understood all the components? Testing a risk model. Do I need more than one risk model, or the flat model approach? Documenting and re-evaluating the process and resulting model. www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
Who can Benefit AML/BSA officers and consultants AML/BSA software developers Risk and compliance management personnel Regulatory compliance associates and managers Company management Audit professionals
www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
How this Webinar Works Username and password will be sent to you 24 hours prior to the webinar Presentation handouts in PDF format will also be emailed to you Login to the session using the username and password provided to you Get answers to your queries through interactive Q&A sessions via chat
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AML Training www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com
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www.onlinecompliancepanel.com | 510-857-5896 | customersupport@onlinecompliancepanel.com