Investing Fundamentals Review

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Undergraduate Stock Trading Society WINTER – 1ST MEETING RECAP OF FALL


Announcements 1. Chicago Mercantile Exchange Trading Competition   Products Traded: Crude Oil and Gold Futures   Practice Round: February 14-16, 2011   Preliminary Round: February 16 - March 3, 2011   National Finals: March 6-18, 2011   Five members per team, two teams possible if there is enough interest 2. Team Competition   Bringing it online! Virtual Stock Exchange   Game name: UISUCLA; Password: Stocks   Each team should sign up on one member’s email address – will complete after Roy’s talk


Recap - Introduction   What you can easily invest in: stocks, options,

commodities, bonds, etc.   Some styles: Short term   Technical   Long Term: Value vs. Growth 

  Long Term – Growth:   Above average growth   New Tech.   Domination of niche market


Recap - Introduction   Long term – growth   Sustainable growth (at 20~25%)   P/E ~ growth rate   PEG: lower than ~0.75   Competitive advantage: barrier to entry, competition eats into profit margin   Long term – Value   High dividend yield   Low P/E ratio, P/B ratio   At discounts to book value   Conservatism   Concentrated portfolio   Long term – BOTH   Intrinsic Value   “Growth and Value Investing are joined at the hip” - Buffet


Recap – Financial Statements & Ratios

Assets = Liabilities + Equity


Recap – Financial Statements & Ratios 

Sample Balance Sheet

Sample Income Statement

Assets Cash A/R Inventory 150 PPE (Less) Acc. Dep. Total

100 50 500 100 900

Liabilities A/P Expenses Payable N/P Bonds Total

100 50 200 300 650

Owner’s Equity Common Stock Retained Earnings 50 Total

200 250

Sample Statement of Cashflow


Recap – Financial Statements & Ratios   Horizontal Analysis: time series (trend)   Vertical Analysis: common size (ex. Sales = 100k,

operating exp. = 80k, or 80% of sales)   Liquidity ratios: Current Ratio <CR= Current assets / current liabilities>   Quick Ratio <QR = Quick Assets / Current Liabilities> 

  Profitability Ratio   Net Profit Margin <Net Income / Net Revenue>   Gross Profit Margin <(Net Sales – COGS)/ Net Sales>   Operating Profit margin <Operating profit / Net Sales>


Recap – Financial Statements & Ratios   More Profitability Ratio         

Effective Tax Rate: Income Tax Expense / Pretax Income ROA: Net Income / Avg. Total Assets ROE: Net Income / Avg. Stock holder’s equity EPS: (Net income – preferred dividends) / Avg. number of common shares P/E: Stock price / EPS

  Solvency Ratio     

Debt to Assets: Tot. Liabilities / Tot. Assets Free Cash Flow: Net Cash flow from operating activities – purchase of PPE – Dividends paid Times interest earned: (net income + interest expense + income tax expense) / Interest expense


Recap – Ratios   Establish a comparable group   Operational characteristics   Industry   Products/services   Markets   Distribution Channels   Customers   Seasonality/cyclicality   Financial Characteristics   Size   Leverage   Margins   Growth prospects   Liquidity


Recap - Ratio   Some things to consider   Size   

Market share and sector dominance Market value

  Risk   

Operational efficiency and productivity (margins) Financial risk

  Growth         

Cashflow increase? EBIDTA, etc. EPS Revenue Profit

  Attach a story! Read the notes! 

Ex. This year, BP’s annual statement will be a huge mess. The reason for the mess will be explained in the notes


Recap – Discounted Cash Flow Valuation

Present Value of Free Cash Flow (Discounted @ WACC)

PV of Terminal Value (Discounted @ WACC)

Enterprise Value


Recap – Discounted Cash Flow Valuation   1. WACC: Weighted Average Cost of Capital   WACC = Ke * (E/D+E) + Kd * (1-T) * (D/D+E) 

Ke = Cost of equity (using Capital Asset Pricing Model)   Ke

= Rf + (β * (Rm – Rf)   Rf = Risk free rate (T-bill 10 yr. most commonly used)   Β = Volatility of the stock compared to the market (can be found in Yahoo! Finance, etc.)   Rm = Rate of Return in the market. This is SUBJECTIVE. May use S&P 500 average return.     

E = market value of equity = share price * diluted shares outstanding D = Market value of Debt = May use book value (caution!) or if debt is publicly traded, that price may be used. T = marginal tax rate


Recap – Discounted Cash Flow Valuation   More notes on WACC   Kd = Cost of Debt       

The company’s debt footnote in its 10-k or annual report. If there was a recent debt issuance, use that rate If the debt is publicly traded, get a quote from there All else fail, look for a comparable company with a similar risk/credit profile

  Discount it to present Value:   PV = CF1/(1+r)^1 + CF2/(1+r)^2 + …   2. Select forecast period & period of steady state condition   3. Calculate/project the firms’ Unlevered Free Cash Flow (UFCF)

from EBIDTA (just look up Morning star)

  4. Discount each UFCF by WACC to the present value and add them

up.


  5. Terminal Value & Discount it   Perpetuity Growth Rate method: goes on forever   TV = (FCF n * (1+g)) / (r-g)   FCFn

= predicted UFCF of future year n   g = steady growth rate (SUBJECTIVE!)   r = WACC


Week 2 will be‌

Commodities Trading Fundamentals


Group time!   Time to discuss with your groups the investments

you want to pick for the Winter Commodities Challenge   Also, time to get acquainted with each other!


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