Take the tour 2014 v4

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Risk Type Compass速 THE TOUR

Geoff Trickey Psychological Consultancy

Risk Type Compass速 is a registered trademark in Europe: CTM No. 010726818


The Agenda • Measuring risk tolerance – the background • The importance of personality • The Risk Type Compass® model • Report structures • Risk Type Compass® practicalities

Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Introduction • Digging deeper than ‘surface’ attitudes to risk • Beyond simplistic Risk Taker/ Risk Averse approach • Reflects the actual complexity of risk dispositions • Assigns individuals to one of eight equally prevalent Risk Types

Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


The Importance of Personality • Our innate level of anxiety – our need for predictability, as well as our impulsivity and need for excitement – is reflected in our personality • These deeply rooted ‘tendencies’ determine our perception of risk, our reaction to risk, our willingness to take risks and influence decision making • Risk Type is central to our individuality and establishes a behavioral bias that is consistent and pervasive • Risk Type behaviour is moderated by exposure to risk, experiences that inform, familiarise and reduce uncertainty

Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Attitude + Personality Human factor risk has long been considered a matter of ‘risk attitude’ BUT: • Risk Attitudes (variable) – change continuously – influenced by campaigns (seat belts, drink driving, health issues etc). – financial risk attitudes changed dramatically 2008

• Risk Type (stable) – based on personality and stable over time – deeply rooted in genes & temperament – fundamental to individuality Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


The Risk Type Compass®Model • Risk Type - (Nature + Nurture) • Risk Attitude – (Experience + Exposure)

Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Why use the Risk Type Compass®? • Risk Type characteristics pervade all areas of life

• Brings conceptual clarity to the human risk factor • A model and the vocabulary required to share and communicate human risk issues in organisations • Enables managers to audit and balance teams or to select appropriate Risk Types for any role • Reminds risk managers of the bias inherent in their own Risk Type Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Risk Type

Geoff Trickey Psychological Consultancy

Eight risk types capture the features of personality concerned with risk

The Risk Type Compass® presents a continuous spectrum in which neighbouring Risk Types are similar and facing Risk Types are opposites

Markers (•) for extreme types are places at the outer edge, moderate types near the centre

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Eight Risk Types •

Excitable - Impulsive and unpredictable, they enjoy the spontaneity of unplanned decisions.

Intense - Anxious, alert to any risk and fearful of any threat to their precarious equilibrium. Passionate and self-critical by nature, they take it personally when things don’t work out.

Wary - Self-disciplined and cautious they put security at the top of their agenda, seeking to eliminate risk and to control people and situations to achieve that end.

Prudent -Very self-controlled and detailed in their planning, a strong preference for tradition and the familiar and can seem inflexible. They like to do things by the book.

Deliberate - Self-confident, systematic and compliant, they experience little anxiety and tackle risk and uncertainty in a business-like and unemotional way.

Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Eight Risk Types •

Composed - Cool headed, calm and unemotional, but at the extreme may seem almost oblivious to risk and unaware of its effect on others.

Adventurous - Impulsive and fearless. They combine a deeply constitutional calmness with impulsivity and a willingness to challenge traditional approaches.

Carefree – Impulsive, unconventional and at their best in fast moving situations, they are not good at detail. Their impatience and impulsiveness can lead to hasty and imprudent decisions.

The ‘Axial’ group show none of the extremes and are neutral with respect to Risk Types. They have a good appreciation of the variety of Risk Type dispositions and are a source of balance and mediation in any group.

Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Risk Attitudes

Geoff Trickey Psychological Consultancy

The Risk Type Compass® recognises the significance of current attitudes in influencing risk tolerance in different situations

Risk Attitude is current, influenced by events, experience or personal circumstances, it is an unreliable basis for prediction

Focus on the five key domains addressed by Risk Attitude research

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Risk Tolerance Index (RTi)

The Risk Type Compass速 generates a Risk Tolerance Index (RTi) based on Risk Type and position on the Risk Type Compass速 (i.e. strength of Risk Type), adjusted to reflect the variability of Risk Attitude across five key domains. Geoff Trickey Psychological Consultancy

Risk Type Compass速 is a registered trademark in Europe: CTM No. 010726818


Report Options • Personal Report • Risk Type Report (Risk Type only) • Investor and Financial Adviser Reports • Team Report Package Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


The Report Features • Clear introduction, type descriptions and supporting explanations designed for maximum accessibility • Graphic of Risk Type - each individual’s ‘compass’ position in relation to the 8 risk types • Graphic showing variability - the individual’s Risk Attitudes across a key sample of different risk domains • Graphic showing overall Risk Tolerance (RTi) Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


The Personal Report • Assigns individuals to their appropriate Risk Type • Considers Risk Attitude across five key domains • Calculates the individual’s Risk Tolerance Index (RTi)

Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Risk Type Report • Focuses on Risk Type only • Assigns individuals into one of the eight Risk Types • Calculates the individual’s Risk Tolerance Index (RTi) • Appropriate for surveys and organisational research

Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


The Investor Report • Follows same format as Personal Report • Guides investment recommendations • Impresses clients with professional level insights • Supported by the Financial Advisers Report (one page summary) Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


The Financial Adviser Report • One page summary of the individual’s Risk Type, Risk Attitude and Risk Tolerance • Includes implications for client Management • Support the financial advising process

Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Risk Type Team Package • Multiple assessments are plotted on the compass • The analysis looks for convergence and diversity • Group dynamic is considered in relation to Risk Type influence across the group • Receive Team and Individual workbooks

Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Practicalities • Fully automated reporting system • Online administration • 102 easy to answer questions about YOU* – ‘I am willing to try anything once.’ – ‘I am always careful to stick to the rules.’

• 10-15 minutes to complete *there are fewer items in the Risk Type Report assessment

Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Language availability • Reports: – English (UK) – English (US)

• Questionnaire: – English (UK) – English (US) – French Canadian – North American Spanish Geoff Trickey Psychological Consultancy

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


Any Questions? • Further information available from our website: http://www.psychological-consultancy.com

Call us on +44(0)1892 559 540 THANK YOU FOR YOUR TIME Geoff Trickey Psychological Consultancy Ltd.

Risk Type Compass® is a registered trademark in Europe: CTM No. 010726818


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