CIMB Niaga Presentation

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Bank CIMB Niaga Board of Directors Meeting: Strategic Alignment Workshop Hotel Dharmawangsa, Jakarta 24 – 25 September 2008 Day 1


Welcome Dato’ Mohd. Shukri Hussin CIMB, President Commissioner

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Creating Strategic Alignment & Creating Our Future Pak Arwin Rasyid, CEO Bank CIMB – Niaga Page  3


Workshop Agenda – Day 1 14.00 – 14.30

Welcome: Dato’ Shukri

14.30 – 15.00

Creating Strategic Alignment and Creating Our Future

15.00 – 15.30

4 Picture Introductions

15.30 – 15.45

Expectations and Concerns

15.45 – 16.00

Presentation of Executive Interviews

16.00 – 16.15

Discussion and Validation of Interview Findings

16.15 – 16.30

Break

16.30 – 17.30

Power of 3 Discussions

17.30 – 18.00

Geography of Trust Page  9


Workshop Agenda – Day 2 8.30 – 9.00

4 Picture Introductions (cont’d)

9.00 – 9.45

Review – Preview

9.45 –10.15

How Great Teams Work

10.15-10.30

Break

10.30-11.30

Plenary Discussion

11.30-13.00

Commit to Action: Initiatives and Priorities

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Objectives of this workshop

Objectives Discuss mission, vision and values required to drive growth and performance in Bank CIMB Niaga Explore issues and challenges around the top leadership team and what needs to be done the first year following the merger

Desired Outcomes Meeting of minds on:  What the top team hopes to achieve going forward as the new entity  Corporate philosophy, culture and values that are required to align Group and achieve desired vision and future

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Let me introduce myself…

Job Challenge

What I do for fun

Name:

Happiest moment in my life

Who I admire

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Expectations + Concerns?

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Our Expectations Of You…

 Mobile phones on silent  Punctuality  Be present  Be open and candid  Privacy and confidentiality of what other say

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Presentation of Executive Interview Findings

1. Team Dynamics 2. Differences in the two groups 3. Risks and Obstacles

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About the Interviews 10 Executive Interviews were conducted with individuals with selected Board of Directors and Board of Commissioners (in alphabetical order): 1.En Abdul Farid Alias 2.Pak Arwin Rasyid 3.Ibu Catherine Hadiman 4.Gan Pai Li 5.Pak Henk Mulder 6.Pak James Rompas 7.Dato’s Mohd Shukri Hussin 8.Pak Roy Tirtadji 9.Ibu Sri Hartini Urip Simeon 10.Ibu Thila Nadason

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1. Team Dynamics

 Board members are strong individuals, but weak as a team  Board members need to get over their differences some of which are ‘petty’  There seems to be a higher level of acceptance of each other compared to before  Directions and ambitions of new group are not clear yet  General desire of board members to move forward as a new entity

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2. Differences between Niaga and Lippo* NIAGA

LIPPO

Family culture, warm and nice

Entrepreneurial, sales-driven culture

Long-serving staff

New staff with diverse backgrounds

Standardized pay, high internal equity

Many special hires with higher pay

High team accountability but low individual accountability e.g. 90% of population’s performance rated satisfactory

High individual accountability e.g. 40% of population’s performance rated satisfactory

Low external orientation

Dynamic, agile, flexible to change

Strong credit and risk management culture

More ‘flexible’ rules and policies

Long-standing service quality

Straightforward and simple customer service

Caters to upper end of market

Caters mainly to low to mid-end Chinese businessmen

Reserved and polite communication

Direct and straightforward communication

BOC not involved in making executive decisions

BOC involved in making executive decisions

*Based on executive interviewees’ opinions on self and each other

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3. Risks and Obstacles

Catering to two different markets may result in loss of key customers

Potential Loss of key talent if:

 Salary harmonization not handled/communicated properly  Best jobs not reserved for best people, only those with connections  Lack of buy-in from Niaga employees on new business model  Immediate need to drive a strong HR agenda which is aligned with the business strategy

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Discussion and Validation of Interview Findings

 Do you agree with the findings?  If not, which points do you disagree with?  Did anything come as a big surprise?  Any other comments?

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BREAK

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Power of 3: Direction, Leadership, Environment & Values

Direction

 Alignment Coordination & Control

Accountability

External orientation

Leadership

Learning

 Execution Capability

Motivation

Environment & values

Source: McKinsey Global Organisation and Leadership Practice Page  22

 Renewal


Power of 3: Direction, Leadership, Environment & Values

Instructions: Form 3 Groups. Each group spends 20 minutes discussing one of the following topics. Make sure to flip chart your key points. Group 1 

Direction: 1. What is the direction/vision of Bank CIMB Niaga? 2. What are the barriers that may hinder our achievement of the direction/vision? 3. What are the priorities that need to be addressed for us to achieve our direction? 4. How can we ensure that the direction/vision for the bank is widely understood by employees?

Group 2 

Leadership: 1. What leadership skills and competencies are required by us/our leaders to lead the organization towards achieving its vision? 2. What are the barriers that may hinder our ability to build these skills and competencies? 3. What are the priorities that need to be addressed for us to build the necessary skills and competencies? 4. How can we ensure that we as a board are respected throughout the Bank and demonstrate inspirational leadership? Page  23


Power of 3: Direction, Leadership, Environment & Values Group 3 

Environment and Values: 1.What kind of culture and values do we want to build? 2.What are the barriers that may hinder the building of our desired culture and values? 3.What are the priorities that need to be addressed for us to build the desired culture? 4.How can we ensure that the culture and values we want are:  Clearly defined  Produces employee behavior that support our strategy  Helps recruitment and retention of us

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Geography of Trust

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Geography of Trust

3 types of trust: 1. Personal trust 2. Expertise trust 3. Structural trust 

Trust is dynamic: understand how your trust in others changes as your career progresses

Develop your ability to cultivate relationships along all dimensions of Trust

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Personal Trust  Trust at its most basic and widely understood  Develops in workplace because of shared tasks  Based on faith in a person’s character and integrity

Source: ©2005 Cambridge International Group Limited Page  27


Personal Trust  When you know the advice you’re getting is sound because of a person’s competence and knowledge in a specific subject area  Expertise trust focuses on the thinking abilities of someone else

Source: ©2005 Cambridge International Group Limited Page  28


Structural Trust When someone’s current or future position or role affects your confidence about how they deal with you Changes the most as you become more senior your position changes the dynamics between you Extent of structural trust is significantly influenced by an individual’s need to advance his goals, position, advocacy or self-interest

Source: ©2005 Cambridge International Group Limited Page  29


Evening Learning Experience ‘Two is Company’ Dinner Talk:  Should trust be given or earned?  What is our level of Personal, Expertise and/or Structural trust of each other?  If Trust does not exist how can we create levels of trust together?

HBR Reading  Leadership Development at Goldman Sachs by Boris Groysberg, Scott Snook (2006)  Discipline of Teams by Jon R. Katzenbach and Douglas K. Smith

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Dinner Groupings Pairs? (To ask Shukri)

O N DO

T N I T PR

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Bank CIMB Niaga Board of Directors Meeting: Strategic Alignment Workshop Hotel Dharmawangsa, Jakarta 24 – 25 September 2008 Day 2


Review and Preview

1. Day 1 content 2. Dinner Talk 3. Goldman Sachs Article: (Leadership Development at Goldman Sachs)

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Workshop Agenda – Day 2 8.30 – 9.00

4 Picture Introductions (cont’d)

9.00 – 9.45

Review – Preview

9.45 –10.15

How Great Teams Work

10.15-10.30

Break

10.30-11.30

Plenary Discussion

11.30-13.00

Commit to Action: Initiatives and Priorities

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How Great Teams Work

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Basics of a High Performing Team PERFORMANCE RESULTS

C A

Technical/ function Interpersonal

Mutual

Small number of people Individual

Y LIT BI TA UN

Problem solving

O C

LS L I K S

Specific goals Common purpose Meaningful purpose

COLLECTIVE WORK PRODUCTS

COMMITMENT

Source: The Wisdom of Teams; Jon R. Katzenbach Page  36

PERSONAL GROWTH


Six Elements of a Team

“A team is a small group of people with complementary skills who are committed to a common purpose, specific performance goals and common approach, for which they hold themselves mutually accountable for the team’s results.”

Source: The Wisdom of Teams; Jon R. Katzenbach Page  37


The Team Performance Curve

PERFORMANCE IMPACT

4. Real Team

1. Working Group Leap of faith required

5. High Performance Team Exceptional personal commitment required

3. Potential Team

TEAM EFFECTIVENESS

2. Pseudo-team The Wisdom of Teams; Jon R. Katzenbach

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The Team Performance Curve 1. Working Group  No significant performance need to become a team  No common purpose, performance goals, joint work-products that requires mutual accountability  Members share info, best practices, make decisions to help each other perform within his/her area of responsibility

2. Pseudo – Team  Could be a significant performance need, but not focused on achieving it  Weakest of all groups, contributes least to company’s performance  Sum of the whole less than the potential of the individual parts

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The Team Performance Curve 3. Potential Team  Significant performance need, and really trying to improve its performance impact  May require more clarity about purpose, goals, work-products, approach  Not yet established collective accountability

4. Real Team  Small number of people with complimentary skills who are equally committed to a common purpose, performance goals and common approach for which they hold themselves mutually accountable (2) Pseudo Teams

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The Team Performance Curve

5. High Performance Team  All the conditions of a Real Team Members are also deeply committed to one another’s personal growth and success Significantly outperforms all other like teams; outperforms all reasonable expectations given its membership

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The 5 Dysfunctions of a Team

Inattention to RESULTS

Status and Ego

Avoidance of ACCOUNTABILITY Lack of COMMITMENT Fear of CONFLICT Absence of TRUST

Source: Patrick Lencioni, 5 Dysfunctions of a Team, 2002

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Low Standards Ambiguity

Artificial Harmony

Invulnerability


The 5 Dysfunctions of a Team

Dysfunction 1: Absence of Trust 

Dysfunction 2: Fear of Conflict 

No conflict  No commitment to decisions  Environment of ambiguity

Dysfunction 4: Avoidance of Accountability 

Leads to sub-optimal decision-making

Dysfunction 3: Lack of Commitment 

Occurs when members are reluctant to be vulnerable with one another

No Commitment to clear plan of action  No peer-to-peer accountability for performance and results

Dysfunction 5: Inattention to Results 

No peer-to-peer accountability  Rise of individualism  Collective results suffer

Source: Patrick Lencioni, 5 Dysfunctions of a Team, 2002

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BREAK

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Plenary Discussion: Discipline and Dysfunction of Teams

 What we look like as a team  What kind of Team are we?  Which dysfunctions do we have as a team?  What other barriers are there to becoming a high performance team?

 Team behaviors/protocol/ decorum  What kind of behaviors should we stop?  What kind of behaviors should we start?  What are basic team rules/protocol we need to agree on and abide by? (E.g. disagreements, problem-solving)

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Commit to Action: Initiatives and Priorities for 1st Year

Action

Who

Accountable

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When


Next Steps

 Follow up on action plan during next Board Meeting / retreat  Talent assessment for mission critical positions in Bank CIMB Niaga

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