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We are not alone in the universe. A few years ago, this notion seemed farfetched; today, the .existence of nttaterrestrial intelligence is taken for granted by most scientists. Sir Bernard Lovell, one of the world's leading radio astronomers, has calculated that, even allowing for a margin of error of 5000%, there must be in our own galaxy about 100 million stars which have planetsofthe right .chemistry, dimensions, and temperature to support organic evolution. If we consider that our own galaXy, the Milky Way, is but one of at least a billion other galaxies similar to ours in the observable universe, the number of stars that could support some form of life is, to reach for a word, astronomical. As to advanced (by miserable earth standards> forms of life, Dr. Frank D. Drake of the National Radio Astronomy Observatory at Green Bank, West Virginia, has stated that, putting all our knowledge together, the number of civilizations which could have arisen by now is about one billion. The next question is, "Where is everybody?" The nearest neighbor to our solar system is Alpha Centauri, only 4.3 light years away; but, according to Dr. Su-Shu Huang of the National - Aeronautics and Space Administration, its planetary system is probably too young for the emergence of life. Two other heavenly friends, Epsilon Eridani and Tau Ceti, about 11 light years away, are stronger contenders for harboring life. ~~vertheless, if superior civilizations are abundant, the nearest would probably be at least 100 light years away; therefore, it would take 200 years for a reply to be forthcoming, a small matter of seven generations. This should, however, make little differenceto us, in view of the enonnous potential gain from our contact with a superior civilization.' Unless we're terribly conceited (a very unscientific demeanor), we must assume that the "others" are far more advanced than we are: Even a.50-year gap would be tremendous; a 500=year gap.staggers the imagination, and as _ I The substance oC this article was p~nted at a panel discussion of the same tide during the 1205 IEEE Conference on ~h1itary Electronics held in Washington, D. C., on 23 ~te::lber 1965. :&!sides the ~uthor as cryptologist, the other memb!rs of the panel were Dr. Paul Garvin, linlUist; Dr. John C. Lilly. delpbinolocWt; Dr. Wilaam O. na.. • . ph)"Sic:ist; aDd Fr. FrancisJ. Heyden, S. J., astronomer, .. The mo9t:rat9r...-as Dr. Harold Wooster. Director of Information the Air Force Offic:e of Scientific Research. . - Servicesof . .
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-"for .. • way, .. behmd us, forget it!) .:It is quite possible that '.'others'.' have satellite' '. •. ' prC??es in space, retransmi~ to .. theIn'~;, anything that sounds non- '~: .. :random to the probe. ' But they have probably' called us several ~ . thou~d years ago, and are waiting for an answer; or worse yet. they .
% In this eenaeetien, Professor 1000f Shklo\'sky, Russia·s cratest radio astronomer bas the ioIlov.'ing to say in the September 1965issue of Sornet Liic " • "Profo~nd crises lie in wait (or a developin: chilization aad CIIle oCthem may well prove ral3l. We are a1reaciy famiJiar with several such critical (situatiaas): . (a) ~~-destNctiol1"an ~t oC a thennoDuclear catastropbeor _ od.r discxn'el1 .. wruchIDa}' have UDpredictahlemd uncontrollable ~
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. between; when these signals are a' , . .'..~,!ould·~~w a circle, the Pythagor : design. These attention-getting ~ . "language lessons," interspersed wi . - :k~p bring us up to the level of our s It may be assumed that the sr possessed by all higher forms of Ii j could thus be greatly simplified 1 - representation such as that of a te~ held at Green Bank in 1961 to disci. with other planets, one of the pan up a hypothetical message on ti consisting of 1271 binary digits OT 1271 has but two prime factors, 3: to write out the message in raster in 31 lines of 41 bits each; the latte ness in the patterns disclosed, in dimensions. In Fig. 2 is the writ binary l's have been replaced by a Now for its interpretation. There are dots at the four COl points, marking the outlines of th representation of the sun;. directl; representing 8 planets, identified } their left, preceded by a binary r legged beings illustrated are obvk hand of the male figure points to parently reside. At the top of tho tions of hydrogen, carbon, and chemical structure of life on their third planet there emerges a wavy water; the representation of a fish: _ iPd the~(o.re have space travel. to a six (preceded by the usual b there' afe six fingers on each har their number system is probably ! female figure may be seen a bracke binary form (preceded by a binar-
have given up; or, more probably, ·they have reached such impressive technological advances that they have destroyed themseives.! Epsilon ~ridani and Tau Ceti were the targets OD which Dr. Drake focussed. hIS attention in ~qe sp'ririg_of'1960 in Project Oima an attempt to detect possible intelligent signals from outer space, :a.The _. _. frequency selected for listening was 1420.405752 megacycles per second, or a wave length of ~l em. This particular frequency, pastul~ted .indep~dently by two professors on the faculty of Cornell Um.ve:S1ty, GIuseppe Cocconi and Philip Morrison, happens to be the ~adlatlon frequency of atomic or free hydrogen which permeates space In great clouds; moreover, this frequency is within the ranee of radio frequencies able to pass through the earth's atmosphere...Pre~uma?ly, the. significance of this frequency would be known to other l~~ellige~t beings in th~ universe who understand radio theory. We're s~111 .talking ~bo~t radio waves as the communication medium; other possible media might be masers; lasers, or the as·yet undiscovered and unnamed "rasers," A .technology superior to ours might even have lea~ed how to modulate a beam of neutrinos (weightless, uncharged pa~les that physicists on earth find it difficult even to detect)· if so "they" may have to wait a century or two before we learn how ~ build a neutrino receiver. If another civilization were tl)ing to establish communication with us, it would first embark on attention-getting signals of such a nature that we could distinguish them from random cosmic noise' once we receive a recognizable signal, we have a good chance of und~tanding the message. For example, they could start with trains of simals ccrresponding to the natural numbers I, 2, 3, ••• , followed perhaps b.y prune numbers. They might continue with equal-length extended . - - -signalsconsisting of start and ~op'i:mpulses,"With occasional pulses in ....
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. aern" anything that sounds non-__ .. ave ·probably called us several for an answer; ·or worse yet, they . ey have-reached such impressive -.: ~ destroyedthemselves," .'::. ,.::::. .:-...': .. the ·whiCh Dr.' Drak~·· .-. ~ of -1960 in Project OZma,· an- .' signals from outer space. The 1S 1420.405752 megacycles per This particular frequency, posssors on the faculty of Cornell .ilip Morrison, happens to be the hydrogen which permeates space quency is within the range of h the earth's atmosphere. Preuency would be known to other .mderstand radio theory. We're ~ communication medium; other " or the as yet undiscovered and perior to ours might even have ieutrinos (weightless, uncharged it difficult even to detect); if so, :wo before we learn how to build ~.
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o establish communication with -getting signals of such a nature random cosmic noise; once we a good chance of understanding ild start with trains of signals I, 2, 3, ... , followed perhaps inue with equal-length extended pulses, with occasional pulses in ky, Russia's :;reatest radio astronomer, ".Xe of Souid Life: ::li::ation and one of them may prove critical [situation.'l}: . - -- ear eatastrepbe or some other di!co\"ely :ol1abi~ conseQuences. .
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be~ween; when these signals are aligned Bush over one another, they _. ~ .. would show a circle, the Pythagorean Theorem,' or similar geometric design. : These attention-getting signals ..would be followed by early "language lessons," interspersed with .it.emS of technical information to . . , ..help bring us up to the level of our superiorS, "them.n.,o _ . . ' ..-:; .: ,It. be assumed ·thatthe sense of sight~-ot an- equivalent, .~ . _.~ .. possessed by an higher forms of life; the problems of communication could thus be greatly Simplified through the medium of a "raster" representation such as that of a televisjonJS..een. After a conference held at Green Bank in 1961 to discuss the possibility of communication with other planets, one of the p~cipants, Bernard M. Oliver, made up a hypothetical message on the raster principle. The message, consisting of 12'11 binary. digits or "bits,His shown in Fig. 1. Since .. 1271 has but. two prime factOlS, 31 and 41, we would naturally be led to write out the message in raster form, in 41 lines of 31 bits each, or in 31 lineS of 41 bits each; the latter case reveals a greater nonrandomness in the patterns disclosed, indicating that these are the correct dimensions. In Fig. 2 is the write-out of the message, in which the binary 1's have been replaced by a dot and the O's left as blank spaces. Now for its interpretation. There are dots at the four comers of the pictogram as reference points, marking the outlines of the rectangle, At the upper left is a representation of. the sun; directly underneath in a column are dots representing 8 planets. identified by the appropriate binary coding to their left, preceded by a binary point as a markere- - The erect, twolegged beings illustrated are cbviously..bisexual and mammalian; one handof the male figure points to the fourth planet where they apparenily reside. .At the top of the pictogram may be seen representations of hydrogen. carbon, and oxygen atoms, indicating that the chemical structure of life on their planet is similar to ours. From the third planet there emerges a wavy line, showing that it is covered with water; the representation of a fish shows that they must have visited us and therefore have space travel. One hand of the female figure points to a ~ (preceded by the usual binary point), perhaps implying that there are six fingers on each hand; we could therefore assume that their number system is probably to the base 12. At the right of the female figure may be seen a bracket, in the middle of which is eleven in binary form (preceded by a binary point}: this implies that the "beings . ~_._ are 11 units high. A reasonable interpretation is that the unit is 21 em.• the wave length of the transmission. making them about 7 ~-:! feet tall, which should be all right for average Martians. In 1952 the British mathematician Lancelot Hogben delivered an address before the British Interplanetary Society entitled "Astraglossa, . or F~ Steps in Celestial Synt8:t.'~ Hogben pointed out that number
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Even right after this first meso with that planet, we shall have ( Fermat's Last Theorem, Golc unsolved problems in mathem: not be difficult for "them" to d nological superiority (first of ,. able to call us!). If "they" bstructure constant," they are at five for sure, suspect the sixth, ratio, among others, of the spec electron; it may take a century And after we resolve our pre." appropriate to. make discreet harmony and peace with our fe' otherwise ingested by the su: fortune to contact us. But as (and generations of his descend:
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the integer 2, ••• , J the integer theie~are introduced symbols fQr in teaching. us their mathemat addition, subtraction, multiplier . ~ and the concept of zero; lnequa roots; and definitions of .... and new to the 31 symbols recoveree most beautiful concepts in pure if they can teach us' such a-combe staggered by what they will transmission. Beginning with cluster concepts are introduce. transmission (30), we now are ui pure Venerean. Furthermore, the code they are using on us thousands upon thousands of this is easily appreciated by an. the meaning of all 30 transmissii
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UNCLASSIFIED .EXTRATERRESTRIAL INTELLIGENCE the integer 2, •.• , J the integer 10. In .the first twenty transmissions there are introduced symbols fQr theintroductory expository treatment in teaching us their p:18.thematics~ Among the items treated are: addition,suotraCtion, multiplication~ and division; .decimal notafion , .. ' ,. and the conCept of zero; inequalities and apprg,rimation; powers and rand e: ,Transmission (21) adds nothing . roots; and definitions new to the.31 symbols recover~4 t}lUS far, but it does quote o,ne of the most beautiful concepts in pure mathematics: they are telling us that, . if they can teach us suCh a complex noticiin.t this early stage, we will be staggered by what they will teach us by the 200th or the 2000th transmission. Beginning with itransmission (22), words and wordcluster concepts are introduced, so that by the time we come to tranSinissioD (30), we now are understanding; iIl'a:-iDaiUier of Speaking,-pure Venerean. Furthermore, we can now see how we could recov er the code they are using on us, and which will obviously consist of thousands upon thousands of code groups with different meanings; this is easily appreciated by anyone who takes the trouble to fathom the meaning of all 30 transmissions in the foregoing example.'
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from this example of 'Pace communication. let the
reader iOnDuWe these two questions directly for L-.msmission to "them... in a clea= and compact form; the solutions appear on PC. 109. For the reader who is a little rusty on classicUDSOh-ed problems in mathematics, Fermat's Last Theorem stares that DO integ!'31 ,,-a!ues of z, Y. and z can be fouDd to satisfy the equation :J!' + l' - z' _ if It is aD int.e:er:reater thaD 2; GcMdbIcl1'i ''nOtorious'' COIljec:tUre ("DOtorious" only because other mathemaci~ fa.iled to make the conjecture themselves) states that every even number :rater ~ 2 CIlD be a:pnssed as the sum of two primes.
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Even right after this first message, if we are in direct communication with that planet, we shall have questions to put to "them ": the proof of Fermat's Last Theorem, Goldbach's conjecture,' and many other unsolved problems in mathematics and the natural sciences. It will not be difficult for "them" to demonstrate their intellectual and technological superiority (first of' all, don't forget it was they who were able to call Us!).' If ..they" but know the seoentk digit of the "fine .structure constant," they are ages ahead of us (we know only the first five for sure, suspect the sixth). This number, 137.039 ... , is the ratio, among others, of the speed of light to the speed of the hydrogen electron; it may take a century to calculate this constant to 9 digits. And after we resolve our pressing scientific questions, it might be appropriate to make discreet inquiries as to how we could live in harmony and peace with our fellow man-that is, if we aren't eaten or otherwise ingested by the superior civilization that had the good fortune to contact us. But as far as the cryptologist is concerned, he (and generations of his descendants who might experience the supreme
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-emu of their lives when we hear from Clthem") must keep a level head, not- get excited, and be- prepared to cope with problems the like of
.:..wliich he has never seen-:out of this world, so to speak.
Electronir
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BY JOHN Tapt:: INTRODUCTION
Calligraphy, the art of produ familiar term in the English Ian; letters in its alphabet, English! manual or mechanical. Slight : tions have little effect on legib texts are easily obtained due to All that is necessary is a unique ~ it is a typewriter key or a COe English requires only that a sig1 . letter. The Morse and Baudot suIt of.such transmissions is eas Generally speaking, most alp; graphic problems. However, Sf graphic in nature. Such langue sent some idea or thing. Altho rules of formation, the number often ver y large. For exampl thousand unique ideographs. 11 as a single element. The followi lar symbols with very dissimilar r
Character
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