Nys dfspart500 cyberregs

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NY CYBERSECURITY REGULATIONS What EVERY Organization Needs to Know

A new regulation was put in place in the state of NY and your business is required to comply, or pay fines.

Who does it apply to? ALL entities regulated by the Department of Financial Services (DFS) BUT limited exemption applies to covered entities with: Fewer than 10 NY-based employees (including independent contractors and affiliates) OR Less than $5 M in gross revenue from New York business operations OR

If you qualify for the limited exemption, you must file a notice with the DFS within 30 days of determination that you are exempt. In the event you cease to qualify as of most recent fiscal year end, you then have 180 days from fiscal year end to comply

Less than $10 million in year-end total assets Employees, agents, representatives or designees of a covered entity A covered entity that does not directly or indirectly control any information systems

Effective & Compliance Dates Transitional periods for individual parts of the regulation:

Regulation effective date: March 1, 2017

September 1, 2017

March 1, 2018

September 1, 2018

March 1, 2019

Compliance dates - color legend for requirements below

All organizations (including those with limited exemption) must: Establish a security program and implement cybersecurity policies

Limit and periodically review access privileges

Provide notice to Superintendent of a cybersecurity event

Conduct periodic risk assessments

Establish policies for disposal of nonpublic information no longer needed

Implement policies & procedures to secure information accessible to third party service providers


In addition, those who do NOT qualify for the limited exemption must also: Employ cybersecurity personnel

Develop an incident response plan

Designate a Chief Information Security Officer (CISO)

Establish multi-factor authentication Conduct penetration testing and vulnerability assessments

Train employees and monitor authorized users

Establish procedures and guidelines for in-house developed applications

Encrypt data at rest and in transit

Establish an audit trail

How do you accomplish this for your organization? Absolute Logic's CyberGuard program has the expertise and tools needed to help any organization meet the obligations of the regulation. Learn more at absolutelogic.com/cyberguard

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John Solovei President | Mather & Pitts Insurance

Absolute Logic

protectme@absolutelogic.com

Christopher B. Weldon, Esq. Partner | Keidel, Weldon & Cunningham, LLP

www.absolutelogic.com

855-255-1550


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