Mohawk RIC Vendor Management Plan

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MORIC PLANS TO MATURE AND SCALE THE REGIONAL VENDOR MANAGEMENT PROGRAM

The MORIC maintains a Vendor Management Program (VMP) to reduce vendor risk, optimize products’ performance, drive technology innovation, and support effective stewardship of K-12 funds. This program is targeted at addressing needs related to the MORIC’s services. In NYS, school districts access many products by participating in services offered by BOCES and RICs. The MORIC offers a variety of technology and data services, that involve vendor relationships, to support the needs of 4 BOCES and 49 school districts. Additionally, districts from outside of the region can participate in the Mohawk RIC’s services through a cross-contract process. As school districts have common needs across the state, many of the same products are supported by the 12 RICs and 37 BOCES. As a result, the MORIC’s VMP leverages centralized structures to address certain scopes of work. These structures support improved outcomes and decrease costs. Currently, new centralized RIC One structures are being developed and tested. These new RIC One Risk Operation Center (ROC) structures are changing the primary entities responsible for each function. As a result, the diagram below illustrates the core elements of MORIC’s future Vendor Management Program. While primary entities are identified, MORIC will also use local procedures and staff to address unique local needs for all functions.

MORIC’S VENDOR MANAGEMENT PROGRAM PENDING A SUCCESSFUL RIC ONE ROC PILOT

STRATEGIC SOURCING

CONTRACTS

MANAGEMENT

AND SELECTION PROCESSES

Strategic Sourcing and Procurement involves leveraging policies and processes to obtain technology and IT services in compliance with state laws and best practice.

Contract Management involves negotiating terms that address legal and regulatory requirements. Additionally, other terms are negotiated to mitigate risk.

SERVICE AGENCY STRUCTURES

As school districts access products by participating in RIC services, unique vendor management structures are needed. Service Agency Structures are used to support the development and maintenance of these multi-party relationships.

Risk Management involves implementing processes to minimize risks associated with products and vendors. Processes are used to influence vendors’ cybersecurity postures, the quality of products, and vendors’ plans for existing and new solutions.

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MORIC FUNCTION RIC ONE ROC FUNCTION BOCES/RICs CONTRACTS CONSORTIUM FUNCTION
FUNCTIONS
PURCHASE AND PAYMENT PROCESSES $ $
DATA
PRIVACY AGREEMENTS (DPAs)
RISK
DATA PROTECTION RISK MANAGEMENT PERFORMANCE RISK MANAGEMENT VALUE RISK MANAGEMENT LEA ONBOARD AND OFF-BOARD PROCESSES ONGOING LEA SUPPORT AND TRAINING STRUCTURES
MANAGEMENT
VENDOR
315-361-2700 www.moric.org 4937 Spring Road Verona, NY 13478 SOLICITATION
MASTER
DUE DILIGENCE DATA PROTECTION
MOHAWK RIC
MANAGEMENT PLAN
SERVICE AGREEMENTS (MSAs)
PROCESSES

Boards of Cooperative Educational Services (BOCES) were created by the New York State legislature to provide shared educational programs and services to school districts within the state. Some BOCES house a division called a Regional Information Center (RIC). RICs provides shared technology and data services. While each RIC is housed within a BOCES, most RICs provide services to districts in more than one BOCES region. The Mohawk Regional Information Center (MORIC) is a division of Madison-Oneida BOCES (MOBOCES). MOBOCES is one of the state’s 37 BOCES and MORIC is one of the state’s 12 RICs. As the MORIC, a division of one BOCES, services four BOCES, governance structures are complex. Additionally, as the RIC collaborates with other RICs to address growing vendor needs, governance structures are being matured and developed to address these partnerships to manage common vendors and products. The diagram below illustrates the complex ecosystem of laws, governance structures, and management structures that impact the MORIC’s Vendor Management Program.

• APPROVE NEW FUNCTIONS

• APPROVE VENDOR SCOPE AND TIERING CONTRACTS COLLABORATIVES

• MANAGE RFP AND MSA FUNCTIONS

• MANAGE VENDOR BOCES/RIC TRAINING MOHAWK RIC MANAGEMENT

ADMINISTRATION

• ADDRESS SPVM1 NEEDS (PEOPLE, PROCESS, AND TECHNOLOGY)

1 SOURCING, PROCUREMENT AND VENDOR MANAGEMENT

SPVM1 LEADERSHIP

• MANAGE AND SCALE MORIC’S

- - 4 LAWS FINANCIAL LAWS • GENERAL MUNICIPAL LAW • STATE FINANCE LAW • NYS EDUCATION LAW $ BOCES LAW NYS EDUCATION LAW SECTION 1950 TECH/DATA LAWS • NYS TECHNOLOGY LAW • NYS EDUCATION LAW 2-D • FERPA (FEDERAL)
PPRA (FEDERAL) STATE AND AGENCY GOVERNANCE NYSED / BOARD OF REGENTS ESTABLISH EDUCATION REGULATIONS MANAGE CO-SER / BOCES AID SYSTEMS APPROVE REGIONAL TECHNOLOGY PLANS APPROVE INSTALLMENT PURCHASES MOBOCES BOARD
ADOPT POLICIES
APPROVE AGREEMENTS (INCLUDING VENDOR MSAs AND RIC/BOCES RESOLUTIONS) MOHAWK REGIONAL GOVERNANCE 793 COMMITTEE
MAINTAIN AND MONITOR REGIONAL TECHNOLOGY PLAN
APPROVE REGIONAL TECHNOLOGY STANDARDS BUDGET COMMITTEE
APPROVE MORIC BUDGETS AND ALIGNED SERVICE RATES
APPROVE NEW SHARED INVESTMENTS COLLABORATIVE GOVERNANCE RIC ONE ROC
MANAGE AND SCALE RIC ONE ROC FUNCTIONS
VENDOR MANAGEMENT PROGRAM
SOURCING, PROCUREMENT AND VENDOR MANAGEMENT
GOVERNANCE, AND MANAGEMENT MOHAWK RIC VENDOR MANAGEMENT PLAN 315-361-2700 www.moric.org 4937 Spring Road Verona, NY 13478
1
LAWS,
IMPORTANT MOHAWK RIC GOVERNANCE AND LEADERSHIP STRUCTURES

Heather Mahoney

hmahoney@moric.org

Amanda Palmer Assistant Director apalmer@moric.org

Andrea Kinney Business Office akinney@moric.org

mrocker@moric.org

Kipers School Attorney kkipers@moboces.org

Amanda Palmer Assistant Director apalmer@moric.org

Maria Rocker Assistant Director mrocker@moric.org

Kristine Kipers School Attorney kkipers@moboces.org

Maria Rocker Assistant Director mrocker@moric.org

Ryan Mahoney

Data Protection Leader rmahoney@moric.org

Chris Grieco

Applications Leader cgrieco@moric.org

Eric Feola Assistant Director efeola@moric.org Amanda Palmer Assistant Director apalmer@moric.org

Dan Potter

Technical Leader dpotter@moric.org

Mahoney Executive Director hmahoney@moric.org

Heather Mahoney Executive Director hmahoney@moric.org

Maria Rocker Assistant Director mrocker@moric.org

Executive Director hmahoney@moric.org

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MOHAWK RIC VENDOR MANAGEMENT PLAN 315-361-2700 www.moric.org 4937 Spring Road Verona, NY 13478 MORIC EXECUTIVE DIRECTOR AND ASSISTANT DIRECTORS - HOLISTIC VENDOR MANAGEMENT LEADERSHIP STRATEGIC SOURCING LEADERSHIP CONTRACTS MANAGEMENT LEADERSHIP SERVICES MANAGEMENT LEADERSHIP DATA PROTECTION RISK MANAGEMENT LEADERSHIP PERFORMANCE AND VALUE MANAGEMENT LEADERSHIP
MORIC’S SPVM TEAM
Amanda Palmer Assistant Director
Maria Rocker Assistant Director
Executive Director
Eric Feola Assistant Director efeola@moric.org
apalmer@moric.org
BOCES ERIE 1 CONTRACTS CONSORTIUMS BOCES ERIE 1 CONTRACTS CONSORTIUMS RIC ONE RISK OPERATIONS CENTER (RIC ONE ROC) RIC ONE RISK OPERATIONS CENTER (RIC ONE ROC)
Kristine
Heather Mahoney
Heather
RIC One ROC Executive Team Member RIC One ROC Project Sponsor MORIC Vendor Management Lead MORIC Erie 1 Primary Contact MORIC Strategic Sourcing Lead Contracts Management Lead Service Management Lead Data Protection Lead Administrative Applications Lead Service Satisfaction Lead RIC One ROC Primary Contact RIC One ROC Primary Contact

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