Spotlights BOOKSTORE
January 2013
International Professional Practices Framework (IPPF) 2013 Edition
The Marketing Strategy: A Risk and Governance Guide to Building a Brand
10% OFF
10% OFF
Use source code IPPF2013. See page 11 for more details.
Use source code BRAND. See page 4 for more details.
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Combined Assurance: Case Studies on a Holistic Approach to Organizational Governance
10% OFF Use source code COMBINE. See page 5 for more details.
Sawyer’s Guide for Internal Auditors 6th Edition
10 Key Techniques to Improve Team Productivity
Item No: 1099 Member Price: $175 / Nonmember Price: $225
Item No: 1088 Member Price: $45 / Nonmember Price: $55
Clarity, Impact, Speed: Delivering Audit Reports That Matter
Auditing Social Media: A Governance and Risk Guide
Item No: 1085 Member Price: $55 / Nonmember Price: $65
Item No: 1081 Member Price: $39.95 / Nonmember Price: $49.95
Advancing Organizational Governance: Internal Audit’s Role
Improving Board Risk Oversight Through Best Practices
Item No: 1086 Member Price: $60 / Nonmember Price: $70
Item No: 5019 Member Price: $25 / Nonmember Price: $45
Strategies for Small Audit Shops, 2nd Edition
Auditing Employee Management
2013
l0 BEST SELLERS
Item No: 1076 Member Price: $45 / Nonmember Price: $55
Using Surveys in Internal Audits Item No: 1067 Member Price: $45 / Nonmember Price: $55
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The IIA Research Foundation Bookstore Spotlights
Item No: 1096 Member Price: $45 / Nonmember Price: $55
Implementing the International Professional Practices Framework, Updated 3rd Edition Item No: 1020 Member Price: $55 / Nonmember Price: $65
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SMALL STEP FOR INTERNAL AUDIT
RESEARCH AND EDUCATION
GIANT LEAP FOR THE PROFESSION
For more than three decades, The IIARF has been a powerhouse of information that empowers internal audit practitioners. As the research arm of The IIA, The Foundation provides groundbreaking research conducted by thought leaders in the profession. Through initiatives that explore current issues, emerging trends, and future needs, The IIARF has been a driving force behind the evolution of the profession and delivered:
• Hundreds of research reports covering the full spectrum of issues facing the profession. • Over 400 internal audit publications, tools, and reference materials accessible through The IIARF’s Bookstore. • Unprecedented global research that can be leveraged for future projects — for example, the Common Body of Knowledge (CBOK) Study. • Grants and awards that support research by students, educators, IIA chapters and Institutes, and other curious minds looking to make a meaningful contribution to our profession.
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NEW PRODUCTS
Enterprise Risk Management: Achieving and Sustaining Success This book provides a roadmap for all internal auditors, regardless of their ERM expertise, to translate complex ERM concepts into concrete guidance. Item No: 1117 Member Price: $95 / Nonmember Price: $120
Auditing Outsourced Functions: Risk Management in an Outsourced World Whether you are an auditor, manager, or executive, Auditing Outsourced Functions offers the perspective you need in today’s outsourced world. Item No: 1108 Member Price: $45 / Nonmember Price: $55
10 Key Techniques to Improve Team Productivity Follow a lifecycle approach, from hiring to recognizing team members, the book shows how effective internal audits result from effective teamwork.
The Marketing Strategy: A Risk and Governance Guide to Building a Brand In this book, Peter Scott and Mike Jacka, leading experts on social media compliance and coauthors of Auditing Social Media: A Governance and Risk Guide, explain how two opposites — marketing and internal auditing — can work together to drive an organization’s marketing success. Item No: 1125 Member Price: $45 / Nonmember Price: $55 10% Off – Use source code BRAND.
Item No: 1088 Member Price: $45 / Nonmember Price: $55
CIA Model Exam Questions – English CD-ROM Provides the underlying concepts of the exam objectives with detailed explanations of each question which will enable you to understand why answers are correct or incorrect. Item No: 1091 Member Price: $35 / Nonmember Price: $55
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The IIA Research Foundation Bookstore Spotlights
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* Prices are subject to change.
NEW PRODUCTS
Sawyer’s Guide for Internal Auditors, 6th Edition This 6th edition is a 3-volume set, making the content more navigable for the reader, and each volume includes an index and glossary for easy reference. Item No: 1099 Member Price: $175 / Nonmember Price: $225
The Practitioner’s Blueprint to Construction Auditing The book provides best practices for auditing the construction project life cycle, explain key concepts, risks, and controls. Item No: 1105 Member Price: $65 / Nonmember Price: $85
Clarity, Impact, Speed: Delivering Audit Reports That Matter Sally Cutler updates report-design and report-writing techniques, enabling you to construct clear and persuasive audit reports that address current and emerging demands. Item No: 1085 Member Price: $55 / Nonmember Price: $65
Green IT Opportunities for Internal Auditors Download PDF This research outlines how companies can reduce operational costs, be socially responsible and comply with government regulations.
Combined Assurance: Case Studies on a Holistic Approach to Organizational Governance For the first time, internal audit researchers have provided an in-depth look at how six multinational organizations are in the process of implementing and benefiting from combined assurance. The report provides critical success factors, methods to overcome challenges, and leadership strategies for internal audit. Item No: 5023 Member Price: $35 / Nonmember Price: $45 10% Off – Use source code COMBINE.
Item No: 5017.dl Member Price: $0 / Nonmember Price: $25
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FEATURED BOOK
Obtain the Perspective You Need in Today’s Outsourced World!
Auditing Outsourced Functions: Risk Management in an Outsourced World Many organizations have been impacted through the failure of an outsourced vendor. During the post-analysis, internal auditors and senior management were often surprised to discover which functions were outsourced and the significant risks that had not been part of the risk assessment. They learned the hard way that outsourcing can cause much of an organization’s enterprise to fall outside of direct control of management. Numerous outsourcing problems could be alleviated if the internal auditors’ knowledge and risk management skills were leveraged throughout the outsourcing cycle. Unfortunately, internal auditing is usually pulled into outsourcing arrangements after a decision is made or when a serious problem has occurred.
Item Number: 1108 Member Price: $45 Nonmember Price: $55 25% OFF - Promotion Code: OUTQR
Here are key considerations that internal audit should address — before, during, and after outsourcing arrangements are made: The Outsourcing Strategy • Is it advantageous for the company to outsource that business process? • Has the company considered all alternatives to outsourcing? The Cost Benefit Analysis for Specific Processes • Does it make true economic sense to outsource the process, taking into account the increased cost of monitoring, management, assurance, and reporting? • Can management and audit rely on some of the control infrastructure supplied by the vendor? • Are all costs to the client considered in the analysis? The Contract Development Process • Does the right to audit the outsourcing supplier exist? • Are there clear contract clauses that require specific performance monitoring? The Monitoring Phase • Is there a systematic audit program in place by the supplier to ensure control objectives and contract compliance?
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Audit Management & Practice
Board Effectiveness What Works Best™, 2nd Edition
Auditing Human Resources, 2nd Edition
Item No: 5020 Member Price: $55 Nonmember Price: $65
Item No: 1034 Member Price: $45 Nonmember Price: $55
Evaluating and Improving Organizational Governance
Auditing International Entities, 2nd Edition
Item No: 1074 Member Price: $55 Nonmember Price: $67
Item No: 1058 Member Price: $45 Nonmember Price: $55
Audit Committee Effectiveness What Works Best™, 4th Edition
Auditing Social Media: A Governance and Risk Guide
Item No: 5000 Member Price: $65 Nonmember Price: $85
Item No: 1081 Member Price: $39.95 Nonmember Price: $49.95
Auditing Compensation and Benefits Programs Item No: 1063 Member Price: $45 Nonmember Price: $60
(Practice Guide) Chief Audit Executives Appointment, Performance Evaluation, and Termination Download PDF Item No: 2033 Member Price: $0 Nonmember Price: $25
A Balanced Scorecard Framework for Internal Auditing Departments Item No: 414 Member Price: $50 Nonmember Price: $65
Audit Planning: A Risk-Based Approach Item No: 6024 Member Price: $68.95 Nonmember Price: $73.95
Advancing Organizational Governance: Internal Audit’s Role Governance, which includes the important subsets of risk, control, and compliance, is the “space” in which internal audit plays. There are tremendous opportunities for internal auditors to add value to their respective organizations through work they can perform in advancing organizational practices. Author P. Dean Bahrman, CIA, provides “how to” guidance and tools on: • Internal audit’s role in providing assurance design and operating effectiveness. • Key risks and audit steps to take when gathering evidence. • Using capability maturity models. • Managing risk. • Other roles internal audit may fill. Item Number: 1086 Member Price: $60 Nonmember Price: $70
Auditing Leadership: The Professional and Leadership Skills You Need Item No: 6091 Member Price: $52.95 Nonmember Price: $52.95
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Audit tools
The Practitioner’s Blueprint to Construction Auditing When you are faced with auditing a construction project, you probably wish that you had access to an experienced construction auditor who could shed some light on this complex field. The Practitioner’s Blueprint to Construction Auditing provides just that. Item No: 1105 Member Price: $65 / Nonmember Price: $85
IFRS Implementation: Best Practices for Assurance of Organizational Value
Auditing Human Resources Item No: 1034 Member Price: $45 / Nonmember Price: $55
Item No: 5022 Member Price: $35 / Nonmember Price: $45
Conflict Management and Negotiation Skills for Internal Auditors Item No: 1019 Member Price: $75 / Nonmember Price: $95
Clarity, Impact, Speed: Delivering Audit Reports That Matter Item No: 1085 Member Price: $55 / Nonmember Price: $65
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The IIA Research Foundation Bookstore Spotlights
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Internal Auditing: Assurance and Consulting Services, 2nd Edition Item No: 1023 Member Price: $105 / Nonmember Price: $135
Enterprise Risk Management: Achieving and Sustaining Success. Item No: 1117 Member Price: $95 / Nonmember Price: $120
* Prices are subject to change.
Audit tools
10 Key Techniques to Improve Team Productivity
Using Surveys in Internal Audits
Item No: 1088 Member Price: $45 / Nonmember Price: $55
Item No: 1067 Member Price: $45 / Nonmember Price: $55
Improving Board Risk Oversight through Best Practices
Essentials: An Internal Audit Operations Manual
Item No: 5019 Member Price: $25 / Nonmember Price: $45
Auditing Outsourced Functions: Risk Management in an Outsourced World
Item No: 1013 Member Price: $245 / Nonmember Price: $295
Auditing Employee Management Item No: 1096 Member Price: $45 / Nonmember Price: $55
Item No: 1108 Member Price: $45 / Nonmember Price: $55
The Marketing Strategy: A Risk and Governance Guide to Building a Brand In this book, Peter Scott and Mike Jacka, leading experts on social media compliance and coauthors of Auditing Social Media: A Governance and Risk Guide, explain how two opposites — marketing and internal auditing — can work together to drive an organization’s marketing success. Item No: 1125 Member Price: $45 / Nonmember Price: $55 10% Off – Use source code BRAND.
* Prices are subject to change.
Visit www.theiia.org/bookstore for more details and additional resources.
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ETHIcs, fraud, & law
Sawyer’s Guide for Internal Auditors, 6th Edition First published in 1973, Larry Sawyer’s work has helped guide many internal auditors and shaped the profession. This 6th edition is a 3-volume set, making the content more navigable for the reader, and each volume includes an index and glossary for easy reference. Volume 1: Internal Audit Essentials Volume 2: Internal Audit Processes and Methods Volume 3: Governance, Risk Management, and Compliance Essentials Item No: 1099 Member Price: $175 / Nonmember Price: $225
Comprehensive Audit Library Collection
The Comprehensive Audit Library Collection The Comprehensive Audit Library Collection comprises The Fundamental Audit Library Collection PLUS the new Intermediate Audit Library Collection AND hand selected books from our Handbook Series. A SAVINGS OF OVER $650.00! Item No: 1043 Member Price: $1,430 / Nonmember Price: $2,120
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The IIA Research Foundation Bookstore Spotlights
Ethics and Compliance: Challenges for Internal Auditing
Best Practices: Evaluating the Corporate Culture
Practitioners of internal auditing should be particularly aware of all developments affecting organizational ethics and compliance. An objective of Ethics and Compliance: Challenges for Internal Auditing will help fulfill internal auditors’ needs regarding ethics and compliance concerns.
Best Practices: Evaluating the Corporate Culture presents soft control evaluation techniques that have been proven effective in a variety of organizations. Readers will gain insight into how to tailor a technique to their own organization by seeing how similar results are achieved in different organizations.
Item No: 1029 Member Price: $35 / Nonmember Price: $45
Item No: 5012 Member Price: $49 / Nonmember Price: $59
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NEW! International Professional Practices Framework (IPPF), 2013 Edition The essential framework for clarity, transparency and accountability Item No. 1127 IIA Members: $50 / Nonmembers: $75 Purchase the IPPF alone and receive 10% off with offer code IPPF2013. With a profession in a constant state of fluctuation, how do you stay afloat? The IPPF is your essential guide to mandatory and strongly recommended guidance covering auditor opinions, quality assessments, and responsibility for maintaining an effective internal audit activity with external service providers. The 2013 edition includes: • 7 New Practice Guides • GTAG 17: Auditing IT Governance
Offer expires April 30, 2013
Includes CD-Rom!
CERTIFICATIONS
CGAP Model Exam Study Questions Item No: 1075 Member Price: $49 / Nonmember Price: $59
CGAP Study Questions Item No: 1068 Member Price: $39 / Nonmember Price: $49
Certified Financial Services Auditor® (CFSA®) Study Guide CD ROM Item No: 1026 Member Price: $50 / Nonmember Price: $60
CGAP® Exam Study Guide, 4th Edition Earn Your CGAP Certification, and Take the Next Step Up in Your Government Auditing Career. The CGAP Exam Study Guide, 4th edition, has been updated and revised to give you a comprehensive and highly readable study guide for passing the CGAP exam.
Book Item No: 1011 Member Price: $50 / Nonmember Price: $60
Item No: 1100 Member Price: $75 / Nonmember Price: $85
Certification in Control Self-Assessment® (CCSA®) Study Guide
CIA® Model Exam Questions — English CD-ROM
CD ROM Item No: 1025 Member Price: $50 / Nonmember Price: $60
Item No: 1091 Member Price: $35 / Nonmember Price: $55
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The IIA Research Foundation Bookstore Spotlights
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Book Item No: 495 Member Price: $50 / Nonmember Price: $60
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CERTIFICATIONS
CIA Model Exam Questions Item No: 488 Member Price: $25 / Nonmember Price: $55
Gleim, 16th Edition CIA Review Book Guide and Software Download – Four-part Set Item No: 6039 Member Price: $279.80 Nonmember Price: $279.80
Powers CIA Review – Full Set, 6th Edition (Textbook and Software Download) Item No: 6026 Member Price: $495 / Nonmember Price: $495
Wiley CIA Exam Review – Four-part Set Item No: 6105 Member Price: $182.95 Nonmember Price: $182.95
The IIA’s CIA Learning System – Four-part Study Guide with Online Review The IIA’s CIA Learning System is a comprehensive print and online CIA review program that will prepare you to pass the CIA exam. Upgrade Your CIA Study Materials For Free with The IIA’s CIA Learning System® 2013 Upgrade Guarantee! There’s no reason to delay your CIA studies. Purchase The IIA’s CIA Learning System today and upgrade to the new 3-Part training materials for FREE with the 2013 Upgrade Guarantee. Visit www.LearnCIA.com/upgrade for details. Item No: 1035 Member Price: $745 / Nonmember Price: $845
ExamMatrix Certified Internal Auditor Review Software – Four-part Set CD-ROM with Study Guide Item No: 6266 Member Price: $396 / Nonmember Price: $396
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Financial Services
Auditing Accounts Payable for Fraud
No One Would Listen: A True Financial Thriller
Item No: 425 Member Price: $45 / Nonmember Price: $55
Item No: 6059 Member Price: $27.95 / Nonmember Price: $27.95
Auditing Derivative Strategies
Report of the NACD Blue Ribbon Commission on The Audit Committee
Item No: 415 Member Price: $55 / Nonmember Price: $65
Casino Financial Controls: Tracking the Flow of Money
Item No: 6089 Member Price: $70 / Nonmember Price: $150
Auditing Investments Item No: 355 Member Price: $55 / Nonmember Price: $65
Item No: 6199 Member Price: $63.80 / Nonmember Price: $63.80
Cost Recovery: Turning Your Accounts Payable Department into a Profit Center
Auditing the Procurement Function Item No: 1044 Member Price: $45 / Nonmember Price: $60
Item No: 6070 Member Price: $78.95 / Nonmember Price: $78.95
Financial Shenanigans: How to Detect Accounting Gimmicks & Fraud in Financial Reports, Third Edition
Understanding the Mergers and Acquisitions Process Item No: 390.dl Member Price: $55 / Nonmember Price: $65
Item No: 6072 Member Price: $34.95 / Nonmember Price: $34.95
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The IIA Research Foundation Bookstore Spotlights
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10% OFF
Audit Library Collections
Use offer code BUNDLE to receive bundle discount. Offers expires April 30, 2013.
These audit library collections supplement and enhance your audit department’s available resources with the most requested and foundational tools offered at significant savings compared to purchasing each product separately.
The Fundamental Audit Library Collection
The Intermediate Audit Library Collection
The Comprehensive Audit Library Collection
Item No: 1041 IIA Members: $610 Nonmembers: $750
Item No: 1042 IIA Members: $1,120 Nonmembers: $1,573
Item No: 1043 IIA Members: $1,430 Nonmembers: $2,120
MEMBERS SAVE OVER $140
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Implementing the International Professional Practices Framework, Updated 3rd Edition International Professional Practices Framework (IPPF) 2013 Edition Sawyer's Internal Auditing, 6th Edition NEW! Internal Auditing: Assurance and Consulting Services, 2nd Edition Essentials: An Internal Audit Operations Manual – IPPF Aligned Quality Assessment Manual, Updated – 6th Edition Assessing Risk, 2nd Edition Internal Control – Integrated Framework Audit Committee Reporting: A Guide for Internal Auditing Audit Planning: A Risk-based Approach Clarity, Impact, Speed: Delivering Audit Reports That Matter NEW! Fraud Risk Assessment: Building a Fraud Audit Program Auditor's Guide to Information Systems Auditing 20 Questions Directors Should Ask About Internal Audit Auditor's Risk Management Guide: Integrating Auditing and ERM (2011) Enterprise Risk Management – Integrated Framework Auditing Human Resources, 2nd Edition NEW! Intellectual Property: Auditing the Process Conflict Management and Negotiation Skills for Internal Auditors
To Revise or Not to Revise: Essential Guide to Reviewing Somebody Else's Writing Auditing Investments Sampling: A Guide for Internal Auditors Auditing the Procurement Function Legal Services: Auditing the Process Audit Committee Effectiveness: What Works Best™, 4th Edition NEW! Using Surveys in Internal Audits Board Effectiveness: What Works Best™, 2nd Edition NEW!
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