PW 10.31.19

10.31.19 | PASADENAWEEKLY.COM | GREATER PASADENA’S FREE NEWS AND EEN ENTERTAINMENT NTE T ER RTTA AIIN IN NM MEN MEN EN T W WE WEEKLY EEK EK LLYY

Forward TONY AWARD-WINNING ACTOR BD WONG DIRECTS LAUREN YEE’S WITTY AND POLITICALLY RELEVANT BASKETBALL DRAMA ‘THE GREAT LEAP’ AT PASADENA PLAYHOUSE

BY BLISS BOWEN

NEWS

FIGHTING FOR CAUSE

Landlords raise rents prior to governor signing rent-cap into law

p. 7

DINING

COMFORT & COURTESY

Nick’s features great food, terrific staff and inviting ambiance

p. 11

ARTS

LEGACY OF TRAUMA History informs Jennifer Maisel’s ‘Eight Nights’ at Antaeus

p. 14

SERVING PASADENA, ALHAMBRA, ALTADENA, ARCADIA, EAGLE ROCK, GLENDALE, LA CAÑADA, MONTROSE, SAN MARINO, SIERRA MADRE AND SO. PASADENA

2 PASADENA WEEKLY | 10.31.19

10.31.19 | VOLUME 37| NUMBER 44

Opinion....................................................................3 Opinion .......................................................5

Opinion .......................................................6

News ........................................................................7 Fighting For Cause Locals decry increases in rents and evictions months prior to rent-cap becoming state law.

— André Coleman

Sharing the Weed City Manager Steve Mermell proposes changes to city’s controversial cannabis ordinance.

— André Coleman

Feature ....................................................................9

Moving Forward Tony Award-winning actor BD Wong directs Lauren Yee’s witty and politically relevant basketball drama ‘The Great Leap’ at Pasadena Playhouse.

— Bliss Bowen

Dining.................................................................... 11

Restaurant Review ...................................... 11

Bulletin .....................................................13

Arts & Culture ........................................................ 14 Into the Night .............................................15

Calendar.................................................... 17

Classifieds ............................................................. 19 8 days ....................................................................26 ABOUT THE COVER: Photo courtesy BD Wong.

10.31.19 | PASADENA WEEKLY 3

4 PASADENA WEEKLY | 10.31.19

PW OPINION

PW NEWS

PW DINING

PW ARTS

•OPINION•

BY JANA J. MONJI

AN INCOMPLETE PICTURE

ASIAN AMERICAN PRESENCE IS LACKING IN THE HUNTINGTON’S ‘NINETEEN NINETEEN’ EXHIBITION EDITORIAL EDITOR

Kevin Uhrich kuhrich@timespublications.com DEPUTY EDITOR

André Coleman acoleman@timespublications.com CONTRIBUTING MUSIC EDITOR

Bliss CONTRIBUTORS

Patti Carmalt-Vener, Justin Chapman, Peter Dreier, Randy Jurado Ertll, John Grula, Chip Jacobs, Jana J. Monji, Christopher Nyerges, Terri Schlichenmeyer, Ellen Snortland, INTERNS

Caroline Kimbel, Remali De Silva

ART ART DIRECTOR

Stephanie Torres storres@timespublications.com ASSISTANT ART DIRECTOR

Richard Garcia CONTRIBUTING ILLUSTRATORS AND PHOTOGRAPHERS

Danny Liao, Jen Sorensen, Tom Tomorrow, Mercedes Blackhart, Catherine Bauknight ADVERTISING SALES AND MARKETING

Lisa Chase, Rick Federman, Javier Sanchez CLASSIFIED ACCOUNT EXECUTIVE

Ann Turrietta (Legals) BUSINESS OFFICE MANAGER

Ann Turrietta CIRCULATION

Don S. Margolin TIMES MEDIA GROUP PRESIDENT

Steve Strickbine V.P. OF OPERATIONS

Michael Hiatt Pasadena Weekly is published every Thursday. Pasadena Weekly is available free of charge. No person may, without prior written permission from Pasadena Weekly, take more than one copy of each weekly issue. Additional copies of the current issue if available may be purchased for $1, payable in advance, at Pasadena Weekly office. Only authorized Pasadena Weekly distributors may distribute the Pasadena Weekly. Pasadena Weekly has been adjudicated as a newspaper of general circulation in Court Judgment No. C-655062.

Copyright: No news stories, illustrations, editorial matter or advertisements herein can be reproduced without written permission of copyright owner. All rights reserved, 2019.

HOW TO REACH US Address: 50 S. DeLacey Ave., Suite 200, Pasadena 91105 Telephone: (626) 584-1500 Fax: (626) 795-0149

AUDITED CIRCULATION of 26,275 Serving Alhambra, Altadena, Arcadia, Eagle Rock, Glendale, La Cañada Flintridge, Montrose, Pasadena, San Marino, Sierra Madre and South Pasadena

In Huntington Library’s “Nineteen Nineteen” exhibition, shadows of Asian influences are present through appropriations and art adaptations, but Asian contributions to American life 100 years ago are generally overlooked.

That is somewhat remarkable, considering Japan was one of the principal allied powers during World War I. Though not yet a state, Hawaii had an all-Japanese military regiment. The Japanese were not viewed as enemy aliens at that time, despite existing federal and state anti-Asian legislation.

In the San Gabriel Valley, Japanese people were plentiful enough to establish the Japanese Farmers Association of the San Gabriel Valley in 1913, and in 1923 the San Gabriel Japanese Community Center was established.

Some Asian veterans fought in WWI expecting citizenship, but these promises were not kept. In 1919, En Sk Song petitioned for naturalization in California, as did fellow Korean Easurk Emsen Charr, who had been drafted. Japanese national Ichizo Sato applied for American citizenship in Hawaii, and got it in 1919. But when he moved to California and registered to vote he was denied on the grounds of race.

Hidematsu Toyota (Hidemitsu Toyota v. US, 1925) and UC Berkeleyeducated Bhagat Singh Thind (US v. Bhagat Singh Thind, 1923) took their cases of racial discrimination to the Supreme Court. Yet, according to “Echoes of Freedom: South Asian Pioneers in California, 1899-1965,” the Thind decision resulted in Indians who were already naturalized having their citizenship rescinded and their land ownership put in legal limbo.

Japanese-born Tokutaro Slocum lobbied for the Nye-Lea Act, which

granted citizenship to 500 World War I vets in 1935. Slocum received the pen that then-President Franklin D. Roosevelt used to sign the act, but FDR also signed Executive Order 9066, which sent Slocum to the Japanese detention facility at Manzanar.

In 1919, Sing Lau Kee, the California-born recipient of a Distinguished Service Cross, the Purple Heart and France’s Croix de Guerre for valor marched in the Manhattan victory parade and was also honored with a parade in San Jose as the most highly decorated soldier from that city. This year, The New York Times published his obituary as part of its “overlooked” series on remarkable people whose deaths were “unreported” by the Times.

The Asian aspects of 1919 are unreported in this exhibit, although items displayed are connected to Asia. The exhibit includes the first edition of the Traité de Paix as well as T.S. Lawrence’s autograph book, yet doesn’t discuss the failure of democracy when the US overruled the Japan-sponsored Racial Equality Proposal.

While Asian countries were not given equal status and their nationals were restricted under racist federal and state laws, their arts were treated with more respect. The Huntington estate acquired the Japanese House prior to 1919 and installed the Japanese Garden. And Greene and Greene used Japanese aesthetics for their Arts and Crafts masterpiece, Gamble House (1908).

The exhibit displays a rare Edward Weston photo of Ruth St. Denis in her peacock costume. St. Denis’ “The Peacock” dance is based upon an Indian legend of a woman whose vanity transformed her into a peacock. She also performed “Danse Javanese.” In a different era, what she was doing might be called cultural appropriation.

The tipped-in illustrations of “Cinderella” by English artist Arthur Rackman and “Tanglewood Tales” by the French illustrator Edmund Dulac are examples of Art Nouveau, a movement that began in France and was inspired by Japanese woodblock prints. John Singer Sargent and Joseph Pennell, two artists featured in the exhibit, were also known to have been influenced by Japanese art.

The Japanese influence, or Japonism, was preceded by Chinoiserie which first appeared in Europe in the 17th century, so one wonders if the Arabella D. Huntington Memorial Art Collection, which is comprised of 18th-century French tapestries, porcelain and furniture, doesn’t have evidence of the Chinese influence on European arts.

In 2019, San Marino is 47.7 percent Asian; Pasadena is 16 percent Asian. Arcadia is 59 percent Asian. The San Gabriel Valley is predominately Asian and Latino. Demographics should be one consideration when approaching discussions on diversity, especially at an institution as prestigious as the Huntington. ■ 10.31.19 | PASADENA WEEKLY 5

PW OPINION

PW NEWS

PW DINING

PW ARTS

•OPINION•

BY KEVIN UHRICH

OUT OF THE FRYING PAN …

KIDS OCCUPY TROUBLED THOUGHTS ON LONG RIDE HOME TO FIRE-RAVAGED LA FROM SCORCHED AND POWER-DEPRIVED NORTHERN CAL With fi refighters getting the upper hand on fi res erupting alongside the 14 Freeway near Santa Clarita, and outbreaks in Castaic up the road apiece, along neighboring Interstate 5, I headed north at around 2 o’clock Saturday morning to visit with my son, daughter-in-law and two adorable grandkids who live in a quiet little community about 30 miles east of Sacramento.

I knew some parts of Northern California also were ablaze a few days prior to my arrival, and they were still burning when I got there. In fact, the major fi re, the now 76,825-acre Kincaid Fire in Sonoma County, was only 30 percent contained by Wednesday morning. Thankfully, neither that nor the much smaller Burris and Sky fi res were raging near my family’s home.

So, with an aversion to flying, I decided to simply get in my car and make the trip in the early morning hours. I’ve done this numerous times in the years since the kids moved up there after getting married. Plus, it was my son’s birthday, reason enough to drive up to see him, his brave and brilliant spouse and their darling little ones, one 4, the other just 10 months old.

Rolling into Sacramento shortly after sunrise, other drivers and I were greeted by hazy sunshine and lighted signs positioned alongside the 5 and 50 freeways: “Traffic light not working? Treat it like a stop sign,” they read. What in the world did that mean? Then I remembered what Ted, my son, had told me: In essence, publicly traded utility Pacific Gas & Electric Co. (PG&E) was unable to repair or replace its aging electrical system in time for fi re season and decided to simply turn off the juice in huge swaths of its enormous service area until the Diablo winds (meteorological cousins of our Santa Anas) had subsided. The result was up to a million or more people going without streetlights and traffic lights, as well as home lighting, air conditioning, refrigerators, security systems, medical equipment, TVs, computers, gasoline and other essentials for days at a time.

As of Wednesday, the Cal Fire incident map reported there were four active wildfi res being monitored by the state fi re agency, the latest one breaking out early that morning in Simi Valley, near the Reagan Library. At 9 a.m. Wednesday, that fi re was listed at 200-acres. The map also showed several wildfi res being fought by local agencies not monitored by the agency, one of those the 650-acre Getty Fire being battled in the hills above the Sepulveda Pass.

The Tick Fire in northern Los Angeles County burned 4,615 acres, forcing 50,000 people to evacuate their homes last Thursday. Firefighters were still battling that blaze on Wednesday.

The Saddle Ridge Fire, also in Los Angeles, burned nearly 8,800 acres and had forced 100,000 people to evacuate since breaking out Oct. 10.

Up north, along with fi re, people were forced to endure what appeared to be a scattershot approach taken by PG&E to initiating power outages. Having lived through part of one of those events on Saturday and Sunday, I can tell you that it was a harrowing experience.

The blackout was perhaps even more unnerving than the fi res; deprived of basic electrical service at a time of great need. It seemed as though PG&E was going to get you if the fi re failed to do so.

Blackouts were also implemented by So Cal Edison in various counties in its own expansive service area, but at fi rst only in spots hit by fi re or in danger of being set ablaze, impacting tens of thousands of people, not hundreds of thousands or a million at a time. On Wednesday that changed, with the utility warning it could shut off power to 304,000 customers, CBS News reported.

Many people may not know this, but on Jan. 29, The New York Times reported, PG&E fi led for bankruptcy protection to address up to $30 billion in liabilities stemming from deadly fi res in Northern Cal in 2017 and 2018. On Oct. 9, a federal bankruptcy judge refused to allow PG&E to exclusively pitch a reorganization plan in court, “escalating an already heated battle over the largest utility bankruptcy in US history,” reported Bloomberg News.

Likely with an eye toward further limiting its liability, the utility, which had already turned off power to large numbers of people and businesses, cut power in 36 counties Saturday, ultimately affecting nearly 1 million customers.

Needless to say, I had much on my mind on the way home last Sunday. I’m hoping there will be some accounting for the all the anxiety PG&E caused. Then again, it was pretty windy, and maybe one of the power outages prevented a wildfi re in my son’s neighborhood. We’ll never know. What I do know is I am happy my family is safe. ■ 6 PASADENA WEEKLY | 10.31.19

PASADENA

|

• NEWS •

ALHAMBRA

|

ALTADENA

|

ARCADIA

|

EAGLE ROCK

|

GLENDALE

|

LA CAÑADA

|

MONTROSE

|

SAN MARINO

|

SIERRA MADRE

|

SOUTH PASADENA The scene at Monday’s City Council meeting.

FIGHTING FOR CAUSE LOCALS DECRY INCREASES IN RENTS AND EVICTIONS MONTHS PRIOR TO RENT-CAP BECOMING STATE LAW STORY AND PHOTO BY ANDRÉ COLEMAN

T

he Pasadena City Council will vote on an eviction moratorium next week that would ban no-cause evictions until January, when a law signed by Gov. Gavin Newsom protecting tenants from large rent increases goes into effect.

Last week, Newsom signed the Tenant Protection Act, which caps rent increases at 5 percent annually and prevents landlords from evicting tenants without just cause.

But the legislation did not contain protection for tenants before the legislation becomes law. Activists claim landlords across California, including Pasadena, have been busy evicting tenants and raising rents before the law takes effect on New Year’s Day. “Our circumstances are somewhat different from LA’s. We will have it on next week’s agenda,” said Mayor Terry, referring to s similar measure passed by the Los Angeles City Council. “We will have full discussion on it.”

Several members of the council announced to the crowd gathered for the council’s meeting Monday that they planned to support the moratorium.

According to the LA Times, housing attorney Dennis Block spoke to more than 200 landlords at an apartment owner conference at the Pasadena Convention Center on Oct. 2 and advised them to raise rents and evict tenants before the new law takes effect.

Members of the Pasadena Tenants Union (PTU) claim they have recently seen a spate of 60-day eviction notices given to local tenants.

“It is crucial that this moratorium be retroactive and cancel any 60-day notices that have already been served in the last few weeks,” said Jane Mariam Panangaden of the PTU. According to Panangaden, since the bill passed mass evictions started at apartment units on California Boulevard and Wilson and Fair Oaks avenues. Those residents could get relief under a request by Councilman Gene Masuda, who asked for the moratorium to be retroactive to include tenants already facing no-cause evictions.

In South Pasadena, 10 tenants are facing eviction from their apartment building on Prospect Avenue after receiving 60-day termination notices from a new management company, according to the South Pasadena Review.

Several of those tenants said they think the move is coordinated to ensure larger profits before the new law goes into effect.

One tenant told the newspaper that a vacant one-bedroom unit identical to her $1,600-a-month apartment is now going for $2,300.

In Pasadena, the median rate for a one apartment is now at $2,800. Some onebedroom units go for $3,000 a month.

CONTINUED ON PAGE 8

10.31.19 | PASADENA WEEKLY 7

PW OPINION

PW NEWS

PW DINING

PW ARTS

FIGHTING FOR CAUSE CONTINUED FROM PAGE 7

SHARING THE WEED

MERMELL PROPOSES CHANGES TO CITY’S CONTROVERSIAL CANNABIS ORDINANCE

BY ANDRÉ COLEMAN

P

asadena City Manager Steve Mermell called for changes to the city’s cannabis business approval process in the interest of fairness, despite numerous previous claims defending the ordinance that established those rules.

The city Planning Commission will meet on Nov. 13 to consider amendments that will allow not one but up to three dispensaries in each council district, and decrease the minimum distance between cannabis retailers from 1,000 feet to 450 feet.

The amendments will not allow for more than six operators and would not change the distance requirements to churches, schools and residential areas.

The Planning Commission will forward its recommendation on the proposed amendments to the City Council, which will make a final decision at a separate hearing.

“If the Planning Commission and the City Council decide to modify existing regulations, there is likely ample space in the city to accommodate all six of the retailers that scored highest in the city’s application process,” said Mermell. “This is a fair and equitable solution to the lack of suitable space under present regulations while preserving all of the protections for neighborhoods and sensitive uses.”

Last year, voters passed Measure CC which allows up to six cannabis retailers to operate in Pasadena, one in each of six of the council’s seven districts. Voters also allowed the council to retain the authority to amend existing ordinances and adopt future ordinances regarding commercial cannabis business activities.

In June, the Atrium Group, Harvest of Pasadena, Integral Associates Dena, Tony Fong, Sweet Flower Pasadena and MME Pasadena Retail beat out 116 other applicants and won the right to apply for a conditional use permit to operate in Pasadena.

Harvest was granted a CUP for District 3 in Old Pasadena after the city deemed applications by Atrium and Sweetflower to open shops in that area incomplete.

Atrium filed a lawsuit and accused the city of ignoring its own ordinance. Sweetflower lost an appeal.

If the proposed changes Mermell initiated are approved, Sweet Flower and Atrium would be allowed back into the process and could open shops in Old Pasadena near Harvest.

In their lawsuit, owners of The Atrium Group of Westlake Village assert the company has suffered substantial economic damages, including loss of sales and business profits, injury to its business reputation and loss of business opportunity.

“On the basis of knowledge and belief, the wrongful actions alleged were committed by David Reyes, Director of Planning, City Manager Steve Mermell, Asst. City Manager Nicholas Rodriguez, City Attorney 8 PASADENA WEEKLY | 10.31.19

Michelle Bagneris, Management Analyst IV Guille Nuñez, and other unknown persons working on behalf of the city of Pasadena,” the lawsuit states.

The lawsuit filed in US District Court names as defendants the city, Mermell, Reyes, Harvest of Pasadena (another applicant based in Arizona), Hinderliter De Llamas and Associates of Brea (a consultant group that reviewed the applications), and does one through 10.

That lawsuit could go away if Atrium is allowed back in the process.

After the process, first the losers in the selection process began accusing the city of fraud.

After unsuccessfully attempting to appeal the city’s decision not to select his company, Damian Martin of WOW Health and Wellness, accused Reyes of covertly changing the rules of the process in a “secret, illegal, and total underhanded fashion.”

Each of the applicants paid the city a $14,000 application fee.

Reyes later announced that only three dispensaries would probably be able to open due to the regulations in the initiatives ordinance. That was later amended to four.

The city’s cannabis picture could get even cloudier at the ballot box in March if an initiative passes that is supported by 18 cannabis operators forced to shut down by the city for operating without a CUP. The city announced illegal operators would not be allowed to take part in the city’s cannabis selection process.

The city has long battled so-called nuisance operators that opened storefronts without a business license or a conditional use permit.

The group has collected the necessary signatures to place the Supporters of People’s Initiative to Preserve the Existing Operation of Non-Offending Commercial Cannabis Businesses on the March 3 ballot.

The group is hoping to strike down Measure CC. The initiative allows so-called nuisance business owners that city shut down to reopen.

“Non-offending commercial cannabis businesses may continue engaging in commercial cannabis activity within the city of Pasadena without a commercial cannabis permit from the city of Pasadena until December 31, 2024,” states the initiative. “Non-offending commercial cannabis businesses operating without a permit pursuant to this subdivision shall not be deemed, ordered discontinued, modified, or removed as a public nuisance pursuant to the Pasadena Municipal Code based solely on their engagement in commercial cannabis activities permitted by this Chapter.”

City officials discussed passing a counter initiative to combat the non-offending initiative, but so far it has not been received by the council. ■

The increase in rental prices has driven families east toward the Inland Empire where property is less expensive.

The exodus from Pasadena has decimated the Pasadena Unified School District, which has lost 1,170 students over the past five years. The district makes about $10,000 per student in average daily attendance funds from the state. The district has closed multiple schools in the past two years to close the budget gap caused by low enrollment.

“The state enacted AB1482 [the legislation signed by Newsom] because there was fi nally recognition that the housing affordability crisis is killing our cities and communities,” said Allison Henry, a member of the Pasadena Justice Coalition and the PTU. “Our schools in Pasadena have seen significant enrollment decline due to the lack of sustainable and affordable housing in Pasadena, resulting in school closures. The moratorium will keep people in their homes and communities, and signals to unscrupulous landlords that we will no longer tolerate end-runs around legal remedies.”

Although, rent control has not been officially discussed by the City Council, it could be an issue in the March election.

Last year, efforts to take rent control ordinances to the voters failed in Pasadena after organizers came up short on the necessary number of signatures. A similar measure in Glendale also failed to make the ballot after the city clerk deemed the petition “deficient and invalid.”

Only a handful of Southern California cities have rent control ordinances, including Los Angeles, Santa Monica, West Hollywood and Beverly Hills.

According to the National Low-Income Housing Coalition, a Californian making minimum wage would have to work 92 hours a week in order to afford the average one-bedroom apartment.

“Pasadena needs to take immediate action to protect tenants or face a spike in homelessness and displacement,” said Ryan Bell, a housing activist hoping to unseat District 6 City Councilman Steve Madison in the March 3 election.

Bell called on city officials to pass a measure that would tie rent control to the Consumer Price Index.

“Los Angeles recently passed a moratorium on no-fault evictions and rent increases to cover the gap between now and Jan. 1, when AB1482 takes effect, and Pasadena needs to do the same,” Bell said.

Last week the LA City Council unanimously passed an ordinance that bans no-cause evictions. Under that ordinance tenants can still be evicted for nonpayment of rent or use of a unit for criminal activity.

“The City Council should really consider a moratorium,” said District 2 council candidate Felicia Williams. “It was a big oversight in the legislation not to include protection before the law take effect.”

The high cost of housing has increased homelessness across the state. The LA Times reported earlier this year that 59,000 people are living on the streets of Los Angeles County. About 16,000 of those people are living in their cars.

Authorities say as baby boomers enter their senior years the risk of them facing homelessness increases.

“The rise in senior homelessness should frighten Pasadena elected officials as rents outstrip Social Security,” Bell said.

According to the most recent homeless count conducted in Pasadena, three out of every 10 homeless persons in Pasadena is 55 or older.

But Pasadena has taken some action — most of it designed to provide for tenants after they have been evicted — under the city’s Tenant Protection Ordinance.

In August, the City Council unanimously voted to raise the inclusionary housing requirement for developers to set aside affordable units on all new projects. Under the new requirement developers are required to allocate 20 percent of the total number of proposed housing units for moderate- to low-income residents or pay a fee. The previous set aside was 15 percent. The amendments are the fi rst changes to the city’s inclusionary housing ordinance since it was adopted in 2001.

Developers not wanting to set aside units can still pay an in-lieu fee which goes into the city’s own housing fund. Builders can also donate land worth the value of the fee.

In 2017, Housing Director Bill Huang told the Pasadena Weekly that the city’s Inclusionary Housing Ordinance has led to the construction of about 500 housing units for low- and moderateincome renters since 2001.

The changes are designed to increase the number of affordable units in the city. ■

Forward TONY AWARD-WINNING ACTOR BD WONG DIRECTS LAUREN YEE’S WITTY AND POLITICALLY RELEVANT BASKETBALL DRAMA ‘THE GREAT LEAP’ AT PASADENA PLAYHOUSE

BY BLISS BOWEN

S

et in Beijing and San Francisco in 1971 and 1989, Lauren Yee’s witty, cross-cultural coming-of-age story “The Great Leap” concerns an American basketball team journeying to Beijing for a “friendship game.” Backdropped partly by the student uprising in Tiananmen Square, it inevitably hums with contemporary relevance, thanks to pro-democracy protests that have been riveting Hong Kong for five months. The play opens Wednesday at Pasadena Playhouse.

“I think everyone producing the play right now, they’re having that moment where they’re like, ‘OMG, I picked the right play,’” says BD Wong, the Tony Award-winning actor who is directing this production. In the past year “The Great Leap” has been produced at eight theaters across the country, and it’s scheduled to be staged at four more in 2020.

While acknowledging the show’s inadvertent timeliness, Wong points out it’s “quite a comedy,” albeit one with “real weight to it that sneaks up on you.” The history-echoing similarity of a government “appearing to be struggling with how to deal with” internationally monitored protests is a “huge component” of the play, but not its plot.

CONTINUED ON PAGE 10

10.31.19 | PASADENA WEEKLY 9

MOVING FORWARD CONTINUED FROM PAGE 9

“Resonance manifests itself in surprising ways,” Wong says. “All plays, hopefully, are opportunities for discussion. This is no exception.”

At its core, says Yee, the play is about identity.

“China in the 1980s was a country struggling to figure out its identity. After China opened back up to the West, there was this question of, what kind of country will China be? We thought China would become a lot more aligned with Western ideas of democracy and free speech than actually happened. So for these characters who are literally living through history, and living through a critical time in the world, it’s a nice reminder that we are living history every day and that the current events of today make up the history of tomorrow. …

“In sports, you’re very frequently asked for your affi liation: Are you American?

Are you Chinese? What happens when you feel somewhere in between that? I think that’s something the character of Manford, the young man similar to my father, experiences his entire life.”

Manford, the 17-year-old ChineseAmerican basketball player portrayed by Justin Chien, interacts onstage with his cousin Connie (Christine Lin) and coaches Wen Chang (Grant Chang) and Saul (James Eckhouse). Collectively, they illuminate the ways that “a single individual can impact great big events,” Yee says. “I think we love sports stories because we see the individual power and contributions that a single body can make.”

That theme of “an individual in change” is key, Wong says. “To use the word ‘accessible’ sounds like a diminishing kind of word, but Lauren’s plays are extremely enjoyable to watch. At the same time, they bring a point of view and an authenticity, culturally, that’s really rich. Regional theaters around this country are starved for diverse content that is written in a way that allows diversity and cultural issues to be fully explored at the same time as serving their audience with basic entertainment.”

Wong won a Tony Award as Best Actor in 1988 for his performance in “M. Butterfly,” and is well known for his work in TV (“Mr. Robot,” “Law & Order: Special Victims Unit,” “Oz”) and film (“Jurassic Park,” “Seven Years in Tibet”). A San Francisco native who lives in New York (like Yee), he garnered enthusiastic reviews for his portrayal of Wen Chang in productions of “The Great Leap” in New York and San Francisco. This co-production by Pasadena Playhouse and East West Players represents a meaningful rounding of a circle for him, as he recalls performing at both theaters “within the space of a few months” at the “very, very beginning” of his acting career.

“

Serving as director enables him to more directly shape the storytelling, he acknowledges, although he didn’t realize he wanted to do that until he was offered the job. His acting experience doesn’t make him harder on his cast, necessarily (“They can get away with less fudging or BS”), but his training does guide him to “prioritize the ideas of the writer.”

“My teachers were always trying to impress upon us that we were going to do our best work if we could commit ourselves to the role of the messenger, because acting can be very indulgent. … When you actually realize that your real job is to serve a writer and to make sure that you are being true to what the writer meant, then it focuses your priorities.”

The play climaxes with a 10-minute scene at a big game, and the script’s high-energy rhythm, Wong says, evokes basketball “in a linguistic way that’s really fun to explore.” (“What I love to bring as a storyteller is deep, painful laughter,” Yee wisecracks.) Comedy aside, any play feels more believable the more grounded it is in reality, and Wong says their “extremely rich” foundational research is helping everyone understand China, its citizenry, the Tiananmen Square protests, and the lopsided power dynamics created when one society has free access to information denied another society.

“A big part of the direction of this production, from my point of view, is underscoring the gravity of that situation for people in China and the size of it,” he observes.

“The idea that an American kid can effect change because it comes easily to him and that a Chinese citizen cannot do so easily, the struggle that comes with wanting to change the course of your life or circumstance — that juxtaposition is a central part of this play. There’s an American character and a Chinese character, and their points of view when it comes to making change sit in very strong relief and contrast to one another. That discussion is stimulating for Americans to be experiencing, especially now when there is a certain kind of confusion, almost. I think we’re in a state of turmoil where some people are craving a re-acknowledgement of what democracy means. In their frustration about the administration, they might be just clamoring for a discussion of the power of democracy and the power of an individual being able to change the world for the better.” ■

I think we’re in a state of turmoil where some people are craving a reacknowledgement of what democracy means.

10 PASADENA WEEKLY | 10.31.19

”

“The Great Leap” opens at Pasadena Playhouse, 39 S. El Molino Ave., Pasadena, at 8 p.m.

Wednesday, Nov. 6, and runs through Dec. 1; tickets start at $25. Info: (626) 356-7529.

Pasadenaplayhouse.org

•

DINING

RESTAURANT REVIEW

•

Classic Cheeseburger

Nick’s Pasadena

The Shops on Lake Avenue 336 S. Lake Ave., Pasadena (626) 787-1444 nicksrestaurants.com/nickspasadena

dining &nitelife directory Pasadena Weekly’s Dining Directory is a paid advertisement and is provided as a service to our readers.

To advertise in the Dining Directory, call (626) 584-1500.

$ $$

Comfortable Elegance

Average price per entree $10 $$$ $16-25 $11–15 $$$$ $25+

U P TO

BONNIE B’S SMOKIN BBQ 1280 N. Lake Ave., Pasadena, (626) 794-0132 bonniebssmokin.com $$ From Tulsa Oklahoma to Southern Cal. with a touch of New Orleans soul comes Bonnie B’s Bar B Que Heaven. Our 45-year-old traditional recipes are made with love. Try our new sweet pea’s double Fried burger made with our own sauces, soul bowl and homemade peach cobbler. Voted best BBQ & Soul food in Pasadena for our ribs, collard greens and Slim's Mac & Cheese. We are thankful and appreciate Pasadena.

NICK’S PASADENA OFFERS A MEMORABLE DINING EXPERIENCE FOR A REASONABLE PRICE

BY MICHAEL SPRAGUE | PHOTOS BY DANNY LIAO have never been much of a fine dining, steakhouse person.

I’ve always correlated steakhouses to old-money country club guys sipping overpriced scotch and pretending it does not taste like paint thinner. The perceived pretentiousness has always irked me. Steak and the admiration of steak are possibly the only foods that also double as personality types. I mean, if you think vegans are bad, talk to a self-labeled “steak and scotch” guy. In all honesty, my gripe with the fine dining sort is the fact that they are used more as a status symbol than a dining experience. And as with status symbols, they are often inaccessible to many if not most.

Fortunately, the best of Pasadena celebration introduced me to a different, less try-hard breed of fi ne dining — Nick’s Pasadena. What it is that sets Nick’s apart is more accessible price points, a menu with more than just cuts of meat, and a

I

friendly, comfortable vibe. If Morton’s is for the old money, Rolex Submariner-wearing boomer, Nick’s is for the millennial who gets his Zara suit tailored. Nick’s is the place for us millennials who have found themselves in a whole new world where the marks of success for the generation of our parents cease to exist. We no longer want a steak with a price tag as some capitalist validation; we want a memorable dining experience for a reasonable price.

Nick’s has options for all the millennial archetypes. For a vegan/gluten-free friend — kale and quinoa salad ($14) with red grapes, cashews, almonds, sunflower seeds, red peppers, parmesan cheese and champagne vinaigrette. Essentially everything that crunchy, crystal deodorant-wearing, Instagram hippie could want in a salad, from the Earth to their plate. It has a fantastic balanced flavor and texture profile: crunchy,

CAMERON’S SEAFOOD 1978 E. Colorado Blvd., Pasadena (626) 793-3474 Camerons4fish.com $$ Since 1984, Cameron’s Seafood has been serving its freshest seafood, and has become a landmark in Pasadena. Cameron’s brings the ocean home with their fresh catch being cooked over mesquite wood grills that burn all day long.Enjoy the very best Seafood, Steaks, Salad & Pasta! Voted Best Seafood in Pasadena Weekly for 27 years! Now you can order on-line: camerons4fish.com.

CONTINUED ON PAGE 12

10.31.19 | PASADENA WEEKLY 11

PW OPINION

PW NEWS

PW DINING

PW ARTS

Tortilla Soup

dining & nitelife

directory

Average price per entree $ U P TO $10 $$$ $16-25 $$ $11–15 $$$$ $25+

EL PORTAL 695 E. Green St., Pasadena (626)795-8553 Elportalrestaurant.com $$ Pasadena Weekly readers have been rewarding El Portal with the title of Best Mexican Food in the city for years. This charming little hacienda with brick walls, festive colors, fine art and a California elegant courtyard brings the authentic cuisine of Mexico and the Yucatan region to your table.

HILL STREET CAFÉ 1004 Foothill Blvd., La Canada Flintridge 818-952-1019 hillstreetcafelacanada.com $$ Hill Street Café is celebrating over 25 years of serving the community quality meals made of quality ingridients. we want to thank all of you who stuck with us during the remodeling process and we want to welcome back everyone else. in our recent remodel, we have added an outdoor patio, a bar and more dining area, we have created a relaxed ambience with a touch of modern but still retaining our extensive menu, our friendly service and most important a family atmosphere.

KABUKI JAPANESE RESTAURANTS 88 W. Colorado Blvd., Pasadena, (626) 568-9310 3539 E. Foothill Blvd., Pasadena, (626) 351-8963 kabukirestaurants.com $$ When you walk into a Kabuki you won’t be overwhelmed with Asian decor and music. What you will encounter is a casual atmosphere with today’s hottest music playing, people smiling and our friendly staff welcoming you through the doors. Look for the Red Mask. Come eat, drink and have fun!

TOPS WALNUT 1792 E. Walnut St., Pasadena (626) 584-0244 topsburger.com $ At TOPS on Walnut & Allen, we maintain the original taste from 60 years ago. My father wanted to create food as close to homemade as possible. Our primary goal and focus is on taste, quality, freshness, cleanliness in our service and experienced staff. Most of our staff have been with us for more than twenty years. We invite you to come to TOPS on the corner of Walnut & Allen and taste the difference! Meet our staff and experience what quality service should be.

The same quality service that has made us #1.

12 PASADENA WEEKLY | 10.31.19

MARGARITA’S 155 S. Rosemead Blvd., Pasadena (626) 449-4193 margaritaspasadena.com $$ At Margaritas Mexican Restaurant, our family has been sharing our authentic Mexican dishes with the wonderful people of Pasadena since 1977. Guests enter our warm, inviting space and leave as family -- with plenty of burritos, tortas, tostadas, fajitas, and more to be had in between!

Our dishes incorporate and pay homage to the rich flavors of bustling mercados, corner taquerias, and seaside palapas. So visit us, eat to your heart's content at our mouthwatering lunch buffet, sip on a refreshing margarita, and feel at home.

NEW DELHI PALACE 950 E. Colorado Blvd # 205 Pasadena 626-405-0666 newdelhipalacepasadena.com $ Pasadena's premier restaurant featuring delectable and affordable cuisine embodying the spirit and essence of India.

"A complete dining experience, a feast for the mouth and heart".

Join us for our incredible lunch buffet Monday through Friday for only $10.99.

Monday-Sun 11:30-2:30 & 5:30-10pm Always in the Winner's Circle for Best of Pasadena!

TOM'S FAMOUS FAMILY RESTAURANT 1130 E. Walnut St. Pasadena 626-577-7717 tomsfamous.com $ Please come and enjoy homemade breakfast lunch and dinner all made from scratch and FRESH. Nothing is ever served or made from a can. We pride ourselves as being the cleanest store with the best quality food and BEST service in town. Thank you PASADENA!!!!!

ZELO GOURMET PIZZAS 328 E. Foothill Blvd.Arcadia 626-358-8298 myzelopizza.info $$ It’s the cornmeal crust that makes this pizzeria stand out from the rest. This locally owned establishment’s signature dish is the fresh, corn, balsamic-marinated, oven-roasted red onion pie. Zelo Pizzeria has expanded the dining room to better serve you, so come in and give Zelo Pizzeria a try.

COMFORTABLE ELEGANCE CONTINUED FROM PAGE 11

salty, sweet, and a touch of acidic bite from the vinaigrette round out the hearty kale and delicate quinoa.

For the friend with two jobs and three side hustles, or what I call the “baller on a budget,” there is the bistro plate ($23), a petite filet mignon topped with steak butter, served on garlic toast, with a bistro salad, and a cup of that day’s soup.

Fine dining three-course meals for less than $25 are what millennial dreams are made of. For bonus Internet points use a cleverly posed picture of your filet mignon to flex on all the haters … and show we eat more than just avocado toast. I ordered the bistro plate, and while the filet mignon was aptly petite, it was a meat-eater’s delight. The trio of salad, tomato bisque soup and filet had me feeling like maybe I had this whole steakhouse culture pegged unfairly. While I’m a fan of crafted takes on street-food favorites, perhaps fine dining isn’t the worst thing in the world.

Pescatarians rejoice. The sea bass and shrimp taquitos come highly recommended and offer fresh and fun takes on classic flavors.

Nick’s isn’t trying to reinvent or “deconstruct” classics. They’re just doing them really, really well and presenting each dish in a beautiful way.

The flavors are distinct and complementary.

Everything from artichoke to sashimi is prepared to perfection.

Favorites to try on my next visit include the buttermilk fried chicken and the prime rib dip.

Nick’s features market fresh and in-season appetizers and specials so you may not be able to get that grilled artichoke come winter but rest assured that they’re working on something equally delicious to greet your palate no matter the season.

Upon entering Nick’s, one is greeted by the warmest of welcoming staff into the most gorgeously appointed interior of a restaurant I’ve encountered. The soaring ceilings and mezzanine level overlooking the marble bar impress while the cushioned booths and high back chairs give a relaxed air to the fi nery. There is a garden room of neat greenery and clean, white-tiled walls and a row of intimate booths near the open kitchen and bar area. The upstairs mezzanine offers cozy seating for smaller parties as well as a private dining room for special occasions.

The staff at Nick’s is not only hospitable but knowledgeable and warm as well. They clearly take pride in providing an experience for the guest, whether for a working lunch or an anniversary celebration. The attention to detail here is evident in the building, architecture and decorative appointments, as well as in the service and presentation of each dish and drink.

Splurge for dessert (ahem, butter cake) and pair it with a crafted cocktail. I’m thinking of the espresso martini; while I’m not much of a martini drinker, it’s a rich, cool cocktail and almost a dessert in a glass. Nick’s bartenders are mixing some masterful libations and there’s nothing quite like a smooth sipping drink to top off a fi ne meal. Drinks are not gimmicky or over the top; they’re refi ned and flavorful, just like the food, completing the experience of any occasion from leisurely lunch date to after-dinner nightcap.

In short, Nick’s has a comfortable elegance that makes me think “special” rather than “fancy.” The friendly, upscale-but-accessible vibe is one that I can see myself enjoying again.

I may just be a fi ne dining (on occasion) convert after all.

PW OPINION

PW NEWS

PW DINING

PW ARTS

Bulletin Board

By PW Staff

SILENT NO MORE House finally supports Schiff’s resolution recognizing Armenian Genocide

For 19 years US Rep. Adam Schiff (D-Burbank) has fought to get the US to recognize the deaths of 1.5 million Armenians at the hands of Ottoman Turks between 1915 and 1923 in what has come to be known as the Armenian Genocide.

Schiff’s efforts came to fruition on Tuesday when the House voted 405-11 to approve a resolution formally recognizing the Armenian Genocide.

Schiff said the vote meant that the US would never again be intimidated into silence.

“Today, the House decisively voted to commemorate the Armenian Genocide,” Schiff said in a prepared statement. “In so doing, the House declared that it will no longer be party to the cause of genocide denial. This is a vote I have fought for 19 years to make possible, and one that tens of thousands of my Armenian American constituents have worked, struggled, and prayed for decades to see.”

Pasadena annually holds a memorial event to honor and remember those who lost their lives during the genocide.

In 2015, the city erected a genocide memorial in Memorial Park.

The Turkish government has strongly opposed Schiff’s measure, claiming the genocide never happened.

MIRACLE ON 34TH Contemporary Craft Market hosts final show at Pasadena Convention Center Exhibit Hall

The Contemporary Crafts Market celebrates 34 years of fine craft in its final show Friday, Saturday and Sunday at the Pasadena Convention Center Exhibit Hall.

“Miracle on 34th, as its promoters are calling the event, features acclaimed artisans who will exhibit and sell their original, American-made works of functional, decorative and wearable art.

“The show is ending. We are retiring, but art is timeless,” said Contemporary Crafts Market founder and CEO Roy Helm. “When I launched this show 34 years ago, my goal was to showcase fine craft and wonderful products you cannot find anywhere else. There’s nothing like handcrafted artistry to enhance home and everyday life. Our holiday event is an oasis of beauty built to last a lifetime.”

The show, one of the longest running public juried fine craft events of its kind, will feature handcrafted furnishings, ceramics, jewelry and textiles, hand-loomed rugs, clothing, blown glass, metal work and woodwork.

Once inside, shop for one-of-a-kind creations, meet today’s modern masters and learn the history and human stories behind everything you see.

“Nothing is mass-produced. Everything is made by hand. That means many products are eco-friendly and made with stylish sustainability,” said Helm. “When you see original works of art, you are experiencing history, tradition, skill and heart. The public makes the Contemporary Crafts Market an all-American success story with a happy ending.”

The Contemporary Craft Market is open from 10 a.m. to 6 p.m. Friday and Saturday, and from 10 a.m. to 5 p.m.

Sunday. Tickets are $8 at the door.

The Pasadena Convention Center is located at 300 E. Green St., Pasadena. For more information, visit craftsource.net and Instagram @contemporarycraftsmarket.

CRAFTSMAN WEEKEND Pasadena Heritage presents annual tour and lecture event Friday, Saturday and Sunday

Pasadena Heritage presents Craftsman Weekend on Nov. 1, 2 and 3, featuring house tours of notable Craftsman properties, along with bus and walking tours of the surrounding neighborhoods.

Other events scheduled include a Show and Sale with exhibitors of antique and contemporary furniture and decorative arts, a silent auction, workshops and presentations.

The tour includes three Greene & Greene homes, as well as tours of two other beautiful Pasadena homes. In addition, Pasadena Heritage will be offering exclusive receptions at historic locations throughout the weekend.

For more information, call (626) 441-6333 or visit pasadenaheritage.org/craftsmanweekend.

TAKING A STAND Dog Haus insists hot dogs are sandwiches

Dog Haus, the craft casual concept known for its gourmet hot dogs, sausages, burgers and one-of-a-kind creations, is taking an official stance on whether a hotdog is a really a sandwich, a question that has hounded mankind for decades.

Officials with Dog Haus say the answer is yes, hot dogs really are sandwiches. To drive home the point, they are donating $1 of purchase price from every Haus Dog sold on Nov. 3, National Sandwich Day, to No Kid Hungry, whose mission is to end childhood hunger in America.

“We’re celebrating National Sandwich Day because we know hot dogs are sandwiches,” said Dog Haus Würstmacher Adam Gertler. “This holiday gives us the perfect opportunity to both encourage others to stand with us and help support No Kid Hungry.”

According to a company statement, one in 7 kids will face hunger this year. “No Kid Hungry is ending childhood hunger through effective programs that provide kids with the food they need. This is a problem we know how to solve,” the statement reads.

For up-to-date location and brand information, visit doghaus.com or follow Dog Haus on Facebook, Twitter and Instagram @DogHausDogs. ■ 10.31.19 | PASADENA WEEKLY 13

• ARTS & CULTURE • FILM | THE ATER | BOOKS | MUSIC | COMMUNIT Y | LISTINGS

Jennifer Maisel

LEGACY OF TRAUMA HISTORY INFORMS THE FUTURE IN JENNIFER MAISEL’S NEW PLAY ‘EIGHT NIGHTS’ AT ANTAEUS THEATRE CO.

BY BLISS BOWEN

I

n 1939, the MS St. Louis carried over 900 mostly Jewish refugees on the infamous “Voyage of the Damned” from Hamburg in Nazi Germany to Cuba, Canada and the United States — all of which refused them asylum. Cuba did accept 28 people, most of whom held US visas, and ultimately Belgium, France, the Netherlands and the UK took in other refugees. But historians estimate 254 of the ill-fated ship’s passengers later died in the Holocaust.

Flash forward to January 2017, when playwright Jennifer Maisel was feeling “frozen” in the aftermath of the presidential election two months earlier. Fascinated with histories and novels of the Holocaust since childhood, her interest was piqued when someone tweeted the St. Louis manifest. Subsequent tweets weren’t just about Gustav Schröder valiantly captaining it across the Atlantic and back, but about individual families who’d landed in London and survived while others corralled by the Nazis in Belgium perished in concentration camps.

“It resonated with me so greatly,” she recalls. “I didn’t know what to write because it felt like the world had changed so radically [post-election]. I didn’t feel I could write something trivial. I started looking at news articles from the 1930s in The New York Times, and the only difference between them and the current news articles was the ones in the ’30s were about the Jewish refugee problem and the ones from 2017 were about the Muslim refugee problem.

“I’m also part of this group in LA called Playwrights Union; every February we do this challenge to write a fi rst draft of a play in a month. I had just signed up, Trump took office, the next day was the Muslim ban — and that was the day I started writing the play.”

The work synergistically seeded by those events is “Eight Nights,” beginning previews tonight, Oct. 31, and receiving its world premiere from Antaeus Theatre Company.

Directed by Emily Chase, the cast is headed by Tessa Auberjonois as Rebecca, a German Jewish Holocaust survivor, and noted fi lm and stage character actor Arye Gross as Rebecca’s father; they are joined onstage by Devin Kawaoka, Christopher Watson, Karen Malina White, Zoe Yale (as the younger Rebecca) and Josh Zuckerman.

Opening on the night Rebecca arrives in the United States in December 1948, the play moves through eight nights of Hanukkah across eight decades and ends on Dec. 31, 2016.

Throughout, history interacts fluidly with the future.

“It is about the legacy of trauma,” Maisel explains. “To me, this is about trajectory. It’s not just a Holocaust play, which is the easy way to describe it.

“A question I’ve always had is, how do people go on after something like this happens to them? Look forward? Have a family? Have a life? Dance at a wedding? It’s a struggle for many. Primo Levi committed suicide, and obviously there were some others. But we look at all the cultures that have gone through this, from African American slave culture to Japanese Americans in the internment camps, to the people who were in the Holocaust, and the Armenian genocide; people survive and move on in varying ways. …

“The sad thing to me is that this play has become increasingly relevant. At the time I wrote this, the Syrian crisis was at the forefront; now it has become the crisis at the [US-

14 PASADENA WEEKLY | 10.31.19

Mexico] border as well.”

And in the week since Maisel made those comments, Syria has been thrust back into the frontlines of international concern.

“The idea of history repeating itself is very present, and turning refugees from other countries away from our borders is a very significant message of this play,” says Auberjonois, a veteran actress who’s also a faculty member at the California School of the Arts in Durate. “It’s a way of examining it through the lens of what happened leading up to the Holocaust, and then after the Holocaust, and the effect it has on people’s lives.” She says her family tree includes Holocaust victims as well as survivors, and she gleaned cultural insights into Rebecca from her grandmother’s history as an immigrant and seamstress in New York.

Maisel recalls one of the fi rst readings, given in Orange County to a largely Latinx audience: “The cast was largely children of immigrants, and they felt this was the possibility of their story.” Last October’s Tree of Life synagogue shooting in Pittsburgh prompted an “8 Nights of Eight Nights” tour of readings to raise money and awareness for humanitarian nonprofit HIAS, because the shooter had condemned the synagogue’s support of the organization’s work aiding refugees.

Despite its weighty themes, Auberjonois and Maisel emphasize the humor and warmth in “Eight Nights.” Auberjonois says Rebecca’s rise from unspeakable loss to the rediscovery of joy reminds her of “the typical phases of grief.”

“It’s always amazing to me how rich the Holocaust is in its potential for telling stories,” she observes. “People continue to mine the Holocaust for relevance. This is an examination of yet another aspect of it, and I don’t know where else this story is told in this particular way. … It asks the question over and over again: Could it happen again? Is it happening again? Where is it happening again? … Let the Holocaust serve as a reminder so that this does not happen again.”

Maisel says she obviously hopes viewers will love the play, but chiefly wants them to ponder what action or support they can take.

“That can be anything from opening their eyes to how history is cycling back in a way that is terrifying, or understanding better that we need to all be in this together; we all need to be responsible for what’s happening at the border. We all need to take actions — large, small — just to make the world a little bit better now for everyone. Because there isn’t really one person in this country, unless they’re Native American, who wasn’t a refugee in some way, shape or form, or who wasn’t coming here as an immigrant. …

Right now, in our world, we need to use our art to further conversation and thought and hopefully action.” ■ “Eight Nights” begins previews on Thursday, Oct. 31, and receives its world premiere at the Kiki & David Gindler Performing Arts Center, 110 E. Broadway, Glendale, at 8 p.m. Friday, Nov. 8; the play runs through Dec. 16. Tickets are $35 (preview performances are $15). Reservations/info: (818) 506-1983. jennifermaisel. com, tessaauberjonois.com, antaeus.org.

PW OPINION

PW NEWS

PW LIFE

PW ARTS

•INTO THE NIGHT•

BY BLISS BOWEN

Note by Note

ROCK N ROLL HALL OF FAMER BOOKER T. JONES DISCUSSES SOUL, SEGREGATION, STAX AND NEW HIS MEMOIR, ‘TIME IS TIGHT’

I

t would be difficult to overstate the significance of Booker T. Jones in American music — and not just the Memphis soul he helped birth and popularize in the 1960s while fronting Booker T. & the M.G.’s, the Stax Records house band that can be heard on timeless recordings by Otis Redding, William Bell, Albert King, Carla Thomas, and Sam & Dave. After relocating to LA in 1969, Jones produced Bill Withers’ sublime 1971 debut “Just as I Am” and, in 1978, Willie Nelson’s landmark album “Stardust.” He’s remained a ubiquitous arranger, producer and multi-instrumental sideman for other artists while releasing numerous solo recordings; Ginger Baker (“a large ball of hair”), Blind Boys of Alabama, Drive-By Truckers, Bob Dylan, Tish Hinojosa, Quincy Jones, Kris Kristofferson, Sinead O’Connor, Leon Russell, Carlos Santana and Neil Young are among the genrespanning artists animating his memories.

Booker T. & the M.G.’s were inducted into the Rock and Roll Hall of Fame in 1992, and honored with a Grammy Award for lifetime achievement in 2007. Those career highlights are included in Jones’ new memoir, “Time is Tight: My Life, Note By Note,” which he’s discussing Tuesday at the Bootleg Theater in. But the meat of the book is in his discourse about music’s connective and often spiritual force, and the ways in which his relationship with music informed, overwhelmed, healed, and eventually found harmony with his personal relationships.

“Time is Tight” is structured like a musical stream of consciousness because, Jones writes, he wanted readers to understand time’s fluidity, “not only from the early beginnings to now but jumping forward and circling back when moments were joined more by truth than minutes. It’s a song that returns again and again to choruses that are different and somehow the same.” He closes with five pages of musical phrases composed to represent the feelings of various scenes, “note by note.”

It’s a true musician’s approach to storytelling—setting out a theme, pushing it forward, rephrasing. The absence of strictly linear progression presents little impediment; Jones datelines each “note” with a year and location.

Reconstruction of songwriting and recording sessions will likely gratify musicians as well as fans, particularly when Jones shows how academic dedication yielded commercial gold in the studio. “Green Onions,” the signature tune of Booker T. & the M.G.’s, was the funky result of Jones applying contrapuntal rules of baroque classical music learned in high school music theory to a 12-bar blues pattern. He was 17 and starting out at Indiana University Music School when it topped the charts in 1962; he’d already been playing nightclubs for three years. Jones similarly digs into studio jams that became “Hip Hug-Her” and “Time is Tight,” and his thought processes while reworking songs for peers (“B-A-B-Y” for Stax labelmate Carla Thomas; “Don’t Think Twice” for Eric Clapton at a 1992 Bob Dylan tribute).

Historical context adds grit and shadow to surface glamour. Jones’ work ethic and frequently expressed gratitude rise from his childhood in Jim Crow-era Memphis. (“Growing up black in the Deep South ensures your awareness of your inequality. What you cannot do, who you cannot be, how successful you cannot become.”) He hauntingly recalls his wariness at age 11 accompanying his mother on a Greyhound to LA, shortly after the bus line was desegregated: “We took our seats, a little forward on the right side, and I turned, standing up on my knees, craning to discern some reaction from the other passengers about our choice of seats. … I glanced at the back bench, expecting to see black faces. On most of the ride, I was unsettled, anxious, and out of place—as if I were sitting in the wrong class.”

He also conveys a sense of wonder about his fi rst time hearing the Staple Singers as he delivered newspapers, and his fi rst professional gig, at age 11, accompanying a “church lady” who turned out to be “commanding, soulful” gospel legend Mahalia Jackson: “Beads of sweat poured from her forehead, and I caught a whiff of the familiar combination of perfume, perspiration, and soiled percale. … [Afterward], I sat motionless at the piano, unsure what to do, like an orphan who had found a home. My hand had been taken.”

Jones forthrightly acknowledges “dependencies” on music and women throughout his early career; drama crowds out love in his marriages to Willette “Gigi” Armstrong and Priscilla Coolidge. He’s more lighthearted when reminiscing about meeting third and current wife Nan at his manager’s house in Glendale (they married in 1985), and of how his “love of fast cars came in handy” as he “whipped down the 118 to Verdugo Hills Hospital” the morning daughter Olivia was born — one of several consequential drives recounted, and arguably the happiest.

“Before the age of nine, I told myself, ‘Life was meant to be lived in the key of C.’ It was the simplest, least complex key. It had no sharps or fl ats and was beautiful and pleasing to the ear. The flute, the oboe, the piano, the guitar, and the trombone were all created in C, and I believed that C was the natural key for the earth, humans, and the universe at large.”

But other instruments transpose to different keys, and life is unavoidably complex.

How he navigates that complexity with commitment to musical and community values makes this a more thoughtful than usual artist bio. ■ An Evening With Booker T. Jones discussing “Time is Tight: My Life, Note by Note” at the Bootleg Theatre, 2220 Beverly, LA, at 8 p.m. Tuesday, Nov. 5; $20-$55. Tickets available at eventbrite.com/e/an-evening-withbooker-t-jones-tickets-69576263477. Bookert.com, livetalksla.org

10.31.19 | PASADENA WEEKLY 15

16 PASADENA WEEKLY | 10.31.19

PW OPINION

PW NEWS

PW LIFE

PW ARTS

•CALENDAR• Thursday Oct. 31 through Wednesday Nov. 06 PLEASE NOTE: Deadline for Calendar submissions is noon Wednesday of the week before the issue publishes. Send to johns@ pasadenaweekly.com

THURSDAY The Blue Guitar Room 1055 Lohman Lane, South Pasadena (323) 769-3500 blueguitar.club Carolyn Martinez and the Mitchell Long Trio perform at 7 p.m.

Tickets are $12 to $17 Kidspace Children’s Museum 480 N. Arroyo Blvd., Pasadena (626) 449-9144 kidspacemuseum.org Come in costume, dance and participate in a parade to show off your Halloween spirit from 5:30 to 9 p.m.. For more information visit, kidspacemuseum.org, One Colorado Courtyard 41 Hugus Alley, Pasadena (626) 564-1066 Onecolorado.com Trick-or-treat store-to-store from 5 to 8 p.m. in Old Pasadena. Local ambassador guides dressed in yellow shirts and friendly costumed characters will be greeting visitors, handing out candy and posing for photos. No cost. For more information, visit oldpasadena.org.

Pasadena Senior Center 85 E. Holly St., Pasadena (626) 795-4331 pasadenaseniorcenter.org Throw on your Halloween costume and head on down to the Pasadena Senior Center coffee bar from 8:30 to 11 a.m. for free coffee and Halloween-themed treats.

Rose Bowl Stadium 1001 Rose Bowl Drive, Pasadena (626) 577-3100 • rosebowlstadium.com Stakes are high in the battle for high school bragging rights when the John Muir and Pasadena high school football teams face off in the annual Turkey Tussle at 7 p.m. Tickets are $5 to $12.

Zona Rosa Caffe 15 S. El Molino Ave., Pasadena, (626) 793-2334 • zonarosacoffee.com The 25th Season of Thursday Night Music continues at 8 p.m. Acts TBA visit, facebook. com/events/467772163959717.

FRIDAY A Noise Within 3352 E. Foothill Blvd., Pasadena (626) 356-3100 • anoisewithin.org

Join a post-show talkback with the actors in August Wilson’s “Gem of the Ocean,” at 8 p.m.

The show is described as a soaring, mystical tale of a man desperate for redemption in 1904 Pittsburgh. Aunt Ester, a 285-year-old “soul cleanser,” sends him on a spiritual journey that dissects the nature of freedom amidst oppression and spurs him to take up the mantle of justice. Continues through Nov. 16. Visit the website for times and ticket information.

Hilton Pasadena 168 S. Robles Ave., Pasadena (626) 765-6206 The SoCal Women’s Conference goes from 7:30 a.m. to 3:30 p.m. The event brings together thousands of women, families, communitybased health organizations, medical professionals, and beauty and wellness experts for a day of education, inspiration and fun. LA County Supervisor Kathryn Barger and Lisa Stevens are conference chairs. Featuring a power breakfast, luncheon and celebrity guests; Admission is free, however attendees must register to participate in workshops. For more information, contact Lena L. Kennedy at LKennedy@LLKAssociates.com.

Pasadena Public Library 285 E. Walnut St., Pasadena (626) 744-4066 • cityofpasadena.net Travel back in time to the Roaring Twenties in this dinner party mystery from 6:30 to 8 p.m.

You just might apprehend the culprit before he or she strikes again. Registration required; register at the above website.

The Rose 245 E. Green St., Pasadena (888) 645-5006 Wheremusicmeetsthesoul.com Blink-180TRUE performs a tribute show highlighting songs from Blink 182’s 1997 to 2003 concerts. The Blink-180TRUE live show comes complete with exact band attire plus all the jokes and stage antics that cemented Blink-182 an arena rock staple in the early 2000’s. Tickets are $19.50 - $26.50.

Santa Anita Park 285 Huntington Drive, Arcadia (626) 574-7223 Santaanita.com One of the most prestigious horse racing events in the world kicks off at 1:45 p.m. as top racehorses from around the country compete in the two-day Breeders’ Cup. The race serves as the championship for North American Thoroughbred racing.

General admission is $15, $25 on Saturday.

Visit breederscup.com Villa Parke Community Center 363 E Villa St., Pasadena, (626) 744-6530 cityofpasadena.net Celebrate “Dia De Los Muertos” (Day of the Dead), a centuries old holiday honoring the

deceased, from 5 to 8 p.m. The event includes altars honoring the lives of the departed. Dance performances, arts and crafts and food are featured. For more information, call the center.

SATURDAY Pasadena Library, Allendale Branch 1130 S. Marengo Ave., Pasadena (626) 744-7260 baseballreliquary.org Lincoln Mitchell discusses and signs “San Francisco Year Zero: Political Upheaval, Punk Rock and a Third-Place Baseball Team” at 2 p.m.

Parson’s Nose 95 N. Marengo Ave., Pasadena (626) 403-7667 Parsonsnose.org Check out “Our American Cousin,” the play at which President Lincoln was shot, at 3 p.m.

Tickets are $5 to $35.

The Pasadena Playhouse 39 S. El Molino Ave., Pasadena (626) 356-7529 Pasadenaplayhouse.org Check out “A Kid Like Jake” at 8 p.m. On the eve of the admissions cycle for New York City kindergartens, Alex and Greg have high hopes for their son Jake, a precocious four-year-old who happens to prefer Cinderella to G.I. Joe. But as the process continues, Jake’s behavior becomes erratic and perplexing, and other adults in his life start to wonder whether his fondness for dress-up might be cause for concern. Tickets are $25 to $35. Visit Pasadenaplayhouse.org The Rose 245 E. Green St., Pasadena (888) 645-5006 Wheremusicmeetsthesoul.com Bone Thugs-N-Harmony burst out of Cleveland in the mid-’90s with a pair of massive hits, “Thuggish Ruggish Bone” and “Tha Crossroads.” You must arrive by 7 p.m. and spend $25 on dinner. Tickets are $34 to $44.

Sierra Madre Playhouse 87 W. Sierra Madre Blvd. Sierra Madre, (626) 355-4318 sierramadreplayhouse.org The American classic “Little Women” comes to the Sierra Madre Playhouse at 9 a.m. Tickets are $15 to $30.

SUNDAY Fremont Centre Theatre 1000 Fremont Ave., South Pasadena, (626) 398-8500 collegeaccessplan.org “It’s a Funny Story...” returns from 6:30 to 9:30 p.m. Tickets are $30.

Huntington Library, Art Museum and Botanical Gardens 1151 Oxford Road, San Marino (626) 405-2100 huntington.org.

The Huntington Library continues its 100th anniversary with the exhibition “Nineteen Nineteen,” from 10 a.m. to 5 p.m. The exhibit explores the facility’s founding through the lens of a single, tumultuous year. In 1919, Henry and Arabella Huntington signed the trust document that transformed their property into a public institution, just as the US was recovering in the aftermath of World War I. Kidspace Children’s Museum 480 N. Arroyo Blvd., Pasadena (626) 449-9144 kidspacemuseum.org Check out “Performance on the Frog: Rhythm Child” at 4 p.m. Rhythm Child is a family-run music and education company based in Los Angeles. Over the last 12 years, Norm Jones has drummed with young children as a way of encouraging creative engagement.

Pasadena Conservatory of Music 100 N. Hill Ave., Pasadena (626) 683-3355 pasadenaconservatory.org/ Celebrate the 90th Birthday of American composer George Crumb at 4 p.m. Tickets are $15 to $25.

Vroman’s Bookstore 695 E. Colorado Blvd., Pasadena, 626-449-5320 vromansbookstore.com Bricia Lopez discusses and signs “Oaxaca: Home Cooking from the Heart of Mexico” at 3 p.m.

MONDAY Colombo’s Restaurant 1833 Colorado Blvd., Eagle Rock (323) 254-9138 colombosrestaurant.com The Eric Ekstrand Trio plays jazz at 7 p.m. No cover.

The Huntington Library, Art Museum, and Botanical Gardens 1151 Oxford Road, San Marino (626) 405-2100 Check out the debut of the President’s Series from 7:30 to 9:30 p.m. with a conversation between authors Susan Orlean. “The Library Book” and Viet Thanh Nguyen, “The Sympathizer.” The event will be moderated by William Deverell, director of the Huntington-USC Institute on California and the West. Advance registration required.

Vroman’s Bookstore 695 E. Colorado Blvd., Pasadena (626) 449-5320

vromansbookstore.com Adrienne Brodeur discusses and signs “Wild Game: My Mother, Her Lover, and Me” at 7 p.m.

TUESDAY All Saints Church 132 N. Euclid Ave., Pasadena (626) 449-5320 vromansbookstore.com Vroman’s Bookstore sponsors “An Evening with Ann Patchett” in celebration of the release of “The Dutch House” from 7 to 8:30 p.m. Tickets are $30.

Crowell Public Library 1890 Huntington Drive, San Marino (626) 300-0777 crowellpubliclibrary.org Enjoy “Jazz Swing from A to Z: From ’90s to Today” from 12:30 to 2 p.m. Dr. Thom Mason, USC professor emeritus of jazz studies at the Thornton School of Music, continues the six-session course sponsored by the Friends of the Library.

The Mixx Restaurant & Bar 443 E. Colorado Blvd., Pasadena (626) 500-0021 info@themixxpasadena.com Tuesday night is Blues Jam night with Elizabeth Hangan, Eric Garcia, Moe Beeks and Lynn Coulter from 8 p.m. to midnight. No cover.

WEDNESDAY 1881 1881 E. Washington Blvd., Pasadena (626) 314-2077 1881pasadena.com Reggae Music Night, featuring the sounds of Calvin Banks & The Tellers, starts at 8 p.m.

Call the club or visit their website for more information.

Pasadena Central Library Donald Wright Auditorium 285 E. Walnut St., Pasadena cityofpasadena.net/library/ Pasadena Public Library presents Wednesday Films at 1 p.m.

“Quiz Show” deals with the rigged game show scandal that erupted during early days of TV. Pasadena Presbyterian Church 585 E. Colorado Blvd., Pasadena (626) 793-2191 ppcmusic.org/music-at-noon Music at Noon: Michael Sellers, pianist from 12:10 to 12:40 p.m. Sellers is an acclaimed pianist known for a strong and commanding presence and temperament, exceptional virtuoso equipment, and a warmly personal, spacious and poetic style of performance. ■

10.31.19 | PASADENA WEEKLY 17

PW OPINION PW NEWS

•FILM•

PW LIFE

PW ARTS

BY JANA J. MONJI

Cynthia Erivo and Leslie Odom Jr. in Harriet.

Birth of a Hero

‘HARRIET’ DOES A GOOD JOB OF REMINDING PEOPLE OF HARRIET TUBMAN’S CONTRIBUTIONS TO AMERICAN CULTURE

“H

arriet” gives us a heroine who overcame disability and later became a fugitive so that her loved ones and others could find a better life, first in so-called free American states and later in Canada, leaving communities in both nations forever in her debt.

A major movie on Harriet Tubman is long overdue and, for all of its faults, the recently released biopic “Harriet” is a good start in that direction.

The casting of petite Tony Award-winning British singer Cynthia Erivo (“Widows” and the satirical thriller “Bad Times at the El Royale”) elevates this film in many ways. Tubman was only five feet 2 inches tall, and undoubtedly people underestimated her because of her color and statrure, but she lived large.

In the script by Gregory Allen Howard and director Kai Lemmons, “Harriet” begins with slaves listening to Rev. Green (Vondie Curtis-Hall), a black preacher who uses the Bible to justify slavery and encourage obedience to slave owners Edward Brodess (Michael Marunded), his wife Eliza (Jennifer Nettles), and their son Gideon (Joe Alwyn).

Tubman, who was known as Araminta, or “Minty” Ross, married freeman John Tubman (Zackary Momoth). Her father, Ben Ross (Clarke Peters) was freed by his owner. And through a white lawyer, Harriet learns her mother, Rit (Vanessa Bell Calloway), was supposed to be set free and some of her children should have been born free. Harriet learns their former owner’s will was ignored. The Brodess family plans to keep Minty’s family enslaved after all. Minty prays for justice and Edward Brodess dies. And as the estate is being settled, Minty, who due to a childhood head injury has visions, soon decides the time to escape is now.

When Tubman decides to run, she sends a message via song to her mother and leaves her husband, fearing that if captured he’d lose his freedom or be killed. But ignorance of his wife’s whereabouts doesn’t prevent John Tubman from being severely beaten when Gideon Brodess pursues her. Minty makes a seemingly impossible journey from Maryland to the free state of Pennsylvania, basking in the warm glow of freedom, a moment optimized by the euphoria expressed in Terence Blanchard’s musical score.

In Philadelphia, she meets free man William Still (Leslie Odom Jr.), who encourages her to leave her slave name Minty behind and finds her a place to stay with saucy Marie (Janelle Monáe), who was born free. Now known as Harriet, she longs for her husband and leaves Philadelphia to fetch him. She finds him only to learn that he believed her to be dead and remarried. But while she is there, Harriet, with the help of Rev. Green, leads other slaves to freedom “Harriet,” like the WGN miniseries “Underground,” shows the complexity of a society that allows slavery and how black and white men and women were corrupted by it. Some black people were opportunists, joining in the hunt for escaped slaves. Slavery also brought dangers to free black people who could be beaten and even murdered during the pursuit of escapees.

“Harriet” is an origin story that might be a tad too reverent, but takes the time to remind us of all that Tubman achieved in real life, including her actions during the American Civil War. For a petite woman, her impact on history was huge.

Cicely Tyson played Tubman in the miniseries “A Woman Called Moses” in 1978, and Aisha Hinds is portraying her now in “Underground” on WGN-TV. But that’s not enough. A true American hero like Harriet Tubman deserves another miniseries, more movies and to have her face put on the 20-dollar bill.

“Harriet,” which premiered at the Toronto International Film Festival, opens nationwide Friday, Nov. 1. n 18 PASADENA WEEKLY | 10.31.19

OFFICE HOURS: Monday-Friday, 9am-5pm ADDRESS: 50 S. DeLacey Avenue, pasadenaweekly.com | Classifieds/Legals: Contact Ann 626-584-1500 ext. 100 or annt@pasadenaweekly.com | Deadline: Monday 11am for Thursday Suite 200, Pasadena, CA 91105 Legal Notices ),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

127,&( ,19,7,1* %,'6 )851,6+ /$%25 $1' 0$7(5,$/6 )25 +21'$ 32/,&( 02725&<&/( 5(3$,5 0$,17(1$1&( %LGV ZLOO EH UHFHLYHG HOHFWURQLF DOO\ WKURXJK 3ODQHW %LGV ZZZ SODQHWELGV FRP $ ELG UH FHLYHG DIWHU WKH WLPH VHW IRU WKH ELG RSHQLQJ VKDOO QRW EH FRQVLGHUHG %LGGHUV DUH UHTXLUHG WR VXEPLW XSORDG DOO LWHPV OLVWHG LQ WKH %,' '(5¶6 &+(&./,67 LQFOXGLQJ DF NQRZOHGJHPHQW RI DOO DGGHQGXPV %LGV ZLOO EH UHFHLYHG SULRU WR 30 1RYHPEHU DQG ZLOO EH RSHQHG RQOLQH DW WKDW WLPH 7KH ELGV VKDOO EH FOHDUO\ WLWOHG 7KH ELGV VKDOO EH FOHDUO\ WLWOHG +21'$ 32/,&( 02725&<&/( 5(3$,5 0$,17(1$1&( 7KH ELGV VKDOO EH FOHDUO\ WLWOHG &RSLHV RI WKH 6SHFLILFDWLRQV PD\ EH REWDLQHG E\ PDLO RU LQ SHUVRQ IURP WKH 3XUFKDVLQJ 'LYLVLRQ 1RUWK *DUILHOG $YHQXH 5P 3DVDGHQD &$ 7HOHSKRQH 1R

5HIHU WR WKH VSHFLILFDWLRQV IRU FRPSOHWH GHWDLOV DQG ELGGLQJ UH TXLUHPHQWV 7KH 6SHFLILFDWLRQ DQG WKLV 1RWLFH VKDOO EH FRQVLGHUHG D SDUW RI DQ\ FRQWUDFW PDGH SXUVX DQW WKHUHXQGHU 67(9( 0(50(// &,7< 0$1$*(5 '$7(' 2&72%(5 3XEOLVKHG 3DVDGHQD :HHNO\ 127,&( 2) 38%/,& +($5,1* =RQLQJ &RGH $PHQGPHQW WR &DQQDELV %XVLQHVVHV 5HJXOD WLRQV 352-(&7 '(6&5,37,21 7KH SURSRVHG SURMHFW LV DQ DPHQG PHQW WR WKH &LW\¶V H[LVWLQJ &DQ QDELV %XVLQHVVHV UHJXODWLRQV 6HFWLRQ RI WKH =RQLQJ &RGH DQG RWKHU DSSOLFDEOH VHF WLRQV WR PRGLI\ WKH ORFDWLRQ UH TXLUHPHQWV WR DOORZ XS WR WKUHH SHU FRXQFLO GLVWULFW DQG DOVR GH FUHDVH WKH GLVWDQFH EHWZHHQ FDQ QDELV UHWDLOHUV IURP IHHW WR

IHHW 7KLV FRGH DPHQGPHQW ZLOO QRW FKDQJH WKH OLPLW RI PRUH WKDQ VL[ FRPPHUFLDO FDQQDELV UH WDLOHUV 352-(&7 /2&$7,21 $OO FRP PHUFLDO DQG LQGXVWULDO ]RQHG SURS HUWLHV ZKHUH FRPPHUFLDO FDQ QDELV XVHV FDQ EH SHUPLWWHG SXU VXDQW WR 6HFWLRQ RI WKH =RQLQJ &RGH (19,5210(17$/ '(7(50,1$ 7,21 7KH 3ODQQLQJ &RPPLVVLRQ ZLOO EH DVNHG WR FRQVLGHU ZKHWKHU WKH SURSRVHG DFWLRQ LV H[HPSW IURP WKH &(4$ SXUVXDQW WR 6WDWH &(4$ *XLGHOLQHV 6HFWLRQ E

WKH JHQHUDO UXOH WKDW &(4$ DSSOLHV RQO\ WR SURMHFWV ZKLFK KDYH WKH SRWHQWLDO IRU FDXV LQJ D VLJQLILFDQW HIIHFW RQ WKH HQ YLURQPHQW DQG ZKHWKHU WKH SUR SRVHG =RQLQJ &RGH $PHQGPHQW LV DOVR H[HPSW IURP &(4$ SXUVX DQW WR 6WDWH &(4$ *XLGHOLQHV 6HFWLRQ ³([LVWLQJ )DFLOLWLHV´ &ODVV &ODVV FRQVLVWV RI WKH RSHUDWLRQ UHSDLU PDLQWHQDQFH SHUPLWWLQJ OHDVLQJ OLFHQVLQJ RU PLQRU DOWHUDWLRQ RI H[LVWLQJ SXEOLF RU SULYDWH VWUXFWXUHV IDFLOLWLHV PHFKDQLFDO HTXLSPHQW RU WRSR JUDSKLFDO IHDWXUHV LQYROYLQJ QHJOL JLEOH RU QR H[SDQVLRQ RI XVH EH\ RQG WKDW H[LVWLQJ DW WKH WLPH RI WKH OHDG DJHQF\µ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xH] 0DQDJHPHQW $QD O\VW ,9 DW WKH DGGUHVV OLVWHG EH ORZ ,I \RX ZLVK WR FKDOOHQJH WKLV PDWWHU LQ FRXUW \RX PD\ EH OLPLWHG WR UDLVLQJ RQO\ WKRVH LVVXHV \RX RU VRPHRQH HOVH UDLVHG DW WKH SXEOLF KHDULQJ GHVFULEHG LQ WKLV QRWLFH RU ZULWWHQ FRUUHVSRQGHQFH GHOLYHUHG WR WKH KHDULQJ ERG\ DW RU SULRU WR WKH SXEOLF KHDULQJ )RU PRUH LQIRUPDWLRQ DERXW WKH SURMHFW DQG WKH UHODWHG HQYLURQ PHQWDO GRFXPHQWDWLRQ RU W R VFKHGXOH DQ DSSRLQWPHQW &RQWDFW 3HUVRQ *XLOOH 1XxH] 0DQDJHPHQW $QDO\VW ,9 3KRQH

(

P D L O

JQXQH]#FLW\RISDVDGHQD QHW : H E V L W H

ZZZ FLW\RISDVDGHQD QHW PDULMXDQ DUHJXODWLRQV 0DLOLQJ $GGUHVV 3ODQQLQJ &RPPXQLW\ 'HYHORS PHQW 'HSDUWPHQW 3ODQQLQJ 'LYLVLRQ &RPPXQLW\ 3ODQQLQJ 6HFWLRQ 1RUWK *DUILHOG $YHQXH 3DV DGHQD &$ $'$ ,Q FRPSOLDQFH ZLWK WKH $PHULFDQV ZLWK 'LVDELOLWLHV $FW

$'$ RI OLVWHQLQJ DVVLVWLYH GHYLFHV DUH DYDLODEOH ZLWK D KRXU DGYDQFH QRWLFH 3OHDVH FDOO

RU

7'' WR UHTXHVW XVH RI D OLVWHQ LQJ GHYLFH /DQJXDJH WUDQVODWLRQ VHUYLFHV DUH DYDLODEOH IRU WKLV PHHWLQJ E\ FDOOLQJ

DW OHDVW KRXUV LQ DGYDQFH 3XEOLVKHG 3DVDGHQD :HHNO\

127,&( 1RWLFH RI 3XEOLF 6DOH RI 3HU VRQDO 3URSHUW\ 7R VDWLVI\ WKH RZQHU V OLHQ SXUVXDQW WR &DOL IRUQLD 6HOI 6WRUDJH )DFLOLW\ $FW % 3 &RGH (7 6(4 WKH 8QGHUVLJQHG ZLOO VHOO SHUVRQDO SURSHUW\ VWRUHG E\ WKH SHUVRQV RU EXVL QHVVHV OLVWHG EHORZ LQFOXG LQJ EXW QRW OLPLWHG WR LWHPV GHVFULEHG EHORZ VWRUHG DW 6R&DO 6HOI 6WRUDJH &RORU DGR %RXOHYDUG (DVW &RORUDGR %RXOHYDUG 3DV DGHQD &$

7KH VDOH ZLOO EH KHOG E\ SXEOLF DXFWLRQ RQOLQH DW ZZZ VWRUDJHWUHDVXUHV FRP RQ 1RYHPEHU WK $XF WLRQ (QGLQJ 7LPH LV $0 367 %LGV VXEPLWWHG ZLWKLQ WKH ODVW PLQXWHV RI WKH $XF WLRQ (QGLQJ 7LPH PD\ H[ WHQG WKH ELGGLQJ SURFHVV LQ PLQXWH LQFUHPHQWV 7+( )2//2:,1* ,6 $ '( 6&5,37,21 2) 7+( 3523 (57< 72 %( 62/' 6WRU DJH 8QLW 1DPH /RUQH 6FKXVVHO ER[HV EDJV RI ILFH FKDLU PHWDO FDUW FORWKHV EHGGLQJ &1 2FW

Probate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

9,9,$1 -810,1 =28 6%1

/$: 2)),&( 2) +81* %$1 75$1 : 9$//(< %/9' $/+$0%5$ &$

&16 3$6$'(1$ :((./<

127,&( 2) 3(7,7,21 72 $' 0,1,67(5 (67$7( 2) .$7+5<1 0255,621 &$6( 12 673% 7R DOO KHLUV EHQHILFLDULHV FUHGLW RUV FRQWLQJHQW FUHGLWRUV DQG SHU VRQV ZKR PD\ RWKHUZLVH EH LQWHU HVWHG LQ WKH :,// RU HVWDWH RU ERWK RI .$7+5<1 0255,621 $ 3(7,7,21 )25 352%$7( KDV EHHQ ILOHG E\ &+5,67,1( +$< '(1 LQ WKH 6XSHULRU &RXUW RI &DOL IRUQLD &RXQW\ RI /26 $1*(/(6 7+( 3(7,7,21 )25 352%$7( UHTXHVWV WKDW &+5,67,1( +$<

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

&16 3$6$'(1$ :((./<

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

10.31.19 | PASADENA WEEKLY 19

Probate WLFH WR LQWHUHVWHG SHUVRQV XQOHVV WKH\ KDYH ZDLYHG QRWLFH RU FRQ VHQWHG WR WKH SURSRVHG DFWLRQ

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

GD\V IURP WKH GDWH RI PDLOLQJ RU SHUVRQDO GHOLYHU\ WR \RX RI D QRWLFH XQGHU VHFWLRQ RI WKH &DOLIRUQLD 3UREDWH &RGH 2WKHU &DOLIRUQLD VWDWXWHV DQG OHJ DO DXWKRULW\ PD\ DIIHFW \RXU ULJKWV DV D FUHGLWRU <RX PD\ ZDQW WR FRQVXOW ZLWK DQ DWWRUQH\ NQRZ OHGJHDEOH LQ &DOLIRUQLD ODZ <28 0$< (;$0,1( WKH ILOH NHSW E\ WKH FRXUW ,I \RX DUH D SHUVRQ LQWHUHVWHG LQ WKH HVWDWH \RX PD\ ILOH ZLWK WKH FRXUW D 5HTXHVW IRU 6SHFLDO 1RWLFH IRUP '( RI WKH ILOLQJ RI DQ LQYHQWRU\ DQG DS SUDLVDO RI HVWDWH DVVHWV RU RI DQ\ SHWLWLRQ RU DFFRXQW DV SURYLGHG LQ 3UREDWH &RGH VHFWLRQ $ 5H TXHVW IRU 6SHFLDO 1RWLFH IRUP LV DYDLODEOH IURP WKH FRXUW FOHUN ,Q 3UR 3HU 3HWLWLRQHU -2+1(//( 5$< %2*(57 <$7(6 /$1( 7$%(51$&/( 1-

&16 3$6$'(1$ :((./<

Name Change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

25'(5 72 6+2: &$86( )25 &+$1*( 2) 1$0( &DVH 1R *'&3 683(5,25 &2857 2) &$/, )251,$ &2817< 2) /26 $1*(/(6 3HWLWLRQ RI 0$5. ($5/ )(1'(5621 IRU &KDQJH RI 1DPH 72 $// ,17(5(67(' 3(56216 3HWLWLRQHU 0DUN (DUO )HQGHUVRQ ILOHG D SHWLWLRQ ZLWK WKLV FRXUW IRU D GHFUHH FKDQJLQJ QDPHV DV IROORZV D 0DUN (DUO )HQGHUVRQ WR 0DUN (DUO )HQGHU VRQ %H\ 7+( &2857 25 '(56 WKDW DOO SHUVRQV LQWHUHVWHG LQ WKLV PDWWHU DSSHDU EHIRUH WKLV FRXUW DW WKH KHDULQJ LQGLFDWHG EH ORZ WR VKRZ FDXVH LI DQ\ ZK\ WKH

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

25'(5 72 6+2: &$86( )25 &+$1*( 2) 1$0( &DVH 1R %%&3 683(5,25 &2857 2) &$/, )251,$ &2817< 2) /26 $1*(/(6 3HWLWLRQ RI 9,&725 0$81(/ $/9$5'2 ,9 IRU &KDQJH RI 1DPH 72 $// ,17(5 (67(' 3(56216 3HWLWLRQHU 9LFWRU 0DQXHO $OYDUDGR ,9 ILOHG D SHWLWLRQ ZLWK WKLV FRXUW IRU D GH FUHH FKDQJLQJ QDPHV DV IROORZV D 9LFWRU 0DQXHO $OYDUGR ,9 WR 9LFWRU $OYDUDGR $UPVWURQJ

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

25'(5 72 6+2: &$86( )25 &+$1*( 2) 1$0( &DVH 1R 67&3 683(5,25 &2857 2) &$/, )251,$ &2817< 2) /26 $1*(/(6 3HWLWLRQ RI %,//< '8$1( +$57/(< IRU &KDQJH RI 1DPH 72 $// ,17(5(67(' 3(56216 3HWLWLRQHU %LOO\ 'XDQH +DUWOH\ ILOHG D SHWLWLRQ ZLWK WKLV FRXUW IRU D GHFUHH FKDQJLQJ QDPHV DV IROORZV D %LOO\ 'XDQH +DUWOH\ WR %LOO 'XDQH 5DZVRQ -U

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

20 PASADENA WEEKLY | 10.31.19

Notice of Bulk Sales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« 7URL /XFDUHOOL *DEULHOD *DUFLD -HVV 3DODFLR $OGR %LHU\ -XDQ 7HOOH] 3XUFKDVHV 0XVW %H 0DGH LQ &DVK DQG 3DLG DW WKH WLPH RI 6DOH $OO *RRGV DUH 6ROG DV LV DQG PXVW EH 5HPRYHG ZLWKLQ +RXUV RI WKH WLPH RI 3XUFKDVH $OOHQ $YH 6HOI 6WRUDJH 3DVDGHQD 5HVHUYHV WKH 5LJKW WR 5HWUDFW %LGV 6DOH LV 6XEMHFW WR $GMRXUQ PHQW 3DVDGHQD :HHNO\

Trustee Sale 7 6 1R &$ $ 3 1 3URSHUW\ $GGUHVV (DVW 0HQGRFLQR 6WUHHW $OWDGHQD &$ 127,&( 2) 75867(( 6 6$/( 38568$17 72 &,9,/ &2'( Â&#x2020; D DQG G 7+( 6800$5< 2) ,1)250$ 7,21 5()(55(' 72 %( /2: ,6 127 $77$&+(' 72 7+( 5(&25'(' &23< 2) 7+,6 '2&80(17 %87 21/< 72 7+( &23,( 6 3529,'(' 72 7+( 7586 725 127( 7+(5( ,6 $ 680 0$5< 2) 7+( ,1)250$ 7,21 ,1 7+,6 '2&80(17 $77$&+('

7UXVWRU .HQQHWK ( 6QHOO DQG $OSKD - 6QHOO KXVEDQG DQG ZLIH DV MRLQW WHQDQWV 'XO\ $SSRLQWHG 7UXVWHH :HVWHUQ 3URJUHVVLYH //& 'HHG RI 7UXVW 5HFRUGHG DV ,QVWUXPHQW 1R LQ ERRN SDJH DQG RI 2IILFLDO 5H FRUGV LQ WKH RIILFH RI WKH 5H FRUGHU RI /RV $QJHOHV &RXQW\ &DOLIRUQLD 'DWH RI 6DOH DW $0 3ODFH RI 6DOH %(+,1' 7+( )2817$,1 /2&$7(' ,1 &,9,& &(17(5 3/$=$ &,9,& &(17(5 3/$=$ 32021$ &$ (VWLPDWHG DPRXQW RI XQSDLG EDODQFH UHDVRQDEO\ HVWLP DWHG FRVWV DQG RWKHU FKDUJHV

127,&( 2) 75867(( 6 6$/( 7+( 75867(( :,// 6(// $7 38%/,& $8&7,21 72 +,*+(67 %,''(5 )25 &$6+ &$6+,(5¶6 &+(&.

'5$:1 21 $ 67$7( 25 1$7,21$/ %$1. $ &+(&.

'5$:1 %< $ 67$7( 25 )('(5$/ &5(',7 81,21 25 $ &+(&. '5$:1 %< $ 67$7( 25 )('(5$/ 6$9 ,1*6 $1' /2$1 $662&, $7,21 $ 6$9,1*6 $662 &,$7,21 25 6$9,1*6 %$1. 63(&,),(' ,1 6(& 7,21 2) 7+( ),1$1 &,$/ &2'( $1' $87+25 ,=(' 72 '2 %86,1(66 ,1 7+,6 67$7( $OO ULJKW WLWOH DQG LQWHUHVW FRQYH\HG WR DQG QRZ KHOG E\ WKH WUXVWHH LQ WKH KHUHLQDIWHU GHVFULEHG SURSHUW\ XQGHU DQG SXUVXDQW WR D 'HHG RI 7UXVW GHVFULEHG DV 0RUH IXOO\ GHVFULEHG LQ VDLG 'HHG RI 7UXVW 6WUHHW $G GUHVV RU RWKHU FRPPRQ GHV LJQDWLRQ RI UHDO SURSHUW\ (DVW 0HQGRFLQR 6WUHHW $OW DGHQD &$ $ 3 1 7KH XQGHUVLJQHG 7UXVWHH GLV FODLPV DQ\ OLDELOLW\ IRU DQ\ LQ FRUUHFWQHVV RI WKH VWUHHW DG GUHVV RU RWKHU FRPPRQ GHV LJQDWLRQ LI DQ\ VKRZQ DERYH 7KH VDOH ZLOO EH PDGH EXW ZLWKRXW FRYHQDQW RU ZDUUDQW\ H[SUHVVHG RU LPSOLHG UHJDUG LQJ WLWOH SRVVHVVLRQ RU HQ FXPEUDQFHV WR SD\ WKH UH PDLQLQJ SULQFLSDO VXP RI WKH QRWH V VHFXUHG E\ WKH 'HHG RI 7UXVW ZLWK LQWHUHVW WKHUHRQ DV SURYLGHG LQ VDLG QRWH V

DGYDQFHV XQGHU WKH WHUPV RI VDLG 'HHG RI 7UXVW IHHV FKDUJHV DQG H[SHQVHV RI WKH 7UXVWHH DQG RI WKH WUXVWV FUH DWHG E\ VDLG 'HHG RI 7UXVW 7KH WRWDO DPRXQW RI WKH XQ SDLG EDODQFH RI WKH REOLJD WLRQ VHFXUHG E\ WKH SURSHUW\ WR EH VROG DQG UHDVRQDEOH HVWLPDWHG FRVWV H[SHQVHV DQG DGYDQFHV DW WKH WLPH RI WKH LQLWLDO SXEOLFDWLRQ RI WKH 1RWLFH RI 6DOH LV

1RWH %HFDXVH WKH %HQHIL FLDU\ UHVHUYHV WKH ULJKW WR ELG OHVV WKDQ WKH WRWDO GHEW RZHG LW LV SRVVLEOH WKDW DW WKH WLPH RI WKH VDOH WKH RSHQLQJ ELG PD\ EH OHVV WKDQ WKH WRWDO GHEW

,03257$17 127,&( 72 3523(57< 2:1(5 <28 $5( ,1 '()$8/7 81 '(5 $ '((' 2) 75867 '$7(' 81 /(66 <28 7$.( $&7,21 72 3527(&7 <285 3523 (57< ,7 0$< %( 62/' $7 $ 38%/,& 6$/( ,) <28 1((' $1 (;3/$1$7,21 2) 7+( 1$785( 2) 7+( 352&((',1* $*$,167 <28 <28 6+28/' &21 7$&7 $ /$:<(5

,I WKH 7UXVWHH LV XQDEOH WR FRQYH\ WLWOH IRU DQ\ UHDVRQ WKH VXFFHVVIXO ELGGHU¶V VROH DQG H[FOXVLYH UHPHG\ VKDOO EH WKH UHWXUQ RI PRQLHV SDLG WR WKH 7UXVWHH DQG WKH VXF FHVVIXO ELGGHU VKDOO KDYH QR IXUWKHU UHFRXUVH 7KH EHQHILFLDU\ RI WKH 'HHG RI 7UXVW KDV H[HFXWHG DQG GHOLYHUHG WR WKH XQGHUVLJQHG D ZULWWHQ UHTXHVW WR FRP

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¶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

9HQWXUD &$ 6DOH ,QIRUPDWLRQ /LQH

KWWS ZZZ DOWL VRXUFH FRP 0RUWJDJH6HU YLFHV 'HIDXOW0DQDJHPHQW 7U XVWHH6HUYLFHV DVS[ 7UXVWHH 6DOH $VVLVWDQW :(67(51 352*5(66,9( //& 0$< %( $&7,1* $6 $ ' (%7 &2//(&725 $7 7(037,1* 72 &2//(&7 $ '(%7 $1< ,1)250$7,21 2%7$,1(' 0$< %( 86(' )25 7+$7 385326( 3DVDGHQD :HHNO\

7LWOH 2UGHU 1R 7UXVWHH 6DOH 1R /RDQ 1R $31 127,&( 2) 75867((¶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¶V FKHFN GUDZQ E\ D VWDWH RU QDWLRQDO EDQN D FKHFN GUDZQ E\ D VWDWH RU IHGHUDO FUHGLW XQLRQ RU D FKHFN GUDZQ E\ D VWDWH RU IHGHUDO VDYLQJV DQG ORDQ DVVRFLDWLRQ VDYLQJV DVVRFLDWLRQ RU VDYLQJV EDQN VSHFLILHG LQ VHF WLRQ RI WKH )LQDQFLDO &RGH DQG DXWKRUL]HG WR GR EXVLQHVV LQ WKLV VWDWH $W %(+,1' 7+( )2817$,1 /2&$7(' ,1 &,9,& &(17(5 3/$=$ /2&$7(' $7 &,9,& &(17(5 3/$=$ 32021$ &$ 127,&( 2) 75867((¶6 6$/( ± FRQWLQ XHG DOO ULJKW WLWOH DQG LQWHUHVW FRQ YH\HG WR DQG QRZ KHOG E\ LW XQGHU VDLG 'HHG RI 7UXVW LQ WKH SURSHUW\ VLWXDWHG LQ VDLG &RXQW\ &DOLIRUQLD GHVFULEHG WKH ODQG WKHUHLQ $6 025( )8//< '(6&5,%(' 21 6$,' '((' 2) 75867 7KH SURSHUW\ KHUHWRIRUH GHVFULEHG LV EHLQJ VROG ³DV LV´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¶ 9,&( 35(6 ,'(17 &$/,)251,$ 7' 63( &,$/,67 ,6 $ '(%7 &2//(&7 25 $77(037,1* 72 &2//(&7 $ '(%7 $1< ,1)250$7,21 2%7$,1(' :,// %( 86(' )25 7+$7 385326( ³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¶V RI ILFH RU D WLWOH LQVXUDQFH FRPSDQ\

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´ &$/,)251,$ 7' 63(&,$/,676 $WWQ 7HUL 6Q\GHU (DVW .DLV HU %OYG $QDKHLP +LOOV &$ 6WR[ 3DVDGHQD :HHNO\

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

58%(1 '28*/$6 $ 6,1*/( 0$1 5HFRUGHG DV ,Q VWUXPHQW 1R RI 2I ILFLDO 5HFRUGV LQ WKH RIILFH RI WKH 5HFRUGHU RI /26 $1*(/(6 &RXQW\ &DOLIRUQLD 'DWH RI 6DOH DW $0 3ODFH RI 6DOH $W WKH 'RXEOHWUHH +RWHO /RV $QJHOHV 1RUZDON 6\FD PRUH 'ULYH 1RUZDON &$ LQ WKH 9LQH\DUG %DOOURRP $PRXQW RI XQSDLG EDODQFH DQG RWKHU FKDUJHV 7KH SXUSRU WHG SURSHUW\ DGGUHVV LV 1257+ 5$<021' $9(18( 3$6$'(1$ &$ $VVHVVRU V 3DUFHO 1R 127,&( 72 327(17,$/ %,''(56 ,I \RX DUH FRQVLGHULQJ ELGGLQJ RQ WKLV SURSHUW\ OLHQ \RX VKRXOG XQGHUVWDQG WKDW WKHUH DUH ULVNV LQYROYHG LQ ELGGLQJ DW D WUXVW HH DXFWLRQ <RX ZLOO EH ELGGLQJ RQ D OLHQ QRW RQ WKH SURSHUW\ LWVHOI 3ODFLQJ WKH KLJKHVW ELG DW D WUXVW HH DXFWLRQ GRHV QRW DXWRPDWLFDOO\ HQWLWOH \RX WR IUHH DQG FOHDU RZQ HUVKLS RI WKH SURSHUW\ <RX VKRXOG DOVR EH DZDUH WKDW WKH OLHQ EHLQJ DXFWLRQHG RII PD\ EH D MXQLRU OLHQ ,I \RX DUH WKH KLJKHVW ELGGHU DW WKH DXFWLRQ \RX DUH RU PD\ EH UH VSRQVLEOH IRU SD\LQJ RII DOO OLHQV VHQLRU WR WKH OLHQ EHLQJ DXFWLRQHG RII EHIRUH \RX FDQ UHFHLYH FOHDU WLWOH WR WKH SURSHUW\ <RX DUH HQ FRXUDJHG WR LQYHVWLJDWH WKH H[LVW HQFH SULRULW\ DQG VL]H RI RXW VWDQGLQJ OLHQV WKDW PD\ H[LVW RQ WKLV SURSHUW\ E\ FRQWDFWLQJ WKH FRXQW\ UHFRUGHU V RIILFH RU D WLWOH LQVXUDQFH FRPSDQ\ HLWKHU RI ZKLFK PD\ FKDUJH \RX D IHH IRU WKLV LQIRUPDWLRQ ,I \RX FRQVXOW HLWKHU RI WKHVH UHVRXUFHV \RX VKRXOG EH DZDUH WKDW WKH VDPH OHQGHU PD\ KROG PRUH WKDQ RQH

Trustee Sale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

([W 4XDOLW\ /RDQ 6HUYLFH &RUS 76 1R &$ %) ,'63XE

7 6 1R 1RWLFH 2I 7UXVWHH V 6DOH /RDQ 1R 0 2UGHU 1R $31 <RX $UH ,Q 'HIDXOW 8QGHU $ 'HHG 2I 7UXVW 'DWHG 8QOHVV <RX 7DNH $FWLRQ 7R 3URWHFW <RXU 3URSHUW\ ,W 0D\ %H 6ROG $W $ 3XEOLF 6DOH ,I <RX 1HHG $Q ([ SODQDWLRQ 2I 7KH 1DWXUH 2I 7KH 3URFHHGLQJ $JDLQVW <RX <RX 6KRXOG &RQWDFW $ /DZ\HU $ SXE OLF DXFWLRQ VDOH WR WKH KLJKHVW ELG GHU IRU FDVK FDVKLHU V FKHFN GUDZQ RQ D VWDWH RU QDWLRQDO EDQN FDVKLHU¶V FKHFN GUDZQ E\ D VWDWH RU IHGHUDO FUHGLW XQLRQ RU D FDVK LHU¶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

%\ V 5DFKHO 6HURSLDQ 7UXVWHH 6DOH 2IILFHU 3 D V D G H Q D : H H N O \

Fic. Business Name ),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D RI 6HFWLRQ D )LFWLWLRXV 1DPH VWDWHPHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HF WLRQ ZKHUH LW H[SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV

VHW IRUWK LQ WKH VWDWHPHQW SXUVX DQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWL WLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWHPHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D ILFWLWLRXV EXVLQHVV QDPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HFWLRQ HW VHT %XVLQHVV DQG 3URIHVVLRQV FRGH 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IRO ORZLQJ SHUVRQ V LV DUH GRLQJ EXVLQHVV DV 9$&$7,21 6(5 9,&(6 1 6DQ )HUQDQGR %OYG 6XLWH %XUEDQN &$ &2817< /RV $QJHOHV $UWLFOHV RI ,QFRUSRUDWLRQ RU 2UJDQ L]DWLRQ 1XPEHU 5(*,67(5(' 2:1(5 6 $UFWLF 3RLQW //& 1 6DQ )HUQDQGR %OYG 6XLWH %XUEDQN &$ 6WDWH RI ,QFRUSRUDWLRQ RU //& &DOLIRUQLD 7+,6 %86,1(66 ,6 &21'8&7(' %< D /LPLWHG /L DELOLW\ &RPSDQ\ 7KH UHJLVWUDQW FRPPHQFHG WR WUDQVDFW EXVLQHVV XQGHU WKH ILFWLWLRXV EXVLQHVV QDPH RU QDPHV OLVWHG DERYH RQ , GHFODUH WKDW DOO LQIRUPD WLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V 'DQLHO &ROHPDQ 7,7/( 9LFH 3UHVLGHQW &RUS RU //& 1DPH $UFWLF 3RLQW //& 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 2FWREHU 127,&( ±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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

'RQDOG ) /RPDV 3K ' 7,7/( 3UHVLGHQW &RUS RU //& 1DPH 0HQWDO +HDOWK 'HOLYHU\ 6\VWHPV ,QF 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 6HSWHP EHU 127,&( ±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D RI 6HFWLRQ D )LFWLWLRXV 1DPH VWDWH PHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HF WLRQ ZKHUH LW H[SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVX DQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWL WLRXV %XVLQHVV 1DPH VWDWHPHQW

PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWHPHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D ILFWLWLRXV EXVLQHVV QDPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HFWLRQ HW VHT %XVLQHVV DQG 3URIHVVLRQV FRGH 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ $PHQGHG 7KH IRO ORZLQJ SHUVRQ V LV DUH GRLQJ EXVLQHVV DV %,5', $662 &,$7(6 ,QF %,5', ,1& (DVW *UHHQ 6WUHHW 3DVDGHQD &$ &2817< /RV $QJHOHV $UWLFOHV RI ,QFRUSRUDWLRQ RU 2UJDQ L]DWLRQ 1XPEHU 5( *,67(5(' 2:1(5 6 %LUGL 6\V WHPV ,QF (DVW *UHHQ 6WUHHW

3DVDGHQD &$ 6WDWH RI ,Q FRUSRUDWLRQ RU //& &DOLIRUQLD 7+,6 %86,1(66 ,6 &21'8& 7(' %< D &RUSRUDWLRQ 7KH UHJLV WUDQW FRPPHQFHG WR WUDQVDFW EXVL QHVV XQGHU WKH ILFWLWLRXV EXVLQHVV QDPH RU QDPHV OLVWHG DERYH RQ , GHFODUH WKDW DOO LQIRUPD WLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V 0RQLQGHU %LUGL 7,7/( 3UHVLGHQW &RUS RU //& 1DPH %LUGL 6\VWHPV ,QF 7KLV VWDWH PHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 2FWREHU 12 7,&( ±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

RI 6HFWLRQ D )LFWLWLRXV 1DPH VWDWHPHQW JHQHUDOO\ H[ SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[ FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HFWLRQ ZKHUH LW H[ SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVXDQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH

10.31.19 | PASADENA WEEKLY 21

Fic. Business Name DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWLWLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWH PHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D ILFWLWLRXV EXVLQHVV QDPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HF WLRQ HW VHT %XVLQHVV DQG 3URIHVVLRQV FRGH 3XEOLVK 3DV DGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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

,QWHUQDWLRQDO ,QF 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 2FWREHU 127,&( ± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

RI 6HFWLRQ D )LFWLWLRXV 1DPH VWDWHPHQW JHQHUDOO\ H[ SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[ FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HFWLRQ ZKHUH LW H[ SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVXDQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWLWLRXV %XVLQHVV 1DPH

3DVDGHQD :HHNO\

/HJDO 1RWLFHV

/HJDO 1RWLFHV 'HDGOLQH 0RQGD\ DW DP IRU 7KXUVGD\ V HGLWLRQ &RQWDFW $QQ

H[W 2U HPDLO \RXU QRWLFH WR DQQW#SDVDGHQDZHHNO\ FRP

22 PASADENA WEEKLY | 10.31.19

VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWH PHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D ILFWLWLRXV EXVLQHVV QDPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HF WLRQ HW VHT %XVLQHVV DQG 3URIHVVLRQV FRGH 3XEOLVK 3DV DGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D RI 6HFWLRQ D )LFWLWLRXV 1DPH 6WDWHPHQW JHQHUDOO\ H[ SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[ FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HFWLRQ ZKHUH LW H[ SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVXDQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWLWLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWH PHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HF WLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DV DGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IRO ORZLQJ SHUVRQ V LV DUH GRLQJ EXVLQHVV DV 07&&/$ :HVW %OYG ,QJOHZRRG &$ &2817< /RV $QJHOHV $UWLFOHV RI ,QFRUSRUDWLRQ RU 2UJDQL]DWLRQ 1XPEHU 5(*,67(5(' 2:1(5 6 0DMRU 7D\ORU &\FOLQJ &OXE /RV $QJHOHV :HVW %OYG ,QJOHZRRG &$ 6WDWH RI ,QFRUSRUDWLRQ RU //& &DOLIRUQLD

7+,6 %86,1(66 ,6 &21'8& 7(' %< D &RUSRUDWLRQ 7KH UHJLV WUDQW FRPPHQFHG WR WUDQVDFW EXVL QHVV XQGHU WKH ILFWLWLRXV EXVLQHVV QDPH RU QDPHV OLVWHG DERYH RQ , GHFODUH WKDW DOO LQIRUPD WLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V 0DUWLQ %ORXQW 7,7/( 3UHVLGHQW &RUS RU //& 1DPH 0DMRU 7D\ORU &\FOLQJ &OXE /RV $QJHOHV 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 6HSWHPEHU 127,&( ±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGL YLVLRQ D RI 6HFWLRQ D )LF WLWLRXV 1DPH VWDWHPHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HFWLRQ ZKHUH LW H[ SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVXDQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWLWLRXV %XVLQHVV 1DPH

VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWH PHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D ILFWLWLRXV EXVLQHVV QDPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HF WLRQ HW VHT %XVLQHVV DQG 3URIHVVLRQV FRGH 3XEOLVK 3DV DGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DF FRUGDQFH ZLWK VXEGLYLVLRQ D RI 6HFWLRQ D )LFWLWLRXV 1DPH VWDWHPHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HF WLRQ ZKHUH LW H[SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVX DQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWL WLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWHPHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D ILFWLWLRXV EXVLQHVV QDPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HFWLRQ HW VHT %XVLQHVV DQG 3URIHVVLRQV FRGH 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IRO ORZLQJ SHUVRQ V LV DUH GRLQJ EXVLQHVV DV 8 &5$9( &$)e $1' *5,// 1 0DFOD\ $YH 6XLWH 6DQ )HUQDQGR &$ &2817< /RV $QJHOHV 5(*,67(5(' 2:1(5 6 ,QWHU QDWLRQDO )RRGV ,QF 1 0DFOD\ $YH 6XLWH 6DQ )HUQDQGR &$ 6WDWH RI ,Q FRUSRUDWLRQ RU //& &DOLIRUQLD 7+,6 %86,1(66 ,6 &21'8&

7(' %< &RSDUWQHUV 7KH UHJLV WUDQW FRPPHQFHG WR WUDQVDFW EXVL QHVV XQGHU WKH ILFWLWLRXV EXVLQHVV QDPH RU QDPHV OLVWHG DERYH RQ 1 $ , GHFODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRU UHFW V $EH $EXGDOX 7,7/( &(2 &RUS RU //& 1DPH ,QWHUQD WLRQDO )RRGV ,QF 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 6HSWHPEHU 127,&( ±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IRO ORZLQJ SHUVRQ V LV DUH GRLQJ EXVLQHVV DV 9$//(<¶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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IRO ORZLQJ SHUVRQ V LV DUH GRLQJ EXVLQHVV DV 086,& &(17(5 /26 $1*(/(6 %RQLWD 'ULYH *OHQGDOH &$ &2817< /RV $QJHOHV $UWLFOHV RI ,QFRUSRUDWLRQ RU 2UJDQL]DWLRQ 1XPEHU 5(*,67(5(' 2:1(5 6 )OXWDFLRXV ,QF %RQLWD 'ULYH *OHQGDOH &$ 6WDWH RI ,QFRUSRUDWLRQ RU //& &DOLIRUQLD 7+,6 %86,1(66 ,6 &21'8&7(' %< D /LPLWHG /LDELO LW\ &RPSDQ\ 7KH UHJLVWUDQW FRP PHQFHG WR WUDQVDFW EXVLQHVV XQ GHU WKH ILFWLWLRXV EXVLQHVV QDPH RU QDPHV OLVWHG DERYH RQ 1 $ , GH FODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V &\QWKLD .HOOH\ 7,7/( 3UHVLGHQW &RUS RU //& 1DPH )OXWDFLRXV ,QF 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 2FWREHU 127,&( ± LQ DFFRUG DQFH ZLWK VXEGLYLVLRQ D RI 6HF WLRQ D )LFWLWLRXV 1DPH VWDWHPHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HF WLRQ ZKHUH LW H[SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVX DQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWL

Fic. Business Name WLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWHPHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D ILFWLWLRXV EXVLQHVV QDPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HFWLRQ HW VHT %XVLQHVV DQG 3URIHVVLRQV FRGH 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IROORZ LQJ SHUVRQ V LV DUH GRLQJ EXVL QHVV DV &+$, 7+( /$%(/ : 5RELGRX[ 6W :LOPLQJWRQ &$ &2817< /RV $QJHOHV 5(*,67(5(' 2:1(5 6

0HOLVVD 0 *DULED\ : 5R ELGRX[ 6W :LOPLQJWRQ &$ &RQQLH &ODUN %D\ 9LHZ $YH :LOPLQJWRQ &$ 7+,6 %86,1(66 ,6 &21'8&7(' %< D *HQHUDO 3DUWQHUVKLS 7KH UHJLV

WUDQW FRPPHQFHG WR WUDQVDFW EXVL QHVV XQGHU WKH )LFWLWLRXV %XVL QHVV 1DPH RU QDPHV OLVWHG DERYH RQ 1 $ , GHFODUH WKDW DOO LQIRUPD WLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V 0HOLVVD 0 *DULED\ 7,7/( *HQHUDO 3DUWQHU 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 6HSWHPEHU 127,&( ± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D RI 6HFWLRQ D )LFWLWLRXV 1DPH 6WDWH PHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HF WLRQ ZKHUH LW H[SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVX DQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWL WLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWHPHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HFWLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGL YLVLRQ D RI 6HFWLRQ D )LF WLWLRXV 1DPH 6WDWHPHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HFWLRQ ZKHUH LW H[ SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVXDQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWLWLRXV %XVLQHVV 1DPH

VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWH PHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HF WLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DV DGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

RI 6HFWLRQ D )LFWLWLRXV 1DPH 6WDWHPHQW JHQHUDOO\ H[ SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[ FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HFWLRQ ZKHUH LW H[ SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVXDQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWLWLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWH PHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HF WLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DV DGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IROORZ LQJ SHUVRQ V LV DUH GRLQJ EXVL QHVV DV &$/,)251,$ $872 */$66 5(3$,5 &DVXGD &DQ\RQ 'ULYH ) 0RQWHUH\ 3DUN &$ &2817< /RV $QJHOHV 5(*,67(5(' 2:1(5 6 %DUU\ 0DUFR $ $O YDUH] (VSLQGROD &DVXGD &DQ\RQ 'ULYH ) 0RQWHUH\ 3DUN &$ 7+,6 %86,1(66 ,6 &21'8&7(' %< DQ ,QGLYLGXDO 7KH UHJLVWUDQW FRPPHQFHG WR WUDQVDFW EXVLQHVV XQGHU WKH )LFWL WLRXV %XVLQHVV 1DPH RU QDPHV OLVWHG DERYH RQ , GH

FODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V 0DUFR $ $OYDUH] (VSLQGROD 7,7/( 2ZQHU 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 2FWREHU 127,&( ±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IROORZ LQJ SHUVRQ V LV DUH GRLQJ EXVL QHVV DV 628/ .12:,1* (1 (5*< +($/,1* )81.< 681 6+,1( )RRWKLOO %RXOHYDUG *OHQGDOH &$ &2817< /RV $QJHOHV 5( *,67(5(' 2:1(5 6 +HDWKHU 3DUNHU /RV 2OLYRV /DQH /D &UHVFHQWD &$ 7+,6 %86, 1(66 ,6 &21'8&7(' %< DQ ,Q GLYLGXDO 7KH UHJLVWUDQW FRP PHQFHG WR WUDQVDFW EXVLQHVV XQ GHU WKH )LFWLWLRXV %XVLQHVV 1DPH RU QDPHV OLVWHG DERYH RQ 1 $ , GHFODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V +HDWKHU 3DUNHU 7,7/( 2ZQHU 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 2FWREHU 127,&( ± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D RI 6HFWLRQ D )LFWLWLRXV 1DPH 6WDWH PHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HF WLRQ ZKHUH LW H[SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVX DQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWL WLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWHPHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HFWLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IROORZ LQJ SHUVRQ V LV DUH GRLQJ EXVL QHVV DV , -8$1$ )$&,$/ %RXTXHW &DQ\RQ 5G 6WH 6DQWD &ODULWD &$ 9LD %UDVD 9DOHQFLD &$ &2817< /RV $QJHOHV 5( *,67(5(' 2:1(5 6 -XDQD 3DWULFLD 5LYHUD 5XL] 9LD %UDVD 9DOHQLFD &$ 7+,6 %86,1(66 ,6 &21'8&7(' %< DQ ,QGLYLGXDO 7KH UHJLVWUDQW FRP PHQFHG WR WUDQVDFW EXVLQHVV XQ GHU WKH )LFWLWLRXV %XVLQHVV 1DPH RU QDPHV OLVWHG DERYH RQ , GHFODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V -XDQD 3DWULFLD 5XL] 7,7/( 2ZQ HU 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 2FWREHU 127,&( ±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D RI 6HFWLRQ D )LFWLWLRXV 1DPH 6WDWHPHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HF WLRQ ZKHUH LW H[SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVX

DQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWL WLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWHPHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HFWLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IROORZ LQJ SHUVRQ V LV DUH GRLQJ EXVL QHVV DV &5($785(6 2) &20 )257 'H /RQJSUH $YHQXH :HVW +ROO\ZRRG &$ &2817< /RV $QJHOHV 5( *,67(5(' 2:1(5 6 &KULV <HQQ /D 6DOOH &DQ\RQ 'ULYH 1HZKDOO &$ 7+,6 %86,1(66 ,6 &21'8&7(' %< DQ ,QGLYLGXDO 7KH UHJLVWUDQW FRP PHQFHG WR WUDQVDFW EXVLQHVV XQ GHU WKH )LFWLWLRXV %XVLQHVV 1DPH RU QDPHV OLVWHG DERYH RQ , GHFODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V

&KULV <HQQ 7,7/( 2ZQHU 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 2FWREHU 127,&( ±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IROORZ LQJ SHUVRQ V LV DUH GRLQJ EXVL QHVV DV *$0(7$1*(17 6HSXOYHGD %RXOHYDUG $SW 6 K H U P D Q 2 D N V & $ &2817< /RV $QJHOHV 5( *,67(5(' 2:1(5 6 6WHYHQ 1J 6HSXOYHGD %OYG $SW 6KHUPDQ 2DNV &$ 7+,6 %86,1(66 ,6 &21'8& 7(' %< DQ ,QGLYLGXDO 7KH UHJLV WUDQW FRPPHQFHG WR WUDQVDFW EXVL QHVV XQGHU WKH )LFWLWLRXV %XVL QHVV 1DPH RU QDPHV OLVWHG DERYH RQ , GHFODUH WKDW DOO LQ IRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V 6WHYHQ 1J 7,7/( 2ZQHU 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 2FWREHU 127,&( ±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

10.31.19 | PASADENA WEEKLY 23

Fic. Business Name ),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IROORZ LQJ SHUVRQ V LV DUH GRLQJ EXVL QHVV DV /29,1* .(,<$¶6 &$ 7(5,1* 6KHUPDQ 'U &DU VRQ &$ &2817< /RV $QJHOHV 5(*,67(5(' 2:1(5 6 .HL\D 0DULH 7XFNHU 6KHUPDQ 'U &DUVRQ &$ 7+,6 %86,1(66 ,6 &21 '8&7(' %< DQ ,QGLYLGXDO 7KH UHJLVWUDQW FRPPHQFHG WR WUDQVDFW EXVLQHVV XQGHU WKH )LFWLWLRXV %XVL QHVV 1DPH RU QDPHV OLVWHG DERYH RQ 1 $ , GHFODUH WKDW DOO LQIRUPD WLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V .HL\D 0DULH 7XFNHU 7,7/( 2ZQHU 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 6HSWHPEHU 127,&( ±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

DQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWL WLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWHPHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HFWLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D RI 6HFWLRQ D )LFWLWLRXV 1DPH 6WDWHPHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HF WLRQ ZKHUH LW H[SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DF FRUGDQFH ZLWK VXEGLYLVLRQ D RI 6HFWLRQ D )LFWLWLRXV 1DPH 6WDWHPHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HF WLRQ ZKHUH LW H[SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVX

24 PASADENA WEEKLY | 10.31.19

VHW IRUWK LQ WKH VWDWHPHQW SXUVX DQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWL WLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWHPHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HFWLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

RI 6HFWLRQ D )LFWLWLRXV 1DPH 6WDWHPHQW JHQHUDOO\ H[ SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[ FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HFWLRQ ZKHUH LW H[ SLUHV GD\V DIWHU DQ\ FKDQJH LQ

Health & Beauty

WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVXDQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWLWLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWH PHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HF WLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DV DGHQD :HHNO\ 'DWHV

GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW SXUVX DQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWL WLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWHPHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HFWLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

7\SH RI )LOLQJ 2ULJLQDO 7KH IROORZ LQJ SHUVRQ V LV DUH GRLQJ EXVL QHVV DV $56(1$/ $872 *5283 )RRWKLOO %OYG 7XMXQJD &$ &2817< /RV $QJHOHV 5(*,67(5(' 2:1(5 6 7RSDO\DQ 1D]DU )RRWKLOO %OYG 7XMXQJD &$ 7+,6 %86,1(66 ,6 &21'8& 7(' %< DQ ,QGLYLGXDO 7KH UHJLV WUDQW FRPPHQFHG WR WUDQVDFW EXVL QHVV XQGHU WKH )LFWLWLRXV %XVL QHVV 1DPH RU QDPHV OLVWHG DERYH RQ 1 $ , GHFODUH WKDW DOO LQIRUPD WLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW V 7RSDO\DQ 1D]DU 7,7/( 2ZQHU 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH /$ &RXQW\ &OHUN RQ 2FWREHU 127,&( ±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D RI 6HFWLRQ D )LFWLWLRXV 1DPH 6WDWHPHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HF WLRQ ZKHUH LW H[SLUHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DF FRUGDQFH ZLWK VXEGLYLVLRQ D RI 6HFWLRQ D )LFWLWLRXV 1DPH 6WDWHPHQW JHQHUDOO\ H[SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HF WLRQ ZKHUH LW H[SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV

Health & Beauty

VHW IRUWK LQ WKH VWDWHPHQW SXUVX DQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWL WLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWHPHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HFWLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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±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

),&7,7,286 %86,1(66 1$0( 67$7(0(17 ),/( 12

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± LQ DFFRUGDQFH ZLWK VXEGLYLVLRQ D

RI 6HFWLRQ D )LFWLWLRXV 1DPH 6WDWHPHQW JHQHUDOO\ H[ SLUHV DW WKH HQG RI ILYH \HDUV IURP WKH GDWH RQ ZKLFK LW ZDV ILOHG LQ WKH RIILFH RI WKH FRXQW\ FOHUN H[ FHSW DV SURYLGHG LQ VXEGLYLVLRQ E RI 6HFWLRQ ZKHUH LW H[ SLUHV GD\V DIWHU DQ\ FKDQJH LQ WKH IDFWV VHW IRUWK LQ WKH VWDWHPHQW

SXUVXDQW WR 6HFWLRQ RWKHU WKDQ D FKDQJH LQ WKH UHVLGHQFH DGGUHVV RI D UHJLVWHUHG RZQHU D QHZ )LFWLWLRXV %XVLQHVV 1DPH VWDWHPHQW PXVW EH ILOHG EHIRUH WKH H[SLUDWLRQ 7KH ILOLQJ RI WKLV VWDWH PHQW GRHV QRW RI LWVHOI DXWKRUL]H WKH XVH LQ WKLV VWDWH RI D )LFWLWLRXV %XVLQHVV 1DPH LQ YLRODWLRQ RI WKH ULJKWV RI DQRWKHU XQGHU IHGHUDO VWDWH RU FRPPRQ ODZ VHH 6HF WLRQ HW VHT EXVLQHVV DQG SURIHVVLRQV FRGH 3XEOLVK 3DV DGHQD :HHNO\ 'DWHV

67$7(0(17 2) $%$1'21 0(17 2) 86( 2) ),&7,7,286 %86,1(66 1$0( ± ),/( 12

),/( 12 '$7( ),/(' 1DPH RI %XVLQHVV HV 38&+,.$ 6$/ 9$'25($1 &2))(( %RU ODQG 5RDG /RV $QJHOHV &$ 5(*,67(5(' 2:1(5 6 /XLV (UQHVWR =HOH GRQ %RUODQG 5RDG /RV $QJHOHV &$ $QD /XFLD =HOHGRQ %RUODQG 5RDG /RV $QJHOHV &$ %XVLQHVV ZDV FRQGXFWHG E\ D 0DUULHG &RXSOH , GHFODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW $ UHJLVWUDQW ZKR GHFODUHV DV WUXH LQ IRUPDWLRQ ZKLFK KH RU VKH NQRZV WR EH IDOVH LV JXLOW\ RI D FULPH

5 ( * , 6 7 5 $ 1 7 6 1$0(6 &253 //& 35,17 /XLV (UQHVWR =HOHGRQ 7,7/( 2ZQHU ,I FRUSRUDWLRQ DOVR SULQW FRUSRUDWH WLWOH RI RIILFHU ,I //& DOVR SULQW WLOH RI RIILFHU RU PDQDJHU 7KLV VWDWH PHQW ZDV ILOHG ZLWK WKH &RXQW\ &OHUN RI /26 $1*(/(6 &RXQW\ RQ WKH GDWH LQGLFDWHG E\ WKH ILOHG VWDPS LQ WKH XSSHU ULJKW FRUQHU 2FWREHU , +(5(%< &(5 7,)< 7+$7 7+,6 &23< ,6 $ &255(&7 &23< 2) 7+( 25, *,1$/ 67$7(0(17 21 ),/( ,1 0< 2)),&( '($1 & /2*$1 /26 $1*(/(6 &2817< &/(5.

E\ 1DLUD .KDQR\DQ 'HSXW\ 3XE OLVK 3DVDGHQD :HHNO\ 'DWHV

67$7(0(17 2) $%$1'210(17 2) 86( 2) ),&7,7,286%86,1(66 1$0( ± ),/( 12 ),/( 12 '$7( ),/(' 1DPH RI %XVL QHVV HV /26 $1*(/(6 '2:1 72:1 1(:6 /$ '2:172:1 1(:6 : )LUVW 6WUHHW /RV $QJHOHV &$ 5( *,67(5(' 2:1(5 6 6RXWK ODQG 3XEOLVKLQJ ,QF 6 'HODFH\ $YH 3DVDGHQD &$ %XVLQHVV ZDV FRQGXFWHG E\ D &RUSRUDWLRQ , GHFODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW $ UHJLVWUDQW ZKR GHFODUHV DV WUXH LQIRUPDWLRQ ZKLFK KH RU VKH NQRZV WR EH IDOVH LV JXLOW\ RI D FULPH 5(*,675$176 1$0(6 &253 //& 35,17

%UXFH %RONLQ 7,7/( 3UHVLGHQW ,I FRUSRUDWLRQ DOVR SULQW FRUSRUDWH WLWOH RI RIILFHU ,I //& DOVR SULQW WLOH RI RIILFHU RU PDQDJHU 7KLV VWDWH PHQW ZDV ILOHG ZLWK WKH &RXQW\ &OHUN RI /26 $1*(/(6 &RXQW\ RQ WKH GDWH LQGLFDWHG E\ WKH ILOHG VWDPS LQ WKH XSSHU ULJKW FRUQHU 6HSWHPEHU , +(5(%< &(57,)< 7+$7 7+,6 &23< ,6 $ &255(&7 &23< 2) 7+( 25, *,1$/ 67$7(0(17 21 ),/( ,1 0< 2)),&( '($1 & /2*$1 /26 $1*(/(6 &2817< &/(5.

E\ 9LFWRU =DYDOD 'HSXW\ 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

/LHS[O )LH\[`

Fic. Business Name 67$7(0(17 2) $%$1'210(17 2) 86( 2) ),&7,7,286 %86,1(66 1$0( ± ),/( 12 ),/( 12 '$7( ),/(' 1DPH RI %XVL QHVV HV 7+( $5*21$87 3/$<$ 9,67$ ',5(&7 /,)( $)7(5 0$*$=,1( %HHWKRYHQ 6W /RV $QJHOHV &$ 5(*,67(5(' 2:1 (5 6 6RXWKODQG 3XEOLVKLQJ ,QF 6 'HODFH\ $YH 3DV DGHQD &$ %XVLQHVV ZDV FRQGXFWHG E\ D &RUSRUDWLRQ , GH FODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW $ UHJLVWUDQW ZKR GHFODUHV DV WUXH LQ IRUPDWLRQ ZKLFK KH RU VKH NQRZV WR EH IDOVH LV JXLOW\ RI D FULPH

5 ( * , 6 7 5 $ 1 7 6 1$0(6 &253 //& 35,17

%UXFH %RONLQ 7,7/( 3UHVLGHQW ,I FRUSRUDWLRQ DOVR SULQW FRUSRUDWH WLWOH RI RIILFHU ,I //& DOVR SULQW WLOH RI RIILFHU RU PDQDJHU 7KLV VWDWH PHQW ZDV ILOHG ZLWK WKH &RXQW\ &OHUN RI /26 $1*(/(6 &RXQW\ RQ WKH GDWH LQGLFDWHG E\ WKH ILOHG VWDPS LQ WKH XSSHU ULJKW FRUQHU 6HSWHPEHU , +(5(%< &(57,)< 7+$7 7+,6 &23< ,6 $ &255(&7 &23< 2) 7+( 25, *,1$/ 67$7(0(17 21 ),/( ,1 0< 2)),&( '($1 & /2*$1 /26 $1*(/(6 &2817< &/(5.

E\ 9LFWRU =DYDOD 'HSXW\ 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

67$7(0(17 2) $%$1'21 0(17 2) 86( 2) ),&7,7,286 %86,1(66 1$0( ± ),/( 12

),/( 12 '$7( ),/(' 1DPH RI %XVL QHVV HV 67(3+$1,(¶6 0$6 6$*( 0DQKDWWDQ %HDFK % O Y G 6 X L W H 0 D Q K D W W DQ %HDFK &$ 5(*,67(5(' 2:1(5 6 6WHSKDQLH *UHHQ ZDOG 0RQWDLU $YH /RQJ %HDFK &$ %XVLQHVV ZDV FRQGXFWHG E\ DQ ,QGLYLGXDO , GH FODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW $ UHJLVWUDQW ZKR GHFODUHV DV WUXH LQ IRUPDWLRQ ZKLFK KH RU VKH NQRZV WR EH IDOVH LV JXLOW\ RI D FULPH

5 ( * , 6 7 5 $ 1 7 6 1$0(6 &253 //& 35,17

6WHSKDQLH *UHHQZDOG 7,7/( 2ZQHU ,I FRUSRUDWLRQ DOVR SULQW FRUSRUDWH WLWOH RI RIILFHU ,I //& DOVR SULQW WLOH RI RIILFHU RU PDQ DJHU 7KLV VWDWHPHQW ZDV ILOHG ZLWK WKH &RXQW\ &OHUN RI /26 $1*(/(6 &RXQW\ RQ WKH GDWH LQ GLFDWHG E\ WKH ILOHG VWDPS LQ WKH XSSHU ULJKW FRUQHU 2FWREHU , +(5(%< &(57,)< 7+$7 7+,6 &23< ,6 $ &255(&7 &23< 2) 7+( 25,*,1$/ 67$7(0(17 21 ),/( ,1 0< 2) ),&( '($1 & /2*$1 /26 $1*(/(6 &2817< &/(5. E\ 7HUHVD 4XHYHGR 'HSXW\ 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

67$7(0(17 2) $%$1'210(17 2) 86( 2) ),&7,7,286 %86,1(66 1$0( ± ),/( 12 ),/( 12 '$7( ),/(' 1DPH RI %XVL QHVV HV $552<2 0217+/< 3$6$'(1$ :((./< 6 'HODFH\ $YH 3DVDGHQD &$ 5(*,67(5(' 2:1 (5 6 6RXWKODQG 3XEOLVKLQJ ,QF 6 'HODFH\ $YH 3DV

DGHQD &$ %XVLQHVV ZDV FRQGXFWHG E\ D &RUSRUDWLRQ , GH FODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW $ UHJLVWUDQW ZKR GHFODUHV DV WUXH LQ IRUPDWLRQ ZKLFK KH RU VKH NQRZV WR EH IDOVH LV JXLOW\ RI D FULPH

5 ( * , 6 7 5 $ 1 7 6 1$0(6 &253 //& 35,17

%UXFH %RONLQ 7,7/( 3UHVLGHQW ,I FRUSRUDWLRQ DOVR SULQW FRUSRUDWH WLWOH RI RIILFHU ,I //& DOVR SULQW WLOH RI RIILFHU RU PDQDJHU 7KLV VWDWH PHQW ZDV ILOHG ZLWK WKH &RXQW\ &OHUN RI /26 $1*(/(6 &RXQW\ RQ WKH GDWH LQGLFDWHG E\ WKH ILOHG VWDPS LQ WKH XSSHU ULJKW FRUQHU 6HSWHPEHU , +(5(%< &(57,)< 7+$7 7+,6 &23< ,6 $ &255(&7 &23< 2) 7+( 25, *,1$/ 67$7(0(17 21 ),/( ,1 0< 2)),&( '($1 & /2*$1 /26 $1*(/(6 &2817< &/(5.

E\ 9LFWRU =DYDOD 'HSXW\ 3XEOLVK 3DVDGHQD :HHNO\ 'DWHV

67$7(0(17 2) $%$1'21 0(17 2) 86( 2) ),&7,7,286 %86,1(66 1$0( ± ),/( 12

),/( 12 '$7( ),/(' 1DPH RI %XVL QHVV HV /$6+(6 1$,/6 63$ 1 + D F L H Q G D % O Y G / D 3XHQWH &$ 5( *,67(5(' 2:1(5 6 0DL ;XDQ 7UDQ /RZHU $]XVD 5G (O 0RQWH &$ %XVLQHVV ZDV FRQGXFWHG E\ DQ ,QGLYLGXDO , GH FODUH WKDW DOO LQIRUPDWLRQ LQ WKLV VWDWHPHQW LV WUXH DQG FRUUHFW $ UHJLVWUDQW ZKR GHFODUHV DV WUXH LQ IRUPDWLRQ ZKLFK KH RU VKH NQRZV WR EH IDOVH LV JXLOW\ RI D FULPH

5 ( * , 6 7 5 $ 1 7 6 1$0(6 &253 //& 35,17 0DL ;XDQ 7UDQ 7,7/( 2ZQHU ,I FRU SRUDWLRQ DOVR SULQW FRUSRUDWH WLWOH RI RIILFHU ,I //& DOVR SULQW WLOH RI RIILFHU RU PDQDJHU 7KLV VWDWH PHQW ZDV ILOHG ZLWK WKH &RXQW\ &OHUN RI /26 $1*(/(6 &RXQW\ RQ WKH GDWH LQGLFDWHG E\ WKH ILOHG VWDPS LQ WKH XSSHU ULJKW FRUQHU 2FWREHU , +(5(%< &(5 7,)< 7+$7 7+,6 &23< ,6 $ &255(&7 &23< 2) 7+( 25, *,1$/ 67$7(0(17 21 ),/( ,1 0< 2)),&( '($1 & /2*$1 /26 $1*(/(6 &2817< &/(5.

E\ 'RPLQLTXH 3HUU\ 'HSXW\ 3XE OLVK 3DVDGHQD :HHNO\ 'DWHV

Health & Beauty

Sensual Massage :RQGHUIXO 0DVVDJH (O 0RQWH %HDXW\ &OHDQ ([FHOOHQW 6HUYLFH *UHDW 0DVVDJH 6WUHVV 5HOLHI KU KU 5HOD[DWLRQ &DOO .DUHQ

,QVWDJUDP #OHNDUHQ

Employment - FT 0$1$*(5 62)7:$5( '(9(/230(17 VRXJKW E\ *UHHQ 'RW &RUSRUDWLRQ LQ 3DVDGHQD &$ 'LUHFW WKH RS HUDWLRQV RI VRIWZDUH HQJLQ HHULQJ WHDPV WKDW ZRUN RQ WKH GHVLJQ DQG GHYHORSPHQW RI DSSOLFDWLRQV PRGXOHV DQG HQKDQFHPHQWV 6HQG 5H VXPH WR $PEHU 7D\ORUVRQ *UHHQ 'RW &RUSRUDWLRQ ( )RRWKLOO %OYG 3DVDGHQD &$

MISSED THE DEADLINE?

Ask Ann!

annt@pasadenaweekly.com or 626-584-1500 ext 100

/LHS[O )LH\[`

;D9KKA>A=<K Yf\ D=?9DK <]Y\daf]2 Egf\Yq Yl ))Ye ^gj L`mjk\Yq ;gflY[l2 9ff Lmjja]llY

.*.! -0,%)-(( ]pl& )(( =eYad Qgmj 9\2 Yff8 hYkY\]fYo]]cdq&[ge

Nakal mk 1Ye%-he Yl2 -( K& <] DY[]q 9n]&$ Kmal] *(( HYkY\]fY ;9 1))(-

Gfdaf] *,'/ hYkY\]fYo]]cdq&[ge 10.31.19 | PASADENA WEEKLY 25

8DAYS THURSDAY 10.31.19

Have a scary good time with the kids this Halloween in Old Pasadena when merchants open their doors to trick-or-treaters. Local ambassador guides dressed in yellow shirts and friendly costumed characters will be greeting visitors, handing out candy and posing for photos. No cost. For more information, visit oldpasadena.org.

FRIDAY 11.01.19 Celebrate Dia De Los Muertos (Day of the Dead) from 5 to 8 p.m. at Villa Parke Community Center, 363 E. Villa St., Pasadena The centuries old Latin American holiday honors the deceased and includes creating altars honoring the lives of the departed. The event includes dance performances, arts and crafts and food. For more information, call (626) 744-6530.

SATURDAY 11.02.19 The Contemporary Crafts Market features artisans who exhibit and sell their original, American-made works of functional, decorative and wearable art at the Pasadena Convention Center Exhibit Hall, 300 E. Green St. The market is open from 10 a.m. to 6 p.m.

Saturday and from 10 a.m. to 5 p.m. Sunday. Tickets are $8 at the door. For more information, visit craftsource.net or Instagram @contemporarycraftsmarket.

SUNDAY 11.03.19 Bricia Lopez discusses and signs “Oaxaca: Home Cooking from the Heart of Mexico” at 3 p.m. at Vroman’s Bookstore, 695. E. Colorado Blvd. For more information, call 626-4495320.

MONDAY 11.04.19 The Eric Ekstrand Trio plays jazz at Colombo’s Restaurant, 1833 Colorado Blvd., Eagle Rock at 7 p.m. No cover. For more information, call (323) 254-9138 or visit colombosrestaurant.com

TUESDAY 11.05.19 Enjoy “Jazz Swing from A to Z: From ’90s to Today” from 12:30 to 2 p.m. at the Crowell Public Library, 1980 Huntington Drive. Dr. Thom Mason, USC professor emeritus of jazz studies at the Thornton School of Music, continues the six-session course sponsored by the Friends of the Library. Visit crowellpubliclibrary.org.

WEDNESDAY 11.06.19 Reggae Music Night, featuring the sounds of Calvin Banks & The Tellers, starts at 8 p.m. at Club 1881, 1881 E. Washington Blvd., Pasadena. Visit 1881pasadena.com for more information

THURSDAY 11.07.19 Enjoy a cup of java and some casual conversation with Mayor Marina Khubesrian and South Pasadena City Manager Stephanie DeWolfe from 1:30 p.m. to 3 p.m. at the Parrot Café, 1929 Huntington Drive, South Pasadena. This is a great opportunity for people to drop in and discuss city issues.

26 PASADENA WEEKLY | 10.31.19

CHOICE EVENTS FOR THE WEEK OF 10.31–11.07

BY ANDRÉ COLEMAN

10.31.19 | PASADENA WEEKLY 27