Securities Fraud Attorney in Washington DC
ď śDo you need a good securities fraud attorney in Washington DC? Do you feel your investments have been handled inappropriately? If so, you may need some help and we are just the firm to investigate for you. Yes, sometimes the market takes a downturn but sometimes it is not only poor management of your funds but some unethical practices could be happening to cause less money in your pocket and more in your investor’s pocket.
ď śSecurities fraud is when the investor you have hired to invest in stocks for a good return actually illegally manipulates the stock market to try and make a profit. ď śOne way they can do this is by obtaining information in unscrupulous ways such as insider trading. This action tries to get others to sell or buy investments with securities laws violated.
ď śIt is possible that your securities broker and his transactions are under investigation from the Securities Exchange Commission (SEC) and it would be your money and possibly you they will also investigate. ď śIf you have had any inquiries from official SEC offices, contact us today! There is a securities fraud attorney in Washington DC to help you.
Public policies were first put into place in 1933 with the Securities Act and two more recent laws you likely have heard of are Sarbanes-Oxley in 2002 and the Dodd-Frank Wall Street Reform & Consumer Protection Act of 2010. Sarbanes Oxley has to do with protecting people from the Enron’s of the world that wiped out a lot of people’s retirements due to investment fraud.
ď śNow there are many more safeguards in place. The Dodd-Frank bill (from Chris Dodd and Barney Frank) of 2010 came on the heels of the recession and attempts to help regulate the financial markets. ď śBanks were de-regulated in 1999 and there are mixed feelings if that was part of the problem.
ď ś An investment fraud attorney will investigate negligence and misconduct. Perhaps your money was invested with an investment company that never allocated to the right types of accounts. ď ś It is possible that not only the investment broker or advisor is at fault but it could be a lack of oversight or a failure to appropriately supervise the broker and then possibly the whole firm may be at fault. Let us help determine if those could be factors and confirm your suspicions.
ď śSometimes devious brokers have withheld information from investors in order to obtain bigger commissions OR some brokers have not followed a client’s retirement wishes by keeping their age in mind while advising them on the risk of certain stocks. A careful history should be taken by an investment broker to assure they understand your investment wishes, number of years you plan on investing and your financial situation and risk tolerance.
It is their fiduciary duty to make sure their advice and recommendations are in concert with your plan. There likely is stock broker fraud in Washington, DC. Unfortunately, sometimes your investor’s profit and bottom line becomes their goal instead of your financial wellbeing. Find out how we can help today with our free consultation. Find the best attorney at SecuritiesFraudAttorneydc.com . http://securitiesfraudattorneydc.com/