UAB GGF tracker as of 9.17.13

Page 1

Cash: Consumer Disc. Consumer Staples Energy Financials Healthcare Industrials Telecom Services Materials Info Tech Utilities Alternatives Treasuries Gov't Obligations Municipals Corporate Debt Foreign Debt Investment Grade High Yield Investment Totals: Porfolio Totals:

%

ISP Limits

5.6% 5.1% 4.3% 10.4% 17.0% 5.5% 8.2% 0.5% 2.8% 8.2% 1.5% 8.5% 0.0% 0.0% 0.0% 15.4% 0.0% 4.3% 2.7%

5.0%

Tactical Target 5.0%

Actual

S&P 500

Weighted SPX

Over/Under

10.5% 10.3% 13.1% 16.1% 10.9% 11.3% 3.0% 3.7% 18.0% 3.2%

5.8% 5.6% 7.2% 8.9% 6.0% 6.2% 1.6% 2.0% 9.9% 1.8%

5.6%

45-60%

55.0%

63.6%

10.0%

10.0%

8.5%

0.6% -0.7% -1.3% 3.2% 8.2% -0.5% 2.1% -1.2% 0.8% -1.7% -0.3% -1.5%

25-40%

30.0%

22.4%

-7.6%

95.0% 100.0%

94.4% 100.0%

Investment Grade, High Yield, 2.7% 4.3% Foreign Debt, 0.0% Municipals, 0.0%

Over/Under $500k: Cash:, 5.6%

Consumer Disc., 5.1% Consumer Staples, 4.3%

Gov't Obligations, 0.0%

Treasuries, 0.0%

Corporate Debt, 15.4%

Energy, 10.4%

Alternatives, 8.5% Financials, 17.0%

Info Tech, 8.2% Utilities, 1.5% Industrials, 8.2%

Materials, 2.8%

Telecom Services, 0.5%

9.3%

Healthcare, 5.5%

Value $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $

Sell/Buy

30,592.34 $ 3,270.46 27,659.00 $ (3,807.61) 23,587.25 $ (7,278.28) 57,038.00 $ 17,546.95 92,957.00 $ 44,569.95 30,206.56 $ (2,582.43) 45,061.54 $ 11,220.66 2,543.60 $ (6,442.57) 15,369.00 $ 4,218.94 44,879.00 $ (9,098.11) 8,165.00 $ (1,452.30) 46,222.83 $ (8,420.94) 84,023.18 $ (41,774.77) 23,411.44 14,721.90 515,845.30 546,437.64 Portfolio Yield:

Expected C.F. $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $

1,432.20 149.68 877.96 512.56 100.00 44.00 259.00 1,172.18 3,861.88 1,025.82 982.08 10,417.37 1.91%


Cash Balance 30,592.34

$

Ticker # Shares XLP US EQUITY 275.00 VRA US EQUITY 250.00 PEP US EQUITY 150.00 F US EQUITY 800.00 DG US EQUITY 95.00 DG US EQUITY 55.00

PX_LAST 5.76% 5.65% Current Price $ 41.23 $ 20.43 $ 81.66 $ 17.44 $ 57.33 $ 57.33

Ticker # Shares PXJ US EQUITY 400.00 FEN US EQUITY 200.00 VPU US EQUITY 100.00 FEN US EQUITY 100.00 FEN US EQUITY 200.00 AMLP US EQUITY 350.00 OXY US EQUITY 100.00 AMLP US EQUITY 100.00 HAL US EQUITY 200.00 HAL US EQUITY 100.00

Target Target Cost Basis $ 11.78 $ 22.24 $ 62.70 $ 25.61 $ 22.00 $ 14.30 $ 78.41 $ 13.53 $ 38.16 $ 36.81

PX_LAST 7.23% 1.76% Current Price $ 25.04 $ 30.71 $ 81.65 $ 30.71 $ 30.71 $ 17.04 $ 90.98 $ 17.04 $ 49.67 $ 49.67

Energy Utilities Name Powershares Oil & Gas Energy Income & Growth Fund Vanguard World Utilities Energy Income and Growth Fund Energy Income and Growth Fund Alerian Occidental Petroleum Alerian Halliburton Halliburton Summation

Sell/Buy

Current 5.60%

Target Target Cost Basis $ 28.20 $ 21.84 $ 63.40 $ 12.28 $ 51.66 $ 51.62

Consumer Disc. Consumer Staples Name iShares Consumer Staples Vera Bradley Pepsico Ford Motor Company Dollar General Dollar General Summation

Target 5.0%

Current Current Total Value $ 11,338.25 $ 5,107.50 $ 12,249.00 $ 13,952.00 $ 5,446.35 $ 3,153.15 $ 51,246.25

Current Current Total Value $ 10,016.00 $ 6,142.00 $ 8,165.00 $ 3,071.00 $ 6,142.00 $ 5,964.00 $ 9,098.00 $ 1,704.00 $ 9,934.00 $ 4,967.00 $ 65,203.00

$

$ $ $ $ $ $ $

5.06% PM: 4.32% Gain/Loss Purch. Date 3,583.80 9/19/2008 (352.00) 5/9/2013 2,738.40 10/31/2011 4,129.60 3/7/2012 538.46 10/2/2012 314.05 10/2/2012 10,952.31

$ $ $ $ $ $ $ $ $ $ $

10.44% PM: 1.49% Gain/Loss Purch. Date 5,304.40 1/30/2009 1,695.00 2/5/2010 1,895.20 2/1/2010 510.00 8/26/2011 1,741.60 2/5/2010 959.00 9/23/2011 1,257.30 10/7/2011 351.30 10/4/2011 2,302.40 2/23/2012 1,286.20 2/9/2012 17,302.40

Menanteau Moolman $

$ $ $

Div/Share 36.00

-

$

Exp. C/F

$ $ $ $

-

Sector Consumer Staples Consumer Disc. Consumer Staples Consumer Disc. Consumer Disc. Consumer Disc. 0.00%

$ $ $ $ $ $ $ $ $ $ $

Exp. C/F 31.20 392.00 259.00 94.00 188.00 343.00 178.00 98.00 72.00 36.00 1,691.20

Sell/Buy (11,085.89) % of Fund % of Sector 2.20% 22.13% 0.99% 9.97% 2.37% 23.90% 2.70% 27.23% 1.06% 10.63% 0.61% 6.15%

Sell/Buy

James Lucas Div/Share $ 0.08 $ 1.96 $ 2.59 $ 0.94 $ 0.94 $ 0.98 $ 1.78 $ 0.98 $ 0.36 $ 0.36

3,270.46

$ Sector Energy Energy Utilities Energy Energy Energy Energy Energy Energy Energy 2.59%

% of Fund 1.94% 1.19% 1.58% 0.60% 1.19% 1.16% 1.76% 0.33% 1.93% 0.96%

16,094.65 % of Sector 15.36% 9.42% 12.52% 4.71% 9.42% 9.15% 13.95% 2.61% 15.24% 7.62%

PX_LAST Financials Name Financials Spyder Financials Spyder Altisource Portfolio Solutions Altisource Portfolio Solutions Altisource Portfolio Solutions Verisk Analytics Verisk Analytics Bank of America Altisource Residential Corp

Ticker # Shares XLF US EQUITY 46.00 XLF US EQUITY 754.00 ASPS US EQUITY 75.00 ASPS US EQUITY 100.00 ASPS US EQUITY 25.00 VRSK US EQUITY 200.00 VRSK US EQUITY 200.00 BAC US EQUITY 500.00 RESI US EQUITY 66.00

Target

8.86%

Current

Cost Basis $ 28.34 $ 15.05 $ 29.68 $ 32.85 $ 32.67 $ 33.61 $ 34.96 $ 5.54 $ 15.03

Current Price $ 20.52 $ 20.52 $ 136.14 $ 136.14 $ 136.14 $ 66.02 $ 66.02 $ 14.55 $ 20.00

Total Value $ 943.92 $ 15,472.08 $ 10,210.50 $ 13,614.00 $ 3,403.50 $ 13,204.00 $ 13,204.00 $ 7,275.00 $ 1,320.00

17.01% $ $ $ $ $ $ $ $ $

Gain/Loss (359.81) 4,126.64 7,984.65 10,329.30 2,586.75 6,482.00 6,212.20 4,503.00 328.35

PM: Purch. Date 1/30/2008 9/21/2009 2/4/2011 4/26/2011 4/26/2011 9/9/2011 10/24/2011 11/21/2011 12/24/2012

Sell/Buy

Kyle Portwood Div/Share $ 0.17 $ 0.17 $ $ $ $ $ $ 0.03 $ -

$ $ $ $ $ $ $ $ $

Exp. C/F 7.73 126.67 15.28 -

$ Sector Financials Financials Financials Financials Financials Financials Financials Financials Financials

% of Fund 0.18% 3.00% 1.98% 2.64% 0.66% 2.56% 2.56% 1.41% 0.26%

44,569.95 % of Sector 1.22% 20.01% 13.20% 17.61% 4.40% 17.08% 17.08% 9.41% 1.71%


Altisource Asset MgMt Corp Com Assured Guaranty LTD Summation

AAMC US EQUITY AGO US EQUITY

20.00 $ 360.00 $

78.25 $ 13.86 $

360.00 $ 7,200.00 $ 19.75 $ 7,110.00 $ $ 77,327.00 $

5,635.00 2,121.84 41,864.73

12/24/2012 $ 12/4/2012 $

$ 0.43 $ $

Financials 153.58 Financials 149.68 0.19%

1.40% 1.38%

9.31% 9.19%


PX_LAST Healthcare Name Health care select Sector Abbott Laboratories AbbVie Inc Synergy Pharmaceuticals Gilead Sciences Summation

Target

6.00%

Current

Ticker # Shares XLV US EQUITY 203.00 ABT US EQUITY 200.00 ABBV US EQUITY 200.00 SGYP US EQUITY 662.00 GILD US EQUITY 125.00

Cost Basis $ 33.41 $ 24.98 $ 27.09 $ 5.34 $ 50.39

Current Price $ 51.70 $ 34.97 $ 47.60 $ 4.83 $ 62.69

Total Value $ 10,495.10 $ 6,994.00 $ 9,520.00 $ 3,197.46 $ 7,836.25 $ 38,042.81

Ticker # Shares XLI US EQUITY 204.00 GE US EQUITY 200.00 GE US EQUITY 100.00 UPS US EQUITY 50.00 UPS US EQUITY 50.00 DHI US EQUITY 250.00 DHI US EQUITY 300.00 GDX US EQUITY 300.00 XYL US EQUITY 300.00 SAND US EQUITY 1380.00

Target Target Cost Basis $ 39.27 $ 15.21 $ 11.97 $ 64.12 $ 61.88 $ 25.09 $ 21.59 $ 57.32 $ 27.56 $ 7.21

PX_LAST 6.19% 2.04% Current Price $ 47.01 $ 24.45 $ 24.45 $ 89.89 $ 89.89 $ 19.95 $ 19.95 $ 25.93 $ 27.25 $ 5.50

Target Target Cost Basis $ 68.53 $ 354.64 $ 422.20 $ 32.73 $ 27.57 $ 22.71 $ 31.98 $ 13.84

PX_LAST 1.64% 9.88% Current Price $ 63.59 $ 455.32 $ 455.32 $ 33.26 $ 26.81 $ 26.81 $ 74.98 $ 13.17

Industrials Materials Name Industrials Spyder ETF General Electric General Electric UPS UPS D.R. Horton INC D.R. Horton INC Market Vectors Gold Miners ETF Xylem Sandstorm Gold LTD Summation

Telecom Services Info Tech Name iShares Global Telcom ETF Apple Apple Oracle EMC EMC iShares Global Technology KEYW HELDGS CORP COM Summation

Ticker # Shares IXP US EQUITY 40.00 AAPL US EQUITY 20.00 AAPL US EQUITY 10.00 ORCL US EQUITY 220.00 EMC US EQUITY 264.00 EMC US EQUITY 236.00 IXN US EQUITY 140.00 KEYW US EQUITY 600.00

Current Current Total Value $ 9,590.04 $ 4,890.00 $ 2,445.00 $ 4,494.50 $ 4,494.50 $ 4,987.50 $ 5,985.00 $ 7,779.00 $ 8,175.00 $ 7,590.00 $ 60,430.54

Current Current Total Value $ 2,543.60 $ 9,106.40 $ 4,553.20 $ 7,317.20 $ 7,077.84 $ 6,327.16 $ 10,497.20 $ 7,902.00 $ 55,324.60

5.53% $ $ $ $ $ $

Gain/Loss Purch. Date 3,713.48 1/24/2008 1,997.20 9/30/2011 4,101.40 9/30/2011 (337.62) 12/13/2012 1,537.50 4/30/2013 11,011.96

$ $ $ $ $ $ $ $ $ $ $

8.25% PM: 2.81% Gain/Loss Purch. Date 1,579.57 12/3/2007 1,848.60 4/17/2009 1,248.50 9/23/2011 1,288.50 9/6/2011 1,400.50 9/23/2011 (1,284.50) 5/29/2013 (492.00) 7/1/2013 (9,417.00) 2/23/2012 (92.10) 2/23/2012 (2,359.50) 2/2/2012 (6,279.43)

$ $ $ $ $ $ $ $ $

0.47% PM: 8.21% Gain/Loss Purch. Date (197.60) 2/22/2008 2,013.60 3/28/2011 331.20 04/05/21013 117.26 3/24/2011 (200.64) 3/28/2011 967.60 9/16/2011 6,020.42 11/21/2008 (402.00) 8,649.84

Sell/Buy

Kevin Shrestha

PM:

Div/Share $ 0.58 $ 1.84 $ 1.96 $ $ -

$ $ $ $ $ $

$

Exp. C/F 117.74 368.00 392.22 877.96

Sector Healthcare Healthcare Healthcare Healthcare Healthcare 2.31%

$ $ $ $ $ $ $ $ $ $ $

$

Exp. C/F 130.56 116.00 58.00 104.00 104.00 512.56

Sector Industrials Industrials Industrials Industrials Industrials Industrials Industrials Materials Industrials Materials 0.85%

Shane Thompson $ $ $ $ $ $ $

Div/Share 2.50 0.20 -

(2,582.43) % of Sector 27.59% 18.38% 25.02% 8.40% 20.60%

Sell/Buy

Andrew Clifton Div/Share $ 0.64 $ 0.58 $ 0.58 $ 2.08 $ 2.08 $ $ $ $ $ -

% of Fund 2.03% 1.36% 1.85% 0.62% 1.52%

$ $ $ $ $ $ $

Exp. C/F 100.00 44.00 -

$

144.00

% of Fund 1.86% 0.95% 0.47% 0.87% 0.87% 0.97% 1.16% 1.51% 1.58% 1.47%

$ Sector Telecom Services Info Tech Info Tech Info Tech Info Tech Info Tech Info Tech 0.26%

15,439.60 % of Sector 15.87% 6.32% 3.16% 5.81% 5.81% 6.45% 7.74% 10.06% 10.57% 9.82%

Sell/Buy (15,540.68) % of Fund % of Sector 0.49% 4.60% 1.77% 16.46% 0.88% 8.23% 1.42% 13.23% 1.37% 12.79% 1.23% 11.44% 2.03% 18.97% 14.28%


PX_LAST Alternatives Name Oppenheimer Developing Mkts Permanent Portfolio GlobalX InterBolsa Colombia Och-Ziff Capital Management Group Och-Ziff Capital Management Group Teucrium Corn Fund Teucrium Corn Fund Summation

Ticker # Shares ODMAX US EQUITY 354.80 PRPFX US EQUITY 317.01 GXG US EQUITY 300.00 OZM US EQUITY 1000.00 OZM US EQUITY 100.00 CORN US EQUITY 100.00 CORN US EQUITY 100.00

Fixed Income Fixed Income Pricing Name Cusip # Shares John Deere Corp 24422EQF9 CORP 100.00 Merrill Lynch & Co 590188JB5 CORP 100.00 New Jersey Bell Tele Comp 645767AW4 CORP 100.00 SunAmerica 866930AB6 CORP 200.00 Eaton Vance Sr. Floating Rt Trust EFR US EQUITY 930.00 Vanguard Short-term Inv. Grade VFSTX US EQUITY 98.45 iShares Investment Grade LQD US EQUITY 200.00 Vanguard Intermediate-term VCIT US EQUITY 60.00 Vanguard Intermediate-term VCIT US EQUITY 160.00 Morgan Stanley Emerging Markets EDD US EQUITY 600.00 Peritus High Yield ETF HYLD US EQUITY 200.00 Summation

Target

10.00%

Current

Cost Basis $ 28.90 $ 39.75 $ 20.53 $ 9.69 $ 9.73 $ 42.43 $ 42.40

Current Price $ 36.72 $ 47.23 $ 20.26 $ 11.04 $ 11.04 $ 34.47 $ 34.47

Total Value $ 13,028.26 $ 14,972.57 $ 6,078.00 $ 11,040.00 $ 1,104.00 $ 3,447.00 $ 3,447.00 $ 46,222.83

Target

PX_LAST 30%

Cost Basis $ 89.25 $ 99.18 $ 112.58 $ 116.64 $ 15.23 $ 10.73 $ 111.55 $ 82.15 $ 82.08 $ 16.37 $ 51.41

Current Price $ 112.14 $ 111.95 $ 111.79 $ 119.39 $ 15.83 $ 10.66 $ 111.81 $ 82.15 $ 82.15 $ 14.14 $ 51.53

8.46% $ $ $ $ $ $ $ $

Current Total Value $ 11,213.78 $ 11,194.50 $ 11,179.10 $ 23,878.80 $ 14,721.90 $ 1,049.44 $ 22,362.00 $ 4,929.00 $ 13,144.00 $ 8,484.00 $ 10,306.00 $ 113,672.52

Gain/Loss Purch. Date 2,775.60 2,370.44 (81.90) 4/19/2011 1,345.91 1/20/2012 131.30 1/20/2012 (796.00) 3/1/2013 (792.90) 3/1/2013 6,541.35

22.36%

$ $ $ $ $ $ $ $ $ $ $ $

Gain/Loss 2,288.78 1,276.50 (78.90) 551.20 558.00 (6.53) 52.00 0.12 10.88 (1,336.20) 24.20 3,315.85

Div/Share $ 0.05 $ 0.32 $ 0.21 $ 0.90 $ 0.90

$ $ $ $ $ $ $ $

Exp. C/F 17.74 101.44 63.00 900.00 90.00 1,172.18

$ Sector Alternatives Alternatives Alternatives Alternatives Alternatives Alternatives Alternatives 2.54%

Michael Howard

PM: Purch. Date 10/24/2008 2/19/2008 2/19/2008 10/19/2010 11/14/2011 10/7/2011 11/14/2011 11/17/2011 11/17/2011 12/4/2012 4/1/2013

Sell/Buy

Jimmy Sivley

PM:

$ $ $ $ $ $ $ $ $ $ $

Div/Share 5.50 6.75 7.85 6.44 1.06 0.31 4.98 2.56 2.56 0.81 0.32

$ $ $ $ $ $ $ $ $ $ $ $

Exp. C/F 550.00 675.00 785.00 1,288.00 982.08 30.72 995.11 153.78 410.09 485.28 64.00 5,869.78

% of Fund 2.53% 2.90% 1.18% 2.14% 0.21% 0.67% 0.67%

$ Sector Corporate Debt Corporate Debt Corporate Debt Corporate Debt High Yield Investment Grade Investment Grade Corporate Debt Corporate Debt Corporate Debt High Yield 5.16%

(8,420.94) % of Sector 28.19% 32.39% 13.15% 23.88% 2.39% 3.03% 3.03%

Sell/Buy (41,774.77) % of Fund % of Sector 2.17% 9.86% 2.17% 9.85% 2.17% 9.83% 4.63% 21.01% 2.85% 12.95% 0.20% 0.92% 4.34% 19.67% 0.96% 4.34% 2.55% 11.56% 1.64% 7.46% 2.00% 9.07%


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