Fall, 2009 EDLD 601/559
Organizational Theory and Change
3 Units
Instructor Contact Information and Office Hours George Reed Phone: 619-940-4102 george.reed@sandiego.edu Office hours Fridays 9-12 and by appointment, Room 275B Mother Rosalie Hill Hall
Teaching Assistant: Tom Cesarini Phone: 619-813-1298 tcesarini-08@sandiego.edu Office hours by appointment
Course Description
This course provides a multiple perspectives approach to theories of organizations and change. Leadership requires individuals to discern and balance competing demands and tensions inherent in organizations. This course uses a selection of Gareth Morgan’s metaphors as lenses to think about different aspects of organizational life. The metaphors will be augmented by classic readings in organizational theory. Students will apply various theories to case studies in order to develop insights for organizational change. This course meets over four weekends and involves some online content. Course Objectives/Candidate Outcomes
The primary goal of this course is to provide students with ways of thinking about organizations in order to cope with the ambiguity and paradox inherent in complex social organizations. A secondary goal is to acquaint students with organizational theory literature and research methods. At completion students should be able to apply course content to analyze and describe organizational issues from multiple theoretical perspectives and formulate leadership interventions to foster intentional change. Because this course meets only four times and about once a month, there is a heavy reading load for each session. I strongly recommend establishment of a reading schedule and good note taking to prevent the reading assignments from becoming overwhelming. Be sure to come to the first session having read all assigned materials for session one. Most of class time is spent in seminar dialogue, discussion of cases, and textual analysis. Students are expected to attend class prepared to discuss in depth assigned readings and cases. Class participation is extremely important to individual and class learning and thus
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students will be graded on their preparation, participation, and contributions to seminar learning. In addition to the reading assignments, there will be oral and written assignments related to readings and class discussions. The written assignments are designed to be cumulative in the sense that earlier assignments provide foundations for later ones. This course contains both masters and doctoral students. The readings and assigned materials are the same for both classifications. There are some subtle differences, however, when it comes to assignments. Doctoral-level participants must complete case study analyses for evaluation at sessions two, three, and four. Masters-level students have the option of completing cases studies or a summary of research from a peer-reviewed journal article at sessions two and three. The final assignment of an original case study is the same for both doctoral and masters-level participants. The final written assignment will consist of an original case study and analysis. It may be based on personal experience and research. The case should contain sufficient essential detail in order to provide opportunities for induction (reasoning from particulars to general statements) and reconstruction of the experience. The facts surrounding the case should be separated from the discussion and analysis of the case by a page break. Textbooks/Readings
Required Texts: Morgan, Gareth (2006). Images of Organization. Thousand Oakes, CA: Sage. Meyer, Kenneth, C. and Brown, Charles H. (1989). Practicing Public Management: A Casebook, 2nd Ed. New York: St. Martin’s Press. (Readings Packet available at Bookstore) Shein, Edgar H. (1992). Organizational Culture and Leadership. 3rd Ed. San Francisco, CA: Jossey Bass. Shafritz, Jay, Ott, Steven, Jang, Yong, Suk. (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth. Other course readings are available on-line through electronic reserve via the Copley Library. The password is “organization.” All course materials outside of assigned texts are also available via WebCT.
Course Requirements/Activities
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Session 1
Friday Sep 11, 5:30-9:00 p.m. and Saturday Sep 12, 9:00 a.m. - 4 p.m.
Overview of Course Objectives Brookfield, Stephen D. and Preskill, Stephen (2005) Discussion As a Way of Teaching: Tools and Techniques for Democratic Classrooms. 2nd Ed. San Francisco, CA: Jossey-Bass, pp. 1-21 (Copley Reserve and WebCT). Meyer, Kenneth, C. and Brown, Charles H. (1989) Practicing Public Management: A Casebook, 2nd Ed. New York: St. Martin’s Press, pp. 7-12 (Assigned Text).
Organization Theory Literature and Research Morgan, Gareth (2006). Images of Organization. Thousand Oakes, CA: Sage, pp. i-8, 337-362 (Assigned Text). Organizations as Machines and Bureaucracy Morgan, Gareth (2006). Images of Organization. Thousand Oakes, CA: Sage, pp. 1-31. Taylor, Fredrick Winslow (1916). “The Principles of Scientific Management” in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth, pp. 61-78 (Assigned Text). Fayol, Henri (1949). General Principles of Management in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth, pp. 48-60 (Assigned Text). Gulick, Luther (1937). Notes on the Theory of Organization in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Belmont: CA: Thomson Wadsworth, pp. 79-87 (Assigned Text). Taylor, F. W. (1916). General Principles of Management in Shafritz, Jay, Ott, & Jang (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth, pp. 61-71. Weber, Max (1946). Bureaucracy in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth, pp. 73-87 (Assigned Text). Merton, Robert K. (1957). Bureaucratic Structure and Personality in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth, pp. 103-111 (Assigned Text).
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Wilson, James Q. (1989) Bureaucracy: What Government Agencies Do and Why They Do It. New York: Basic Books, pp. 1-28, 154-175 (Copley Reserve and WebCT). In seminar we will view and discuss the classic Charlie Chaplin film, “Modern Times.” Organizations as Organisms and Systems Morgan, Gareth (2006). Images of Organization. Thousand Oakes, CA: Sage, pp. 33-69. Pfeffer, Jeffrey and Salancik, Gerald (1978) “External Control of Organizations: A Resource Dependence Perspective” in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Thomson Wadsworth, pp. 521-532 (Assigned Text). Burns, Tom and Stalker, G.M. (1994). Mechanistic and Organic Systems in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Thomson Wadsworth, pp. 198-202 (Assigned Text). Heifetz, Ronald A. (1994). Leadership Without Easy Answers. Cambridge, MA: Harvard University Press, pp. 69-100 (Copley Reserve and WebCT). Katz, Daniel and Kahn, Robert (1996). Organizations and the System Concept in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth, pp. 480-490 (Assigned Text). Senge, Peter M. (1990) The Fifth Discipline: A Shift of Mind in Shafritz, Ott, & Jang. (2004). Classics of Organization Theory. Thomson Wadsworth, pp. 441-449 (Assigned Text). Wheatley, Margaret J. (1999). Leadership and the New Science: Discovering Order in a Chaotic World. San Francisco, CA: Berrett-Koehler, pp. 3-25 (Copley Reserve and WebCT). Reed, George E. (2006). Leadership and Systems Thinking. Defense AT&L, May-June 2006, pp. 2-5 (Copley Reserve and WebCT). In seminar we will watch the film Water of Ayole. Assignment of case studies for next session. Friday Oct 9, 5:30-9:00 p.m. and Saturday Oct 10, 9:00 a.m.-4 p.m.
Session 2
Presentations on assigned case studies. Turn in written case study analyses. Organizations as Brains and Learning Organizations
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Morgan, Gareth (2006). Images of Organization. Thousand Oakes, CA: Sage, pp. 71-114 (Assigned Text.) Senge, Peter (1990). The Fifth Discipline: The Art and Practice of The Learning Organization. New York: Doubleday, pp. 139-173 (Copley Reserve and WebCT). Garvin David A. (1993). Building a Learning Organization. Harvard Business Review. July-August, pp. 78-91. Reprint 93402 (Copley Reserve and WebCT). Argyris, Chris (1973). Some Limits of Rational Man Organizational Theory. Public Administration Review. Vol. 33, No. 3 (May-Jun, 1973), pp. 253-267 (CopleyReserve and WebCT). Smircich, Linda and Morgan, Gareth (1982) Leadership: The Management of Meaning. Journal of Applied Behavioral Science. Vol. 18, No. 3, pp. 257-273 (Copley Reserve and WebCT). Organizations as Political Systems Morgan, Gareth (2006). Images of Organization. Thousand Oakes, CA: Sage, pp. 149206 (Assigned Text). Allison, Graham T. (1969) Conceptual Models and the Cuban Missile Crisis. American Political Science Review. Vol. 63, No. 3, pp. 689-718. (Copley Reserve and WebCT). Janus, Irving L. (1971). Groupthink: The Desperate Drive for Consensus at Any Cost in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth, pp. 185-192 (Assigned Text). Follett, Mary Parker (1926). The Giving of Orders in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth, pp. 152-157 (Assigned Text). Hatch, Mary Jo (1997). Organizational Decision Making, Power, and Politics in Organization Theory: Modern Symbolic and Postmodern Perspectives. New York: Oxford University Press, pp. 269-299 (Copley Reserve and WebCT). Quinn, Robert E. (1988) Beyond Rational Management. San Francisco: Jossey Bass, pp. 44-65 (Copley Reserve and WebCT). In seminar we will view and discuss the Errol Morris Film The Fog of War. Assignment of case studies for next session. Friday Nov 20, 5:30-9:00 p.m.
Session 3
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and Saturday Nov 21, 9:00 a.m.-4 p.m. Presentations on assigned case studies. Turn in written case study analyses. Organizations as Cultures Morgan, Gareth (2006). Images of Organization. Thousand Oakes, CA: Sage, pp. 115140 (Assigned Text). Shein, Edgar H. (1992). Organizational Culture and Leadership. 3rd Ed. pp.1-23, 203222, 331-363, 245-271, 63-86, 291-317 (Assigned Text). Denison, Daniel R. (1996). What is the Difference between Organizational Culture and Organizational Climate? A Native’s Point of View on a Decade of Paradigm Wars. The Academy of Management Review, Vol. 21, No. 3. (Jul., 1996), pp. 619-654. Available on JSTOR at http://links.jstor.org/sici?sici=03637425%28199607%2921%3A3%3C619%3 AWITDBO%3E2.0.CO%3B2-Z (Copley Reserve and WebCT). Hatch, Mary Jo (1993). The Dynamics of Organizational Culture. The Academy of Management Review, Vol. 18, No. 4. (Oct., 1993), pp. 657-693. Available on JSTOR at http://links.jstor.org/sici?sici=0363-7425%28199310%2918%3A4%3C657%3AT DOOC%3E2.0.CO%3B2-E (Copley Reserve and WebCT). Martin, Joanne (2002). “Organizational Culture: Pieces of the Puzzle” in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth, pp. 393-414 (Assigned Text). Trice, Harrison M. and Beyer, Janice M. (1984). Studying Organizational Cultures Through Rites and Ceremonials. The Academy of Management Review, Vol. 9, No. 4. (Oct., 1984), pp. 653-669. Available on JSTOR at http://links.jstor.org/sici?sici=03637425%28198410%299%3A4%3C653%3ASOCTRA%3E2.0.CO%3B2-5 (Copley Reserve and WebCT). In seminar we will watch the clip The Deep Dive. Experiential Learning Event: Conduct a cultural audit. Assign case studies in organizational change. Original case studies due next session. Session 4
Friday Dec 11 5:30-9:00 p.m. and Saturday Dec 12 9:00 a.m.-4 p.m.
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Presentations and discussion of original case studies. Turn in final project—written case study and analysis. Organizational Change Charan, Ram (2006). Home Depot’s Blueprint for Culture Change. Harvard Business Review. (April, 2006), Reprint R09604C, pp. 61-70 (Copley Reserve and WebCT). Grow, Brian (2007). Blowup at Home Depot. Business Week. (Jan 15, 2007), pp. 56-62 (Copley Reserve and WebCT). Trice, Harrison M. and Beyer, Janice M. (1993). Changing Organizational Cultures in Shafritz, Ott, & Jang (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth, pp. 383-29 (Assigned Text). Kotter, John P. (1996). Leading Change. Boston: Harvard Business School Press, pp. 331 (Copley Reserve and WebCT). Lindblom, Charles E. (1959). The Science of Muddling Through. Public Administration Review, Vol. 19, No. 2. (Spring, 1959), pp. 79-88. Available on JSTOR at http://links.jstor.org/sici?sici=00333352%28195921%2919%3A2%3C79%3ATSO% 22T%3E2.0.CO%3B2-7 (Copley Reserve and WebCT). Pascale, Richard T. and Sternin, J. (2005) Your Company’s Secret Change Agents. Harvard Business Review. (May, 2005), Reprint RO5O5D, pp. 73-81 (Copley Reserve and WebCT). Burke, W. Warner (2002). Organization Change: Theory and Practice. Thousand Oaks, CA: Sage, pp. 239-295 (Copley Reserve and WebCT).
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Assessment Plan/Grading Criteria/Rubric Students are assessed on the basis of participation, and the quality of their contributions to seminar learning based on dialogue, oral presentations, and written assignments. Participation and contribution are assessed by attendance record and instructor judgment. Case studies and oral presentations are assessed by rubrics (See appendices).
Bibliography
Allison, Graham T. (1969) “Conceptual Models and the Cuban Missile Crisis.” American Political Science Review. Vol. 63, No. 3, pp. 689-718. Argyris, Chris (1973). “Some Limits of Rational Man Organizational Theory.” Public Administration Review. Vol. 33, No. 3 (May-Jun, 1973), pp. 253-267. Brookfield, Stephen D. and Preskill, Stephen (2005) Discussion As a Way of Teaching: Tools and Techniques for Democratic Classrooms. 2nd Ed. San Francisco, CA: Jossey-Bass. Burke, W. Warner (2002). Organization Change: Theory and Practice. Thousand Oaks, CA: Sage. Charan, Ram (2006). Home Depot’s Blueprint for Culture Change. Harvard Business Review. (April, 2006), Reprint R09604C, pp. 61-70. Denison, Daniel R. (1996). What is the Difference between Organizational Culture and Organizational Climate? A Native’s Point of View on a Decade of Paradigm Wars. The Academy of Management Review, Vol. 21, No. 3. (Jul., 1996), pp. 619-654. Garvin David A. (1993). “Building a Learning Organization.” Harvard Business Review. July-August, pp. 78-91, Reprint 93402. Hatch, Mary Jo (1997). “Organizational Decision Making, Power, and Politics” in Organization Theory: Modern Symbolic and Postmodern Perspectives. New York: Oxford University Press. Hatch, Mary Jo (1993). The Dynamics of Organizational Culture. The Academy of Management Review, Vol. 18, No. 4. (Oct., 1993), pp. 657-693. Heifetz, Ronald A. (1994). Leadership Without Easy Answers. Cambridge, MA: Harvard University Press. Kotter, John P. (1996). Leading Change. Boston: Harvard Business School Press.
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Lindblom, Charles E. (1959). The Science of Muddling Through. Public Administration Review, Vol. 19, No. 2. (Spring, 1959), pp. 79-88. Meyer, Kenneth, C. and Brown, Charles H. (1989). Practicing Public Management: A Casebook, 2nd Ed. New York: St. Martin’s Press. Morgan, Gareth (2006). Images of Organization. Thousand Oakes, CA: Sage. Pascale, Richard T. and Sternin, J. (2005) Your Company’s Secret Change Agents. Harvard Business Review. (May, 2005), Reprint RO5O5D, pp. 73-81. Quinn, Robert E. (1988) Beyond Rational Management. San Francisco: Jossey Bass. Senge, Peter (1990). The Fifth Discipline: The Art and Practice of The Learning Organization. New York: Doubleday. Shein, Edgar H. (1992). Organizational Culture and Leadership. 2nd Ed. San Francisco, CA: Jossey Bass. Shafritz, Jay, Ott, Steven, Jang, Yong, Suk. (2004). Classics of Organization Theory. Belmont, CA: Thomson Wadsworth. Trice, Harrison M. and Beyer, Janice M. (1984). Studying Organizational Cultures through Rites and Ceremonials. The Academy of Management Review, Vol. 9, No. 4. (Oct., 1984), pp. 653-669. Wheatley, Margaret J. (1999). Leadership and the New Science: Discovering Order in a Chaotic World. San Francisco, CA: Berrett-Koehler. Wilson, James Q. (1989) Bureaucracy: What Government Agencies Do and Why They Do It. New York: Basic Books. NOTE: STUDENTS WHO FAIL TO FULFILL THE REQUIREMENTS OF THIS COURSE WILL RECEIVE AN “INCOMPLETE.” THE REQUIREMENTS MUST BE MET BY THE END OF THE TENTH WEEK OF THE NEXT REGULAR SEMESTER; OTHERWISE, THE “I” GRADE WILL BE COUNTED AS AN “F.” Students with disabilities who believe that they may need accommodations in the class are encouraged to contact Disability Services in Serra 300 (tel. 260-4655) as soon as possible to better ensure that such accommodations are implemented in a timely fashion.
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Appendices Appendix A: Case Study Format Case #: Title FACTS: Provide a brief summary of the key facts bearing on the case. Do not repeat every fact of the case study in detail, but provide essential information that provides an adequate context for the discussion that is to follow. ISSUES: Highlight the issues, tensions, and key concepts raised by the case. This is a good place to identify the metaphor, concept, or approach that you will take in analyzing the case. SOLUTION: In this section you should provide the recommended approach or intervention based on the metaphor, concept, or approach that you selected. JUDGMENT: Provide your assessment of the likely results of your proposed solution.
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Appendix B: Rubric for Evaluating Case Studies Needs Improvement Contains insufficient information to determine context or excessive facts not germane to the case. Issues not related to a specific lens, concept, or metaphor. Fails to identify relevant issues.
Meets Standards Brief, yet complete recitation of key facts necessary to establish the context of the case. Identifies issues reflecting a lens, concept, or metaphor in assigned readings or literature.
Solutions
Solutions not linked to issues or relevant readings or literature. Inadequate level of interpretation, not well reasoned.
Judgment
Lacks of applied judgment. Demonstrates inaccurate or superficial use of readings or literature.
Solutions reflect thoughtful analysis. Convincing and well reasoned. Assertions adequately supported by assigned readings or literature. Well reasoned and feasible interpretation of likely outcomes based on accurate use of reading or literature.
Facts
Issues
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Exceeds Standards Complete recitation of essential facts. Reflects considerable perceptivity. Issues reflect a mature ability to think issues through. Relates issues to assigned readings or literature. Exemplary analysis. Original, insightful, and reflects synthesis of readings and literature. Solutions are persuasive and compelling. High level of analysis, synthesis and explication in sufficient depth. Conveys insight and good command of assigned material.
Appendix C: Rubric for Evaluating Oral Presentations Needs Improvement Meets Standards
Exceeds Standards
Content
Lacks clarity, completeness and unity. Not supported by assigned readings or literature. Exceeds time limits. Not a valuable contribution to seminar learning.
Professional presentation. Covers major points. Clearly linked to assigned readings or literature. Arguments are coherent, logical, and persuasive. Presented within accepted time limits.
Exemplary content with high level of analysis, interpretation, and explication. A contribution to seminar learning. Crisp, persuasive, insightful, and linked to assigned readings or literature. Good use of time.
Organization
Lacks sense of structure. Abrupt. Subject left hanging; questions left unanswered.
Contains clear sense of beginning, middle and end. Clear conclusion or summation. Clearly well thought out and organized.
Organization contributes to the persuasiveness of the presentation. Depth and breadth of information uniform and inclusive. Suitable for presentation to an academic audience without modification.
Delivery
Boring presentation that demonstrates lack of consideration for the audience. Little preparation evident.
Solid presentation. Keeps audience’s attention. Professional delivery. Clear, strong and articulate. Visual aids suitable. Truly a presentation, not a reading.
Style, emphasis, voice and bearing contribute to persuasive and informative presentation. Presentation aids are well crafted and helpful.
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Appendix D: Avoiding Plagiarism Hugo Bedau wrote in Thinking and Writing About Philosophy (p. 141) that "Writers plagiarize when they use another's words or ideas without suitable acknowledgement. Plagiarism amounts to theft--theft of language and thought. Plagiarism also involves deception…. [Plagiarism] wrongs the person from whom the words or thoughts were taken and to whom no credit was given; and it wrongs the reader by fraudulently misrepresenting the words or thoughts as though they are the writer's own." Finally, although it sounds like a cliché, when you plagiarize you cheat yourself: first, by not developing the discipline and diligence to research, write, and edit well; second, because taking credit for other people's ideas will induce outrage and resentment against you; and third, because a habit of plagiarism can end your career and destroy your reputation. If you are unfamiliar with the University of San Diego’s policy, please read it. The code of academic integrity is not just rhetoric; forms of academic dishonesty, including but not limited to cheating, plagiarism, fabrication, or facilitating academic dishonesty, may result in suspension or expulsion from the university. To avoid plagiarism, you must cite your sources everywhere in your paper where you use the ideas of others, and not only when you quote them directly, but also where you paraphrase their points in your own words. In general, you should only use direct quotes when you find the author’s wording to be especially effective. Your paraphrasing or summaries of author’s points should be thorough. It is not fair to an author to change only a couple of words in a paragraph and then imply (by not using direct quotes) that the paragraph is entirely your own prose. It might help to imagine the author reading over your shoulder. You are certainly encouraged to work and learn collaboratively, both within and outside the seminar. The work you submit, however, should reflect your own thoughts and ideas, expressed in your own words unless you cite whose words you are using. You must cite references you use in completing your work using the format of the APA 5th Edition Style Manual. If you are unsure of what this means, please check with me before completing an assignment.
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