3 minute read
References
5. BCP 6, 27. 6. BCP 6, 27–28. 7. BCP 7, 28. 8. BCP 7, 28–29. 9. BCP 7, 29. 10. Each recommendation is assessed under different criteria according to Methodology for Assessing
Compliance with the FATF Recommendations and the Effectiveness of AML/CFT Systems (FATF 2021, 12–14). 11. Offshore entities are located in offshore centers that are engaged primarily in business with nonresidents.
REFERENCES
Ard, Laura A., Carlos Enrique Caceres, Pierre-Laurent Chatain, Leif Michael Clark, Brett E. Coleman,
Ghenadie Cotelnic, Jose Garrido, and others. 2014. “Moldova—Financial Sector Assessment.”
Financial Sector Assessment Program, World Bank, Washington, DC. https://documents .worldbank.org/curated/en/392881468288057798/Moldova-Financial-sector-assessment. CNBS (Comisión Nacional de Bancos y Seguros). 2015. “Testimonio de clientes y cuenta habientes
Banco Continental S.A.” Press Release, CNBS, Tegucigalpa, October 14. https://www.cnbs.gob. hn/blog/2015/10/16/video-cnbs-16-10-2015-01/.
EBA (European Banking Authority). 2016a. “Implementing Technical Standards on Common
Procedures, Forms, and Templates for the Consultation Process between the Relevant
Competent Authorities for Proposed Acquisitions of Qualifying Holdings in Credit Institutions as Referred to in Article 24 of Directive 2013/36/EU of the European Parliament and of the
Council.” Final Report, EBA, Paris, September 22. https://eba.europa.eu/sites/default/documents /files/documents/10180/1586782/c772440c-89ab-4729-9cc1-04d73887f2ba/Final%20draft%20
ITS%20on%20the%20procedures%20and%20forms%20(EBA-ITS-2016-05).pdf.
EBA (European Banking Authority). 2016b. “Joint Guidelines on the Prudential Assessment of
Acquisitions and Increases of Qualifying Holdings in the Financial Sector.” Final Report,
EBA, Paris, December 20. https://esas-joint-committee.europa.eu/Publications/Guidelines /JC_QH_GLs_EN.pdf.
EBA (European Banking Authority). 2017. “Draft Regulatory Technical Standards under Article8(2) of Directive 2013/36/EU on the Information to Be Provided for the Authorisation of Credit
Institutions, the Requirements Applicable to Shareholders and Members with Qualifying
Holdings and Obstacles Which May Prevent the Effective Exercise of Supervisory Powers.”
Final Report, EBA, Paris, July 14. https://eba.europa.eu/sites/default/documents/files /documents/10180/1907331/de9abe89-7be5-4fea-aaf8-43bd4e67d71e/Draft%20RTS%20and%20
ITS%20on%20Authorisation%20of%20Credit%20Institutions%20(EBA-RTS-2017-08%20EBA-ITS -2017-05).pdf.
FATF (Financial Action Task Force). 2015. “Guidance for a Risk-Based Approach: Effective
Supervision and Enforcement by AML/CFT Supervisors of the Financial Sector and Law
Enforcement.” FATF, Paris, October. https://www.fatf-gafi.org/publications/fatfrecommendations /documents/rba-effective-supervision-and-enforcement.html.
FAtF (Financial Action task Force). 2021. Methodology for Assessing Compliance with the FATF
Recommendations and the Effectiveness of AML/CFT Systems; Adopted in February 2013,
Amended October 2021. Paris: FAtF. https://www.fatf-gafi.org/publications/mutualevaluations /documents/fatf-methodology.html.
national Bank of Moldova. 2017. “nBM Published a Detailed summary of the second
Investigation Report of the Kroll and steptoe & Johnson Companies.” Press Release, national Bank of Moldova, Kishinev, December 21. https://www.bnm.md/en/content /nbm-published-detailed-summary-second-investigation-report-kroll-and-steptoe-johnson.
oCC (office of the Comptroller of the Currency). 2009. Comptrollers Licensing Manual. Washington,
DC: oCC.
oFAC (office of Foreign Assets). 2015. “statement on Proposed Liquidation of Banco Continental.” oFAC, Us Department of the treasury, Washington, DC, october 11. https://home.treasury.gov/ system/files/126/banco_continental_10112015.pdf.
Us Department of Justice. 2013. “Manhattan U.s. Attorney Announces Charges against Liberty
Reserve, one of World’s Largest Digital Currency Companies, and seven of Its Principals and employees for Allegedly Running a $6 Billion Money Laundering scheme.” Press Release,
Us Department of Justice, Washington, DC, May 28. https://www.justice.gov/usao-sdny/pr /manhattan-us-attorney-announces-charges-against-liberty-reserve-one-world-s-largest.
Us Department of Justice. 2015. “southern District of new York Redacted Indictment United
States v. Liberty Reserve S.A., et al., Case no. 13-cr-368.” southern District of new York,
Us Department of Justice, Washington, DC. https://www.justice.gov/sites/default/files/usao -sdny/legacy/2015/03/25/Liberty%20Reserve%2C%20et%20al.%20Indictment%20-%20
Redacted_0.pdf.
Us Department of Justice. 2016. “Founder of Liberty Reserve Pleads Guilty to Laundering
More than $250 Million through His Digital Currency Business.” Press Release, Us
Department of Justice, Washington, DC, January 29. https://www.justice.gov/opa/pr /founder-liberty-reserve-pleads-guilty-laundering-more-250-million-through-his-digital.
Us Department of Justice. 2017. “Former Honduran Congressman and Businessman Pleads
Guilty in Manhattan Federal Court to Money Laundering Charge.” Press Release, Us
Department of Justice, Washington, DC, July 26. https://www.justice.gov/usao-sdny/pr /former-honduran-congressman-and-businessman-pleads-guilty-manhattan-federal-court-money.
Us Department of the treasury. 2013. “notice on Finding that Liberty Reserve s.A. Is a Financial
Institution of Primary Money Laundering Concern.” Us Department of the treasury, Washington,
DC, May 28. https://www.fincen.gov/sites/default/files/special_measure/311--LR-noticeofFinding-
Final.pdf.
Us Department of the treasury. 2015. “treasury sanctions Rosenthal Money Laundering organization.” Press Release, Us Department of the treasury, Washington, DC, october 7. https://www.treasury.gov/press-center/press-releases/pages/jl0200.aspx.
