ISO 37301 COMPLIANCE MANAGEMENT SYSTEMS TRAINING Introduction | Foundation | Lead Implementer Achieving ISO 37001 ABMS training in Introductory, Internal Auditor, or Lead Auditor courses is a proactive way of demonstrating your organisation’s commitment to ethical sustainability. Your employees will be able to recognise any form of corruption and report it.
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Do you seek to benchmark your existing system against international best practices? Talk to our expert on how ISO 37301 Compliance Management Systems Certification can help your organisation stay in compliance with all laws and regulations.
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INTRODUCTION TRAINING
ABAC® ISO 37301 Introduction training course introduces you to the basic concepts of compliance and ISO 37301 requirements for a Compliance Management Systems (CMS). The training course will show the importance of a CMS and the benefits resulting from its implementation.
Eligibility: No prior requirement
Duration: 7 hours
Level: Foundation
CPD Points: 7
Examination: No
Certification: e-Certificate issued CPD Certificate issued
WHO SHOULD ENROL? Managers, consultants, and compliance officers wishing to get introduced to ISO 37301 requirements for a Compliance Management Systems (CMS) Individuals wishing to contribute to maintaining organizational integrity by supporting ethical behaviour Managers and members of governance, risk management, and compliance teams Individuals aspiring to become compliance officers or compliance management, consultants
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COURSE BENEFITS
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Undergo a formal third-party conformity assessment for their CMS Develop a positive culture of compliance Quickly and effectively address compliance concerns. Protect their reputation and safeguard their integrity by preventing and detecting unethical conduct Improve business opportunities and sustainability Carefully consider the requirements and expectations of internal and external interested parties. Develop strong and valuable relationships with regulators Increase the confidence of third parties in the organisation’s capacity to achieve sustained success Build customer trust and loyalty
COURSE OBJECTIVE
TRAINING OPTION
Virtual
Physical
Bespoke
Develop an overall understanding of the compliance concepts Have a general understanding of the ISO 37301 requirements for a Compliance Management System (CMS) Dedicated
COURSE OUTLINE Unit 1: Course objectives and structure – Introduction to ISO 37301 Unit 2: About ISO 19600 & new elements in ISO 37301 Unit 3: Core Principles of ISO 37301 Clause 4 to Clause 10 Unit 4: Benefits of ISO 37301 Unit 5: Successful CMS
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Virtual Training Interactive virtual classroom conducted online with a dedicated trainer. Physical Training Face to face training for individuals or groups at our venue or your premises. Bespoke Training In-house group training exclusively for your organisation at your preferred venue or via a virtual classroom. Dedicated Training Tailored the training course based on your requirements from incorporating documentation to customising case studies or adding specific modules.
TRAINING METHOD Lectures, case studies, role play, demonstration, discussion, brainstorming and group work
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FOUNDATION TRAINING
ISO 37301 CMS Foundation Course bridges the gap if you don’t have the right qualifications, knowledge, or experiences to start your journey to become a Certified ISO 37301 CMS Lead Implementer. The course provides a broad introduction to risk management which is crucial in Compliance Management Systems.
Eligibility: No prior requirement
Duration: 10.5 hours
Level: Intermediate
CPD Points: 10.5
Examination: No
Certification: e-Certificate issued CPD Certificate issued
WHO SHOULD ENROL? Managers and consultants seeking knowledge about the basic concepts of a Compliance Management Systems (CMS) Compliance officers and members of compliance teams who want to get acquainted with ISO 37301’s requirements Individuals wishing to contribute to maintaining organisational integrity by supporting ethical behaviour Managers and members of governance, risk management and compliance
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COURSE BENEFITS Undergo a formal third-party conformity assessment for their CMS Develop a positive culture of compliance Quickly and effectively address compliance concerns. Protect their reputation and safeguard their integrity by preventing and detecting unethical conduct Improve business opportunities and sustainability Carefully consider the requirements and expectations of internal and external interested parties. Develop strong and valuable relationships with regulators Increase the confidence of third parties in the organisation’s capacity to achieve sustained success Build customer trust and loyalty
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TRAINING OPTION
Virtual
Physical
COURSE OBJECTIVE Develop an overall understanding of the Global Regulatory Compliance Framework Guidelines on Adequate Procedures. Have a general understanding of Understanding Risk and Opportunities. Understand compliance risk context
Bespoke
Dedicated
COURSE OUTLINE Unit 1: Course objectives and structure Unit 2: Global Regulatory ComplianceFramework Guidelines on Adequate Procedures Unit 3: Understanding Risk and Opportunities Unit 4: Risk Appetite, Risk Tolerance & Risk Capacity Unit 5: Linking Business Strategy and Risk Management Unit 6: Strategic Risk and Operational Risk Unit 7: Compliance Risk Unit 8: Risk Management Policy Unit 9: 12 Steps to A Successful Compliance Management Plan
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Virtual Training Interactive virtual classroom conducted online with a dedicated trainer. Physical Training Face to face training for individuals or groups at our venue or your premises. Bespoke Training In-house group training exclusively for your organisation at your preferred venue or via a virtual classroom. Dedicated Training Tailored the training course based on your requirements from incorporating documentation to customising case studies or adding specific modules.
TRAINING METHOD Lectures, case studies, role play, demonstration, discussion, brainstorming and group work
CERTIFIED LEAD IMPLEMENTER TRAINING
ABAC® ISO 37301 Lead Implementer course. The five-day intensive course enables participants to develop the necessary expertise to support an organisation in implementing and managing a Compliance Management Systems (CMS) based on ISO 37301:2021. Participants will also understand the global compliance framework best practice used to implement the comprehensive compliance management system based on ISO 37301.
Eligibility: Participants need to have the basic knowledge of ISO management system standards, as well as a general understanding of ISO 37301 (or ISO 19600 guidelines) and the MS implementation principles.
WHO SHOULD ENROL? Managers and consultants seeking knowledge about the basic concepts of a Compliance Management Systems (CMS) Compliance officers and members of compliance teams who want to get acquainted with ISO 37301’s requirements Individuals wishing to contribute to maintaining organisational integrity by supporting ethical behaviour Individuals aspiring to become compliance officers or compliance management, consultant Managers and members of governance, risk management and compliance
Level: Professional Examination: Yes
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Duration: 21 hours CPD Points: 21 Certification: e-Certificate issued CPD Certificate issued
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COURSE BENEFITS Undergo a formal third-party conformity assessment for their CMS Develop a positive culture of compliance Quickly and effectively address compliance concerns. Protect their reputation and safeguard their integrity by preventing and detecting unethical conduct Improve business opportunities and sustainability Carefully consider the requirements and expectations of internal and external interested parties. Develop strong and valuable relationships with regulators Increase the confidence of third parties in the organisation’s capacity to achieve sustained success Build customer trust and loyalty
CONTACT US
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TRAINING OPTION
Virtual
Physical
COURSE OBJECTIVE Understand the implementation of Compliance Management System following ISO 37301:2021 Gain a comprehensive understanding of the approaches, methods, measures and techniques required for the effective management of the Compliance Management Systems Gain knowledge and skills in identifying risks and opportunities associated with an organisation Acquire the necessary expertise to support an organisation in establishing, implementing, managing and maintaining the Compliance Management Systems as specified in ISO 37301:2021 Acquire the necessary expertise to manage a team implementing an ISO 37301 Develop the knowledge and skills required to advise organisations on the Compliance and regulatory framework good practices Help an organisation implement the necessary measures following ISO 37301 and improve the compliance team’s competency level Prepare an organisation for an ISO 37301:2021 Compliance Management Systems certification audit
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Bespoke
Dedicated
Virtual Training Interactive virtual classroom conducted online with a dedicated trainer. Physical Training Face to face training for individuals or groups at our venue or your premises. Bespoke Training In-house group training exclusively for your organisation at your preferred venue or via a virtual classroom. Dedicated Training Tailored the training course based on your requirements from incorporating documentation to customising case studies or adding specific modules.
TRAINING METHOD Lectures, case studies, role play, demonstration, discussion, brainstorming and group work
COURSE OUTLINE Introduction to ISO 37301 and integration with an existing management system Unit 1: Course objectives and structure Unit 2: Introduction to ISO 37301 and the process approach Unit 3: Global Regulatory Compliance Framework Guidelines on Adequate Procedures Unit 4: Global Legislative and Corporate Compliance Program Approaches Unit 5: Core Principles of ISO 37301 Compliance Management System Unit Unit 6: Initiating ISO 37301 implementation and integration with an existing Management Systems Unit 7: Understanding the requirements of ISO 37301 and clarifying the Compliance Management System objectives Define and plan the implementation of ISO 37301 Unit 1: Selection of the approach and implementation methodology Unit 2: Definition and Determination of the scope of ISO 37301 Compliance Management System Unit 3: Definition of Compliance, obligations and Ethics Policy and Objectives Unit 4: Identification and analysis of organisations nature and the compliance risk assessment process Unit 5: Drafting policies in compliance with ISO 37301 Deploying the ISO 37301 compliance management system Unit 1: Assessment of compliance risks, including due diligence versus inadequate due diligence Unit 2: Implementation of compliance framework, policy and top management commitment Unit 3: Compliance Culture, Communication of new policies to associated persons Unit 4: Compliance governance, training and awareness plan Unit 5: Verification of compliance with ISO 37301, Roles, responsibilities and authorities ISO 37301 measurement, control, continuous improvement Unit 1: Compliance function, Monitoring organisation’s benefits to ensure that they have Compliance Framework purposes Unit 2: Management, Planning, Resources and Competencies for implementation of controls to prevent compliance risks Unit 3: Implementation of financial controls, Internal Audit and Employment processes, Performance evaluation Preparation for the certification audit Unit 1: Compliance Reporting and Investigation Processes, feedback process on compliance performance Unit 2: Management review and Treatment of problems and non-conformities Unit 3: Continual improvement, Preparing for the certification audit Unit 4: Competence and evaluation of implementers
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TESTIMONIAL:
LEAD AUDITOR TRAINING
Trainer is very capable of sharing his experience and wisdom. His vast experience and ability to connect to the real world is what we are looking for – beyond google search and books, therefore he is another feather in ABAC cap as a training provider that other institutes may not be able to offer. Approachable and able to guide participants efficiently and professionally. Thank you, ABAC for offering this course. All the best to the top leadership.” BALAKRISHNAN RAJAGOPAL Legal Practitioner
Virtual training on ISO 37001 Certified Lead Auditor
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ABAC® HAS TRAINED DELEGATES FROM THIS ORGANISATION
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HEADQUARTERS ABAC Center of Excellence Limited 2nd Floor, 5 Harbour Exchange Square South Quay, London E14 9GE UK t: +44 207 868 1575 | e: info@ABACgroup.com
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ABAC UAE ABAC Center of Excellence 917, Liberty House, DIFC, P.O. Box 111794, Dubai, U.A.E. t: +971 43589 884 | e: info@ABACgroup.com
ABAC® Center of Excellence Tony Wu, Regional Sales & Business Development Manager e: tonywu@ABACgroup.com | t: +603 2280 6282, +6014 9611262
Zafar I. Anjum, Group Chief Executive Officer e: zanjum@CRIgroup.com | t: +44 758 8454959, +971 50 9038184
Tony is our Regional Sales & business development manager responsible for businesses in Southeast Asia. Tony has more than 10 years of experience giving advice to businesses worldwide on ISO Standards. He combines his solid sales and business background to craft solutions that provide his clients with the best chance of safeguarding their businesses from fraud, bribery and corruption.
Zafar, Group CEO at CRI Group and ABAC® has been building a 30 years’ career in the areas of anti-corruption, fraud prevention, protective integrity, security, and compliance. Possessing both industry expertise and an extensive educational background (MS, MSc, CFE, CII, CIS, MICA, Int. Dip. (Fin. Crime), CII, MIPI, MABI), Zafar Anjum is often the first certified global investigator on the scene when multi-national EMEA corporations seek to close compliance or security gaps.
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