Prepared for :
Jabatan Perancangan Bandar & Desa Semenanjung Malaysia
Prepared by :
KW Associates Sdn. Bhd In association with MR. TAN THEAN SIEW DR. JAMALLULLAILI ABDULLAH (University Teknologi Mara) PN. FAHARIAH WAHAB (Henry Butcher Pty. Ltd)
September 2008
CHAPTER 1 1.0
INTRODUCTION 1.1
Expanded Aim & Scope of Work
1-1
1.1.1
Expanded Aim of the Study
1-1
1.1.2
Expanded Scope of Work of the Study
1-1
CHAPTER 2 2.0
ALTERNATIVE APPROACHES FOR THE PLANNING AND MANAGEMENT OF URBAN GROWTH AND DEVLOPMENT 2.1
Introduction
2-1
2.1.1
2-1
Smart Growth 2.1.1.1 2.1.1.2
2.1.2 2.2
Comparison between Smart Growth and Conventional (Sprawl)
2-5
Implementation of Smart Growth
2-7
New Urbanism
2-12
Alternative Approaches for Development Planning And Control
2-13
2.2.1
Local Development Framework
2-13
2.2.2
Alternative Approaches for Development Control
2-19
2.2.2.1
Form Based Approach
2-20
2.2.2.2
Incentive Zoning
2-23
2.2.2.3
Performance Zoning
2-23
2.2.2.4
Planned Unit Developments
2-25
2.3
In Summary
2.4
Sustainable Development-The
Need for Re-Thinking and Re-Defining
2-26
2-27
CHAPTER 3 3.0
THE ISUG APPROACH FOR THE PLANNING AND MANAGEMENT OF URBAN GROWTH AND DEVELOPMENT IN PENINSULAR MALAYSIA 3.1
Introduction
3-1
3.2
Functions of the ISUG Approach
3-1
3.3
Strategies Of The ISUG Approach
3-2
3.3.1
The Integrated Planning Management Approach
3-3
3.3.1.1
Methods For Implementation
3-3
3.3.1.2
Government Policy
3-3
3.3.1.3
Approach to Integration
3-5
3.3.1.4
Resources
3-6
3.3.1.5
Tools
3-6
3.3.1.6
Institutional Arrangement
3-7
3.3.1.7
Outcomes
3-7
3.3.1.8
Putting Into Practice
3-7
3.3.2
3.3.3
Urban Growth Boundaries (UGB) and Green Reserves (GR) for balance integrated urban and rural development and conservation.
3-8
3.3.2.1
Urban Growth Boundaries
3-8
3.3.2.2
Green Reserves
3-12
3.3.2.3
Rural Urban Fringe
3-14
Transit Oriented Development (TOD) and Compact City Development (CCD) for greeter urban living environment
3-14
3.3.3.1
Factors Driving the Trend towards TOD
3-15
3.3.3.2
Principals of TOD
3-15
3.3.3.3
Components of TOD
3-17
3.3.3.4
The Implementation Tools of TOD / Compact Cities
3-17
3.3.3.5
Benefits of TOD
3-18
3.3.3.6
Brownfield Development 3.3.3.6.1
3.3.4
Implementation of Brownfield Development 3-20
Sequential Approach (SA) – prioritizing development for Smart Urban Growth
3.3.5
3-26
ISUG Database Management and Decisions Support System for Integrated Planning, Managing and Monitoring of Urban Growth
3-29
3.3.6.1
ISUG Database Management System
3-31
3.3.6.2
ISUG Decision Support System
3-33
3.3.6.3
ISUG Indicators
3-58
3.3.6.4
ISUG Cost Benefit Assessment
3-35
3.3.6.5
Adoption, Adopting and Incorporation of available systems
3.3.7
3-22
Community Participation and Support (CPS) for responsive planning and management of Urban Growth
3.3.6
3-19
3-38
Urban Forms, Urban Design, Incentive-Based, Performance Based, Licensing Control and other Approaches For More
3.3.8
3.3.9
Effective Development Control.
3-42
3.3.7.1
Urban Farm and Urban Design Control Guidelines
3-43
3.3.7.2
Incentive Based Control Guidelines
3-45
3.3.7.3
Performance Based Control Guidelines
3-46
3.3.7.4
Planned Unit Development Guidelines
3-47
3.3.7.5
Licensing Control Guidelines
3-48
Development Changes and Transfer of Development Rights to promote better development
3-50
3.3.8.1
Transfer of Development Right
3-50
3.3.8.2
Development Changes
3-54
Government Fiscal Incentives
3-57
CHAPTER 4 4.0
IMPLEMENTATION OF THE ISUG APPROACH IN THE MALAYSIAN DEVELOPMENT PLANNING SYSTEM 4.1
Introduction
4-1
4.2
Incorporation of ISUG Approach Into The Development Planning Process
4-1
4.2.1
ISUG Strategies that can be incorporated into Development Policies and Plans
4-2
4.2.1.1 The Five Year Malaysia Plans
4-2
4.2.1.2 The National Physical Plan
4-3
4.2.1.3 The National Urbanization Policy
4-3
4.2.1.4
4-7
State Structure Plans
4.2.1.5 Local Plans
4-13
4.2.1.6 Local Government Act 1971
4-14
4.2.1.7 National Agriculture Policy
4-15
4.2.1.8 The Building and Common Properties ( Management and Maintenance) Act 2007 (Act 663)
4-15
4.2.1.9 The Uniform Building Bye Law 1984
4-15
4.2.1.10 Local Government Act 1971
4-15
4.2.1.11 The Building and Common Properties ( Management and Maintenance) Act 2007 (Act 663) 4.3
ISUG Strategies And Techniques To Address The Weaknesses In The Present Development Planning Process.
4.4
4-16
4-16
Incorporation of ISUG Into The Development Control And Land Management Process 4.4.1
ISUG Strategies and Mechanisms That Can be Incorporated in the Development Control and Land Management Process
4.4.2
4-18 4-18
ISUG Strategies and Mechanisms to address the weaknesses in the present Development Control and Land Management Process 4-20
4.5
Incorporation Of ISUG Into The Plan Implementation, Monitoring And Enforcement Process
4-21
4.5.1 ISUG Strategies and Mechanisms that can be incorporated in the Plan Implementation, Monitoring and Enforcement Process.
4-21
4.5.2 ISUG Strategies and Mechanisms to address the weaknesses in the Plan Implementation, Monitoring and Enforcement Process. 4.6
4-22
The Recommended Approach And Overcoming Weaknesses In The Malaysian Planning And Development System
4-23
CHAPTER 5 5.0
THE NEXT STEPS 5.1
Introduction
5.2
Road Show To Inform And Adopt The ISUG Approach
5.3
5-1
To Policy Makers At All Levels
5-1
5.2.1
Criteria for Implementation
5-2
5.2.2
Mechanism for Implementation
5-3
Further Research and Studies
5-4
5.3.1
The Integrated Planning Management (IPM) Approach
5-4
5.3.2
Urban Growth Boundaries (UGBs), Urban Growth Areas (UGAs) and Green Reserves (GRs)
5.3.3
5-5
Transit Oriented Development (TOD) and Compact City Development (CCD)
5-6
5.3.4
Sequential Approach
5-6
5.3.5
Community Participation and Support
5-7
5.3.6
ISUG Database Management and Decision Support System (ISUG-DMDSS)
5-8
5.3.7 5.3.8
Urban Form, Urban Design, Incentive-Based, Performance-Based, Licensing Control and Other Control Approaches
5-9
Development Charges and Transfer of Development Rights
5-9
5.3.8.1 Development Charges
5-9
5.3.8.2 Transfer of Development Rights
5-11
5.3.9
5-10
Government Fiscal Incentives
CHAPTER 6 6.0
CONCLUSION
List of Figures Figure 2.0
Summary of The Goals & Strategies of Smart Growth
2-11
Figure 2.1
The Development Plan System In The United Kingdom
2-18
Figure 2.2
Summary of Alternate Development Control Approaches
2-26
Figure 3.1
The ISUG Approach and Its Strategies
3-2
Figure 3.2
Integration of land use and transport outcomes
3-4
Figure 3.3
Flow Chart of Integrated Planning Management Approach
3-8
Figure - 3.4
Urban Growth Boundaries Principles
3-11
Figure 3.5
Implementation Process in The Transfer of Development Rights
3-54
List of Tables Table 2.1
Comparison of Smart Growth and Conventional (Sprawl)
2-6
Table 3.1
Summary of the ISUG Database Management And Decision Support System
3-36
List of available Data Base Management Systems Related to Planning And Development By Malaysian Agencies And Departments
3-41
Summary of Urban Form, Urban Design and Incentive Based and Approaches For Effective Development Control
3-49
Issues and Weaknesses in the Malaysian Land Development System and the ISUG Approach to address these
4-3
The Relevant Strategies of the ISUG Approach to achieve the NUP Thrusts
4-5
Table 4.3
NUP City Centre Policies and the ISUG Strategies
4-6
Table 4.4
Penang State Structure Plan – Incorporation of the ISUG Approach into the Sectoral Policies and Strategies. 4-8
Table 4.5
Negri Sembilan State Structure Plan – Incorporation of the ISUG Approach into the Sectoral Policies and Strategies.
4-12
Table 4.6
ISUG Strategies to address the issues and weaknesses in the Preparation of Development Plans
4-16
Table 4.7
ISUG Strategies to address the issues and weaknesses in the Development Control and Land Management Process
4-20
ISUG Strategies to address the issues and weaknesses in the Plan Implementation, Monitoring and Enforcement Process
4-22
Table 3.2
Table 3.3 Table 4.1 Table 4.2
Table 4.8
D R A F T
F I N A L
R E P O R T
1.0 INTRODUCTION 1.1
EXPANDED AIM AND SCOPE OF WORK
The Study on the possibilities of adopting and adapting the Sequential Approach into the
1.1.1
Expanded Aim of the Study
Malaysian Planning and development system
To recommend an urban planning and
found that the Approach was inadequate to
management approach that addresses
address many urban issues in Malaysia.
urban growth and development issues in
Volume 1 of the report has presented the
an integrated, holistic and sustainable
detail findings as well as recommendations
manner that can be incorporated in the
and conclusions.
development
planning
system
of
Peninsular Malaysia. Hence, to address the urban planning and
1.1.2
development issues of the country, the study team
extended
the
research
to
Expanded Scope of Work of the Study
find a. To identify and analyse the major
alternative approaches that have been used This Volume will outline the
problems and issues of urban
research findings and concerns and make
growth and development, and in
recommendations on the approach that
the planning and management
would be best to meet up with urban
of
planning
and
development
issues
in
Malaysia in general, and in the
Malaysia,
with
the
achieving
study areas of George Town and
internationally.
goal
of
these
issues,
in
Seremban, in particular;
sustainable development. 1-1
Peninsular
D R A F T
b. To
study
and
available
F I N A L
evaluate
innovative
urban
planning and management approaches, such as Smart Growth and New Urbanism, that
can
growth
address
and
problems
urban
development
and
issues
more
effectively. c. To analyze the suitability of these
approaches
solving
urban
towards
growth
and
development problems and issues in Peninsular Malaysia. d. To formulate an integrated and holistic urban planning and management approach that
is
suitable
Malaysian
for
the
development
planning system. e. To recommend and suggest further studies and further work to be done for the adoption of the
new
approach
in
Peninsular Malaysia.
1-2
R E P O R T
D R A F T
2.1
F I N A L
R E P O R T
management
INTRODUCTION
of
Urban
Growth
and
development. An
extensive
literature
research
was 2.1.1
undertaken by the Study team mainly on urban issues and innovative approaches in
‘Smart Growth’ is a term that describes
other countries. Studies of several countries in
the efforts of communities across the
Europe and the United States were looked at, mainly
through
chapter
shall
internet
research.
outline
the
United States to manage and direct
This
growth in a way that minimises damage
alternative
to the environment and builds liveable
approaches that have been accepted and implemented
by
policy
makers
towns and cities (City of Austin, 1995). It
and
refers to land use and development
governments in other developed countries in
practices that enhance the quality of life
order to address the multitude of urban
in communities, preserve the natural
planning and development issues. The first of
environment and save money over time.
these is the concept of Smart Growth and secondly,
there
is
the
New
The aim is to limit costly urban sprawl, use
Urbanism
tax dollars more efficiently and create
Concept. New approaches in development
more
planning may need new approaches in development control. also
examined
new
liveable
communities.
(Curran,
2003). According to Smart Growth BC
Thus, this study has approaches
Smart Growth
(British Columbia), Canada (2002), a
in
“Smart Growth” is a collection of urban
development control as these will have
development strategies to reduce sprawl
implications on the implementations and 2-1
D R A F T
F I N A L
R E P O R T
and that enhances our quality of life,
resources
(land,
infrastructure
protects our environment, and uses
materials),
cost
tax revenues wisely.
property values. Smart growth comes in
‘Smart Growth’ should include the
many forms and is essentially a new
following criteria or ideas:
name for various land use patterns and
less
and
and
increase
infrastructure funding mechanisms for a. Creating
more
which
compact
people
are
concerned
with
developments
via
infill
neighbourhoods. The new features of this
developments
and
new
package of strategies are recognition that suburban development should not
developments;
be subsidised by taxpayers and that
b. Encouraging infill development for more
efficient
use
of
sustainability goes beyond consideration
existing
urban assets and infrastructures.
of the natural environment and includes
c. Creating walkable, transit oriented
social concerns like affordable housing.
and mixed use developments;
Smart growth works from a regional to
d. Providing
a
variety
transportation
choices
site and building scale. (Curran, 2003)
of (walk,
The eight goals or principles of Smart
cycle, transit and private car);
Growth according to Curran (2003) are:
e. Offering housing choices and mix of different type or cost of houses; f.
a. Promoting urban revitalisation and a
Promoting sense of community in new
and
expanding
healthy working land base by rural
areas
through quality design and active
preservation
public participation;
urban
g. Conserving sensitive
areas
areas,
containing channelling
development
into
existing
and
neighbourhoods
and
adopting
natural
integrated
h. Protecting
by
environmental
resources; sufficient
planning
and
management approaches.
agriculture
b. Incorporating
lands and food production sector;
green
infrastructure
into communities.
and i.
and
Establishing
and
c. Creating
maintaining
compact
complete
communities by mixing land uses and
urban growth boundaries.
using land more efficiently. d. Increasing
Smart growth practices range from promoting
compact
transportation
choices
through land use decisions.
complete
communities to supporting a viable
e. Creating inclusive neighbourhoods
working land base. Smart growths are
by ensuring that a diversity of housing
developments
types are accessible to a wide range
that
conserve 2-2
D R A F T
F I N A L
of people of different age groups,
Smart growth requires adherence to all of the
family types and incomes. f.
R E P O R T
following actions:
Maximising the enduring benefits of
developments
by
Æ
using
anticipated growth in economic activity,
resources wisely on sites and in buildings
that
are
specific
tailored
Planning for and accommodating population and housing demand as well
to
as ongoing changes in demographics
neighbourhood
and lifestyles while protecting the
conditions.
environment.
g. Supporting
municipal
goals
through cost recovery by ensuring
Æ
Providing for a wide range of housing
that development cost charges
types to suit the needs, preferences and
and other taxes and fees reflect
income levels of a community's diverse
the true cost of different types of
population.
growth. h. Promoting
smart
throughout process
the
development
by
reforming
administrative
Æ
growth
processes
planning process at the local level that clearly identifies land uses, such as residential, commercial, recreational
and
and industrial as well as land to be set
addressing liability issues. According
to
NAHB
aside as meaningful open space.
(2002)
Æ
smart
and expansion of roads, schools, water
demand for housing created by an prosperous
population
economy
by
and sewer facilities and other
and
infrastructure required to serve a
building
prosperous community.
political consensus and employing market-sensitive and innovative land use planning concepts. meeting
the
housing
Æ
In means demand
Adopting balanced and reliable means to finance and pay for the construction
growth means meeting the underlying ever-increasing
Adopting a comprehensive landuse
Using land more efficiently by allowing higher density development and
in
innovative land use policies and
"smarter" ways by planning for and
encouraging mixed use and pedestrian
building to higher densities, preserving
friendly developments with access to
meaningful
open
space
open space and mass transit.
and
protecting environmentally sensitive
Æ
areas.
Revitalizing older suburban and inner-city markets and encouraging infill development.
Æ
Planning should be the exclusive province of local units of government.
2-3
D R A F T
F I N A L
R E P O R T
Smart growth recognizes connections
(where there is potential for natural
between development and quality of
disasters), and land areas that need
life.
protection
It
leverages
new
growth
to
(farmland,
improve the community. In general,
environmentally
sensitive,
historic,
smart growth invests time, attention,
natural or recreational area).
and resources in restoring community and vitality to centre cities and older
c. Green Space - Preserve farmland
suburbs. New smart growth is more
and natural areas throughout the
town centred, is transit and pedestrian
state and provide for their local and
oriented, and has a greater mix of
regional interconnection.
housing, commercial and retail uses. It d. Walkable Communities - Design new
also preserves open space and many other environmental amenities. But
and
preserve
there is no “one-size-fits-all� solution.
neighbourhoods
and
existing communities
with the pedestrian and bicyclist in According to North Carolina Smart
mind to foster walkability, safety and
Growth
a sense of place.
Alliance
(NCSGA),
smart
growth principles which have been e. Integrated Transportation - Create a
used by them to guide public policy, development practices, community
seamless,
planning and design are:
transportation system, which interlinks new
a. Mixed
Use
Activity
Centres
regional,
and
employment,
-
existing
multi-modal residential,
commercial
and
recreational areas.
Promote mixed use, activity-rich centres of various scales for each f.
city, town and crossroads to serve as
centres
educational, economic
of
civic,
social,
cultural
and
life,
and
Enhanced Civic Realm - The civic realm should be viewed as a legacy to future generations.
as g. Affordable Living -Ensure the costs
transportation hubs.
associated b. Appropriate
Pattern
with
living
in
North
Carolina are affordable for all.
of
Development - Clearly define land h. Shared Benefits - Share resources and
areas that are appropriate for development
(where
there
distribute benefits of growth within
is
existing infrastructure and public
each
services), land areas that are
improve the quality of life for all its
inappropriate
citizens.
for
development 2-4
North
Carolina
region
to
D R A F T
i.
F I N A L
Community Collaboration -For all development
decisions
that
R E P O R T
Photo Transportation (integrated) in Singapore
a
community makes, encourage a wide range of stakeholders to participate in the process. j.
Fairness
in
Approving
Development
-Make
development
decisions
predictable,
fair
and
cost
effective. 2.1.1.1 Comparison Between Smart Growth and Conventional (Sprawl)
Urban Sprawl photo from Prof Hedgerock’s Slides
Jerry Weitz & Associates, Inc (2001) in a document called “Smart Growth Audit” makes a comparison between Smart
Growth
and
Convention
(sprawl) developments, as shown in Table 2.1 However, some additional points have been added with italic font.
2-5
D R A F T
F I N A L
R E P O R T
Table 2.1: Comparison of Smart Growth and Conventional (Sprawl) SMART GROWTH TOPIC
SPECIFIC CONSIDERATION
Land supply, landuse and urban form
Land consumption
CONVENTION (SPRAWL)
More efficient use of land as a limited resource. Infill and redevelopment. Maximum use of existing developed areas. Higher
Not as efficient and generally a more excessive land consumption pattern, larger individual lots. Greenfield development. Expansion into new / undeveloped areas.
Scattered, dispersed and leapfrogged
Open space provision
Compact and contiguous Mixed; jobs and housing balance Land as a resource; sustainability Maintain, enhance and expand
Open space location
Proximate to all users; connected
Brownfileds Energy
Clean up and reuse Conservation
Values / ethics
Choice; diversity; affordability Disperse in all locations, especially in city/activity centres Wider variety, mixtures of types
Directional focus growth
of
Density intensity Urban form
/
Landuse Natural resources and the environment
Housing
Values / ethics
Location Type of mixes
Transportation
COMPARISON SMART GROWTH
unit;
Cost
Sufficient for all incomes. Example, mixed income housing
Orientation Road system and network pattern Accessibility
Multiple modes Grid or network streets
Predominant streets Street pavement widths
of
Interconnectivity encouraged Through streets with alleys encouraged Skinny; concept of street ‘diets’
2-6
Lower
Single function and separated Land as commodity; satisfy market preferences. Provide when supported by market force. Provide as per Malaysian Government requirement. Normally following the minimum requirement only. Inaccessible; unconnected; include ‘remnant’ parcels of left-over pieces of land Abandon More consumptive due to separation of users and location in areas without infrastructure Provide what the market will bear. Predominantly in exclusive residential areas (subdivisions) Predominantly detached, single-family; rigid separation of types and price Market fails to provide affordable units for all incomes Provide low cost housing as per Malaysia Government requirement. Normally, with poor location. Automobile-dominant Hierarchy of arterials, collectors and local streets. Separation encouraged Cul-de-sac and collectors Wide / more excessive than needed for functionality
D R A F T
Other infrastructure
F I N A L
R E P O R T
Pedestrian facilities
Routinely provided; walkability encouraged
Generally not encouraged
provided;
walking
not
Transit
Provide choices for use of transit
Densities are too low and patterns too spread out to support transit.
Water and sewer Funding considerations
Timely and concurrent Use lowest cost means provision of systems Concern with unfair Public subsidies; extension of facilities development costs; without efficiency and equity maximise existing considerations. investments Permitting Orientation Focus on reforming Multiple, uncoordinated process; time processes procedures for greater consuming timelines, efficiency and fairness. Other Values/ethics Concern for social Not-In-My-Backyard (NIMBY); Citizens equity and Against Virtually Everything (CAVE) environmental justice Regionalism Limited connectivity; generally insular Source: Jerry Weitz & Associates, Inc (2001) in Atlanta Regional Commission, “Smart Growth Audit”.
British Columbia (BC) and highlights other
2.1.1.2 Implementation of Smart Growth
innovations in the US and Europe. Case a. Smart Bylaws Guides of West Coast
for Smart Growth is one element of the
Environmental
Guide and presents credible evidence
Law
2003,
British
Columbia
and the economic rationale for local governments to adopt smart growth
West Coast Environmental Law of
strategies. (Curran, Deborah 2003)
British Columbia has developed a Smart Bylaws Guide to assist local
Smart Growth Goals and the Smart
governments
smart
Growth Strategies mentioned in the “A
growth strategies through policy and
Case For Smart Growth - West Coast
bylaw changes. It describes smart
Environmental Law 2003” are as below:
to
implement
growth practices and backs up the theory with case studies, technical
Goal 1: Promoting urban revitalization
standards and bylaws that can be
and a healthy working land base by rural
tailored
preservation and by containing urban
to
specific
municipal
circumstances. (Curran, 2003)
areas,
channeling
development
into
existing neighbourhoods and adopting The Guide brings together the best
integrated planning and management
practices
approaches.
of
municipalities
across
2-7
D R A F T
Under
this
goal,
the
F I N A L
R E P O R T
Goal 2: Incorporating green
available
infrastructure should be used before
infrastructure into communities.
financing is made available for new growth. Refusing to subsidize sprawl
Green infrastructure are often less costly
and supporting urban revitalization
than
are complementary approaches to
aesthetic and social benefits. The green
smart growth. The key to drawing
infrastructure can also increase property
attention back into the town centre is
values as it is viewed as an amenity in
through
neighbourhoods and includes:
integrated
planning
hard
infrastructure,
and
offer
(planning for the community as a whole, including its environmental,
economic and social health) and
rivers, creeks, streams and wetlands that retain and carry storm water,
permitting. (Curran, Deborah 2003)
improve
Smart growth strategies that achieve
parks
and
habitat using
urban
containment
revitalization
and
ensuring
every
and
provide
that
link
recreation
working lands such as agricultural or aquifers and watersheds that provide drinking water;
neighbourhood
and community has a focal point and
greenways
forested areas;
the
preservation of working lands;
and
opportunities;
boundaries (UCB) to encourage urban
quality,
provide habitat;
goal 1 include:
water
open ditches that are important as habitat and for the hydrologic cycle;
economic centre;
taking a systems approach to
engineered
wetlands
and
storm
integrating
water detention ponds that retain
watershed, road, transportation,
storm water and improve infiltration;
green infrastructure, community,
and
planning
by
neighbourhood,
affordable
housing
economic
and
trees and rooftop gardens that clean air and cool urbanized areas in the summer.
development plans;
adhering to municipal plans; and
using performance indicators and
Smart growth strategies that achieve
monitoring to track progress.
goal 2 include:
implementing green and blue spaces strategies to acquire and connect the
2-8
green infrastructure;
D R A F T
planning
for
integrated
F I N A L
R E P O R T
•
storm
achieving
subdivisions
complement
•
that
the
more
efficiently
by
creating
housing
diversity
and
commercial viability through sensitive
green
infrastructure;
densification
setting performance standards for
compromise the character of the
impermeability,
infiltration,
neighbourhood;
cover, and
ecological
tree •
shaping
that
does
not
and
development
through
design guidelines.
functioning; and
land
building in existing neighbourhoods;
water management;
using
supporting working lands through buffering, zoning and integrated
Goal 4: Increasing transportation choices
planning.
through land use.
Goal 3: Creating compact complete
Creating land use patterns that make
communities by mixing land uses and
non-automobile transportation efficient.
using land more efficiently.
This includes creating adequate densities to support public transit and tailoring
Smart
growth
compact
aims
complete
create
road widths and parking requirements to
communities
actual use. It also means managing the
to
from
demand for roads by placing equal
residences is a five-minute distance
investment in the infrastructure for non-
on
automobile transportation.
where
access
foot.
to
Corner
services stores
and
neighbourhood commercial centres are supported by density clustered
Smart growth strategies that achieve
around
goal 4 include:
the
commercial
centres.
Diversity of housing types will allow housing
•
creating multiple-use roadways;
needs in the same neighbourhood
•
linking transportation modes;
throughout different life stages.
•
tailoring speed limits and road widths
individuals
to
meet
their
to uses; •
Smart growth strategies that achieve
• mixing housing, jobs and green infrastructure in neighbourhoods and on some sites; •
parking
requirements
neighbourhood needs; and
goal 3 include: •
scaling
sharing public facilities;
2-9
managing transportation demand.
to
D R A F T
F I N A L
R E P O R T
development standards to site-specific Goal
5:
Creating
conditions.
inclusive
This
unique
neighbourhoods by ensuring that a
increases
diversity
are
developments by providing amenities on
accessible to a wide range of people
site and nearby, and decreases long-
of different age groups, family types
term operating costs for owners and
and incomes
municipalities. This trend is particularly
of
housing
types
the
treatment
attractiveness
of
evident in the high performance building Integrating different housing types
field
into
creates
efficient buildings) where the uptake of
increases
green building technologies and the
all
resident
neighbourhoods stability
and
(energy,
water
and
resource
also
Leadership in Energy and Environmental
recognize that they cannot rely on
Design (LEED) building rating standard
the market to build the full range of
has been exponential in British Columbia
desirable housing types, and are using
over the past three years.
affordability.
Municipalities
a variety of tools to create affordable market and non-market housing.
Smart growth strategies that achieve goal 6 include:
Smart growth strategies that achieve
•
goal 5 include:
clustering development on sites to maintain the functioning of the green infrastructure;
•
supporting secondary suites;
•
promoting rental housing;
•
using density bonuses to acquire
• •
6:Maximing
the
permit
encouraging the redevelopment of brownfield sites;
managing a housing trust fund.
Goal
development
conditions to site conditions;
affordable housing; and •
tailoring
•
greening industrial lands; and
•
adopting green building standards.
enduring
benefits of developments by using
Goal
resources
in
through cost recovery by ensuring that
buildings that are tailored to specific
development cost charges and other
neighbourhood conditions
taxes and fees reflect the true cost of
wisely
on
sites
and
7:
Supporting
municipal
goals
different types of growth Each
community,
neighbourhood,
and site is unique. To reflect this
Municipalities may recover part of the
diversity and incorporate the green
costs for roads, parks, sewer and water
infrastructure
communities,
infrastructure that new developments
tailoring
incur for a municipality. Across BC, most
municipalities
into are
2-10
D R A F T
municipalities
charge
F I N A L
R E P O R T
these
development cost charges (DCC’s)
Smart growth strategies that achieve
on
goal 7 include:
a
per
unit
(for
residential
development) or square foot (for commercial
development)
•
basis.
changing development cost charges
These calculations rarely take into
to reflect the true cost of infill
account whether the development
(building
can
take
advantage
of
•
existing
where services are already in place)
infrastructure, or the actual use the
versus
development will make of municipal
(building
infrastructure. This is also true for tax
unserviced
land)
and
and
at
performance
versus
conventional
of
buildings.
fee
calculations
recovering
some
of
aimed
the
cost
•
services. The costs of development and
ongoing
municipality
servicing
are
less
if
to
buildings
incorporate
ensure
on
development
undeveloped
that
DCC’s
reflect
and high
the
declining infrastructure costs to a
a
municipality
existing
as the density of
development increases
infrastructure can be used and if the new
greenfield
green
technologies. DCC’s and property All the above are summarized in figure 2.0.
taxes can reflect these differences in cost, and encourage more efficient development.
Figure 2.0 : Summary of The Goals & Strategies of Smart Growth HOW? • Urban containment boundaries • Encourage urban revitalization
HOW?
• Every community & neighbourhood has focal economic centre
• Preserve streams, rivers & wetlands
• System approach to planning
• Network of linked parks to preserve habitat & provide recreation
• Adhere to local plan
• Preserve water catchment areas
• Use performance indicator to monitor
• Trees, rooftop gardens • Integrated Stormwater Management
• HOW?
HOW?
• Changing / suit development charges for Infill vs. Greenfield Development
• Mix housing, jobs
• Ensure that development changes reflect declining infrastructure costs as density increase
1 7
2
GOALS OF SMART GROWTH
6
5
• Share public facilities • Build within existing neighbourhoods • Create housing diversity
3
• Sensitive densification • Design guidelines to shape development
4 HOW? • Create multiple use roadways
• HOW?
• Link transportation modes
• Cluster development
• Limit parking requirements
• Redevelopment on Brownfield • Green Industrial sites
• HOW?
• Adopt green building standards
• Diversity of housing types for wide range of people • Promote rental housing • Density houses • Housing trust fund by LA
2-11
• Manage transport demand
D R A F T
F I N A L
R E P O R T
Smart growth have various policies and
New
urbanism
is
an
urban
design
strategies within it to achieve the goals of
movement whose popularity increased
urban sustainability.
beginning in the 1980s and early 1990s. The goal of new urbanists is to reform all
2.1.2
New Urbanism
aspects
suburban infill. It addresses many of the
around the world, especially in North modern
ills
European
of
current
sprawl
development
pattern while returning to a cherished
cities.
American icon – compact and close-knit community (Katz, P., 1994).
Majority of the literature on urban sprawl indicates that sprawl has more
The New Urbanism is concerned with
disadvantages than advantages and
both the pieces and the whole. It applies
the costs supersede benefits. If we
principles of urban design to the region in
continue with business as usual, sprawl
two ways. First, urbanism is defined by its
is expected to become worse and
diversity, pedestrian scale, public space
may become out of control. Many
and
urban scholars and planners argue
similar
of sprawl. The answer could be found
public
as “New Urbanism.�
Second,
the
entire
urban
principles.
Its
space,
its
circulation
system
should support the pedestrian, it should be both diverse and hierarchical, and it
The new urbanism is a reaction to
should
sprawl. It is based on principles of work together to create human-scale, walkable communities.
the
new
of
edges
urbanist
design.
New
urbanist
neighborhoods are walkable, and are
new
designed to contain sprawl.
urbanism movement believe in the ability
discernible
There are some common elements of
Traditional
architects and those with modernist form
have
(Calthorpe, P., 1994).
urban planning and architecture that
and
bounded
neighbourhood is to be structured by
on a relatively new movement known
who
of
region should be designed according to
paradigm shift to contain the problem
sensibilities
structure
neighbourhoods.
urban development need to have a
power
environment
include everything from urban retrofits to
has occurred in many urban areas and
built
development and urban planning which
Urban sprawl is a phenomenon that
American
of
traditional
From this movement, various ideas and
neighborhoods to restore functional
development
and sustainable communities.
concepts
had
been
initiated for better, more sustainable, more 2-12
liveable
and
smarter
growth
D R A F T
development
for
new
or
F I N A L
R E P O R T
According to Bressi, T. W. (1994), the New
existing
Urbanism represents a rediscovery of
development area.
planning and architectural traditions that have shaped some of the most livable, memorable
The ideal neighbourhood design (New
communities
in
America
urban precincts and traditional small
Urbanism) principles described by Duany, A.
towns
and Plater-Zyberk, E. (1994) are in line with the
where
life
centres
around
a
courthouse square, common, plaza, train
other smarter development ideas or
station or main street.
concepts such as Transit Oriented Development (TOD) Neighbourhood, Traditional Neighbourhood Development
2.2
(TND) and Mixed Use Neighbourhood. The neighbourhood has the following
Alternative Approaches for Development Planning and Control In an attempt to overcome some of the
characteristics:
weaknesses in the present systems and procedures
Æ The neighbourhood has a centre and an
of
development
plan
preparation and development control,
edge;
several approaches in these processes
Æ The optimal size of a neighbourhood is a
that have been adopted in UK and the
quarter mile from centre to edge;
US can be studied.
Æ The limited area gathers the population of a neighbourhood within walking 2.2.1
distance of many of their daily needs,
Local Development Framework
such as a convenience store, post office, community police post, automatic bank
The present system of plans in Peninsular
teller, school, day care centre and transit
Malaysia follows very closely the system
stop;
of the 1974 Town and Country Planning Act of UK. Since then, the two-tier system
Æ The neighbourhood has balanced mix of activities, which are dwelling, shopping,
of planning in UK has had its successes
working, schooling, worshipping and
and its failures. “Unitary Plans” later
recreating;
replaced the structure and local plans in
Æ The neighbourhood structures building
Greater London and in Metropolitan
sites and traffic on a fine network of
Councils. The UK Government Green
interconnecting streets; and
Paper of December 2001, “Planning: Delivering
Æ The neighbourhood gives priority to public
a
Fundamental
Change,”
“the present system,
space and to the appropriate location of
concluded that
civic buildings.
by general consent, does not deliver our objectives. We want a system that is capable of reaching 2-13
D R A F T
F I N A L
R E P O R T
decisions that command public
be over-ridden when planning decisions
confidence and which is seen to
are made. This makes it hard for those
be open and fair; a system that
using the system to be confident that
underpins
our
desire
they know what policies apply;
to
improve productivity by being
iii) Plans are too long. Local plans have
capable of reaching a proper
tended to address the development
balance between our desire for
status of every part of their area and
economic development and for
they
thriving communities; a system
development control eventuality. Rather
that
than setting out a clear strategy for
is
clear
and
often
try
development,
comprehensible, that comes to
lengthy and
robust decisions in sensible
to
anticipate
they
have
inflexible
every
become
rule-books
for
development control;
time frames.”
iv)
Preparation is slow and expensive.
The planning problems faced in UK
Because local plans are site-specific and
under
comprehensively
the
old
two-tier
planning
cover
a
local
system, were very similar to the ones
authority’s area, they attract numerous
faced in the Malaysian situation. The
representations from both developers
problems include:
and those opposing development. Delay in dealing with contentious proposals
i) Planning is over complex, remote,
can hold up adoption of the rest of the
hard to understand and difficult to
plan. Significant numbers of plans are not
access.
raised
yet in place. We cannot continue with a
include the multi-layered structure of
system that takes over five years, and as
plans with up to four tiers in some
much as ten, to put a plan in place;
Issues
commonly
areas, at national, regional, county and local levels. Plans are often out of
v) Local plans are too inflexible. Because
date and can be inconsistent with
plans contain so many detailed policies,
one
they are time consuming and expensive
another
and
with
national
planning guidance.
to review. As a result, it is difficult to make changes to
ii) There are too many inconsistencies.
reflect
new
policies
or
changing local circumstances;
Too often local plans are inconsistent with policies set out at regional or
vi) System fails to engage communities.
national level. If there are policy
The current system is very “consultative”
changes at a higher level, a plan can
but despite that, too often fails to 2-14
D R A F T
F I N A L
R E P O R T
engage communities. The result of all
a
this
preparation of plans, in practice the
is
that
the
community
feels
statutory
requirement
in
the
complexity and length of the process has
disempowered:
made it difficult to engage the whole
the procedures that lead to the
community
adoption of a plan can be so
problems are very real. They deprive us
protracted that few community
of the system we need to plan for a
organisations or businesses with an
sustainable
interest can afford to sustain their
planning system the subject of constant
involvement. There is a perception
attack and its decisions suspect. This in
that the system favours those with
turn
the deepest pockets and the
planning profession and damaged its
greatest stamina;
ability to recruit new blood. Until there is
planning committees can make
a clear sense that the system has
decisions on planning proposals
overcome these problems, it will not
without the significant objectors
attract the degree of public confidence
having an opportunity to present
that a good planning system deserves.”
has
effectively.
future.
All
They
seriously
these
make
demoralised
the
the
their case;
some planning procedures are
As a result, a new planning system was
legalistic
proposed. Five core principles underpin
and
effective
participation tends to demand at
the proposals:
least some specialist knowledge.
i)
planning
must
be
responsive,
People who are inexpert in the
particularly
to
workings of the system find this
challenges
such
difficult
sometimes
globalisation and climate change,
community organisations can find
and properly integrate economic,
it hard to present their case
social
without
objectives to deliver sustainable
and
access
to
professional
longer as
and
term
increasing
environmental
development;
advice. ii)
the planning system should be
The Green Paper concludes that: “As
streamlined,
a result, development plans are failing
predictable; iii)
their users. People find the plan
there
must
adoption process both complex and
opportunities
obscure. At the end of it, the status of
consultation
the plan is sometimes uncertain. This
engagement; iv)
affects the ability of business to plan
efficient be
full for
and
and
and
fair
public community
the planning system should be transparent and accountable; and
with confidence. Whilst consultation is 2-15
D R A F T
v)
F I N A L
planning should be undertaken
R E P O R T
simplify compulsory purchase regime.
at the right level of government – national, regional and local.
Local Development Frameworks (LDFs),
(UK Government 2001 Green
are made up a number of “Local
Paper, Planning: Delivering a
Development Documents” (LDDs) and
Fundamental Change)
“Supplementary Planning Documents” (SPDs). The “Regional Spatial Strategy”
The Town and Country Planning Act of
(RSS), which is produced by Regional
1974 and subsequent amendments
Assemblies in England, replaces the
were, as a result, replaced by the
Structure Plan as the strategic planning
Planning and Compulsory Purchase
document.
Act in 2004. This resulted in a change to the way in which the planning
Local Authorities are also now required
system operates by establishing the
to
“Local
Schemes”
Development
Framework”
produce
“Local
(LDS),
Development
which
outline
the
approach to replace the old system
LDDs/SPDs they intend to produce over a
of Structure Plans and Local Plans.
three year period, and “Statements of Community Involvement” (SCI) which
The new act makes provision relating
outline how the Council will involve the
to spatial development and town and
local community. All LDDs and SPDs also
country planning, and the compulsory
have
acquisition of land. The provisions of
“Sustainability Appraisal” (SA) and a
the act are to:
“Strategic
to
be
accompanied
Environmental
by
a
Assessment”
speed up the planning system,
(SEA). The SEA is a requirement under
increase in the predictability of
European Union laws.
planning decisions,
scrap county led planning,
Local
introduce statutory regional
intended to streamline the local planning
planning (regional spatial
process
strategies),
positive
incorporate sustainable
development. The key aims of the new
development in development
system are:
Development and
Frameworks
promote
approach
a to
are
proactive, managing
plans,
i.
speed up the handling of major
flexibility. Local planning authorities
infrastructure projects,
can
respond
remove crown immunity from
circumstances
planning processes,
spatial
plans
reviewed 2-16
to
changing
and are
more
local
ensure
that
prepared
and
quickly
than
D R A F T
F I N A L
R E P O R T
vi. soundness.
development plans under the old
development
documents must be soundly based in
system;
terms ii.
Local
of
their
content
and
the
and
process by which they are produced.
stakeholder involvement in the
They must also be based upon a
development
robust, credible evidence base.
strengthening
community of
local
communities. Local communities be
The series of documents to be prepared
involved from the outset and
by the Local Planning Authority under
throughout
the
and
all
stakeholders the
will
preparation
of
loading.
authorities
Local
should
planning take
Development
Framework
approach include:
local development documents; iii. front
Local
key
i.
Local Development Scheme (LDS);
ii.
Local Development Documents, of which there are two types:
decisions early in the preparation of local development documents. The aim will be to seek consensus
a) Development
Plan
on essential issues early in the
(DPDs), which includes
preparation of local development
Documents
A “Core Strategy”, ie, policies for
documents and so avoid late
delivering
changes being made;
and vision for the area. The policies
local
be
location
by a key diagram;
objective of contributing to the of
should
strategy
and may need to be illustrated
development
documents are prepared with the achievement
spatial
specific rather than site specific
iv. sustainability appraisal. To ensure that
the
“Site Specific Allocations”, this will cover site specific policies and
sustainable
proposals
development;
which
cannot
be
covered in area action plans and v. programme efficient
management.
management
of
The
should be shown on a “proposals
the
map”. The map will show existing
programme for the preparation of
and
revised
a range of local development
areas
documents in accordance with
conservation areas, defining sites
the local development scheme;
for particular developments or
and
land uses and the areas to which
of
designations land,
such
specified policies apply;
2-17
for as
D R A F T
F I N A L
R E P O R T
“Area Action Plans” for key areas
of
change
conservation:
iii)
or
areas
or
guidance
for
change
or
of
of
Community
Involvement”;
containing
iv) “Annual Monitoring Reports”.
detailed site-specific policies, proposals
“Statement
Government:
Planning
Frameworks) Planning
Documents” (SPDs), which are optional; Figure 2.1 Explains diagrammatically the development plan system in the United Kingdom Figure 2.1 : The Development Plan System in The United Kingdom UK’S TOWN AND COUNTRY PLANNING ACT 1947
STRUCTURE PLANS
LOCAL PLANS
UNITARY PLANS
UK’S PLANNING AND COMPULSORY PURCHASE ACT 2004
THE REGIONAL ASSEMBLY prepares the REGIONAL SPATIAL STRATEGY (RSS) to replace the Structure Plan as the strategic planning document
THE LOCAL AUTHORITY prepares THE LOCAL DEVELOPMENT FRAMEWORK (LDF) To replace the Local Plan
Local Development Scheme (LDS) – 3 year programme of preparation of plans and documents
Policy
Statement 12: Local Development
conservation; b) “Supplementary
(UK
Local Development Documents (LDD)
Supplementary Planning Documents (SPD)
Sustainability Appraisal (SA) Strategic Environmental Assessment (SEA)
Development Plan Documents (DPDs)
Area Action Plans (AAPs)
Core Strategy with a Key Diagram
Site Specific Allocations with a Proposals Map
Statement of Community Involvement
Annual Monitoring Reports
2-18
D R A F T
F I N A L
R E P O R T
It will be difficult to replace the present
standards typically take the form of
structure plan-local plan system in Malaysia,
residential densities, building plot ratios,
with a one-tier planning system similar to the
building lines, setbacks, height limits,
Local Development Framework system, as this
minimum lot sizes, and lot coverage
will require tremendous effort and institutional
limits. This approach is called Euclidean
capacities. Nevertheless, the experience of
Zoning. It is named after the town of
UK planning will be useful for us to consider
Euclid,
seriously. However, the present system and
zoning code. The case wound its way up
procedure can be simplified, to solve some of
to the U.S. Supreme Court which upheld
the issues highlighted. For example, structure
the municipality's ordinance. The case
plans can be made more simple and
was decided in 1926, and the term
general; leaving details in local plans. The
"Euclidean
time taken for preparation structure plans
influenced the content and design of
can be reduces.
zoning codes across the US and Europe
which
challenged
zoning"
the
emerged
city's
and
for decades, and has been followed, 2.2.2
Alternate
approaches
consciously or unconsciously, in many
for
Development Control
other countries, including Malaysia.
The study has identified many areas of
The traditional planning goals associated
weaknesses in the present system of
with
development
control. The
orderly growth, to prevent overcrowding
conventional
approach
development
through
classifications
and
standards.
Typical
classifications
are
“commercial”,
present
of
regulates
Euclidean land
and
zoning
provides
people,
for
alleviate
use
congestion, and separate incompatible
dimensional
uses (such as insuring that a noisy factory
land
cannot
land
use
be
built
near
a
residential
“residential”,
neighbourhood). The greatest flaw in
“institutional”,
pure zoning-by-use is that it ignores how
and
much difference design can make in
“recreational”. Further classifications
insuring the compatibility of neighbouring
may be imposed within each land use
developments.
“industrial”,
“agricultural”
class, such as “offices”, “retail shops”, “wholesale shops”, “restaurants”, and
This zoning approach normally outlines
“hotels”,
“commercial”
prohibitions. The zoning describes what
land use class. Development in each
may not be done (as opposed to
land use zone may then have to
explaining that which is pre-approved).
comply with dimensional standards
In
that regulate the height, bulk and
prohibited, the list grows and grows.
area of structures. These dimensional
Clever developers are always finding
within
the
2-19
trying
to
list
everything
that
is
D R A F T
F I N A L
R E P O R T
weaknesses and loop holes in the
plans of a certain kind will not be true of
guidelines, followed by reactionary
all of them.
attempts to tighten them by the authorities.
2.2.2.1 Form-Based Approach
Over time, the typical zoning plan
A form-based approach or code places
undergoes
more emphasis on regulating the form
constant
revision
to
change the rules, change the maps,
and
scale
of
buildings
to permit overlapping uses, in order to
placement
close loopholes in the rules. With each
spaces (such as sidewalks, street trees,
revision, the typical zoning plan grows
street furniture), with a lesser focus on
more complicated.
land use. Some of the urban planning
along
and
and
their
within public
goals of form-based approach or code The conventional approach seems to
include curbing urban sprawl, promoting
have one significant appeal in the
pedestrian safety, and preserving the
very short term: conventional zoning
fabric of historic neighbourhoods.
would be the easiest to implement now, because it is the basis for the
Form-based approach or code address
development control plan to which
the
many have become accustomed.
facades and the public realm, the form
Other approaches will require more
and mass of buildings in relation to one
deliberation, education, and greater
another, and the scale and types of
political will.
streets and blocks. The regulations and
relationship
standards
between
in
form-based
building
codes,
Due to its lack of flexibility and
presented in both diagrams and words,
somewhat outdated planning theory,
are keyed to a regulating plan that
Euclidean zoning has come under
designates the appropriate form and
scrutiny and criticism.
scale
(and
development
therefore, rather
character) than
of only
A number of alternatives now exist for
distinctions in land-use types. This is in
how local governments can shape
contrast to conventional zoning's focus
their land development regulations. In
on
the paragraphs that follow, several of
segregation of land uses, and the control
these alternatives are discussed in
of
broad terms. Many variations on each
abstract and uncoordinated parameters
theme are possible, and that what is
to the neglect of an integrated built
true of many development control
form.
2-20
the
micromanagement
development
intensity
and through
D R A F T
F I N A L
R E P O R T
Form-based approach or code are
Form-based
drafted to achieve a community
include:
vision based on time-tested forms of
urbanism.
Ultimately,
however,
codes
sometimes
Architectural Standards. Regulations controlling
a
also
external
architectural
materials and quality.
Form-based approach is only a tool; the quality of development outcomes
Landscaping Standards. Regulations
is dependent on the quality and
controlling landscape design and
objectives of the community plan that
plant materials on private property as
a code implements.
they impact public spaces (e.g. regulations
about
parking
lot
Form-based codes commonly include
screening and shading, maintaining
the following elements:
sight
lines,
insuring
unobstructed
pedestrian movements, etc.).
A Regulating Plan. A plan or map
Standards.
Regulations
of the regulated area designating
controlling allowable signage sizes,
the
materials,
locations
where
different
based
on
clear
illumination,
and
placement.
building form standards apply,
Signage
community
Environmental Resource Standards.
intentions regarding the physical
Regulations controlling issues such as
character of the area being code
storm water drainage and infiltration,
Public
development
Space
Standards.
the
public
realm
slopes,
tree
protection, solar access, etc.
Specifications for the elements within
on
(e.g.,
Annotation.
Text
and
illustrations
sidewalks, travel lanes, on-street
explaining the intentions of specific
parking,
code provisions.
street
trees,
street
furniture, etc.).
Building
Form
Regulations configuration,
Eight
Standards.
controlling
the
features,
and
to
Form-Based
Codes (FBCs) i.
functions of buildings that define
Advantages
Because they are prescriptive
and shape the public realm.
(they
state
Administration. A clearly defined
rather than proscriptive (what
application and project review
you
process.
codes (FBCs) can achieve a
Definitions. A glossary to ensure
more predictable physical result.
the precise use of technical terms.
The elements controlled by FBCs
don't
what want),
you
want),
form-based
are those that are most important
2-21
D R A F T
ii.
F I N A L
R E P O R T
to the shaping of a high
conventional zoning documents
quality built environment.
because they are much shorter,
FBCs
public
more concise, and organized for
they
visual access and readability. This
allow citizens to see what will
feature makes it easier for non
happen where-leading to a
planners to determine whether
higher comfort level about
compliance has been achieved.
encourage
participation
because
vii. FBCs obviate the need for design
greater density, for instance. iii. Because they can regulate
guidelines, which are difficult to
development at the scale of
apply consistently, offer too much
an individual building or lot,
room for subjective interpretation,
FBCs encourage independent
and can be difficult to enforce.
development
They also require less oversight by
by
multiple
property owners. This obviates
discretionary
review
the
land
fostering
less
mega
planning
need
assemblies
for
large
and
the
a
bodies, politicized
process
that
could
projects that are frequently
deliver huge savings in time and
proposed for such parcels.
money and reduce the risk of takings challenges.
iv. The built results of FBCs often reflect
a
diversity
viii. FBCs may prove to be more
of
architecture, materials, uses,
enforceable
and ownership that can only
guidelines. The stated purpose of
come from the actions of
FBCs is the shaping of a high
many
quality public realm, a presumed
independent
operating
players
within
communally
public
a
reason
that
promotes
compliance
with
the
codes can be enforced, not on
v. FBCs work well in established because
good
design
healthy civic interaction. For that
agreed-upon
vision and legal framework. communities
than
the
they
basis
of
aesthetics
but
effectively define and codify a
because a failure to comply
neighborhood's existing "DNA".
would diminish the good that is
Vernacular building types can
sought. While enforceability of
be
development regulations has not
easily
promoting
replicated, infill
that
been a problem in new growth
is
compatible with surrounding
areas
structures.
covenants, such matters can be
vi. Non-professionals easier
to
find use
controlled
by
private
FBCs
problematic in already-urbanized
than
areas due to legal conflicts with 2-22
D R A F T
F I N A L
R E P O R T
first amendment rights. - (Form
discussing incentive zoning. Incentive
Based Code Institute (FBCI);
zoning allows for a high degree of
available
flexibility, but it can be complex to
at
administer.
http://www.formbasedcodes. org/definition.html).
2.2.2.3 Performance Zoning 2.2.2.2 Incentive Zoning A key goal of zoning codes is to limit Incentive zoning, as its name implies,
conflicting
offers a reward (usually in the form of
Traditional Euclidean zoning does this by
increased density) to a developer
regulating
who does something "extra" that is in
Performance zoning, however, regulates
the community's interest (such as
the effects or impact of land uses
more open space) or promotes a
through
public
Performance standards usually concern
goal
(such
as
affordable
and land
incompatible use
and
performance
uses. bulk.
standards.
traffic flow, density, noise and access to
housing).
light and air. Developers can build Incentive zoning allows a developer
almost any building that meets the
to
higher-density
performance standards for that district.
project than would be permitted
Therefore, performance zoning allows for
under existing zoning. In exchange,
a great deal of flexibility. This level of
the developer provides something
flexibility makes it a very useful tool, but
that is in the community's interest that
also makes it difficult to administer.
build
a
larger,
would not otherwise be required (e.g., open space, plazas, arcades, etc.).
Whereas traditional land use zoning
The common types of community
specifies what uses land can be put to
benefits or amenities for which state
within specified districts, performance
and local governments have devised
zoning specifies the intensity of land use
incentive programs are urban design,
that is acceptable. In other words, it
human services (including affordable
deals not with the use of a parcel, but
housing), and transit access.
the performance of a parcel and how it impacts surrounding areas.
Incentive zoning has its origins in New York City and Chicago. It has become
There
increasingly common over the past 20
performance zoning approach. In some
years. The terms "density bonuses" or
ways
"community
related
involvement, since variances, appeals
terms and are often used when
and re-zonings are not necessary. It also
benefits"
are
2-23
are it
advantages
requires
less
to
the
administrative
D R A F T
F I N A L
R E P O R T
gives more flexibility both to the
components
municipality and to the developer,
could encourage the following:
allowing more of a range of land uses,
•
Establishing a community vision;
as
•
Greater
long
as
negative.
their
This
impact
allows
is
for
not
of
performance
zoning
involvement
and
participation of all stakeholders in the
more
community;
innovation and the incorporation of •
new technologies that may not be
Protecting
and
preserving
the
environment;
accommodated in more traditional •
zoning ordinances. This encourages
More
collaborative
rather
than
confrontational planning processes;
more communication between the •
public and private sectors.
Conditionally
approving
developments at a higher level; Also, performance zoning is more
•
Reducing the number of districts; and
effective in the preservation of natural
•
Re-engineering existing systems to
features, since it evaluates directly the
remove obstacles to quick approvals,
impact, rather than indirectly through
new
listing permitted and denied uses.
technologies.
designs
and
building
of
Under Performance Zoning, land is not
performance zoning is that as a result
regulated by bulk or use. Instead, the
of its flexibility it is subject to a steeper
zoning code sets forth "performance
learning
traditional
standards" which regulate the effects of
ordinances, land uses are listed as
land uses, not the uses themselves. Any
absolutes,
not
land use - whether residences or steel
allowed. Under performance zoning
ingot manufacturing or fish markets -
uses
through
which meets the performance standards
sometimes confusing calculations of a
set forth in the code is allowed within the
variety of factors. This requires local
zoning district. Performance standards
zoning administrators to be more
typically regulate light and air flow along
adept at making appropriate and fair
with noise, traffic and other nuisances.
A
primary
disadvantage
curve. either
are
In
allowed
determined
or
determinations based on sometimes subjective criteria, and can lead to
Performance
more legal challenges.
effective than citywide noise or traffic standards
zoning
because
can it's
be
more
tailored
to
Studies have indicated perhaps the
individual areas and understands that
best
a
"compatible" land uses don't always
combination of traditional zoning and
make good neighbours. An office might
performance
not be a noisy neighbour compared to a
approach
to
zoning
zoning.
is
Including 2-24
D R A F T
F I N A L
R E P O R T
restaurant, but the code treats all of
a certain number of similar, large-lot
them as "businesses" and keeps them
detached houses, under the PUD, the
away from houses. A nightclub might
same parcel might be approved instead
produce too much night time noise
with a specific plan for a more compact
and traffic to fit into a residential
combination of small lots, a few large
neighbourhood,
be
lots, and townhouses, adding up to the
acceptable in an industrial area. -
same number of units overall. The shared
(Metropolitan
open space made possible by the more
but
it
might
Planning
Council
(MPC), Chicago; available at
compact PUD scheme might be judged
http://www.metroplanning.org/zoning
an
Guide/index.html).
benefit. The mixture of dwelling types,
overall
civic
and
environmental
likely to diversify the economic stature and age of the households within, might
2.2.2.4 Planned Unit Developments
also be socially beneficial. In theory, the For the last couple of decades,
overall planning might lead to other
another approach has emerged in an
benefits and efficiencies, such as an
attempt to overcome conventional
integrated
zoning's rigidity on a case-by-case
network, or shared recreational facilities.
basis. The Planned Unit Development
In typical cases, the approval allows
(PUD) process is typically used on
exceptions to the setbacks, lot sizes, lot
large urban or suburban sites. The
widths, and street standards that would
larger, unified parcel will have a
have
customized master plan and rules of
conventional zoning.
circulation
been
required
pattern,
under
trail
the
its own for its internal development; the many smaller projects contained
The PUD is thought to be a way of
within will be "planned as a unit."
allowing greater flexibility for creative
Therefore,
lot
solutions. Often the local PUD ordinance
configuration and net density should
even makes it possible to mix uses and
be judged in light of the overall effect,
increase density, albeit with a case-by-
not lot by lot, and as long as the
case
overall effect is acceptable to the
ordinance specifies items, however, that
governing municipality, the particular
cannot be varied (typically the gross
rules in the underlying zoning may be
density permitted by the underlying
waived.
zoning plus some bonus).
Whereas
the
under
details
the
of
approval.
Sometimes
the
PUD
The PUD process, which usually requires
conventional
zoning, a parcel of land might be
an
permitted for uniform subdivision into
actually favours the mightiest developers 2-25
upfront
investment
in
planning,
D R A F T
F I N A L
R E P O R T
who have the money and influence it
may be the government, in which case
takes to get approved. The process
acquisition may be legally done by
does involve risk, but the rewards are
compulsory
attractive and the process adds a
domain. This has been often been
patina
Local
practiced in Hong Kong and Singapore.
governments eager to build up the
Where it involves a larger area, in old,
tax base can usually be talked into
run-down urban districts, the approach is
something eventually with the right
akin to Urban Renewal.
sales
of
legitimacy.
pitch.
Alternative
-(Dover Methods
V,
acquisition
or
eminent
1996:
of
Land 2.2.3
Development Regulation; available at
In Summary
http://www.spikowski.com/victor_dov All the above approached shall be
er.htm)
considered especially in light of the new Another
form
of
PUD
is
approaches
the
in
urban
development
comprehensive development of a
planning. Any planning approaches will
large
have
site
consisting
of
several
to
be
accompanied
contiguous lots, which may or may
appropriate
mechanism
not belong to the same owners. If the
development control.
site has multiple ownership, this will require the acquisition of the lots not belonging to the developer, which The alternate approaches of Development Control are summarized in Figure 2.2.
Figure 2.2 : Summary of Alternate Development Control Approaches
CURRENT
ALTERNATE 1
ALTERNATE 2
ALTERNATE 3
ALTERNATE 4
EUCLIUDEAN ZONING - Outlines prohibitions - Easy to implement - Lack of flexibility - Outdated planning theory FORM BASED CODES / APPROACH - Less focussed on land use - More emphasis on regulating form and scale of buildings - Address relationships - Includes-regulating plan, public space standards, building form standards, administration etc. INCENTIVE ZONING - Reward system (eg. Higher density) - In return for public interest (eg. Park) - High degree of flexibility
PERFORMANCE ZONING - Regulate the effects/impacts of land use through performance standards-eg. Traffic, densities, noise, etc. -Species intensity of land use - Great flexibility - Effective in preservation of natural features
PLANNED UNIT DEVELOPMENT (PUD) - Used in large developments; customized masterplan and own rules for each internal development. - Details of lot configuration and density seen in light of overall effect - Mixed lot sizes within a unit, for diversified housing types. - Give exceptions to setbacks, widths and street standards.
2-26
by
the for
D R A F T
F I N A L
population
2.3 SUSTAINABLE DEVELOPMENT – THE NEED FOR RETHINKING AND REDEFINING
(Agenda
21)
adopted
and
development.
In
physical
being
one
of
development
towards
Vision
pembangunan menyokong
the planning at national, state and local Malaysia,
life,
Bumiputera
to
support
the
establishment of Penang as a developed state
Malaysia,
and growth have been indicated in most of as
of
nature
the structure plan is “To achieve a sustainable
by
concerns about sustainability in development
levels,
quality
use,
resources, agriculture, tourism, etc. The goal of
member countries in their planning for their growth
land
entrepreneurship, economic growth, human
in 1992, “sustainable development” has been agenda
growth,
conservation,
Ever since the Earth Summit in Rio de Janeiro the
R E P O R T
2020”. fisikal
(“Memantapkan
yang
pembentukan
mapan Pulau
bagi Pinang
sebagai sebuah negeri maju dan mencapai
the
wawasan 2020”).
signatories of the Agenda 21 agreement, is very committed to sustainable development.
However,
development
of
the
guide
the
country
often
overall
are to consider the challenges that face those
Urban
tasked
quality, progressive and sustainable city”.
The definition commonly used for “sustainable development” is “Development that meets the
In the Penang State Structure Plan, the word
needs of the present without compromising the
“sustainable” (“mapan” or “mampan” in
ability of future generations to meet their own
Bahasa Malaysia) is used 59 times and relate
needs.” (Brundtland, 1987).
development” also
implementing
Bass, 2000)
stated objectives is “To develop a planned,
but
and
sustainable development.” (Dalal-Clayton and
Sustainable Urban Development”. One of the
mapan),
developing
vitally important to restate what is meant by
Community and Living Environment through
(pembangunan
with
strategies for sustainable development, it is
create a Visionary City with a Peaceful
“sustainable
It
fully grasped what it is potentially all about. If we
Development”. The goal of the NUP is “To
only
vaguely.
from a small number of enthusiasts) have not
National Urbanization Policy (NUP) is for “An
not
and
evident that most stakeholders (apart perhaps
development.” Thrust number one of the
to
broadly
implementation and monitoring. “It is becoming
of land and natural resources for sustainable
Sustainable
very
policies and strategies are to be interpreted for
and Objective II states “To optimize utilization
and
used
becomes further blurred when these plan
towards
achieving developed nation status by 2020”,
efficient
“sustainable
and local plans and other plans, these terms are
efficient, equitable and sustainable national to
terms
have been widely used in the structure plans
Physical plan is “The establishment of an framework
the
development”, “sustainable” and “sustainability”
For example the stated goal of the National
spatial
although
A commitment to meet the needs of present
to
and future generations has various implications. 2-27
D R A F T
F I N A L
"Meeting the needs of the present" means
Meeting such needs "without compromising
satisfying:
the ability of future generations to meet their own needs" means:
Economic needs – including access to opportunities for an adequate livelihood
R E P O R T
or productive economic activity; also
resources - including minimising the
economic security when unemployed, ill,
consumption of fossil fuels and substituting
disabled or otherwise unable to secure a
with renewable sources where feasible.
livelihood.
Also, minimising the waste of scarce
Social,
cultural
and
health
needs
-
mineral resources (reduce use, re-use,
including a shelter which is healthy, safe, affordable
and
secure,
within
recycle, reclaim).
a
Sustainable use of renewable resources -
neighbourhood with provision for piped
including using freshwater, soils and forests
water, drainage, transport, health care,
in ways that ensure a natural rate of
education and child development, and
recharge.
protection from environmental hazards.
Minimising use or waste of non-renewable
Political needs - including freedom to
local and global sinks for wastes – including
participate in national and local politics
the capacity of rivers to break down
and in decisions regarding management
biodegradable wastes as well as the
and development of one's home and neighbourhood,
within
a
capacity of global environmental systems,
broader
such as climate, to absorb greenhouse
framework which ensures respect for civil and
political
implementation
rights of
and
Keeping within the absorptive capacity of
gases. (Dalal-Clayton and Bass, 2000)
the
environmental
legislation.
Following the publication of the Brundtland report,
there
alternative
was
a
definitions
rapid
escalation
of
of
sustainable
development and lists are given by several authors (e.g. Pezzey 1989, Pearce et al. 1990, and Rees 1989). Mitlin (1992) notes that, in general, definitions involve two components:
the meaning of development (i.e. what are the main goals of development: economic growth, basic needs, rights, etc.);
2-28
the conditions necessary for sustainability.
D R A F T
F I N A L
R E P O R T
societies and cultures. (Dalal-Clayton and Bass, “Rather than focusing on economic growth in isolation, sustainable development requires the integration of the social, economic and environmental dimensions in corporate and public decision-making, within a governance framework that ensures full participation and accountability” (IIED 1999)
2000) Perhaps
one
of
the
most
comprehensive
definitions of sustainable development is the UK government’s
five
Shared
Principles
of
Sustainable Development. i.e. It is now widely agreed (at least amongst
i). Living Within Environmental Limits.
those promoting and studying the concept)
Respecting the limits of the planet’s
that there are three pillars to sustainable
environment, resources and biodiversity –
development:
to improve our environment and ensure
• •
Economy: The creation of wealth and
that the natural resources needed for life
livelihoods;
are unimpaired and remain so for future
Society: The elimination of poverty
generations.
and improvement of quality of life; •
Environment The enhancement of natural
resources
for
ii) Ensuring a Strong, Healthy and Just Society.
future
Meeting the diverse needs of all people
generations.
in
existing
and
future
communities,
promoting personal well-being, social Thus, sustainable development will entail
cohesion and inclusion, and creating
integration of these three objectives where
equal opportunity for all.
possible, and making hard choices and negotiating trade-offs between objectives
iii) Achieving a Sustainable Economy.
where integration is not possible. These
Building a strong stable and sustainable
negotiations will be greatly influenced by
economy which provides prosperity and
factors
such
prevailing systems,
as
peace
economic institutional
and
security,
opportunities
interests,
political
environmental and social costs fall on
arrangements
and
for
all,
and
in
which
those who impose them (Polluter Pays),
cultural norms. Achieving these objectives is
and efficient resource use is incentivised.
essentially a task of transforming governance in the public sector, private sector and
iv) Using Sound Science Responsibly
society more broadly to achieve a more
Ensuring
balanced
to
implemented on the basis of strong
development. This ensures that it is defined to
scientific evidence, whilst taking into
meet and respect the particular needs and
account scientific uncertainty (through
circumstances
the precautionary principle) as well as
and
integrated
of
approach
individual
countries,
policy
is
developed
public attitudes and values. 2-29
and
D R A F T
F I N A L
R E P O R T
Ultimately, sustainable development aims at v) Promoting Good Governance Actively
promoting
improving and maintaining quality of life and the effective,
means
to
quality
of
life.
It
means
that
participative systems of governance
developing a better quality of life now should
in all levels of society – engaging
not
people’s
opportunity for a better quality, of life for the
creativity,
energy
and
diversity.
reduce
the
quality,
or
deprive
the
future generations. It can also be expanded to mean that developing a better quality of life for
The UK Government has also identified
a sector of society should not reduce the
four
quality, or deprive the opportunity for a better
key
areas
of
sustainable
quality, of life for another sector of society.
development activities:
Sustainable
consumption
and
As in all planning objectives, the objective of
production: changing the way
sustainability
has
not
only
products
qualitatively,
but
also
in
and
services
are
to
be
defined
quantitative
and
designed, produced, used and
measurable terms, so that its achievement can
disposed of – in short, achieving
be more realistically evaluated and monitored.
more with less,
This is done by formulating a set of measurable
Climate change and energy –
indicators related to sustainable development.
reducing
What is required is a measurable means of
greenhouse
gas
emissions whilst at the same time
evaluating
preparing for the climate change
activities
that cannot be avoided,
implemented,
Natural resources protection and
development from being carried out, or to
enhancement
select
–
understanding
the
impacts
before
they to
optimum
of
are
approved
prevent options
development
of
and
unsustainable development
the limits of the natural resources
strategies or projects during plan preparation.
that sustain life, such as water, air
The impacts to be assessed should include short
and
as well as long-term, tangible as well as
soil,
environmental
enhancement and recovery,
intangible, social, economic, environmental and
Sustainable communities – looking after the places people live and work, for example, by developing green, open spaces and building energy-efficient homes. (UK Government, Sustainable Development Strategy Mar 2005)
even political benefits and costs. Besides a descriptive definition of an acceptable standard of living as a measure to be achieved, a clear, operational
definition
of
sustainable
development has to be established for the purpose
of
development
development control,
and
monitoring in Peninsular Malaysia.
2-30
planning, development
D R A F T
This
may
require
appropriate
tools
the
incorporation
such
as
F I N A L
of
Strategic
Environmental Assessment (SEA) at the plan formulation
stage,
Environmental
Impact
Assessment (EIA) and Cost-Benefit Analysis in the
development
control
process
and
Environmental Management System (EMS) at the development monitoring stage. The use of a Geographical Information System (GIS)based
integrated
planning
assessment
system such as the Integrated Landuse Assessment
(ILA)
together
with
Planning
Support System (PSS) will be invaluable in the large and complex process of planning and management
for
urban
growth
and
development. (Yaakup A.B., and others, 2005)
2-31
R E P O R T
D R A F T
3,1
F I N A L
R E P O R T
guidelines, for the better and more efficient
INTRODUCTION
formulation, implementation, monitoring and In order that the range of urban planning
review of these plans and policies at all
and development issues are addressed in Malaysia,
it
is
recommended
that
these levels.
the
ii.
Integrated Sustainable Urban Growth (ISUG)
To function as an integrated and holistic approach for the planning, implementation,
Approach be adopted as a policy for
controlling, management and monitoring of
implementation in the Malaysian Planning
urban growth in Peninsular Malaysia to
and Development system. This chapter aims
achieve sustainable development and other
to detail out this approach.
national and local development goals and objectives, through concepts such as Smart
3.2
FUNCTIONS OF THE ISUG APPROACH
Growth,
iii. To guide the adoption of a more efficient, effective,
of the goals, objectives and strategies of
and
accountable
and management of urban development
National Urbanization Policy, the National
and growth;
Physical Plan and the Five Year Malaysia
iv. To ensure that appropriate and effective
Plans, with the State and Local Authority policies
responsive
system and process for the planning, control
national planning policies, such as the
plans,
Sequential
strategies;
To guide the coordination and integration
development
Urbanism,
Approach and other effective development
The main functions of the ISUG Approach are: i.
New
techniques and strategies of urban growth
and
3-1
D R A F T
F I N A L
R E P O R T
and management are implemented to 1.
achieve the desired outcomes.
The
Integrated
Planning
Management
Approach – for integrated and holistic 3.3
planning and development;
STRATEGIES OF THE ISUG APPROACH
2.
Urban Growth Boundaries (UGB) and Green
The ISUG Approach combines 9 distinct
Reserves (GR) - for balanced sustainable
strategies
development and conservation;
for
the
implementation,
planning,
controlling,
management
3.
and
Transit Orientated Development (TOD) and
and
Compact City Development (CCD) - for
development. Each one is symbiotic of the
better and more efficient urban living
other. No one strategy can stand alone as to
environment;
monitoring
of
urban
growth
4.
implement one would mean the need for
Sequential Approach (SA) - prioritizing development for smart urban growth
another supporting strategy and actions. 5.
Hence the integrated approach taken here
Community
Participation
and
Support
means exactly that, in order to achieve the
(CPS) - for community-responsive planning
desired outcomes for a more sustainable
and management of urban growth;
urban planning and development system. The 9 strategies as depicted in figure 3.1 are as follows:
Figure 3.1 : The ISUG Approach and Its Strategies
Integrated Planning Management
Urban Growth Boundaries & Green Reserves
Development Proposal Report
Government Fiscal Incentives
Development Changes + Transfer of Development Rights
Transit Oriented Development & Compact Cities
Sequential Approach INTEGRATED SUSTAINABLE URBAN GROWTH (ISUG) APPROACH
Incentives Performance Based Development Control
3-2
Community Participation & Support
ISUG Database & Decision Support System
D R A F T
F I N A L
R E P O R T
may be defined as a combination of 6.
ISUG Database Management and
policy making, administration of physical
Decision Support System (ISUGDM
planning and development, funding and
and DSS) - for more effective,
research, and monitoring.
transparent planning,
and
accountable
management
In
and
general,
integrated
planning
management aims to consolidate all
monitoring of urban growth;
related group of expertise to achieve 7.
Urban
Form,
Urban
smart
Design,
growth
Incentive-Based,
Performance-
government
Based,
Control
and
national,
Other Control Approaches
- for
Licensing
strategies
administrative regional
at
all
level
(i.e.
and
local
government).
more effective and responsive
8.
development control;
3.3.1.1 The Methods For Implementation
Development Charges (DC) and
Obviously,
the
Transfer of Development Rights
integrated
planning
(TDR)
when the government policies were
-
to
promote
the
right
key
to
an
effective
management
is
formulated thoroughly and efficiently.
development in the right place;
This is important to ensure the policies are 9.
Government Fiscal Incentives –to
specific,
decisive
encourage
Besides,
it
more
favourable
also
and
collaborative.
contributes
to
the
formation, enforcement of related laws
development;
and the implementation of the whole 3.3.1
The Integrated Planning Management
process
of
integrated
Approach - for Integrated and Holistic
management.
planning
Planning and Development 3.3.1.2 Government Policy Integrated planning management is crucially required to achieve smart
The
growth. This is important to ensure
government
development planning co-efficiently
planning and management must be
contributes to the economic, social
clearly
and physical development without
Australian
producing harm to the environment.
integrated
Consequently, integration between
planning have led to the creation of the
landuse and transport planning is
Department
most required. Integrated planning
Infrastructure (DPI) which acts as a 3-3
goal
and
objectives
efforts
specified.
on
For
of
the
integrated
example,
the
efforts
on
Goverment’s landuse
of
and Planning
transport and
D R A F T
F I N A L
R E P O R T
central agency of the Department of Transport,
Main
Roads
Western
Australia and the Ministry of Planning. Under
the
DPI,
a
taskforce
was
appointed to provide portfolios and one of them is the planning and infrastructure
portfolio.
Figure
3.2
shows the government policy on landuse and transport planning is well integrated and thus produce better outcomes. (Curtis & James, 2004).
Figure 3.2: Integration of land use and transport outcomes Transport
Transport/ Landuse
Planning
Coordination
INTEGRATION
Coordination
TRANSPORT OUTCOME
INTEGRATION OUTCOME
PLANNING OUTCOME
Create a transport system which: effectively supports economic and social objectives; is efficient in its use of resources; is environmentally responsible, provides equitable access for all; and is innovative, flexible and diverse
Urban Settlements
Land use planning is the orderly planning of land use development to ensure;-
(Government of Australia, 1996)
To maximize accessibility by proximity Economic Development Manage development of regional land use and transport system to provide efficient access; protect strategic transport corridors; minimize adverse impacts; and maximizing existing infrastructure
Source: Curtis, Carey. & James, Bruce, (2004)
3-4
i. Facilitation of regional wealth ii. Conservation and enhancement of the environment iii. Building dynamic and safe communities that nurture human activity.
(Western Australian Planning Commission, 1996)
D R A F T
F I N A L
Besides achieving the objectives of
As methods of integration are designed, it is
both transport and landuse planning, integrated
planning
has
also
enhanced environmental protection, pursue
the
dynamics
and
R E P O R T
paramount
to
integration.
The
identify
the
principles
principles
will
guide
of the
implementation of the overall process in
safe
development planning. It refers to functional,
communities and enables maximum
accountability and organizational as listed
utilization of regional wealth.
below (Ker, 2001 cited by Curtis & James, 2004)
3.3.1.3 Approach to Integration
a. Functional Principle – allocation of Approach
to
integration
is
functions is aligned with government
a
combination between coordination
policy and strategic planning
and integration. As mentioned earlier,
outcomes. It requires strong legislative
the Department of Planning and
framework and clear government
infrastructure (DPI) acts as central
mandate. Besides, necessary financial
agency of the taskforce to manage
and organizational resources are
integration
appropriate incentives to ensure
of
the
multidisciplinary
delivery.
organization.
b. Accountability Principle – Outputs Obviously, integrated planning needs
expected of agencies are aligned with
a
the allocation of functions. Public and
strong
multidisciplinary
collaboration
of
organizations
that
political support for a strategic body
work together as a single team (task
that is accountable for integration,
force). This task force would be led by
cost effectiveness and value for money
a
in the delivery of its functions.
central
organization
(steering
c. Organizational Principle –
organization) to manage the overall integrated
development
Organizations are able to deliver the
planning
process. In the US, coordination and
outputs expected of them (the right
integration
people to do the job)
public-sector
has
not
just
involved
interagency
initiatives
but also private-sector committees/ working groups, and public-private forums (Transit Cooperative Research Program, 2004).
3-5
D R A F T
•
Public-Sector
F I N A L
b. Pricing – taxation and subsidies to
Interagency
Initiatives - operators participate
service providers and users through
in
regulation of prices
some
forum
to
coordinate
c. Strategic Asset Management (SAM) –
transit and urban development
considering marketplace in the
among government entities. •
R E P O R T
Private-Sector
Initiatives
management of public assets (i.e.
-
developers, builders, real-estate
land, services and infrastructure) and
brokers, and others involved with
intangible assets (i.e. travel
TOD from the private side have
behaviour) d. Building community capacity –
over time formed their own forums to
promote
their
encouraging public participation
collective
interests (i.e. Houston’s Main Street
through education, advocacy,
Coalition established in 1994 to
grants and partnerships
create a signature transit-and3.3.1.5 Tools
pedestrian spine along an 8.5-mile boulevard stretch, the coalition is
•
today focusing on the land-use
Available tools within the planning and
and
infrastructure
architectural
integration
portfolio
is
applied
to
along the $300-million light-rail line
combine the listed resources above. The
being built in downtown Houston)
tools are;
Public-Private Forums - public-
a. Policy
private
organizations
making
-
designated
strategically to deliver the integrated
or
committees that have formed to
landuse
promote TOD at some level
(portfolio)
and
transport
planning
b. Integrated planning - landuse and transport planning in single map or document
3.3.1.4 Resources
(or
report).
Need
community participation for better outcomes.
Resources refer to the efforts to of
c. Funding – Subsidies, land purchase,
landuse and transport planning and
services, infrastructure and intangible
therefore produced desired results.
asset (SAM) can affect pricing.
achieve
effective
integration
d. Research
The resources are as the following;-
and
mechanism
a. Authorization and Regulation –
Monitoring
to
achieve
– the
statutory planning controls (i.e.
integration
of
resources
through
local plan/ comprehensive
revaluation
of
previous
planning
environment local plan) and
progress so that
transport regulation (i.e. licenses)
adjusted to meet desired outcomes. 3-6
policy
can be
D R A F T
F I N A L
R E P O R T
stations, commuter rail and light-rail stations (Transit Cooperative Research
3.3.1.6 Institutional Arrangement
Program, 2004) This is to consider the institutional arrangements appropriate for delivery
The
of sustainable outcomes. In Australian
Transit Authority (WMATA) for example is
case, DPI is the central agency that is
one of the first transit agencies in the USA
responsible for the whole integrated
that introduced real-estate development
planning management and acts as a
above or adjacent to its rail stations. At
steering
Institutional
2004, at least 30 property sites were
arrangement is important to centralize
jointly developed by the agency with
coordination and integration, avoid
private developers, lenders, and other
mismatch
overlaying
public entities. The prominent one is the
powers in carrying out development
Metro Center, Bethesda, which attributes
planning.
office space (400,000 square feet), Hyatt
mechanism.
policy
and
Washington
Metropolitan
Area
Hotel (380 rooms), and retail space (60,000 square feet). Collected annual
3.3.1.7 Outcomes
rental fees at Bethesda Station today Generally, desired outcomes must
totals at least USD1.6 million and this is
offer
and
said to be the highest earnings for any
effectiveness for use. This will be
single joint development project in the
revaluated under the research and
country (Transit Cooperative Research
monitoring procedures, part of the
Program, 2004).
extensive
guidance
DPI. Integrated landuse and transport planning in the USA is not just jointly 3.3.1.8 Putting into Practice
implemented in the matter of policy, institutional
organizations, technical
Driven by the government policy and
expertise but also happens in sharing
guided by the integration of principles,
operation
Curtis & James (2004) came out with an
construction
cost cost
and (e.g.,
ventilation
systems, utilities, and parking facilities).
institutional
As
transport planning which was applied in
a
consequence,
development agencies
and
joint
between property
Western
transit and
and
mixed
for to
further
multidisciplinary teams.
estate developers has led to a high density
Australia
integration
real
model
landuse
development, concentrated nearby transit stations especially main railway 3-7
landuse develop with
and the other
D R A F T
F I N A L
R E P O R T
The Flow Chart of the Process as described in the passages above. Figure 3.3 : Flow Chart of Integrated Planning Management Approach
Implementation Method (Thoroughly & Efficiently) Put Into Practice
Government Policy
Outcomes
Approach to Integration
• Constant Re-Evaluation
• Functionality
• Integration
• Accountability • Organization
Institutional Arrangement • Central Agency?
Resources
• Avoid Mis-match Tools • Policy Making • Integrated Planning • Funding • Research & Numitong
• Authorization • Pricing • Strategic Asset • Management • Community • Capacity Building
3.3.2
permanently retain green reserves, rural
Urban Growth Boundaries (UGB) and Green Reserves (GR), for balanced integrated urban and rural development and conservation;
and country side areas. UGBs prevent suburban sprawl and encourage orderly development. In practice, UGBs create
3.3.2.1
Urban
Growth
Boundaries
certainty for developers by directing
(UGB)
where infrastructure investment will occur and coupled with zoning and other
Urban Growth Boundaries (UGBs) in the
UK,
or
Urban
policies, channel growth into existing
Containment
towns and neighborhoods and areas
Boundaries (UCBs) as they are called
where density can be maximized. UGBs
in the US, are lines drawn on land use
also direct and focus future urban
planning and zoning maps that divide
development approvals primarily to town
existing and planned future urban areas natural
from
rural,
agriculture
preservation
areas.
centres and villages and brown fields.
and
Rather than opening up new land for
This
urban expansion, growth is channeled
boundary acts as a ‘limit’ of urban
and energized into areas which are
development and growth. Its main
ready for development in terms of
purpose is to channel future urban
infrastructure, people and demands. The
development to urban areas and
3-8
D R A F T
F I N A L
R E P O R T
areas within UGBs are called Urban
sensitive
areas,
Growth Areas (UGAs) in the UK.
parklands,
wet
agriculture lands,
lands,
river
and
coastal reserves, and other green The use of UGBs can also assist in
areas.
reinforcing
green
development restricted areas are set
areas such as agriculture lands and
aside as land resources for urban
nature reserves. Preservation of these
development.
and
protecting
lands outside the UGB is fundamental
Lands
not
within
the
UGBs assist local governments to meet a number of planning goals such as:
to containing future urban growth within the UGB. UGBs are good fiscal
maximizing the use of existing infrastructure and minimizing new infrastructure costs;
revitalizing centres;
also support existing rural and urban
redeveloping brown field sites;
economies. Inner city neighborhoods
creating vibrant neighbourhoods;
protecting agriculture areas, nature reserves, rural areas, country sides, environmentally sensitive areas, parks, and other green reserves;
minimizing air pollution by encouraging a mix of services near to residences and employment, thus decreasing the need for automobile use;
should include:
improving the viability of transit by concentrating development; and
•
prioritizing urban growth areas and scheduling development to optimise land resources and prevent over development.
planning
-
they
assist
local
governments to ensure that existing infrastructure
is
fully
used
before
considering new green field sites. They
are often found within UCBs, which may
in
turn
resources
help
concentrate
inside
growth
neighborhood. The
processes
involved
in
the
designation of UGBs in a landuse plan
Land availability assessment - An assessment of the available land for
housing
and
other
urban
development is carried out to
downtowns
and
town
mixed-use
determine the supply of suitable land for urban growth. This is done by excluding lands which has environmental
•
Land
viability
assessment
-
The
constraints
or
available lands are assessed for the
development
is
physical, economic, social and other
restricted, such as areas to be
viability for development. The availability
reserved for their natural beauty,
of existing roads, water, electricity and
forest reserves, hilly and unstable
other infrastructure and services has to
lands, flood zones, environmental
be taken into account, and the land
where
urban
3-9
D R A F T
•
F I N A L
R E P O R T
checked for its degree of viability in
development planning and management
terms of cost for development.
tools:
Land requirement assessment - The
•
National and Regional Urban Growth
amount of land required to cater for
Strategies. UGBs can be designated and
the growth of urban population and
urban growth policies established at the
the spatial demand for housing and
national and regional levels. At these
other
urban
calculated.
uses In
to
be
levels,
this,
the
location-specific or criteria-specific and
have
assessing
however,
and the carrying capacity of the area
regional plans are long-term plans and
need to be taken into account, in
should anticipate future demands and
order to prevent undesirable impacts
situations so as to be able to response to
of
the
them. They should provide indications of
unsustainable use of land. To do this
future directions and suitable areas of
some
urban growth.
form
of
sustainable
national
be
not
and
The
should
density and scale of development
over-development
site-specific.
UGBs
and
development criteria and indicators •
are used.
Zoning at the local authority level. UGBs need to be clearly designated at local
•
Land prioritization and scheduling -
plan levels, ensuring that urban-type
The land identified to be within the
development cannot occur outside of
urban growth area should then be
the UGB, and that land inside the UGB is
classified in terms of the time frame to
well-planned
be released for development, so as to
includes
match demand and supply and not
commercial
to
existing or planned commercial areas.
create
over-supply
situations.
for
future
growth.
prohibiting
or
development
This
limiting outside
of
Following the Sequential Approach, •
town centre lands, brownfield lands,
Infrastructure
Limits
and
Timing
of
and other lands for infilling should be
Servicing. This should look at revising
given highest priority, and leap frog
capital plans and timing extensions of
development and urban sprawl are to
servicing to reflect the priorities of the
be prevented. Land prioritization will
UGBs. The provision of infrastructure and
determine the UCB at a particular
services must be limited at identified
plan period, and extent it in future
extent where development is restricted
plans when the demand grows.
(i.e.
agricultural
areas,
environment
sensitive areas, forest reserves, exurban Creating a UGB involves the use of a
areas, etc.). The municipality would not
combination
extend
of
the
following
urban 3-10
servicing
and
direct
D R A F T
development
to
F I N A L
R E P O R T
already-serviced •
areas. This effectively limits substantial
Green Reserves. This mechanism will
growth to the existing urban areas
prevent the encroachment of urban
and hence, promotes development
growth into agriculture, environmentally
closest to urbanized areas.
sensitive and other green areas outside the UCBs.
•
Agriculture Policies. UGBs will reinforce agriculture policies and the integrity of the agriculture lands.
•
Permit
Caps.
Permit
caps
and
development control should assess the need to limit further approved growth until a certain amount of existing approved capacity has been completed, or to limit the number of new approvals per year.
Figure 3.4 shows the relationships and summarizes the above. Figure -3.4 : Urban Growth Boundaries Principles
Processess
Planning & Management Tools Involved
• Land Availability Assessment
• National & Regional Growth Strategies
• Land Viability Assessment
• Zoning & Local Authority Level
• Land Requirement Assessment
• Infrastructure Limits & Time of Servicing
• Land Prioritatization & Scheduling
• Agriculture Policies • Permit Caps • Green Reserves
3-11
D R A F T
Besides
involving
the
integration
F I N A L
R E P O R T
3.3.2.2
and
coordination of development plans, policies
UGB policies should be complemented
and strategies at all levels, national, regional,
by Green Reserve policies, which are
state and local government, UGBs ensure the
easier to impose and to defend. A form
integration and coordination of development
of GR is the Green Belt, as practiced in
planning in all aspects, economic, social and
UK town planning.
environmental. The use of zoning plans will indicate where urban development and the
services of infrastructure will occur. The local authority shall also direct all developments to
be contained within the area marked as UGBs.
UGBs, as a planning policy to channel
development within certain areas and to restrict
development
in
others,
can
be
criticized for been unfair and for causing loss
in land values for the outside areas. Where the pressure for development is great, such policies are difficult to sustain, unless they are
combined with the intention of protecting ecological,
social,
economical
(from
agriculture, eco-tourism, natural resources), and even political, assets of the outside areas (as
under
Restricting
the
Green
development
Reserves requires
Green Reserves
policy).
strong
tenacity on the part of the planners and the
support of the political masters, and requires solid reasoning. On the other hand, once the boundaries are drawn and approved, such
as in structure plans and local plans, the limits are protected by law, but can be duly changed, if and when the merit arises, only in
The objectives of a GR policy are to: protect natural or semi natural environments; retain land in agricultural, forestry and related uses; protect attractive landscapes and the enhancement of landscapes, near to where people live; improve air quality within urban areas; providing opportunities for outdoor sport and outdoor recreation near urban areas; ensure that urban dwellers have access to the open countryside, with consequent educational and recreational opportunities; protect the unique character of rural communities which might otherwise be absorbed by expanding suburbs; check the unrestricted sprawl of large built-up areas; prevent neighbouring towns from merging into one another; preserve the setting and special character of historic towns and cultural villages; assist in urban regeneration, by encouraging the recycling of derelict and other damaged urban land; prevent destruction of flora and fauna; preserve valuable natural biodiversity for future needs. The idea is for a ring of countryside
accordance with the legal procedures spelt
where urbanisation will be resisted for the
out in the act.
foreseeable future, maintaining an area where
agriculture,
forestry,
nature
reserves and outdoor leisure can be
3-12
D R A F T
F I N A L
R E P O R T
expected to prevail. The fundamental
water catchments,
aim of GR or green belt policy is to
stream and river reserves,
prevent urban sprawl by keeping land
coastal reserves,
permanently open, and consequently
hill-lands and slopes.
the most important attribute of GRs is In Malaysia, the protection of certain
their openness.
designated green areas is strengthened The effectiveness of GRs can often be
with the availability of their own specific
eroded by urban rural fringe uses and
national or state legislations. These areas
sometimes, development 'jumps' over
include:
the GR area, resulting in the creation of "satellite towns" which, although
Forestry Act,
separated from the city by green areas, function more like suburbs than
form of rings surrounding urban areas,
similar in purpose but need not be in
or
under
the
Land
Water Catchment Areas, under the Irrigation Areas, under the Irrigation Ordinance.
the form of a ring. GRs can be sideUGBs,
Lands,
Water Supply Act
the ISUG Green Reserve (GR) policy, is
the
Hill
Conservation Act,
Whereas Green Belts in UK are in the
with
agricultural lands, under the National Land Code,
independent communities.
by-side
Forest Reserves, under the National
even
National and State Parks, under the
surrounded by urban areas, as in the
National Park Act and State park
case of an urban park.
laws.
GRs can consist of:
Stream/ river reserves
Coastal management areas
agricultural areas (including the designated
Prime
Such areas which have been designated
Agricultural
Areas or PAA under the National
under
Physical
incorporated in zoning plans or land use
Plan,
and
Agricultural
their
own
laws
can
be
Land Reserves),
plans at national, regional, as well as
rural agricultural kampongs,
local
Environmentally
Sensitive
these levels.
in structure plans and local plans, recreational
parks
and
open
spaces,
GRs
should
be
clearly
defined in the land use policies at all
Areas
(ESA), as identified in the NPP, and
levels.
forests areas, 3-13
D R A F T
F I N A L
R E P O R T
tends to be low with severance between
3.3.2.3 Rural-Urban Fringe (RUF)
areas a
rural-urban
fringe,
open
land
and
badly
maintained vacant lands.
Some land use zoning plans may include
of
also 3.3.3
known as the outskirts or the urban hinterland, which can be described
Transit Orientated Development (TOD), and Compact City Development (CCD) for greater urban living environment
as the landscape interface between rural and urban areas, or alternatively
Transit Oriented Development
as the transition zone where urban
exciting
and rural uses mix and often clash.
creating vibrant, livable communities.
Alternatively, it can be viewed as a
Also known as Transit Oriented Design,
landscape type in its own right, one
or TOD, it is the creation of compact,
forged from an interaction of urban
walkable communities centered around
and rural land uses.
high quality train systems. This makes it
new
fast
growing
is the
trend
in
possible to live a higher quality life The urban fringe may be reserved for
without complete dependence on a car
certain land uses which have either
for mobility and survival. It is seen as a
purposely moved away from the
major solution to the serious and growing
urban area, or require much larger
problems of soaring energy prices and
tracts of land. As examples:
global warming
by creating dense,
walkable communities connected to a • •
Roads, especially motorways and
train line that greatly reduce the need
bypasses,
for driving and the burning of fossil fuels.
Waste transfer stations, recycling facilities and landfill sites,
Transport Oriented Development (TOD)
•
Park and ride sites,
concerns
•
Market gardening,
design viable landuse patterns (but most
•
Hypermarkets,
preferable compact patterns), social
•
Airports,
integrity, infrastructure spending priorities
•
Large hospitals,
(fiscal), and environmental protection.
•
Power,
water
and
about
the
requirement
to
The major goals of the TOD is to increase
sewerage
ridership,
facilities.
promoting
development, Despite these 'urban' uses, the fringe
cost
remains largely open with the majority
properties
of the land agricultural, woodland or
environment.
other rural use. However the quality of the countryside around urban areas 3-14
and
reducing
rising and
economic infrastructure
revenues
for
transit
protecting
the
D R A F T
F I N A L
R E P O R T
3.3.3.2 The Principles of TOD
3.3.3.1 Factors Driving The Trend Towards TOD The rapid growth of private cars on
Based on reports produced by the Transit
the roads in the US, has resulted in
Cooperative Research Program 1 (2004)
massive traffic congestion in almost all
for the USA and the Smart Growth BC’s
major cities. People living in sprawling
Transportation System 2 (2005) for British
suburbs traveled longer distances to
Columbia, the principle guidelines of
work, and shop, whilst much time and
TOD that supports smart growth can be
energy was spent on the roads.
divided into three major elements as
expansion
of
into
suburbia
followed major highways.
This strip
development
cities
The
soon
became
follows;
too
a.
Transportation
much of a hassle for people living in them, as people had no time with
Transportation decisions and investments
families as much time was spent on
related to transport infrastructure must
the roads. This growing distaste of
be shared by all levels of government,
suburbia was instrumental to the need
and
for a different form of travel mode,
Hierarchy to disperse and calm traffic
namely the public transport.
and to support alternative modes such
guided
by
the
Transportation
as walking, cycling, public transits, goods At the same time there was also a
and
growing need for a greater quality of
occupancy
life which living in suburbia did not
occupancy vehicles.
offer.
commercial vehicles
services, and
high single
The desire for more walkable
lifestyles,
away
from
traffic
With the use of appropriate connector/
increasingly became major factors for
path, all places must be interconnected
planners to seek other means of
and
urban development.
efficiently
the
street and
networks safely
should be
renovated
or
established to encourage people to use There was also the growing national
them. Besides, the local government
support for smart growth. The Federal Government
gave
towards
more
a
new
focus Transit Cooperative Research Program (2003) was conducted by the Transportation Research Board with the approval of the Governing Board of the National Research Council. TCRP provides a comprehensive assessment of the state of the practice and the benefits of transit-oriented development (TOD) and joint development throughout the United States.
1
sustainable
developments, and the need to have a
more
sustainable
urban
form
helped in spearheading the TOD concept.
2 Smart Growth BC’s Transportation System is a report (2005) outlining transportation policy for the whole British Columbia
3-15
D R A F T
F I N A L
R E P O R T
may adopt the following policies to
planning such as advocates for a
encourage
balanced approach to infrastructure
people
to
travel
less
spending.
especially by private car. i.
b.
Locate new development and major generators of traffic (transits
Urban development must be guided
such as railway station) where they
could
be
accessed
primarily by ideas of compact, mixed
by
landuse, efficient land use planning
means other than private car (i.e.
rather
train, commuter, etc.) ii.
increasing
Iii. Protect and strengthen existing
parks
people to walk, cycle or catch
activity
aiming
generate
to
rather
and
of
improvements
new of
to
citizens
convenient access
to
and most
including education,
land
to
modes
must
also
be
The authority concerned
with
housing
and
make
school and community hall are to be
and
located in the center of the community to reduce the need to travel.
In
addition, housing development must be
problems caused by low density
of
development;
mixed
housing
types
and
at
a
reduced housing cost which can be
viii. Encouraged public participation TOD
sufficient
facilities such as library, sport complex,
to relieving short-term congestion
any
densities
Within a compact development, all the
economic objectives as opposed
on
employment
and
defined centers and edges.
personal
use
residential
subdivisions into neighborhoods with well-
needs,
vii. Transportation decisions designed support
with
pace
services and recreation. to
communities
and
and recreational opportunities to keep
safe,
employment, shopping,
neighborhoods
need to phase convenience shopping
affordable daily
as
jobs-housing
development),
encouraged.
transportation with
to
mixed-use
transportation
and
infrastructure must be designed fairly
such
enhance the viability of higher priority
investment. vi. Provision
meet
Infill and redevelopment
(brownfield
than
jobs
of
to
demand
(encourage
within
must
facilitating
economic
capacity
travel
balance).
public transport spending
expansion
commercial centers, transit lines, and
iv. Maintain and improve choice for
on
the
placing higher density housing near
local centres.
emphasized
than
transportation
Restrict parking provision.
v. Transportation
Landuse
achieved
development 3-16
by
cost-effective
site
D R A F T
F I N A L
R E P O R T
construction
natural and man-made impact such as
practices There must be a continuous
runoff, permeable pavements, drainage
supply of affordable single-family and
systems, lakes and storm water ponds for
multifamily
maximum environmental value.
development
and
homes
for
moderate-
income and low-income households 3.3.3.3 Components of the TOD
and a mix type of housing may also be encouraged in a manner to the
Several components are vital in the TOD development: These are itemized below:
extent the market will bear. c.
Environmental Principles (Preserve
Entire Ecosystems)
the highest priority
The TOD will also use a system channeling
development
Train (or monorail or Light Rail) station as prominent feature of town center:
approach to environmental planning by
Walkable design with pedestrian as
A regional node containing a mixture
into
of uses in close proximity including
areas that are already disturbed such
office, residential, retail, and civic
as brownfields (further elaboration in
uses
passages below). All lands classified
High
density,
high-quality
under environmental sensitive areas
development within 10-minute walk
such
circle surrounding train station
as a patch
of high-quality
habitat, forest, highlands, wetlands
Collector
support
transit
systems
and natural water bodies need to be
including trams, light rail, taxis and
preserved through the establishment
buses, etc
of buffer zones. focused
on
Efforts can also be
the
restoration
and
Designed to include the easy use of bicycles, scooters, and rollerblades
enhancement of ecological functions
as
damaged
systems
by
minimize
prior
site
runoff
management pollution)
activities,
and
(i.e.
air
through
and
pest
noise
daily
Reduced
support and
transportation
managed
parking
inside 10-minute walk circle around
reforestation,
town center / train station
clustering development on the least porous soils and zoning landscaped areas
by
landscaping”
using
3.3.3.4 The Implementation Tools of TOD/
“Xeriscape
(method
Compact Cities
of
landscaping that emphasizes water
The implementation of TOD refers to the
conservation). The authority must also
combination of what the theories have
design and construct all necessary
suggested and the practicality of such
and effective structures to minimize
theories on the ground. Therefore, the 3-17
D R A F T
F I N A L
R E P O R T
and federal) towards promoting TOD.
planning committee (or appointed taskforce) is required to certify the vision
of
strategic
TOD plan
and for
thus
iii.
prepare
Funding TOD (Public Perspective) - as with most real-estate development,
implementation
guidelines. The plan must consider
TOD
places where people want to live,
private marketplace. Besides, funds
work, play, and raise a family. For
may also be acquired from the
example, two Scandinavian cities,
public sector agencies such as transit
Copenhagen
agency,
and
Stockholm,
occurs
largely
local level
through
government,
adopted metaphors earlier on to
higher
of
government
articulate and market their visions of
regional institutions)
the
and (i.e.
the future. The following are the 3.3.3.5 Benefits of TOD
factors that need to be taken into consideration in designing the TOD. i.
TOD
Zoning
–
Overlay
The benefits of the TOD concept can be summarized as follows:
Zones
(maximize landuse, for effective landuse control without increasing
Higher quality of life Better places to live, work, and play
the complexity of the regulations),
Greater mobility with ease of moving
TOD
Landuse
around
(identifying
unwelcome land uses and specify
Increased transit ridership
activities that are permitted as-of-
Reduced
congestion
and
driving
right), TOD densities (set density TOD
Reduced car accidents and injuries
Parking Codes (specify minimum
Reduced household spending on
such
as
parking
residential) lots
or
and
restricted
transportation,
if
resulting
in
more
affordable housing
necessary) ii.
traffic
Healthier lifestyle with more walking, and less stress
Support from Upper Hierarchy of Government - Survey respondents
Higher, more stable property values
from
Increased foot traffic and customers
transit
agencies,
municipalities,
for area businesses
and
redevelopment authorities were also
asked
to
importance introduced
of by
weigh
costs of fuel
the
initiatives higher
Greatly reduce dependence on high Greatly
reduce
pollution
environmental destruction
levels
government (e.g., regional, state,
3-18
and
D R A F T
F I N A L
R E P O R T
sprawl,
tracts of unused land within most inner
increased incentive for compact
urban areas. Many are contaminated.
development
However, in terms of location, they often
Less expensive than building roads
have great advantages in that they are
Enhanced
surrounded
Reduced
incentive
ability
to
to
maintain
by
urban
development,
economic competitiveness
have a location associated with railways,
Transit can enable a city to use
ports or canals, are near lakes or
market forces to increase densities
waterways, near downtowns and most
near
importantly,
stations,
where
most
these
areas
have
infrastructure facilities in place.
services are located, thus creating more efficient sub-centers and
minimizing sprawl.
Brownfield development involves reuse
Transit enables a city to be more
of
corridor-oriented, making it easier
environmentally compromised, and has
to provide infrastructure.
typically had an industrial tenant.
Transit
enhances
the
land
that
is
often
abandoned, As
brownfield sites are often found in cities
overall
economic efficiency of a city;
(frequently
in
denser cities with less car use
neighborhoods), regenerated
low it
and
can
income certainly
be
rehabilitated
to
productive use. Brownfield development is also a key component to maximum use
3.3.3.5 Brownfield Development
of Brownfield development is also seen
the
oriented
as another important element to
built
environment,
developmen
and
Transport compact
development.
achieve the goal of smart growth and is integral to the TOD and Compact
According
Cities mechanism. It may be defined
to
the
Department
of
Environment, Transport and the Regions
as land previously built on but is
(DETR), UK, (cited by Adams & Watkins,
currently unused. A separate study by
2002) a brownfield site or a previously
the JPBD has given the definitions of
developed land must satisfy the following
brownfield sites as pertain to the
conditions:
Malaysian conditions. a. The suburbanization of industry, the relocation
of
harbours,
structure (excluding agricultural or
the
forestry buildings) and associated
abandonment of inner city railway lands,
and
the
divestment
is or was occupied by a permanent
fixed surface infrastructure
of
b.
government installations, have left
occurs in both built up and rural settings
3-19
D R A F T
c.
R E P O R T
includes defence buildings or
development on the urban fringe, and
land used for mineral extraction
improve the air and water quality of
and
where
essential component of smart growth, as
provision for restoration has not
both seek to return abandoned and
been
through
underutilized sites to their fullest potential
control
as community economic assets. Thus,
waste
disposal
made
development d.
F I N A L
procedures
brownfield development must be carried
excludes land and building that
out thoroughly, cost-effectively and fair
are
to everybody.
currently
in
use
for
agricultural or forestry purposes, and land in built up areas which
The
has
accommodating a new residential unit
not
been
developed
extra
cost
of
or increment of commercial floor space
previously e.
marginal
excludes
land
that
tends to be lower in established urban
was
previously developed but where
area
the remains of any structure or
development sites, because infill and
activity have blended into the
densification in existing urban areas can
landscape in the process of time
use
and where there is a clear
capacity
reason that could outweigh the
extension of urban services to areas that
reuse of the site or where it has
are
subsequently been put to an
development,
amenity use and cannot be
established
regarded
infrastructure upgrading. The total cost,
as
requiring
than
in
existing
greenfield
available
rather
previously
than
peripheral
infrastructure requiring
unserviced. if
carried
area,
out
often
the New
in
an
requires
however, for the infill for roads and other
redevelopment.
major infrastructure will still be lower than Brownfield development encourages
the cost if the new development were to
redevelopment
take place in a greenfield area.
properties
of
with
brownfield
the
provision
of
pedestrian friendly, transit accessible
To address some of the problems of
properties,
with
brownfield areas (economic, physical/
mixture of land uses and with access
building, social constraint and etc.),
to public spaces such as parks or
development purpose must therefore be
plazas.
The incorporation of smart
set within an overall approach that
growth
principles
emphasizes the importance of creating
built
development
can
compactly
in
brownfield
create
livable
greater
cities,
regenerate
benefits from the reuse of infill sites,
stimulating
reduce
confidence and making sites available.
demand
for
land
and 3-20
demand,
economic; building
D R A F T
F I N A L
R E P O R T
a. Low rents (poor area) and make
3.3.3.5.1Implementation of Brownfield Development Brownfield
development
emphasis
development will reduce the value of the land
matters
c. The
where
was
given
on
related
to
the
unusable with
a
e. Unsuitable
infrastructure
capacity and the need for extension
street
if
brownfield
development is applied (i.e.
design.
length of roads, capacity of loads; water, and etc.)
According to Baerny (2004), brownfield
development
Besides improving the condition
involves redevelopment of a
of
brownfield site to let the city encroachment
on
brownfield
surrounding land and paying infrastructure. encourages
strategy
high
density
to
consider
the
constraints
in
promote
livability
and
to
A hierarchy of streets within the interconnected path, pavement
services are already in place. must
may
increase the value for investment.
areas where infrastructure and one
development
and high degree of accessibilities
housing and employment in
However,
and
consider a mixed use of building
new
The
facilities
Weitz, J. (2002) suggests that
the
expensive
infrastructure
regenerate the area as a whole,
serve more people without
for
the
high degree of crimes)
and
smart
in
being linked as an area with
refurbish the whole affected areas
involved
property
d. Social problems (i.e. always
demolish
buildings
of
brownfield development
specific use particularly for program,
number
owners
rehabilitation of building for housing
for
b. Contamination from previous
is
methods. It contains the urban strategies
unattractive
investors
implemented through several design
it
width, number of lanes, sidewalks,
also
landscaping, lighting, street trees
following
and
implementing
other
landscaping
and
pedestrian route must be clearly
any brownfield development
designed.
as they may affect the success
The
examples
of
vertical mixed use of building and
of the dev
pedestrian access are shown in the following figures. 3-21
D R A F T
F I N A L
R E P O R T
developments a elopement and urban renewal projects.
The last decade has been characterized by much efforts to redevelop these brownfield 3.3.4
sites. It is argued that it is more cost
effective
lands
that
serviced,
to
develop
are
already
that
such
Sequential Approach (SA) - Prioritizing Development For Smart Urban Growth The sequential approach
may one of
trigger
the mechanisms to slow down urban
and
sprawl and at the same time, ensure that
which result in avoidance of
development projects is demand based
the
sites
and not the supply led as is the case in
which do not contribute to
Malaysia, resulting in the over supply of
taxes and rates. Furthermore,
certain
reuse
population
Sequential Approach is closely related
back into the inner city if sites
with the Brownfield development and
are redeveloped for housing,
urban revitalization mechanism to be
improve city revenues, and
described in the following passages
help
below.
development other
can
redevelopment, phenomenon
will
bring
of
avoid
consumption
wasteful
of
types
of
properties.
The
agricultural In essence, the Approach needs the
land on the fringe.
involvement of the private sector in The example of George Town
ensuring that development is given first
and Seremban indicated that
preference for town centre sites, where
most developments are within
suitable sites or buildings suitable for
road transport corridors, which
conversion are available, followed by
has inevitably led to urban
edge-of-centre sites, district and local
sprawl. Nevertheless, the most
centres and only then out-of-centre sites
developments are within road
in locations that are accessible by a
transport corridors, which has
choice of means of transport.
inevitably led to urban sprawl
approach should be applied to retail,
However,
an
private institutional, residential or any
local
other development that is associated
authority to encourage higher
with the provision of services for a vibrant
density developments along
town centre.
these major public transport
Local authorities should manage the
routes, especially through infill
release of sites over the plan period in
opportunity
this for
will
be
the
The
order to control the pattern and speed 3-22
D R A F T
F I N A L
R E P O R T
of urban growth, ensure that the new
most appropriate, the impact on the
infrastructure is coordinated with new
vitality and viability of existing centres still
developments.
It is for each local
has to be shown to be acceptable.
planning authority to determine the
Furthermore, the development should be
form of such phasing policies.
easily accessible by a choice of means of transport and not be dependent on access solely or mainly by car.
Sufficient sites should be shown on the local
planning
development
authority’s plan’s
The
to
factors
and elements
that
are
accommodate at least the first five
required for the implementation of the
years (or the first two phases) of
sequential approach shall be as follows:
housing
and
other
developments a.
proposed in the plan. Site allocations
Support of Town Centres as the first choice
should be reviewed and updated as the
plan
is
reviewed
and
rolled
The Government recognizes that the
forward at least every five years. Local
application of the sequential approach
planning authorities should monitor
requires
closely the uptake of both previously-
developers and retailers as well as
developed and greenfield sites and
planning
should be prepared to alter or revise
converting existing vacant and under-
their plan policies in the light of that
used premises in the town centre should
monitoring.
be addressed as part of this approach.
flexibility
Planning
and
authorities
authorities
realism
The
from
scope
should
also
for
be
Only if it can be demonstrated that all
responsive to the needs of retailers and
town
other
centre
options
have
been
town
centre
businesses.
In
thoroughly addressed and a view
consultation with the private sector, they
taken
less
should assist in identifying sites in the
central sites in out-of-centre locations
town centre which could be suitable and
be considered for key town centre
viable.
on
availability,
should
uses. Where development proposals b.
Action required -Development Plans
developers to demonstrate that town
In
preparing
centre and edge-of-centre options
planning authorities should take account
have been thoroughly assessed. Even
of the broad forecasts of retail demand,
where a developer, as part of a
deficiencies in retailing provision (if any),
sequential approach, demonstrates
and how the retail sector is likely to
an out-of-centre location to be the
respond to that demand over the plan
in such locations fall out with the development plan framework, it is for
3-23
development
plans,
D R A F T
F I N A L
R E P O R T
period, by reference to location and
second
type of retailing. Likewise, they should
demand
take account of the market demand
change. The scope for provision of any
for other related developments, such
new out-of-centre development should
as commercial leisure developments.
satisfy all and should be incorporated in
They
the development plan for the area.
should,
business
in
consultation
interests
community,
and
seek
the
to
with
agree
e.
a
with
Likely Impact on Rural Areas
policies are compatible with the aim of encouraging sustainable development
retailers,
and generally seek to minimize travel
leisure operators, property owners and
demand for shopping in their locational
investors, and infrastructure providers,
decisions.
setting out the scope and policies for change, renewal and diversification. c.
and
areas. They should also ensure that their
town centre strategy involving the including
development
of major shopping proposals on rural
regeneration. This should lead to a sector
that
should take account of the likely impact
their
policies on transport, car parking and
private
satisfy
Where appropriate, development plans
and commercial leisure roles of town co-ordinated
through
can
local
framework for promoting the retailing centres,
instance,
f.
Identify Qualities of the Town Centre
Structure Plans
The strategic framework in structure plans should :
Planning authorities should identify
ƒ
and build on the essential qualities of
enhancing town centres, including
the centre and seek to ensure that it
an assessment of how far the existing
meets the needs of the community it
town centres might be able to meet
serves. They should take account of
the
the dynamic nature of the retail and good
infrastructure
use
of
investment
for
new
shopping
contributing to consumer choice and
existing in
demands
floorspace and other uses, while
leisure industries and the need to make
set out the policy for supporting and
access to new formats;
town
ƒ
centres.
indicate whether, as part of the sequential approach, there is scope for retail developments with town
d.
Establishing Priorities
centres; if so, indicate their scale and
Within that context it should be
general
possible to establish the extent to
ordination with expected housing,
which the town centre in the first
employment,
instance, and edge-of-centre in the 3-24
location, or
ensuring other
co-
planned
D R A F T
F I N A L
R E P O R T
developments, including transport
developments
infrastructure; and
framework of preferred sites in the
reflect the criteria set out in this
development
guideline against which retail and
how
commercial leisure development
assessed; and
proposals
with
town
centres
such
out plan,
with and
the
indicate
developments
will
be
include related policies for transport, car parking and for improving the
should be assessed.
environmental
quality
of
town
The key diagram should distinguish the
centres, retail and commercial leisure
types of location to which different
developments, and specify design
policies apply.
criteria and standards against which proposals will be judged, including
g.
those in out-of-centre locations.
Local Plans
Local
plans
should
provide
local
Local plans may also distinguish between
detail and a sharper focus to the
primary and secondary frontages in town
structure plan framework. They should:
assess
the
performance
centres,
of
potential
policies
for
any
existing town centres and other facilities,
centres
and
such
as
on
development
control
retailing
related
and
development. Plans should also show
aim to safeguard and support retail
for
decisions
change, improvement or stability;
policy
case the plan should set out clear
the strategy for town centres, their
different
approaches are being applied. In each
individual centres and, as part of indicate
when
areas
for
special
initiatives
to
improve accessibility for people with
local
disabilities, and for shoppers with prams
neighbourhood
or pushchairs.
shops, where they are serving the local community well;
identify
sites,
h.
Monitoring of Retail Developments
those
suitable and available within a
Plans should be soundly based on up-to-
reasonable timescale, for new
date information. Retailing policies and
retail
proposals in development plans should
and
commercial
developments
including
within
leisure
therefore
town
be
based
on
a
factual
centres, and, if appropriate, at the
assessment of retail developments and
edge-of-centre;
trends. Data on the quality, quantity and
include criteria based policies to
convenience of retailing in the area and
provide guidance to developers
the potential capacity for growth or
who
change in the shopping centres will be
may
propose
new
3-25
D R A F T
F I N A L
R E P O R T
important to ensure plan policies and
frogging of developments and land
proposals
speculation.
are
properly
informed.
Where appropriate, authorities should 3.3.5
maintain time series data on shopping
Community Participation and Support
patterns set up by former authorities.
(CPS)
The private sector should also be
Management of Urban Growth
encouraged
to
information.
help
For
Responsive
Planning
and
provide In many urban communities, particularly
Local Authorities may National
in the USA and European nations, public
Property Information Centre (NAPIC)
participation is well advanced with high
to obtain up to date information on
degree of awareness. Although each
property
community differs in the content of its
work
closely
with
the
patterns,
values
and
plans, almost all of the plans rest on a
transactions.
clear statement of principles or values The validity of any assessment will
that the community as a whole wants to
depend particularly on the quality,
preserve, to improve and to enhance.
quantity
the
These principles are usually developed
information obtained. It is therefore
collaboratively by a diverse group with
important for an authority to ensure
different professions and expertise that in
that data are as comprehensive,
turn leads to better and fair result in the
accurate, and up-to-date as possible.
decision making of the development
Relevant
process (Smart Growth Network, 2003).
and
relevance
data
population
of
might
change,
include economic
growth or decline, retail floor space,
With
regards
to
the
smart
growth
shop counts, expenditure patterns,
strategies, the identified rationale for
car parking, accessibility, pedestrian
citizen participation in the development
flows and consumer attitudes.
process may be viewed from three different angles. Firstly, it promotes dignity
Approach
and self-sufficiency within the individual
strategy can be implemented with
and secondly, it taps the energies and
support from the UGBs which would
resources of individual citizens within the
already have delineated the urban
community. Most importantly, the citizen
boundary limits of all city and towns
participation in development process
within the authority’s jurisdiction. With
provides a source of special insight,
these
information, knowledge, and experience
Thus,
the
two
Sequential
tools
of
development is
gained (may not be seen by others)
expected that there will be less leap
through discussion and representative of
control
and
management,
it
citizen 3-26
consensus.
This
is
practically
D R A F T
F I N A L
R E P O R T
iii. Using tax reverted lands to create
effective as identified problem will be solved
with
the
soundness
open space that encourages
of
development;
community solutions that equal to
iv. Developing public and private
everyone. The result is an emphasis on well-supported eliminate
problem
partnerships.
solving to
deficiencies
in
the b.
community.
Establishing a permanent and secure state funding source for
On
the
other
hand,
participation
can
legitimize
program,
plans,
actions,
its
capital
citizen
assistance
a
would
benefit
to
operational help
support
cultural, artistic, and historical
and
assets and institutions ;
leadership. Success of the citizen participation
and
the c.
community such as reducing the cost
Encouraging efforts to control urban slums through:
of the project. Overall, the success
i. funding demonstration projects
may translate into economic profits or even improved services and better
that
community
programs identified as successful;
building
that
benefits
apply
the
principles
of
ii. Adopting legislation that would
everyone.
encourage local governments to The state should support public and
adopt civil remedies to municipal
private efforts to create and maintain
code violations and allow the
“livable” urban areas where people
establishment of an expedited
want to live, work, invest and grow a
process to adjudicate alleged
business, learn, shop, and recreate
violations
and where there is a range of
court system;
equitable
housing
options
for
outside
d.
Creating
market
affordable Complementing
and
options
in
i. Establishing grants for-profit and
“green infrastructure” such as:
nonprofit developers that agree
Creating
to develop mixed-income rental
inner-city
and homeownership projects;
trails/pathways/open
ii. Encouraging
space/parks; ii.
housing
rate
urban and rural areas by:
local
government’s efforts to create i.
criminal
all
income levels by: a.
the
Smart
Housing
Promoting public access to
Zoning Codes that simplify urban
and
redevelopment
processes,
encourage
use
enjoyment
of
urban
waterfront assets; 3-27
mixed
and
D R A F T
F I N A L
R E P O R T
f.
income levels, and expand
Supporting local “Safe Routes to School”
housing choices;
programs,
which
encourage walking and biking to
iii. Expanding programs to help people with lower incomes
school
and
become homeowners.
concerns
address (e.g.,
safety
increased
enforcement of traffic laws, design e.
of
of safer streets, public education
employees and customers of
on safety, and removal or control
new or expanding city centre
of structures that pose hazards to
businesses
children)
Recognizing
the
needs
to
transportation
have
access
without g.
consuming large areas of the central
business
district
higher
for
and
communities mass
transit
public/private
access
to
h.
centre
public
employees
and
private
Providing adequate resources to public
to
schools
and
improve
educational accountability;
reduce public transit costs to city
similar
to
consider
partnerships
and
urban neighborhoods
assisting
with
education,
facilities as integral components of
surface automobile parking by: i. Encouraging
Supporting day care, job training,
from i.
savings
Retaining and Attracting Residents
otherwise needed to construct,
to Cities: The state should develop
maintain,
and
operate
policies that retain and attract a
employee
parking
facilities,
diverse
population,
including
recent college graduates, skilled
and/or ii. Developing
and
workers,
enhancing
artists,
entrepreneurs,
and
highly educated individuals and all
fund,
others who seek to live and work in
finance, construct, operate, and
diverse, vibrant urban communities;
ways
for
private
municipalities
developers
maintain
mixed-use
structures
with
commercial first/ground supports
to
j.
compatible
space level
parking on
that
compact,
Commerce Centers: should
the
recognize
communities
also
centers”
walkable
The state
as
certain “commerce
because
of
their
urban centers and minimizes the
fundamentally
negative
and commercial character, and
impacts
of
surface
urban/suburban
the fact that infrastructure (e.g.,
parking lots.
water 3-28
and
sanitary
sewers)
is
D R A F T
F I N A L
R E P O R T
state
management, dissemination, reviewing,
should target its resources to
and up-dating of good data is the base
support
and
for good planning. The use of these data
existing
to make good decisions is just as
already
in
place.
The
redevelopment
growth
within
these
commerce centers by adopting
important.
policies
that
processes have caused many problems
commerce
in the planning process; some of these
and
would
legislation
define
availability
of
public
difficulty, tediousness and high cost
infrastructure required to support
of data collection, analysis, review
development
and up-dating; inaccurate and out-dated data that
Transportation: The state should
do
recognize that cities need a
situations and problems;
diverse set of mobility options. In
not
reflect
actual
real
life
formulation of plan objectives that
partnership with the federal and
are not truly reflective and responsive
local governments, the state
to the actual issues and problems,
should support modern, cost-
formulation of plan strategies that are
multimodal
not effective in dealing with the
transportation systems to assure
actual issues and solving the actual
that
problems,
efficient, our
accessible,
urban
areas
attractive
are
or
worse,
that
may
and
bad
aggravate them;
and
efficient for people of all ages,
uncertainty,
indecision
decisions on the part of officers and
incomes, and physical abilities.
political 3.3.6
these
(2)
k.
in
are:
centers based upon (1) relative population density, and
Weaknesses
decision-makers
formulation
ISUG Database Management and Decision Support System for integrated planning, managing and monitoring of urban growth
and
in
plan
development
control;
delay in the preparation of plans and in the consideration of applications
One of the areas of weaknesses in the
for planning permission;
present planning system is in the compilation,
analyses
and
stakeholders and the community in
management of data and in the use
the plans;
of data for decision-making in the
formulation of development plans compilation,
ineffective
and
hostile
public
participation;
and in development control. The collection,
lack of confidence on the part of
analysis,
unforeseen and undesirable impacts of development;
3-29
D R A F T
ƒ
F I N A L
R E P O R T
dissemination
unsustainable development.
planning
of
and
information
for
management
of
ISUG,
The need for data and information ii)
arises at all levels, from that of senior
ISUG Decision Support System - an
decision-makers at the national level
integrated computerized system to
to the grass-roots and individual level,
help in decision-making in urban
and at all stages of development, in
development
plan-making,
and management,
implementation,
regulating
and
iii)
monitoring.
ISUG
Indicators
Comprehensive information on the
operational
various
indicators
social,
economic
and
development
issues,
planning, -
set and
a
control complete
of
criteria,
indices
for
the
assessment,
measurement,
and
such as land resources, land use,
monitoring
of
and
population
proposed urban development and
environmental
and
demography,
their impacts.
employment and income, industry, commerce,
agriculture,
present
iv)
tourism,
ISUG Cost Benefit Assessment – a
housing, public utilities, community
comprehensive
facilities,
approach for the assessment of
leisure
and
recreation,
analytical
environmental quality, urban form
environmental,
and
economic impacts and risks of
landscape,
and
traffic
and
transportation, is the basis for good
proposed
integrated, holistic planning.
formulation
development of
development The
ISUG
approach
envisages
social
and in
plans
the
and
control
in and
monitoring.
a
comprehensive integrated database management system combined with
The
a decision support system, called the
Geographic Information System (GIS) is
ISUG
and
essential for the efficient setting up,
which
maintaining and running of such a
Database
Decision
Management
Support
System
use
of
computers
and
the
system because of the vast array of
consists of:
spatial and temporal data, the wide i)
ISUG
Database
System
-
range
Management
an
for the collection, compilation, storage,
reviewing, communicating
urban
matters,
and
the
complex analytical processes involved.
integrated
database management system analysis,
of
retrieval, up-dating, and 3-30
D R A F T
F I N A L
R E P O R T
standard formats to coordinate all these
3.3.6.1 ISUG Database Management System
data. On-going day-to-day information The
ISUG
Database
on
Management
land,
land
resources
and
on
System envisaged, which can be
development, as well as on economic,
called ISUGDMS for short, is a GIS-
demographic and social matters, can be
based electronic data management
obtained from the various departments
system that can be used to, among
and agencies. These sources of regular
other things:
planning related information include:
i.
assess, collect and compile data for
planning
purposes
Mapping:
from ii.
sources in raw data form as well in
standard
and
Department of Land and Mines, land land status, land ownership, land
automatically
analyse
according
to
transactions;
data
iii. Statistics
standard
Department:
demographic, housing, employment,
spatial
income data;
attributes
analyse
for
purposes, easily
common and
for
any
iv. Department
also
store
and
data, file
the
raw
supply
properties,
up-date the data automatically;
transactions;
disseminate communicate
with
users
Valuation
and
and
demand
of
residential, commercial and industrial
and
analysed data for easy retrieval; data
of
Property Services: property market
other
purposes;
population,
classification with temporal and specific
maps,
offices and district offices: data on
common
formats;
cadastral
topographical maps;
primary as well as secondary as
Department of Land Survey and
land
values,
property
and
v. Public Works Department: data on
and
road planning, road construction,
stake holders;
road capacity, traffic volume. O&D
make information presentation to
traffic data; vi. Drainage and Irrigation Department:
decision-makers in clear format.
data on rivers and drainage patterns, It is envisaged that the database for
rainfall,
ISUGPDMS, as a start, will incorporate
irrigation areas;
all
existing
relevant
water
vii. Department
planning
runoff, of
flooding,
Mineral
and
information that have been compiled
Geosciences: data on hill slopes,
in the preparation of national plans,
land stability;
plans.
viii. Department of Environment: data on
However it has to devise and establish
air and water quality, pollution from
structure
plans
and
local
3-31
D R A F T
industries
and
F I N A L
area, height, types, data on building
businesses,
uses;
environmental impact assessment
xv. Local
reports; ix. Public
utility
agencies
departments
for
electricity
water
supply,
Authority
Engineering
Department: data from earthworks
and
plans, data on traffic, parking, roads,
supply,
xvi. Local
sewerage
Authority
Landscape
management,
Department: data on trees, tree
telecommunication services: data
planting, tree felling, parks; xvii. Local
on the supply and availability of x.
R E P O R T
Authority
Licensing
public utilities;
Department: data on number of
Education Department: data on
licenses
schools,
business premise, change of use,
number
of
students,
clinics,
Department: hospitals,
data
on
number
of
xviii.
of
businesses,
Bus,
taxis
and
other
public
transport companies: data on routes, frequency, no of passengers, no of
patients, doctors: xii. Police
types
complaints of nuisance;
teachers; xi. Health
of
Department:
data
trips.
on
police stations, number of police, Other important sources of planning
crime rates, traffic accidents; xiii. Local
Authority
Town
data are private sector businesses and
Planning
NGOs.
Department: data from planning permission approvals
applications on
and
proposed
Besides establishing standard common
and
approved residential, commercial,
user-friendly
industrial, institutional, community
networks
facilities, etc, in terms of units, floor
compilation of these data, the system
area, location, height, type, data
should also allow easy assess of these
from local plan such as land use
information
plan,
information by its users in the government
future
land
use
plan,
Authority
for
the
and
and
electronic
sourcing
and
value-added
and private sectors and communities. A
planning control guidelines; xiv. Local
formats
important use of these data is to aid
Building
Department: data from building
decision-making
plan applications and approvals
planning, control and management. To
and from completion certificates
do this the ISUGIMS is combined with an
on
appropriate
residential,
commercial,
buildings in terms of units, floor
3-32
development
computerised
Support System.
industrial, institutional, and other
in
Decision
D R A F T
F I N A L
R E P O R T
ii)
3.3.6.2 The ISUG Decision Support System
The information conveyed and its purpose must be clear and easily
Decision-making
in
planning
understood;
and
The
information
management of urban growth and
planning
development
communicated to and understood
is
a
complicated
must
be
for
effectively
process. It requires the proper use of
by
relevant
be
holders at all levels and sectors, at
analysed in a holistic and integrated
national, regional, state, and local
process,
levels, in the government, private,
data,
which
taking
social,
into
economic
has to
consideration as
well
“decision-makers”
business
as
and
and
community
stake-
sectors,
urban
from the planning officers formulating
development. The ISUG approach
draft proposals, politicians selecting
envisages
optional proposals, businesses and
environmental
aspects
the
integrated
of
setting-up
GIS-based
of
an
NGOs
Decision
providing
inputs,
and
Support System to aid in decision-
communities and residents making
making for the formulation of urban
representations and objections. The
development plans and policies at
level of understanding of the stake-
national, regional, state and local
holder depends on his background,
authority
experience,
levels,
in
development
control and licensing by state and
interests.
local
envisages
authorities,
and
in
the
education The
ISUG
the
level
and
approach
setting-up
of
of
permanent information centres for
urban growth and development. The
the public, and “operation rooms” for
ISUG
government decision-makers.
management Decision
and
monitoring
Support
System
or
ISUGDSS in short, is to use data compiled to help in the making of
iii) The system must also ensure that the
good and fast decisions in all these
stake-holders understand clearly the
processes. Data is useless if it does not
implications of their decisions and
serve this purpose.
actions and ensure that responsible decisions are made. Good decisions
For this purpose, the setting up of
have to be holistic and have to take
ISUGDSS should have, among others,
into
the following aspects:
development and their impacts, not only
i)
account the
all
economic
aspects costs
of and
The system must know clearly who
benefits, but also environmental and
are the users of the information,
social costs.
the decisions they are to make, and the purpose of the decisions; 3-33
D R A F T
F I N A L
R E P O R T
•
Among the tools that aid decision-
Environmental Management System
making for sustainable development
(EMS), which is a tool for managing
that can be incorporated in ISUGDSS
the impacts of development on the
are:
environment. It provides a structured approach
•
Strategic
planning
implementing
Environmental
and
environment
a
protection measures. The ISO 14000
systematic process for evaluating
standards provide both a model for
the environmental consequences
streamlining
of
management,
Assessment
(SEA),
proposed
which
policy,
is
plan
or
environmental and
guidelines
ensure
ensure they are fully included and
considered within decision making
appropriately addressed at the
practices.
appropriate
decision-making
stage
on
economic
and
considerations.
SEA
par
issues
are
of The
with
ISUGDSS
should
also
include
assessment of costs, benefits and risks to
social should
environmental
to
programme initiatives in order to
earliest
•
to
ensure
be
more
responsible
done during the formulation of
accountable
structure and local plan strategies
planning and management of urban
and proposals.
development.
Environmental Impact Assessment
Appropriate
(EIA), which is the process of
need to be developed to provide solid
identifying, predicting, evaluating
bases for decision-making at all levels
and
physical,
and to contribute to a self-regulating
social, and other relevant effects
sustainability of integrated environment
of development proposals prior to
and development systems.
mitigating
the
decision-making
and
urban
growth
in
the
indicators
major decisions being taken and commitments made. The purpose 3.3.6.3 ISUG Indicators (ISUGI)
of the assessment is to ensure that decision-makers
consider before
Urban growth indicators help in decision-
deciding whether to proceed with
making at various levels, and different
new
to
types of indicators are required for
approve applications for planning
different purposes. The ISUG approach
permission.
envisages the adoption of a set of
environmental projects,
impacts or
whether
criteria, indicators and indices at various
3-34
D R A F T
F I N A L
R E P O R T
3.3.6 4 ISUG Cost Benefit Assessment (ISUGCBA)
stages of development planning and management. i)
At development planning stage
The ISUG approach requires that in the
when
Environmental
formulation of options for plan proposals
Assessment is carried out; the ISUG
and in the consideration of applications
Indicators are used to evaluate
for proposed development, decisions are
the
of
to be based on a comprehensive and
structure plan and local proposals,
quantifiable approach, in order to abide
and to measure the costs and
by
benefits
development, as spelt out in Chapter 8
Strategic
environment
of
impacts
the
alternative
For
principles
of
sustainable
of Agenda 21: “Integrating Environment
proposals; ii)
the
development
control;
and Development in Decision-Making”,
the
indicators are used to assess the
and
impacts and to measure the costs
Approach
and
Management of Land Resources”. As
benefits
of
proposed
in
Chapter to
10:
the
“Integrated
Planning
and
the
part of the recommendations of the
consideration of applications for
Agenda 21 chapters, the ISUG approach
planning permission by the local
will adopt “comprehensive analytical
authorities;
procedures
development
projects
in
for
prior
simultaneous
of
assessment of the impacts of decisions,
development being carried out;
including the impacts within and among
the
to
the economic, social and environmental
the
spheres; analysis should also include
with
assessment of costs, benefits and risks.”
stated environmental standards
Decision-making will be aided by a
and conditions;
thorough assessment of the costs and
iii) For
the
monitoring
indicators
measure
are
used
whether
development
complies
benefits,
iv) To assess the status of a local
including
municipal, state or national area
environmental
in
sustainable
comprehensive accounting method of
development or ISUG standards;
calculating and quantifying risks, costs
the indicators used are similar to
and benefits of development impacts,
Sustainable
caused
achieving
Development
by
and
“hidden”
social
various
costs.
A
development
Indicators (SDI) and Quality of Life
activities, on various sectors of society,
Index (QLI).
using appropriate ISUG indicators, need to be derived for this purpose. ISUG indicators used in cost benefit and risk assessment of development impacts 3-35
D R A F T
should
be
comprehensive
F I N A L
R E P O R T
of
and
teachers,
indicators may include:
stations, no of policemen, shops; belonging,
land
sense of security;
land
slide,
soil
settlement, erosion, flooding, land
Ecological:
fauna
and
agriculture,
Climate: Climate change, global gases,
trees
and
Air quality: air pollution, air quality index, noise pollution Water
quality:
water
pollution,
water quality index; Public utilities: supply, demand and costs of water, electricity, sewerage,
telecommunication,
waste management services;
Economy
and
Income:
employment, income, costs of living;
Traffic
and
Transport:
traffic
impact, public transport, cost of traveling,
Housing and living environment: housing
demand
costs
of
neighbourhood
and
housing,
supply, clean
environment,
safe, bicycle lanes, foot paths;
Design and Aesthetic: protection of realm design.
production:
vegetation;
practices,
Food
house
traditional
vistas, urban
warming, carbon emission, green
community,
wetlands, rivers, marine resources; fishing, aquaculture;
of
pursuits;
flora,
natural biodiversity, forests and
Cultural:
sense
religious facilities, heritage, spiritual
availability, land suitability;
police
Social: sense of place, sense of
Geotechnical and land resources: stability,
doctors,
and
hospitals,
of
clinics
relevant. Among other aspects, ISUG
no
health
Community facilities and services: facilities for recreation, schools, no 3-36
design, arts, public
D R A F T
F I N A L
R E P O R T
Table 3. 1: Summary of The ISUG Database Management And Decision Support System No.
System
What is it
What it is for
Contents
1
ISUG Database Management System
Integrated collection, compilation, analysis, storage, retrieval, updating, reviewing, communicating, etc.
Existing planning information from plan preparation; obtained from various agencies and departments
Cadastral, topography, maps, land status, ownership, population, employment, incomes, property markets, roads and infrastructure, planning and building application, status, etc.
2
ISUG Decision Support System
Help in decision making in planning control and management
Need to know who are the users, decisions to be made and purpose of decision, implications of decision.
3
ISUG Indicators
Set of criteria and indices for assessment, measurement and monitoring of present and proposed developments
Indicators used to evaluate environmental impact of SP and LP and measure Cost Benefit Analysis of alternate options; Development Control – assess impacts of proposed development ; Monitoring – measures whether development complies with environmental standards and conditions; Assess status in achieving sustainability
SEA EIA EMS Assessment of costs, benefits and risks Eg: Quality of Life Index
4
ISUG Cost Benefit Assessment
Part of Agenda 21 comprehensive analytical procedures for prior simultaneous assessment of impacts of decisions; Cost Benefit assessment of development on society, environment, etc.
-Comprehensive accounting method of calculating and quantifying risks;
3-37
Geotechnical, land stability, ecological data; climate change, carbon emissions, air quality, water quality, public utilities, etc.
D R A F T
3.3.6.5 Adoption,
Adapting
F I N A L
R E P O R T
ministries and higher level agencies and
and
departments, and its data, although
Incorporation Of Available Systems
land based and substantial, are not Much has been done in the country in
directly useable for the purpose of the
attempts at setting up database
preparation of the report of survey,
management systems and decision
structure plans and local plans, and for
support systems for planning and
development control purposes and for
urban management, and a lot can
the
be
authorities.
learned
agencies
from
and
them.
Many
departments
daily
use
of
local
planning
in
Malaysia have set up computerised
Several states and local authorities have,
data compilation and management
on
systems for land and development
planning data base management and
information. The Malaysian Centre for
development control systems for their
Geospatial
Data
own use. The Penang State Government
(MacGDI),
(formerly
called
Infrastructure
for
National
Infrastructure,
their
own,
started
computerised
has successfully set up the Penang GIS,
the
or
Land
PEGIS,
with
map-based
data
Information System, or NaLIS) was set
compiled from various departments and
up under the Ministry of Land and Co-
is in the stage of dissipating data among
operative Development of Malaysia,
the departments and to the public via its
which was later subsumed under the
website. The State of Selangor has a
Ministry of Natural Resources and
similar system called SGIS, which involves
Environment, to provide access to
the
geospatial
sharing
administration data of the land office. In
government
the Klang Valley Region, a new concept
agencies for more improved planning
of evaluation model called “Integrated
and development of land resources.
Land
Its main objectives are to help in land
introduced
information sharing and exchange
“Application of Geographic Information
between agencies by using the latest
System for the Klang Valley Region”
on-line information technology, and
(AGISwlk), as an integrated land use
to
planning
among
data
through
participating
avoid
wastage
due
to
computerization
use
of
Assessment” together
approach
(ILA) with
that
the
utilizes
GIS
capabilities
processing,
systems as a mechanism for monitoring
preparing
and distributing land information that
urban
is needed for land planning, land
others, Nov 2005)
usage monitoring and environmental supervision. However its main users are 3-38
planning
was
uncoordinated efforts in collecting, maintaining,
and
land
development.
support
(Yaakup
and
D R A F T
F I N A L
R E P O R T
Besides the Federal and State Land
Perbadanan Putrajaya is using a system
and Mining Departments and the
called SUMBER-PUTRA, short for “Sistem
Survey and Mapping Departments
Pengurusan Bercomputer Pembangunan
which
Bandar
have
computerized
their
Putrajaya”
or
procedures and data recording and
Computerized
mapping
Management System” including an e-
systems,
the
Federal
Urban
“Putrajaya
Department of Town and Country
submission
Planning
and
application. The Penang Island Municipal
facilitated their state and regional
Council has embarked on its Electronics
offices to computerize as well. The
Local Authority Management System or
Town
Planning
eLAMS, which will assist in its day-to-day
Department of Selangor had started
functions of processing of applications
on
for planning permission, building plans
has
encouraged
and
Country
SEPAS
(Selangor
Electronic
system
Development
and
Town
compilation of data from these sources.
Country
Planning
plans,
planning
Planning Approval System). The Perak and
earthworks
for
and
the
the
(Tan, 2003). The State of Negeri Sembilan
ICT
has also started to develop its own
programme, and other state and
planning support system, GIS9, to monitor
region Town and Country Planning
the implementation of its development
Departments are using ICT and GIS in
plans
their local plan preparation work. The
(Yaakup, and others, 2004). KL City Hall
Federal
has started its integrated GIS-based
Department Perak
is
spearheading
state
government’s
Department
has
recently
the
state
and
development
a
National
management system, consisting of 7
System
subsystems. (Yaakup and others, Sept
and
Landuse
interactive
Information
and
levels.
launched its Land Use Portal, which is free
control
district
urban
2005).
geospatial portal. It consists of existing and proposed landuse information in all
development
prepared,
Attempts at establishing operational sets
including the National Physical Plan
of indicators of sustainability for different
(NPP),
situations
structure
plans plans
and
local
and
purposes
have
been
plans. The JPBD Landuse Portal is
made by many organizations. Some of
developed to improve the delivery
the most prominent of these include the
system of Town and Country Planning
Human Development Index (HDI) of the
Department Peninsular Malaysia to
United Nations Development Programme
the public. (JPBD Land Use Portal, at
(UNDP); the Environmental Sustainability
http://tplangd.townplan.gov.my/land
Index (ESI) and the pilot Environmental
useportal/main.htm).
Performance Index (EPI) reported under the World Economic Forum (WEF). 3-39
D R A F T
F I N A L
R E P O R T
Technology Malaysia (UTM), University In
Malaysia,
several
Science
organizations
Malaysia
(USM),
University
have taken the initiative to formulate
Technology MARA (UiTM), International
suitable
Islamic University Malaysia (IIUM) and
sustainable
development
University Putra Malaysia (UPM).
indicators (SDI). Among these are the Department
of
Statistics,
the
Economic Planning Unit (Malaysian
These
Quality of Life Index, MQLI), the
hardwares
Department
the
invaluable knowledge and experiences
and
of the officers, should be utilised, and
Development (LESTARI) of University
instead of re-inventing the wheel, the
Kebangsaan Malaysia, the State of
cooperation and assistance of all these
Selangor (Agenda 21 Selangor), the
agencies should be obtained to set up
Socio-economic
Environment
an integrated database and decision
Research Institute of Penang (SERI),
support system for the planning and
and
management
Institute
of
of
the
Environment, Environment
and
Environmental
Protection
separate and
of
expensive softwares,
the
set-ups, and
growth
the
and
The
development by all the federal, state
Federal Department of Town and
and local authorities in the country. A
Country Planning has come up with a
combined
set of 50 urban sustainability indicators
initiated and led by a central agency, to
under the MurniNet which is being
standardize all formats, and to develop
used
the most suitable system to be used by
Society
to
of
Malaysia
evaluate
(EPSM).
local
authority
proposed a set of policy indicators to the
progress
of
the
implementation of the plan’s land use policies. “Bottom up” approaches to establish SDIs have also been tried, such as those done by the Sustainable Penang Initiative and the Petaling Jaya Local 21 project. (Hasan, 2001). Several universities are also involved in teaching, research and carrying out of projects in
should
be
made,
all relevant departments and agencies.
areas. The National Physical Plan has monitor
effort
computerized land
planning and management systems, the main players being University
3-40
D R A F T
No
1
F I N A L
R E P O R T
TABLE 3. 2 : List Of Available Data Base Management Systems Related To Planning And Development By Malaysian Agencies And Departments Agency / Department / Type of Data Notes / Strengths / weaknesses Ministry A. Management of Planning and Development Malaysian Centre for Geospatial Data Infrastruture (MacGDI) , Ministry of Natural resources and Environment
Geospatial data to help in land information sharing and exchange between agencies using latest on-line information technology
2
Penang State Government (PEGIS)
Map based data compilation from various departments.
In the midst of disemminating information to agencies and public via web page;
3
Penag Island Municipal Council (MPPP)
eLAMS – Electronic Local Authority Management System
Assist in the day to day function of processing applications for planning permission, including building plans and earthworks plans,
4
State of Selangor (SGIS)
Computerization of land administration data from land offices
5
State Town & Country Planning Selangor
SEPAS – Selangor Electronic Planning Approval System
6
Klang Valley Secretariat
Integrated Land Use Assessment (ILA) together with AGISwlk – an integrated land use planning that utilizes GIS capabilities for monitoring development.
7
State Town and Country Planning Department Perak Federal Department of Town and Country Planning
Using GIS for development plan preparation and development control
9
Putrajaya Corporation
SUMBER-PUTRA : includes an e-submission system for planning application.
10
State of Negri Sembilan
GIS9 – planning support system
8
For improved planning and development of land resources; Used by ministries and higher level agencies; Data not directly usable for purposes of preparation of report of survey, structure plans and local plans, or development control purposes.
Land Use Portal – existing and proposed landuse information in all development plans prepared, including NPP, Structure and Local Plans.
3-41
To monitor implementation of development plans at state and district levels
D R A F T
The
ISUG
Database
F I N A L
R E P O R T
respective states, which is chaired br
Management
the Chief Ministers,
and Decision Support System should and
v) The Regional Offices are helping the
maintained by a federal government
Local Authorities in the preparation of
agency
their Local Plans,
be
set
up,
coordinated,
directly
involved
in
the
vi) The State Offices are helping the
planning and management of urban development, and who has direct
Local
contact with all relevant agencies,
development control work, vii) The
departments and organisations in the
Authorities Local
in
their
Authorities’
One
daily Stop
government as well as in the private
Centres are headed by officers of
sector, at national, state and local
the Department.
levels, that are potential suppliers and 3.3.6
users of this system. The National
Urban Form, Urban Design, Incentive-
Physical Plan has recommended such
Based,
a
Control and Other Approaches for more
set-up
and
that
the
National
Performance-Based,
Licensing
effective development control
Physical Planning Council identifies the central authority to carry out this function.
(National
Physical
To overcome the weaknesses of the present
Plan
system
Policy NPP 17).
of
development
control,
the
ISUG
approach recommends the adoption of more Clearly the task should be undertaken
effective methods for zoning and development
by the Federal department of Town
control, and adapting them for use as control
and Country Planning because of all
instruments
the following reasons:
approach. These approaches can be adopted
i)
Its Director General is responsible
and adapted to suit the various situations in the
for the preparation and review of
planning and control of new development, in
the National Physical Plan,
order to achieve the objectives of sustainable
He is also the secretary of the
development, Smart Growth and ISUG. These
National
planning
are to be incorporated into the development
Council, chaired by the Prime
control guidelines of the structure plans and
Minister,
local plans.
ii)
iii) The
State
Physical
Directors
of
together
Problems
the
development control:
review
the
conventional
the
Department are responsible for preparation,
with
and
with
existing
zoning
system
and
alteration of the State Structure Plans of their respective states,
ƒ
As has been seen, the zoning system
iv) They are also the secretary of the
adopted in the present structure and local
State Planning Committee of their
plans and development control guidelines 3-42
D R A F T
F I N A L
can lead to problems of control being
R E P O R T
The final result in the urban environment
too rigid, delays in approvals, stifling
created by even adhering strictly to the
innovative
hampering
development control guidelines can be far
economic growth, as well as creating
from what was originally envisaged in the
urban sprawl and leap frog development,
plan, in terms of visual, environmental, social
without achieving the goals, visions and
and economic impact. Often the individuals
objectives of the plans.
formulating, and those implementing such
Many of the present structure plans, local
zoning plans and guidelines, will not have a
plans, zoning plans and control guidelines
clear idea of what the final urban product
adopt
will be like.
development,
the
conventional
“land
use
zoning” and “land use classification” Recommendation in the ISUG Approach:
system which fixes the type and land use of new development in different planning zones and disallows development that
Because
consist of a mix of land uses, or use-
approach recommends the adoption of other
classes, or building types, and imposes
more effective approaches in zoning and
rigid physical restrictions such as height,
development
minimum set-back and building line,
include:
maximum housing density, and maximum
these
weaknesses,
control.
These
the
ISUG
approaches
Urban Form and Urban Design Control Guidelines,
plot ratio.
of
This conventional zoning type called
Incentive-Based Control Guidelines,
“Euclidean” zoning has traditionally been
Performance-Based Control Guidelines,
adopted
Planned Unit Development Guidelines,
because
of
its
ease
and
and
familiarity of use in the formulation of zoning plans and guidelines and in its
Licensing Control Guidelines.
implementation by development control 3.3.7.1 Urban Form and Urban Design Control
officers. The officers do not have to think
Guidelines (UFCGs, UDCGs)
or use discretion in following such zoning plans and guidelines.
Adopting and adapting the system of Form-Based and Designed-Based Codes
It is also easier to be understood by the
that have been successfully used in the
public and by consultants. However, its
US, this approach uses guidelines that
inflexibility
zoning
control the form, mass, scale and design
guidelines to be frequently under pressure
of new buildings in relation to one
for rezoning or change, or for loop holes
another, to existing buildings, to existing
to be exploited by clever developers.
natural features and to public spaces
has
caused
these
(such as streets, sidewalks, parking and courtyards) 3-43
and
the
compatibility,
D R A F T
connection,
and
F I N A L
R E P O R T
treatments, and design and planting of
accessibility
street right-of-ways, etc.
between them.
UFCGs and UDCGs provide a clearer visual
image
of
the
UFCGs and UDCGs are drawn up for areas
new
which
require
such
special
development, and generally include
treatment and are often used together
guidelines for the design of the street
with the conventional comprehensive
and public spaces, traffic flow, foot
land use zoning plans typical of the
paths and pavements, street furniture
“proposals map” of structure plans and
and signage, advertisement boards,
local plans.
hard
and
soft
landscape,
architectural heritage conservation, a
Some features of UFCGs and UDCGs may
wider variety of housing types, mixed-
include:
use development to minimize the need
for
automobiles
and
a) Traditional
to
Neighbourhood
encourage transit use, development
(TND),
of town centres to provide for civic
development that include neighbourhood
uses
centres,
and
commercial
services,
generally open
for
Development
spaces,
new and
housing mixed-use
commercial structures to the sidewalk
development. Design typologies specified
and
may
oriented
toward
the
street,
include
build-to
shop
lines
frontages,
(in and
lieu
of
provision of open spaces and linkages
setbacks),
public
to residential and commercial uses,
spaces, especially the streetscape. TND has
and a strong pedestrian orientation.
most generally been applied to newly urbanizing areas, and may apply at the
developer's option as a rezoning.
The guidelines emphasize specifics of design for building typologies (houses, shop-
b) Town Centres, which usually include a
houses, town centres, etc.), including
broader mix of uses and higher intensity than
public spaces such as streetscapes
the TND. Again, typical design elements of
and
building
terrace-houses,
public
apartments,
plazas,
textures
and
types
and
public
spaces
are
prescribed. Town Centre zones may be
materials, and landscaping.
applied to new town development or to
The guidelines utilize mainly visual
urban infill areas of old towns, which is
formats that minimize the need for
accompanied by a specific (or "regulating")
extensive text, and are "prescriptive"
plan.
in that it prescribes build-to lines (instead
of
setbacks),
c) Transit-oriented Development (TOD) zones,
façade
intended for very specific areas adjacent to 3-44
D R A F T
F I N A L
R E P O R T
•
transit stations or facilities. The TOD zone
Architectural
Standards.
provides for an intense mix of uses, with
controlling
external
high density residential (and affordable
materials and quality.
•
housing). It may be applied to new town
Landscaping
Regulations architectural
Standards.
Regulations
development or urban infill of existing
controlling landscape design and plant
urban areas adjacent to transit.
materials on private property as they impact public spaces (e.g. regulations
d) Urban Heritage Conservation Areas, that
about parking lot screening and shading,
have been identified in the structure and
maintaining
sight
local plans for special conservation and
unobstructed
pedestrian
preservation
etc.).
conservation
treatment, guidelines
Heritage
have
to
•
be
lines,
insuring
movements,
Signage
Standards.
specially drawn and adopted for such
controlling
allowable
areas.
materials, illumination, and placement.
• UFCGs
and
UDCGs
should
include
the
illustrations
provisions. the
The primary advantage of UFCGs and UDCGs is
building
that they are "prescriptive", outlining specifically
form standards apply, based on clear
what is expected of new design in an area, and
community intentions regarding the
are likely to be better understood by the public,
physical character of the area being
decision makers, and project professionals. The
controlled.
disadvantage of the design-oriented approach
locations
•
and
sizes,
Regulating Plan. A plan or map of the regulated
•
Text
signage
explaining the intentions of specific code
following elements:
•
Annotation.
Regulations
area where
designating different
Standards.
is that it also requires a considerable front-end
Specifications for the elements within
effort to prepare a "regulating plan" (much like a
the public realm (e.g., sidewalks,
"specific plan") and the various design standards
travel lanes, on-street parking, street
and to prepare a design level of detail normally
trees, street furniture, etc.).
not seen until the design review phase of most
Building Form Standards. Regulations
projects.
Public
Space
controlling the configuration, features, 3.3.7.2 Incentive-Based
and functions of buildings that define Environmental
Resource
Guidelines
(IBCGs)
and shape the public realm.
•
Control
Standards.
Incentive
zoning
the
US
developed
storm water drainage and infiltration,
development
development
allowing for greater flexibility for the
slopes,
tree
encourage
was
Regulations controlling issues such as on
to
in
through
desired
incentives,
developer. Some LPAs in Malaysia has
protection, solar access, etc. 3-45
D R A F T
F I N A L
R E P O R T
adopted an approach similar to this
density bonuses in exchange for “low-
concept which allows for incentives
cost”
such as higher densities and plot
development where low densities may
ratios,
profit
increased
height,
reduced
housing more
may
from
not
building
attract at
high
densities.
setbacks, reduced car parking, in exchange for public amenities such as public open spaces, plazas or
There is a delicate balance between
streetscape improvements, heritage
what a community requires versus the
conservation,
environmental
use of incentives to encourage certain
protection, low cost housing, squatter
types of development, as well as trying
resettlement, and hawkers facilities.
to match the appropriate level of the incentive to the bonus.
The ISUG approach aims to formalize this concept, in the form of Incentive-
IBCGs can be applied together with
Based Control Guidelines or IBCGs, to
fiscal incentives at the state level, with
make
Transfer of Development Rights, and
the
development
control
Development Charges.
system more flexible in order for it to be more responsive to developer and
3.3.7.3 Performance-Based Control Guidelines
market demands. IBCGs can also be
(PBCGs)
used to encourage infill development in town centre development, transit-
The ISUG’s Performance-Based Control
oriented development, and compact
Guidelines aim to regulate the impacts
city development.
of development, rather than to limit class of use, scale and dimensions of new
development strictly and rigidly.
The IBCGs should encourage certain objectives
of
the
LPAs
without
requiring them on a site-specific basis.
The
primary
advantage
is
that
this
This allows flexibility for the developer
approach focuses on the impacts of
to make the incentive provisions work
development and to provide flexibility
more
regarding
readily
than
if
they
were
density
and
floor
area
requirements.
required. However, incentives may never be used, if they aren't truly significant benefits to the developer.
In this way, the fundamental purpose of development control, which is to reduce
Conversely, if the incentives are too
negative
easily realized, the LPAs may be
environmental, economic, social, and
granting
traffic
excessive
development
intensity as a trade-off. For example 3-46
impacts,
impacts,
is
such fulfilled
as without
D R A F T
F I N A L
R E P O R T
imposing unnecessary and irrelevant
set of ISUG impact indicators, and the
restrictions in the approval process.
use of a Decision Support System can overcome some of these problems.
ƒ
These guidelines can be used to 3.3.7.4 Planned Unit Development Guidelines
supplement the conventional landuse
zoning
and
(PUBGs)
dimensional
standards, rather than to supplant Planned Unit Developments (PUDs) are
them.
intended
to
create
a
process
for
In formulating PBCGs, the difficulties to
bending rigid rules in favor of better site
be overcome include:
design and land use patterns. These zones are frequently applied at the
a. impacts may be site-specific, so
developer's request, and usually provide
that a general set of numbers may
extensive flexibility for the developer and
not
the LPA to negotiate an appropriate
be
adequate
to
address
land use and design solution. PUBs are
impacts on other sites;
frequently applied to larger parcels, often in conjunction with specific plans.
b. the requirements can be difficult
PUD Guidelines typically include:
to implement, since they often involve
complex
calculations
which may not be familiar to
a. a purpose statement indicating the
developers, consultants, officers
desire to allow flexibility to create
and decision-makers; and
improved
design
and
amenities,
often in a mixed use setting; c. performance-based guidelines to b. principal uses allowed (if uses are to
replace conventional land use
be limited);
and zoning guidelines may ignore some of the fundamental reasons
c. minimum
to provide for or prohibit uses.
regulations
of
a
base
district that may apply, sometimes IBCG may or use discretionary criteria
including
for approval or create a point or
requirement, height, setbacks, and
credit
how mixed uses are treated in FAR
system
development.
to The
evaluate use
a
minimum
lot
size
and density calculations;
of
Environmental Impact Assessments to be
prepared
by
d. a
competent
highly
discretionary
consultants in the approving process
including
in accordance with an appropriate
procedures, extensive review and 3-47
detailed
process,
application
D R A F T
public
input,
and
F I N A L
R E P O R T
be
necessary
allowed
on
a
site.
A
further
disadvantage is that, because each
findings for approval; and
zoning creates its own set of standards e. the nature of the final product,
for a site, monitoring and administration
taking the form of an approved
of requirements for the zone becomes
development
and/or
complex, as the site essentially becomes
agreement, and procedures for
its own zoning district. As mentioned
amendment.
earlier in the report, the PUD process
plan
requires A
common
element
of
planning,
the
an
upfront
and
investment
favours
the
in
mightiest
for
developers who have the money and
planned developments is findings or
influence it takes to get approved. The
objectives
addressed,
process does involve risk, but the rewards
indicating that the intent of the
are attractive. If the site has multiple
Comprehensive
other
ownership, it will require the acquisition of
community goals are met, such as
the lots not belonging to the developer,
provision of public or recreational
in which case the government may step
facilities, affordable housing or mixed
in and acquisition may be legally done
use
by compulsory acquisition or eminent
discretionary
review to
process
be Plan
provisions,
and
relationship
surrounding
to
uses,
accommodation
domain.
and
of
non-auto The PUBs approach works well for special
oriented modes of transportation.
development
like
town
transit
centre
The advantages of PUDs are that
development,
oriented
maximum flexibility is provided for
development and urban renewal.
innovative design and deviations from the standard requirements, and that 3.3.7.5 Licensing Control Guidelines.
the LPA may negotiate public benefits that would otherwise be unattainable. The negotiation process may also
Another instrument available to the local
involve
authority for the control of building use
all
parties
in
a
"win-win"
and business activities is through licensing
dialogue.
control.
Section
102
of
the
Local
The primary disadvantage is that,
Government Act states that “every local
because
highly
authority may from time to time make,
discretionary, there is considerable
amend and delete by-laws with regard
uncertainty for the developer, the
to all matters necessary or desirable for
LPA, and neighbours as to what might
the maintenance of the health, safety
the
process
is
3-48
D R A F T
F I N A L
R E P O R T
and well-being of the inhabitants or
local authority can also impose whatever
for the good order and government
conditions and restrictions it thinks fit in
of the local authority area, in respect
the issuing of licenses, and licenses can
of, among others, “to control and
be revoked by the local authority “at
supervise, by registration, licensing or
any time without any reason thereafter”.
otherwise, including in proper cases by prohibition, a trade, business or
License control guidelines can hence be
industry which is of an obnoxious
formulated
nature or which could be a source of
licenses in order to control activities and
nuisance”.
uses to further achieve the objectives of
to
guide
the
issuing
of
ISUG, and these guidelines can be The local authority can at its discretion
incorporated in the zoning plans and
refuse to grant or renew any license
local plans.
without assigning any reason. The TABLE 3. 3 :
Summary Of Urban Form, Urban Design And Incentive Based And OtherApproaches For Effective Development Control
No
Type
Contents
Application
1
Urban Form, Urban Design Control Guidelines
Control form, massing, scale, design of new buildings to existing natural features and public spaces; Regulating plans, public space standards, building form standards, environmental Resource Standards, Architectural Standards, Landscaping standards; signage standards, etc.
Traditional Neighbourhood developments; Town Centres, Transit Oriented Development Zones; Urban Heritage Conservation Areas.
2
Incentive Based Control Guidelines
Higher densities, plotratios, increased height, reduced setbacks, car parking, etc.
3
Performance based Control Guidelines Planned Unit Development Guidelines Licensing Control Guidelines
Focusses on impact of development; provide flexibility on density and floor space Create a process to bend rigid rules in order to create a better environment;
Can be used to encourage infill developments, TOD and Compact developments; Can be applied with fiscal incentives, transfer of development rights and development charges. Can be used to supplement conventional land use zoning;
4
5
Control building activities
use
and
3-49
business
Town Centre, TOD areas and urban renewal. Licence control guidelines
D R A F T
3.3.8
F I N A L
R E P O R T
Development Charges and Transfer of
properties, can be developed to
Development Rights to promote better
become more vibrant and successful
development
as the development potential from the
Transfer
of
Development
Development Charges
protected
transferred
two
ISUG
development rights are "transferred" district
In
is
and
one
them.
areas
Rights
are
to
resource
(the
essence,
mechanisms that can be used by Local
from
"sending
Planning Authorities to achieve the goals and
district") to another (the "receiving
objectives of their development plans, by
district").
discouraging development in certain sites and promoting new development in other
Process:
sites. They are used over and above zoning
i. The approach begins with planning
restrictions.
processes that will identify specific preservation areas as "sending areas"
3.3.8.1 Transfer of Development Rights (TDR)
and specific development districts as "receiving areas" in the development
Transfer of Development Rights (TDR)
plan.
represents an innovative way to direct
ii. Once these areas are identified,
growth away from lands that are
planning by-laws or rules can be
planned in the structure plan or local
adopted which authorize landowners
plan for protection or conservation to
in the sending areas to sell their
locations planned for high-intensity
development rights to landowners in
development. In the US, it is a strategy
the receiving areas. The amount of
that uses market forces to accomplish
money required to purchase these
two Smart Growth objectives:-
development rights is influenced by market values, and can either be
i.
First,
land
protected
for
is
fixed by the planning rules or left to
permanently
public
be
purposes
between
the
landowners.
such as open space, roads, public
ii.
negotiated
utilities, or conservation areas, via
iii. The local planning authority has to
the transfer of some or all of the
register all such transactions and
development
would
record the development right loss
otherwise have occurred in these
and gained by the affected sites, to
places to more suitable locations.
be referred to when an application
Second, locations such as city and
for planning permission is later made
town centers, transit centres, or
for the other site.
that
brown field sites and underutilized 3-50
D R A F T
F I N A L
R E P O R T
iv. Development restrictions in the
public utilities, schools and large
sending areas can limit the level
open spaces; the development right
of new development, the type of
of these lands are then “transferred”
development,
to the other developable parts of his
or
some
land without loss in overall density
combination of both. v. The
developer
who
buys
entitlement.
a
development right is acquiring the capacity to build higher intensities
Adoption
in
Malaysia,
in a receiving area, which can
Development Rights:
Definition
of
mean different types of the same use (apartments in addition to
TDR is commonly practiced in the US as
terraced houses), higher densities
part of the Smart Growth strategies.
of the same use, or different
However,
higher intensity uses (commercial
Peninsular
or industrial use in addition to
understand
residential).
“development rights” in this country is
before
adopting
Malaysia, that
one
the
TDR
in
has
to
definition
of
somewhat different. Benefits: i.
TDR benefits local authorities by providing which
a
to
achieve
followed very closely the principles of
with
development
local
planning
and
development control introduced by
urban
the 1947 TCPA of England, brings all
conservation having
policies to
development
pay
compensation.
making
Market forces are harnessed to
permission.
protect
land
it
under subject
Development
control to
rights
by
planning and
the
while
also
the
local
development values of land were
authorities’ income in the form of
effectively nationalized by the act,
greater assessment and taxes by
leaving landowners with their existing
allowing higher densities and built-
use rights and land values (as of the
up floor areas in prime locations.
time the act was adopted in the
Another use of TDR is when a
state).
contributing
iii.
the
In this country, the TCPA 1976, which
authorities’ land protection and without ii.
mechanism
to
developer is required to surrender
Hence
not
all
areas
have
a
lands in his development that are
“development right” or “potential”
required
purposes
for development. For example, lands
beyond that necessary for his
for agriculture and other reserves,
project, such as for highways,
such as forests, hill lands, natural
for
public
3-51
D R A F T
F I N A L
parks, wet lands, and other areas
agriculture land, forest reserves,
not
for
parks, water catchment areas, etc,
development, do not have a
that are not meant for urban
“development right”.
development and are not entitled
Urban conservation areas, such as
to
old historic towns and sites of
receiving areas are locations where
heritage buildings, may or may
faster development is encouraged
not have further development
and
rights, depending of the planning
development is preferred, such as
at the time of the adoption of the
in transit centres, town centres, and
Town and Country Planning Act or
brown field sites.
originally
the
intended
proposal
in
“development
where
rights”.
higher
The
intensity
existing ii)
development plans.
R E P O R T
Carry out a Real Estate Market
In essence, owners of land are
Analysis (REMA): Completion of a
only
real estate market analysis is highly
entitled
to
the
existing
legalized land or building use of
recommended.
The
the land; the right to develop can
purpose
analysis
only
local
validate the transfer system prior to
planning authority in the form of
the adoption of the implementing
planning permission.
planning rules. Demand for growth
be
given
by
the
of
the
overall is
to
is necessary for TDR to succeed, and a REMA will determine market
Implementation of TDR: The
steps
normally
taken
in
strength. It will also help the LPA
the
comprehend land values and the
implementation of TDR include:
types of growth that the market will i)
Identify the “Sending Areas” and
support. Knowing the economic
the “Receiving Areas” in the
value
Structure and Local Plans. The
generated in the sending area and
Sending Areas are those areas
the capacity of the market to
within the Urban Growth Areas
absorb that value in the receiving
that are intended in the plans to
zone is critical. Moreover, the LPA
have development restrictions,
must ensure that the rate of transfer
such as heritage conservation
(the number of development rights
areas and sites for schools, open
generated
spaces and other community
expected sale price of each right)
facilities
adequately
and
public
utilities.
of
development
multiplied
by
compensates
rights
the the
“Green Reserves” are excluded
landowner in a sending area for
as these areas are formerly
forgone 3-52
development
on
their
D R A F T
F I N A L
R E P O R T
an
these areas, a formula to calculate
understanding of the value of
the actual values is to be created
additional
in order to determine the fair
parcel.
Similarly, density
in
the
receiving area is important to
amount
establishing
entitlement
the
amount
of
of
development
that
should
be
additional density permitted per
transferred. The formula should also
credit acquired.
include the calculation of values of different development types, so
iii)
Determine
the
that,
“Base
say,
a
residential
Development Rights” of these
development right of a sending
areas. The “Base Development
area
Rights”
and
commercial development in the
receiving areas are the original
receiving area. The REMA carried
development
out earlier is to help in this complex
of
the
sending entitlement
in
can
be
changed
terms of the development type,
determination
of
the landuse, or building use, and
development right credits.
to
such
the density and plot ratio of the areas,
as
indicated
in
v)
the
Drafting the Rules. Planning rules
development plan, zoning plan,
have to be drafted and adopted
planning
which authorize landowners in the
guidelines,
and/or
planning permission at the time
sending
areas
to
sell
their
of coming into force of the new
development rights and developers
development plan and the TDR
in receiving areas to develop more
rules.
intensely by purchasing them. The Rules have to also specify the
iv)
Create a Formula for Calculating
setting up of the Register of TDR
“Development Rights Values” or
and the formula for calculating
“Credits” in these areas. The
development right credits that can
simplest
be purchased and transferred.
way
development
of
assigning
rights from the vi)
sending area to the receiving
Establish administrative procedures
area would be to make them
and setting up a TDR Register.
equal in terms of number of units
Administration
or floor space of the same type
requires
of
permission
development.
However,
of
TDR
systems
different
planning
procedures
where there is a difference in
conventional
the market values per unit of
should be prepared to address the
development
recording of development right
between
both 3-53
zoning.
The
than LPA
D R A F T
F I N A L
R E P O R T
credits, tracking of credits, and other tasks associated with TDR. A Register of TDR has to be set up. Figure 3 (D) – Shows diagrammatically the flow chart of the process -Figure 3 (D): IMPLEMENTATION PROCESS IN THE TRANSFER OF DEVELOPMENT RIGHTS
Draft Rules under the Act 172 Identify “Sending areas” and “Receiving Areas” in the Structure Plan and Local Plan
Set up Administrative procedures and set up Transfer of Development Rights Register
Carry out Real Estate Market Analysis (REMA)
Planning Application for development
Determine the Base development rights
Create Formula for calculating Development Rights Values or Credits in the area
Process Planning Application accordingly
alteration of a local plan effects a
3.3.8.2 Development Charges (DC) of
change of use, density, or floor area in
Development Charges (DC) can be a
respect of any land so as to enhance the
valuable tool for achieving ISUG. The
value of the land.”
Similarly
the
imposition
TCPA 1976 requires the LPA to levy a DC on any new development carried
The DC is to be collected from the
out “where a local plan or an
developer by the LPA upon approval of
3-54
D R A F T
F I N A L
R E P O R T
the planning permission for the new
very powerful instrument to steer new
development. It is not stated in the
development in ways that it considered
Malaysian act what the purpose of
preferable in terms of location, type of
the DC is, but similar charges are
development, type of land use, density
imposed in UK and the US (where they
and floor area.
are
called
Development
Cost
Charges), the purpose of which is to
Together with other mechanisms, like the
recover
Sequential
the
growth-related
costs
Approach,
Transfer
of
capital
Development Rights, and other fiscal
infrastructure, such as roads, sewer,
and tax incentives, local governments
water, drainage and parks, needed
can
to service the new development. The
encourage development in accordance
rates of charges are dependent on
to the policies and proposals of state
the
and
structure plan and its local plan, such as
municipalities in the US have been
to encourage infill development, town
able to vary the rates based on the
center development, development on
location and the density and scale of
brown field sites, and development with
the
so,
more open spaces, or to discourage out-
development is encouraged in areas
of-town development, development on
where infrastructure costs are low,
green field sites, leap frog development
such as in-fill development, or where
and sprawl development.
associated
with
costs
of
the
infrastructure,
development.
By
doing
use
DCs
to
discourage
or
per unit cost is low, such as higher density
development,
which
Benefits:
are
i.
similar to the type and location of
The imposition of DCs benefits LPAs
development recommended in Smart
not only by increasing their income to
Growth.
defray the costs of provision and maintenance
of
public
facilities,
Under the TCPA 1976 , however, the
services and utilities, but also by
rates of the DC or the method of
helping to achieve ISUG goals via the
calculating
promotion of development of areas
the
amount
of
DC
payable has to be prescribed by rules
preferred
made by the State Authority under
development, and by discouraging
the Act.
development in areas intended for
The determination by the
LPA of the amount of DC is not
conservation
subject to appeal or review in any
restriction. ii.
court. Hence by imposing different rates
of
DCs
on
for
or
higher
other
intensity
form
of
It also steers development to areas where infrastructure costs are low,
different
development, LPAs can use this as a 3-55
D R A F T
and iii.
away
from
F I N A L
regularized
development
use,
location,
where they are high.
accessibility, availability of facilities
DCs also allow LPAs to consider
and
higher intensity development in
potential “Base Land / Building Use,
urban
Density
centres,
which
are
infrastructures, and
Plot
and
on
Ratios”
the
under
necessary to support mass transit
existing development plans, planning
development in accordance to
guidelines or planning permission.
the
These values are valuable in the
Compact
City
and
TOD
determination of the rates of DCs.
policies. iv.
R E P O R T
In this way also, LPAs’ annual iii. Create the formula and rate for
income in the form of assessment
calculating DCs. The formula and
can increase.
rate
for
determining
DCs
on
Implementation of DCs:
applications for new development
The steps to be taken should include:
have to be devised based on the land
i.
Determine
the
“Base
Land
valuation
and
on
ISUG
objectives.
/
Building Use, Density and Plot Ratio Entitlement” of various locations
iv. Draft and Prescribe the Development
within the Urban Growth Areas in
Charge Rules by State Authority. The
the development plan, structure
TCPA requires that Planning Rules for
plan, local plan and planning
DCs be prescribed by the State
guidelines.
/
Authority under section 35 of the Act,
Building Use, Density and Plot
before the LPA can collect DCs.
Ratio Entitlement” of an area is the
Among other matters, the Rules have
existing land or building use, and
to prescribe the formula, rate and
the maximum density and plot
method for the determination of DCs,
ratio that a development of the
and the exemption, if any, of any
area will be required to comply
persons or class of persons, or any
with, before any changes in the
development
or
new development plan.
category
development
The
“Base
Land
of
class,
type
or
from
liability to the development charge, ii.
Carry
out
a
Land
and
Valuation
the
conditions
of
such
exemption.
Exercise for the Urban Growth Areas, to determine the “Base various
v. Establish an administrative system of
locations. The “Base Land Values”
imposing DCs by LPAs. To expedite
are assessed based on existing
the determination, imposition and
Land
Values”
of
the
3-56
D R A F T
F I N A L
R E P O R T
collection of DCs, LPAs should
depend
on
the
availability
of
public
establish an administrative system
transportation that is integrated and multi-
and procedure that is easy to
modal. Private sector investments in city areas
follow and clearly understood by
depend to a large extent on National and State
everybody that may be involved,
Government support.
especially in the amount of DCs The National and State Governments, together
chargeable.
with local governments can undertake the The imposition of a DC, under the TCPA,
following steps in order to encourage growth
can only be carried out by the LPA
within existing urban areas, and in particular city
when:
centres. In so doing, the existing infrastructures
•
there is an application made for
can be optimized, new retail areas can be
planning
developed within existing urban areas to reduce
•
permission
for
a
new
development by a developer,
infrastructure costs, create new employment
the local plan of the area in which
opportunities and enhance the quality of life of
the new development is located
urban communities.
has been in force, • •
the DC Rules have been made by
The Federal and State Governments should also
the State Authority,
be supporting environmental brownfield as well
where there is a change in the land
as non-productive government lands reuse
or building use, density and floor
activities by:
area in the new development, and •
i.
where the developer or the type or class
of
development
is
Seeking a stable, long-term source of funding for state actions to address
not
priority areas;
exempted from DC under the DC Rules. ii.
Targeting remaining brownfield Initiative funds to support redevelopment’
3.3.9. Government Fiscal Incentives National and State Governments must lend
iii. Continuing to make available state-
support to the ISUG Approach if the goals
funded grant and loan programs that
and objectives of sustainable urban planning,
assist
development and management are to be
meeting their redevelopment needs;
achieved.
local
units
of
government
in
Capital Investments in public
transportation infrastructure are heavy but
iv. Creating a private-sector financing pool
absolutely vital if urban containment is to be
to attract banks and corporate capital
realized.
as well as leverage government funds for
Much of the above mentioned
mechanisms of the ISUG approach greatly 3-57
D R A F T
the
purpose
of
F I N A L
encourage the adaptive reuse of historic
redeveloping
and existing buildings;
brownfields and state lands for public purposes; v. Examining
current
environmental
clean-up procedures to identify areas where decisions can be expedited and the process simplified; vi. Encouraging the inclusion of a historic review of brownfield properties at the time
the
environmental
review
is
undertaken and providing incentives for the rehabilitation of buildings on brownfield sites. d.
Encouraging renovation and reuse of existing buildings through: i.
Development and delivery of an education program on the use of Rehabilitation
Code
for
Existing
Buildings; ii.
Development and implementation of a training program, for local building officials
on
application
of
the
appropriate
the
Rehabilitation
Code for Existing Buildings; iii. Enacting legislation to reform laws that
allow
responsibility
owners for
to
avoid
abandonment
of
buildings; iv. Development incentives
of that
policies
and
promote
and
R E P O R T
3-58
D R A F T
4.1
F I N A L
R E P O R T
It is to be remembered that the work so far has
INTRODUCTION
only
studied
and
introduced
possible
This chapter examines how the Integrated
approaches,
strategies,
Sustainable Urban Growth Approach can be
mechanisms
that
incorporated into the existing system of
weaknesses in, and to improve, the present
planning and urban development in the
system
country, from the national to the local level.
management
It will examine the incorporation of the ISUG
development in the country. Further studies and
Approach in the planning system under the
research will definitely have to be carried out to
following processes:
work out and establish in detail each of the ISUG
and
process of
techniques
can in
overcome the
urban
and the
planning
and
growth
and
strategies before it is to be satisfactorily and i.
Development Planning Process,
ii.
Development
Control
and
appropriately adopted and adapted in the various
Land
Implementation,
Monitoring
planning
and
management
processes. These further studies are pointed out
Management Process, and iii. Plan
urban
in Chapter 5.
and
Enforcement 4.2
It will also recommend ISUG mechanisms that can overcome the weaknesses in the present
INCORPORATION OF ISUG APPROACH INTO THE DEVELOPMENT PLANNING PROCESS
urban planning and management process The ISUG strategies can be incorporated into the
identified in Volume I.
policies, 4-1
goals,
objectives,
strategies
and
D R A F T
F I N A L
R E P O R T
proposals of the development plans, and the
indicate
techniques
boundaries of the proposals.
and
mechanisms
can
be
specifically
the
site
adopted in the preparation of development plans to address the issues and weaknesses of 4.2.1.1 The Five Year Malaysia Plans
the present system. 4.2.1
ISUG
Strategies
incorporated
be
The Five Year Malaysia Plans do not
Development
specifically focus on urban growth and
that
into
can
development.
Policies and Plans
contain
Nevertheless, they do
strategies
and
policies
to
The development policies and plans
overcome some of the re-currant issues
formulated, prepared and adopted
of urban development, such as urban
at the national, state and local levels
flash floods and public transportation. As
include:
indicated in the Ninth Malaysia Plan
a) the National Urbanization Policy,
(2006-2010), the expenditure on public
b) the National Physical Plan,
transportation is towards a seamless and
c) the Five Year Malaysia Plans,
integrated public transportation system.
d) the State Structure Plans,
However, it would seem that once
e) the Local Plans,
again, the 9th Malaysia Plan has also included
The
ISUG
considered
strategies for
the
emphasis
on
road
/
can
be
highway networks and has not really
incorporated
into
connected the public transport system
these plans and policies either as
with urban development patterns.
i.
general policy statements (GPS),
Therefore it is suggested that in future
i.e. written general statements,
Five year development plans, greater
with or without diagrams;
emphasis is placed on the integration of
location specific proposals (LSP),
public
i.e. written statements, with or
development. It is suggested that future
without
that
5 year development plans also refer to
specify the general locations or
ISUG Approach by including strategic
area of the proposals without
statements such as follows:
ii.
map
indicating
diagrams,
specific
transport
with
land
use
site
boundaries;
“ encouraging the development of an
iii. site specific proposals (SSP), i.e.
integrated, safe and efficient public
written statements with diagrams
transport system in all urban areas and
on a cadastral based map that
establishing transport nodes or hubs where urban land use development can
4-2
D R A F T
F I N A L
R E P O R T
be concentrated upon to provide a maximum
range
communities
of
in
including
urban
the
comfortable,
services
and
in the National Physical Plan
centres,
provision
safe
Table 4.1 - Incorporation of the ISUG Approach
to of
Existing NPP Provision
disabled
NPP 2 The planning of urban-based economic activities shall adopt the concept of ‘Selective Concentration’ for strategic urban centres for all states. NPP 12 The individuality and physical separation of the cities, towns and villages within the conurbations shall be maintained.
friendly pedestrian accessibility.” 4.2.1.2 The National Physical Plan As the National Physical Plan (NPP) provides the framework for national, regional, state and local planning, as well
as
transcribe
the
5
year
Economic Development Plans into a spatial and physical form, it would be the best policy document to include the
ISUG
Approach
within
its
strategies. Once the ISUG Approach is incorporated, then all regional, structure
and
local
plans
Recommended ISUG Incorporation NPP 2 The planning of urban based economic activities shall adopt the Integrated Sustainable Urban Growth Approach for all states.
NPP 12 The physical separation of cities and towns within conurbations shall be maintained through the adoption and implementation of the ISUG Approach.
shall
conform with the strategy at all levels. 4.2.1.3 The National Urbanization Policy As the NPP provides spatial strategies on an overall basis for the whole
The NUP is to provide a basic framework
peninsular,
planning
for all development plans (The National
proposals are stated as general policy
Physical Plan, Five Year Plans, Structure
statements. However there are some
Plans
proposals
governance in Malaysia.
most
which
of
the
are
locational
and
Local
Plans)
and
urban
The Policy
specific, like the hierarchy of growth
emphasizes six (6) main thrusts that
centres, while some can be site
outline strategies for the creation of a
specific, such as the boundaries for
township that is safe, systematic, modern
significant Green Reserves, including
and attractive. There are altogether 30
Forest Reserves, Catchment Areas, Hill
policies covering various
Lands, existing and potential National
planning,
development
and State Parks
management
of
country. The ISUG Approach can be incorporated in the strategies as shown in the table below:
4-3
aspects
townships
of
and in
the
D R A F T
The
NUP
contains
written
F I N A L
R E P O R T
The
policy
ISUG
mechanism
of
Integrated
statements and the proposals in the
Planning Management (IPM) should be
NUP are mainly general in form,
adopted in the NUP to ensure more
outlining the long term proposals for
efficient
urban growth and development in
development, integrating urban growth
the country. The general proposals
and transport and utility infrastructure
are to be worked out in more details
development, and environmental and
and in spatial formats in the National
social concerns with economic growth.
and
comprehensive
urban
Physical Plan, Structure Plans and The policies of Sequential Approach,
Local Plans.
brownfield development, town centre However certain important spatial
development and revitalization should
ISUG proposals should be clearly spelt
be adopted in the NUP to prioritize and
out even in the NUP. Such ISUG
schedule urban development in order to
proposals include the Urban Growth
prevent
Boundaries
Growth
development, urban sprawl, inefficient
Areas (UGAs) and Green Reserve
urban growth, and property overhang as
Boundaries
the country develops.
(UGBs), (GRBs)
Urban such
as
Prime
the
ills
of
leap-frog
Agriculture Areas (PAAs), Agriculture Land Reserves (ALRs), Forest Reserves
The
(FRs), National and State Parks, and
incorporated in the NUP to meet up with
Environmentally
Areas
each of the NUP Trusts. The table below
(ESAs), which will put limits to the
outlines which ISUG strategy can be used
extent of future urban growth, give
to achieve each of the thrusts of the
priority to urban growth areas and
NUP.
Sensitive
preserve
non-renewable
Green
Reserves,
in
ensure
order
to
sustainability of development. Other
ISUG
development
strategies that
on should
urban be
incorporated in the NUP are the New Urbanism
strategies,
Oriented
Development
i.e. (TOD)
Transit and
Compact City Development (CDD), which can be spelt out as locational specific proposals.
4-4
ISUG
Approach
can
also
be
D R A F T
F I N A L
R E P O R T
Table 4.2 : The Relevant Strategies of the ISUG Approach to achieve the NUP Thrusts NUP thrusts
ISUG strategies to achieve the thrusts
Thrust 1: An Efficient and Sustainable Urban Development
a. Urban Growth Boundaries and Green Reserves b. Transit Oriented Development and Compact City Development c. Sequential Approach, Brownfield Development, Town Centre Development and Revitalization d. Integrated Planning Management Approach e. Community Participation and Support for Livable Communities f. Development Charges and Transfer of Development Rights
Thrust 2: Development of an urban economy that is resilient, dynamic and competitive;
a. b. c. d.
Thrust 3: An Integrated and Efficient Public Transport System;
a. Integrated Planning Management b. Transit Oriented Development and Compact City Development c. Sequential Approach d. Development Charges and Transfer of Development Rights
Thrust 4: Provision of Urban Services, Infrastructure and Utility of Quality
a. b. c. d. e.
Thrust 5: Creation of a conducive liveable Urban Environment with Identity
a. Urban Growth Boundaries and Green Reserves b. Transit Oriented Development and Compact City Development c. Sequential Approach for town centre development and revitalization d. Form-Based and Design-Based Control Guidelines and Planned Unit Development Guidelines e. Community Participation and Support in the Development Process and for Liveable City
Thrust 6: Effective Urban Governance
a. Integrated Planning Management Approach b. Community Participation and Support in the Development Process c. Incentive-Based and Performance-Based Control Guidelines, Licensing Control d. Development Charges and Transfer of Development Rights
Development Charges and Transfer of Development Rights Integrated Planning Management Approach Incentive-Based Control Guidelines Government Fiscal Incentives
Integrated Planning Management Urban Growth Boundaries Sequential Approach Development Charges and Transfer of Development Rights Transit Oriented Development and Compact City Development f. Government Fiscal Incentives g. Incentive-Based Control Guidelines
4-5
D R A F T
F I N A L
R E P O R T
As an example of the incorporation of ISUG
the mechanisms of the ISUG approach. These
strategies and proposals into the NUP, it is
suggestions are outlined in Table 4.3 below.
suggested that the policies relating to city centre development in the NUP be more specific so as to relate and coordinate with Table 4.3 : NUP City Centre Policies and the ISUG Strategies No 1
Policy NUP 5
Statement Optimal and balanced landuse planning shall be given emphasis in urban development: Measures i. Ensure development is concentrated within urban growth limit so as to create a compact city; the implementation of the Urban Growth Boundaries, and the Sequential Approach shall be encouraged; ii
2
NUP 6
3
NUP 15
Promote housing development within the urban centre or near to activity centres with access to good amenities and transportation; Create livable neighbourhoods through the implementation of New Urbanism, Transport Oriented Development and the development of Compact Cities.
Urban Development shall give priority to urban renewal within the urban area: Measures: i. Implement infill development at potential areas; ii. Identify and prepare an inventory of brownfield areas; iii. Plan and prepare the re-development programmes for brownfield areas; iv. Promote urban regeneration for areas potential for development; v. Rehabilitate polluted areas prior to development; vi. Establish an agency responsible for planning and managing urban renewal; vii. Encourage private sector involvement through the provision of incentives and joint venture programmes with the government. viii. Implement the Sequential Approach to development; ix. Offer greater accessibility for communities through the transport demand management;
An integrated, efficient and user-friendly public transportation system shall be developed. Measures: i. Prepare a public transportation master plan at all levels of urban centres; adopt and implement the TOD and the Transport Demand Management in all city areas; Ii Integrate public transportation system in landuse planning by implementing the concept of Transit Oriented Development (TOD); Use the compact city approach in transport planning and land use integration. ** Additional input of the measures in Italics.
4-6
D R A F T
4.2.1.4
F I N A L
R E P O R T
In the preparation of the Structure Plan
State Structure Plans
Report of Survey and in the formulation The ISUG approach can be easily
of proposals and strategies for the
incorporated into the Structure Plan of
Structure Plan, the use of the ISUG
every State.
Database Management and Decision
aspects
of
As the ISUG covers all urban
Support System (DMDSS), incorporating
development,
including the environment, agriculture
Strategic
Environmental
areas, economics and community
(SEA) can ensure better, more confident
participation, the mechanisms within it
and more transparent decision-making.
can be easily adopted as action
The
oriented strategies.
participation can be more effectively
requirement
incorporated
by
for
Assessment
community
adopting
the
ISUG
The Structure Plan consists of written
Community Participation and Support
statements, accompanied by map
approach to ensure that the proposals
diagrams, stating the state’s land use
will be more readily accepted and
and
supported by all stake holders.
development
policies
and
proposals. Although most proposals are general in nature, some policies
The following tables provide examples of
for future growth need to be specific,
how the ISUG can be incorporated into
i.e. clear boundaries are to be or can
the present Structure Plans of Penang
be shown on the proposals map. Such
and Negri Sembilan States:
policies and proposals include the Urban
Growth
Areas
and
Green
Reserves, including Nature Reserves, Prime
Agriculture
Reserves,
Hill
Areas,
Forest
Lands
and
Environmentally Sensitive Areas. Other strategies can be locational specific, such as sites for Transport Oriented Development
and
Compact
City
Development, while other strategies are in the form of general statements and policies, such as adopting the Sequential
Approach
in
the
prioritization of development.
4-7
D R A F T
Table 4.4:
F I N A L
R E P O R T
Penang State Structure Plan – Incorporation of the ISUG Approach into the Sectoral Policies and Strategies.
Item 1
Statement in Plan and Reference Page xvi – Sectoral Policy: DS 19 Giving priority to comprehensive infill development in the main towns and other main centres. Suggested Incorporation Giving priority to comprehensive infill development in the main towns and other main centres, and adopting the Integrated Sustainable Urban Growth Approach in encouraging city revitalization, transit oriented development and compact form of city developments.
2
Page 2-28 – Directions of Growth – 2.5.9 (i) Towards More Sustainable Land Use: “……It is estimated that there are 4,500 hectares of land within existing town centres that has the potential for development. Therefore, any applications for planning permission shall only be considered for priority development areas that have been identified….” Suggested Incorporation Towards More Sustainable Land Use: “……It is estimated that there are 4,500 hectares of land within existing town centres that has the potential for development. Therefore, any applications for planning permission shall be based on the Integrated Sustainable Urban Growth Approach Objectives and Strategies that include transit oriented developments, compact cities, revitalization of existing town centres, sequential approach and brownfield developments”
3
Page 3-3, Land Use Strategic Plan – 3.3.1 Priority Development Areas “…..are already built up areas. For these areas, the objectives are to optimize land use and existing infrastructure….” Suggested Incorporation Priority Development Areas “…..are already built up areas. For these areas, the objectives are to optimize land use and existing infrastructure and to achieve the objectives of a sustainable urban growth through the comprehensive ISUG Approach ”
4
Page 4-10, Policy DSU7 – The development of Land until 2020 shall optimize priority development areas as well as new areas to be identified. Suggested Incorporation The development of Land until 2020 shall optimize priority development areas as well as
4-8
D R A F T
F I N A L
R E P O R T
new areas to be identified. However, the ISUG Approach shall be adopted in order that the Urban Growth Boundaries as well as Green Reserves be in place, to achieve balance and sustainability in urban growth. Policy DSU7 – L2 Encourage integrated infill development, urban renewal, redevelopment and adaptive reuse in town centres, dilapidated areas, abandoned areas, unproductive areas, and areas outside of heritage zones. Suggested Incorporation Encourage integrated infill development, urban renewal, redevelopment and adaptive reuse in town centres, dilapidated areas, abandoned areas, unproductive areas, and areas outside of heritage zones, and revitalize the city by attracting new investments in terms of housing and commercial developments. Policy DSU7 L3 Encourage high density developments on the island especially in areas along transport (monorail) routes …..” Suggested Incorporation Encourage high density developments on the island especially in areas along transport (monorail) routes and incorporating a comprehensive integrated public transport programme through the Transit Oriented Development and Compact City Development strategies. Policy DSU7 L4 Giving emphasis and priority of development into built up areas through the Sequential Approach, as follows: •
Giving priority to development in areas of Rank 1 with focus on existing built up areas that have public transportation and infrastructure facilities;
•
Giving priority to Rank II built up areas and new areas that have transportation and infrastructure facilities …..”
Suggested Incorporation Giving emphasis and priority of development into built up areas through the ISUG Approach, as follows: •
implementing the Sequential Approach to development applications by giving priority to development in areas of Rank 1 with focus on existing built up areas that have public transportation and infrastructure facilities;
•
Giving priority to Rank II built up areas and new areas that have transportation and infrastructure facilities …..”
4-9
D R A F T
F I N A L
R E P O R T
Policy DSU7 L6 “Encourage high density infill development along the monorail transport routes……” Suggested Incorporation “Encourage high density mixed use infill development along the monorail transport routes so as to create the compact walkable city” Policy DSU7 L7 Land use planning shall be integrated with traffic planning, planning for public transportation and social planning. Suggested Incorporation Land use planning shall be integrated with traffic plannin , planning for public transportation and social planning, as well as meeting economic and environmental needs through the adoption of the ISUG approach. 5
PAGE 4-51, DS 18Commercial floor space shall be identified based on the hierarchy of centres; Suggested Incorporation Commercial floor space shall be identified based on the hierarchy of centres. The incorporation of other mixed uses such as residential and institutional use within the centres shall be further encouraged. DS1 8 L2 Targetted commercial floor space needs by 2020 in identified centres of hierarchy (followed by a table on the allocation by hierarchy of centres) Suggested Incorporation Targetted commercial floor space needs by 2020 in identified centres of hierarchy shall be supported by programmes by the State and Local Authority in attracting further investments into the centres. Page 4-51, DS1 9 Giving priority to infill development in main town centres and other identified centres; Suggested Incorporation Giving priority to infill development in main town centres and other identified centres and implanting the ISUG approach towards a comprehensive urban revitalization and compact city development programme. DS1 9 L1 Giving priority to infill development in main town centres and other identified centres; Suggested Incorporation Giving priority to infill development in main town centres and other identified centres and
4-10
D R A F T
F I N A L
R E P O R T
implementing the comprehensive ISUG Approach towards urban development Page 4-52, DS1 9 L2 To offer commercial floor space based on demand to avoid over supply Suggested Incorporation To offer commercial floor space based on demand, to avoid
over supply and to
encouraged mixed use developments in all commercial buildings, particularly in the town centres. DS1 9 L3 To implement commercial development through infill Suggested Incorporation To implement commercial development through infill in order to achieve the objectives of the compact city and to make public transportation and transit oriented developments feasible. DS1 9 L4 Allowing and encouraging the change of use of buildings Suggested Incorporation Allowing and encouraging the change of use of buildings especially towards a more mixed and compact development.
4-11
D R A F T
Table 4.5 :
F I N A L
R E P O R T
Negri Sembilan State Structure Plan – Incorporation of the ISUG Approach into the Sectoral Policies and Strategies.
Item
Statement in Plan and Reference DRS NEGERI SEMBILAN 2001-2020
1
Page 4-2-4 – Policy: GT-DU2 The physical development of the State shall be guided within 4 categories: i.
Zones suitable for development;
ii.
Zones that can be developed with conditions
iii.
Zones unsuitable for development;
iv.
Zones prohibited from development.
Suggested Incorporation Page 4-2-4 – Policy: GT-DU2 The physical development of the State shall be guided by the use of the Integrated Sustainable Urban Growth (ISUG) Approach that specifies the following:
2
i.
Urban Containment Boundaries;
ii.
Green Reserves;
iii.
Transit Oriented Development (New Urbanism)
iv.
Brownfield Development and Urban Revitalization;
Page 4-2-5 – Policy : GT-DS5 Encourage “infill” development in town centres in areas that are not developed, and redevelopment of dilapidated areas in town centres. Suggested Incorporation Encourage “infill” development in town centres in areas that are not developed, and redevelopment of dilapidated areas in town centres,
and adopt the city revitalization
mechanisms of compact cities and mixed developments. 3
Page 4-2-14 – Policy : GT-DU5 The development of Town Centres shall concentrate on strategic growth nodes based on the clear hierarchy and function/theme of special centres. Suggested Incorporation The development of Town Centres shall concentrate on strategic growth nodes based on the clear hierarchy and function/theme of special centres. The mechanism of urban containment boundaries coupled with agriculture land reserves shall be imposed.
4
Page 4-2-18 – Policy : GT-DS13 Optimize urban landuse by ”infill” development and control the development of new
4-12
D R A F T
F I N A L
R E P O R T
centres. Suggested Incorporation Optimize urban landuse by ”infill” development by adopting the mechanisms of urban regeneration and compact cities, and control the development of new centres. 5
Page 4-4-7 – Policy : PD-DS2 Ensure the balanced distribution of floor space; additional floor space shall be encouraged within existing town centres. Suggested Incorporation Ensure the balanced distribution of floor space; additional floor space shall be encouraged within existing town centres by the strategic adoption and implementation of compact cities,brownfield and urban revitalization as well as encouraging investments into existing city centres.. Structure Plan of Seremban Municipal Council 1998-2020
1
Page 3.1-5 – Policy : KP 5 The development of town centre through “infill” shall be adapted with the surrounding developments. Suggested Incorporation The development of town centre through “infill” such as brownfield developments and city revitalization, shall be adapted with the surrounding developments. Page 3.5-5 – Policy : PN 4 The development of commercial complexes shall be encouraged to optimize the town centre land use.
2
Suggested Incorporation The development of commercial complexes shall be encouraged to optimize the town centre land use. State and Local Governments’ assistance in attracting private investments shall be formulated and implemented in tandem with an integrated planning management approach.
planning permission and development
4.2.1.5 Local Plans
projects in the local planning authority area.
The local plan, which has to conform to
the
of
the
and
the
Local Plan development proposals are
structure plan proposals, will apply
shown on cadastral type maps and are
and work out in detail the structure
more site specific. Hence the Urban
plan strategies. In particular it will
Growth Areas are to be worked out and
serve as the basis for all decisions on
clearly shown, as well as the various
national
general physical
intentions plan
4-13
D R A F T
F I N A L
R E P O R T
types of Green Reserves such as the
make the work easier, faster and more
Prime Agriculture Areas, Parks, Hill
effective.
lands,
Forest
Catchment
Reserves,
Areas,
Water
and
The ISUG Community Participation and
other
Environmentally Sensitive Areas and
Support
approach
will
provide
the
other non-development areas are
means to make the public and the
indicated in more detail, as well as
stake-holders share in the preparation of
the boundaries for existing and new
the local plan.
town centres and growth centres, the Transit Oriented Centres, Compact
Incorporating the ISUG strategies and
Cities, and Brown Field Development
mechanisms in Special Area Local Plans
Areas. The ISUG also encourages
will ensure that the proposals are more
mixed development in these centres,
action-orientated.
in order to make them more liveable. As the local plans for both Seremban Sequential
and George Town have yet to be
Approach to monitor and prioritize
finalized, there is still room for the
development will prevent inefficient
incorporation
urban growth and urban sprawl.
whereby the ISUG approach can be
The
adoption
of
the
of
detail
mechanisms
spelt out in further detail. The
adoption
of
more
flexible 4.2.1.6 Local Government Act 1971
development control methods, such as the Form-Based and Design-Based
The Local Government Act 1976 provides
Zoning,
Performance-Based and
for the administrative and management
Incentive-Based Control Guidelines,
powers and conduct of business of the
and the Planned Unit Development
local authority in managing its area.
approach,
Under this Act, the local authority has the
together
with
the
imposition of Development Charges,
power
and the control of development by
regulations (Part XIII, section 102) which
Transfer of Development Rights will
are to be confirmed by the State
make the Local plan more viable.
Authority (section 103).
In the preparation of Local Plans, the
Although
use
Database
establishment of local governments and
Management and Decision Support
the administrative powers, it is the Town
System
Strategic
and Country Planning Act 1976 (Act 172)
Environmental Assessment (SEA) will
that allows local governments to attract
of
the (DMDSS)
ISUG and
to
make
Act
171
by-laws,
rules
provides
for
more investments into the area. 4-14
and
the
This is
D R A F T
F I N A L
R E P O R T
done through the declaration by the
strata developments in city centres. With
local authority of a development
this Act, purchasers are assured of better
area under Part VIII, section 38 of the
and
Act.
buildings,
In such instances, the local
proper
management which
of
also
the
include
authority can form a Corporation for
maintenance.
purposes of developing the area, and
easily let off for failing to maintain and
thus undertake specific projects that
manage buildings under this new Act.
may attract more investments.
Developers will not be
4.2.1.9 The Uniform Building Bye Law 1984
4.2.1.7 National Agriculture Policy
For
purposes
of
encouraging
The National Agriculture Policy can be
developments
further
the
within city centres and especially where
and
brownfield developments are to be
Urban
implemented, the UBBL (as at July 2006)
strengthened
incorporation
of
mechanism
of
through
the
use
the
and
infill
redevelopment
Containment Boundaries (UCB’s) and
may need to be amended.
the
the
sections of the UBBL, namely section
All
32(1)(a) and (b) as well as section 33
class I agriculture lands should be
need to be amended to allow for the
designated
All
possibility of rebuilding in inner city
environmentally sensitive areas such
centres, especially for adaptive re-use
as
and
complimentary
use
of
Agriculture Land Reserve (ALR).
forest
as
ALR.
reserves
and
water
infill
developments.
The two
It
is
also
be
recommended that the UBBL be totally
classified as ALRs in which no urban
revamped and reviewed to allow for a
type developments shall take place.
more performance based criteria and
As exemplified in the case of George
design guidelines, rather than the current
Town and Seremban, the UCBs shall
prescriptive
limit the urban growth and together
conditions.
catchment
with
that
areas
the
can
ALR
also
will
further
and
inflexible
design
4.2.1.10 Local Government Act 1971
strengthen the strategy of limiting urban growth and encroachment into
The Local Government Act 1976 provides
prime agriculture areas.
for the administrative and management powers and conduct of business of the
4.2.1.8 The Building and Common Properties ( Management and Maintenance) Act 2007 (Act 663)
local authority in managing its area. Under this Act, the local authority has the power
This new Act is a positive move and can
be
an
encouragement
to
make
by-laws,
rules
and
regulations (Part XIII, section 102) which
to
provide for higher density, multi-storey
4-15
D R A F T
F I N A L
R E P O R T
are to be confirmed by the State
provide for higher density, multi-storey
Authority (section 103).
strata developments in city centres. With this Act, purchasers are assured of better
Although Act 171 provides for the
and
establishment of local governments
buildings,
and the administrative powers, it is the
maintenance.
Town and Country Planning Act 1976
easily let off for failing to maintain and
(Act
manage buildings under this new Act.
172)
governments
that to
allows attract
local
proper
management which
also
of
the
include
Developers will not be
more
investments into the area. This is done
4.3
through the declaration by the local authority of a development area under Part VIII, section 38 of the Act.
ISUG STRATEGIES AND TECHNIQUES TO ADDRESS THE WEAKNESSES IN THE PRESENT DEVELOPMENT PLANNING PROCESS.
The identified issues and weaknesses in the
In such instances, the local authority
present system and process of formulating
can form a Corporation for purposes
development
of developing the area, and thus
policies
and
preparing
development plans are shown in Table 4.6, as
undertake specific projects that may
well as the possible ISUG mechanism that can
attract more investments.
overcome weaknesses.
4.2.1.11 The Building and Common Properties ( Management and Maintenance) Act 2007 (Act 663) This new Act is a positive move and can
be
an
encouragement
to
Table 4.6:
i
ii
ISUG Strategies to address the issues and weaknesses in the Preparation of Development Plans Weaknesses in the ISUG Strategies present system The plan preparation process can be made faster and more The plan preparation efficient by adopting the ISUG Integrated Planning process is too long and Management (IPM) Approach, the ISUG Database costly. Management and Decision Support System (DMDSS), and the Community Participation and Support (CPS) mechanism. The ISUG Approach will also take into account macro and micro plans already prepared but only needs updating. Thus, adopting the approach will only need the strengthening of existing plans. The adoption of the ISUG DMDSS and its mechanisms provides The planning problems easier and more efficient compilation and analysis of data, and issues are not well more accurate identification of urban problems and issues, identified. and the formulation of more effective and responsive
4-16
D R A F T
iii
The public participation process is not effective.
iv.
Development plans are not responsive and effective
v
Development plans are not action oriented and time specific
vi
Development plans are too rigid or too vague.
vii
Planners and decisionmakers not responsible and accountable.
F I N A L
R E P O R T
proposals. The participation of stake-holders from the beginning of the plan preparation process by the CPS approach will also ensure that issues are identified in a holistic and in-depth manner. The ISUG IPM Approach ensures that urban issues and problems are looked at in a integrated and holistic manner. The ISUG CPS process will ensure more effective participation of the various stake-holders at all stages of plan preparation. The ISUG DMDSS and the adoption of an appropriate set of ISUG Indicators (ISUGI) will ensure that the proposals and strategies of development plans are more directly responsive to, and more effective in solving, the urban problems identified. The ISUG Development Control Guidelines (DCGs) are more flexible and allow developers to change their development proposals in response to social, economic and political changes. The Transfer of Development Rights (TDR) and Government Fiscal Incentives (GFI) also provide lee ways for developers to make their development more feasible. The ISUG Sequential Approach ensures that the development plans are more action-oriented and time specific, as it provides the time frame for development by various agencies, authorities and private sector. The Transit Oriented Development approach ensures that urban growth and the development of public transport and other infrastructures are timed together. The ISUG approach, with its many mechanisms allow for greater flexibility without sacrificing quality of development. The ISUG DCGs, like the Performance-Based and IncentiveBased Control Guidelines and the Planned Unit Development approach provide flexibility and encourage innovation in development by private developers. The Form-Based and Design-Based Control Guidelines, on the other hand, ensure that development achieve the expected vision. The ISUG DMDSS and ISUGI, with Strategic Environmental Assessment (SEA), Environmental Impact Assessment (EIA), Environmental Management System (EMS), Cost-Benefit Assessment (CBA), prepared according to ISUG requirements will ensure that planners and decision-makers are meticulous and transparent during the plan-making process and can be monitored and checked and made responsible and accountable. Under the ISUG approach all development agencies can be made accountable for the impact of development. The ISUG CPS system, where plan preparation can be
4-17
D R A F T
viii
No development impact analysis in the plan preparation process
ix
Lack of Coordination and Integration among agencies and
F I N A L
R E P O R T
monitored by the public and stake-holders, the planners will feel more responsible. The adoption of the ISUG DMDSS and ISUGI will ensure that thorough assessment of impacts, risks, costs and benefits of proposed development will be done before the development plan is approved. The ISUG IPM approach will ensure that the is adequate integration and coordination at all stages among the various agencies and departments involved in the planning process
departments in planning.
4.4
4.4.1
INCORPORATION OF ISUG INTO THE DEVELOPMENT CONTROL AND LAND MANAGEMENT PROCESS
ISUG Strategies and Mechanisms That Can be Incorporated in the Development Control and Land Management Process
This section will look into how the ISUG approach can help in to improve the
The adoption of the ISUG approach aims
process of control and regulation of
to improve the present system and
development
process of development control and the
and
land
matters,
management of land by ensuring that
including the following processes:
the applications for planning permission under the Town and Country planning
a. The planning permission process
act, the alteration of the categories of
under the TCPA b. Variation of conditions, restrictions
land use (normally called “conversion”),
and categories of land use under
alteration of conditions and restrictions of
the NLC.
land under the National land Code, the
c. Sub-division,
partitioning
sub-division,
and
partitioning of
land
and
amalgamation of land under the
amalgamation
under
the
NLC.
National land Code, the excision of Hill lands under the Land Conservation Act
d. Excision of Hill Lands and deReserves
and the “de-gazetting” of Forest reserve
under the Land Conservation Act
Lands under the Forestry Act, are made
and the Forestry Act.
and considered without unnecessary
gazetting
from
Forest
delays, in a transparent manner, and will bring benefit to affected parties without causing
undesirable
environmentally,
impacts
socially
and
economically, i.e. to ensure that the process
4-18
will
ensure
Sustainable
D R A F T
Development Growth.
and
This
be
R E P O R T
Smart
matters are based on reliable well-
achieved
understood information and are made in
achieve
can
F I N A L
a competent, transparent, responsible
through:
and accountable manner. i.
The ISUG approach of Integrated Planning
Management
can
v.
be
The Performance-Based and Incentive-
adopted to ensure that development
Based
proposals
Planned Unit Development Guidelines
are
planned
and
Control
holistic manner taking into account
development that can respond well to
social
changing
besides
economic
and
factors
and
the
allow
environmental
innovative
and
considered in a comprehensive and and
more
Guidelines
economic,
feasible
social
and
environmental situations, and enable the
political
authorities and the public to benefit from
benefits.
the development as well; ii.
The Sequential Approach should be used
to
phase
and
vi.
control
The
Form-Based
and
Design-Based
development and land conversion to
Zoning approach can help to achieve
prevent mismatch of demand and
better
supply, leap frog development and
environment.
urban
sprawl,
development
and in
to
areas
and
more
workable
urban
prioritize like
vii.
town
The imposition of Development Charges
centres and brown field sites, which
as required under the TCPA, and the
are more efficient and cost-effective.
adoption of Transfer of Development Rights and Government Fiscal Incentives
iii.
The consideration of objections from
will encourage the right development in
neighbours
the
consideration
is
required of
in
the
applications
right
Government’s
for
places,
achieve
urban
the
heritage
planning permission and rezoning. The
revitalization goals and the protection of
adoption of the ISUG Community
parks and other green areas.
Participation and Support Approach viii.
can make the process more effective
The requirement for the Development Proposal Report in the application for
and conducive to all stake-holders.
planning permission and land matters iv.
The ISUG Database Management and
according to ISUG guidelines will ensure
Decision Support System will go a long
that development proposals and their
way to ensure that recommendations
impacts and the mitigation measures are
and decisions on applications for
well thought out and will help better
planning permission and on land
decision-making and expedite approvals
4-19
D R A F T
4.4.2
F I N A L
ISUG Strategies and Mechanisms to address the weaknesses in the present Development Control and Land Management Process
R E P O R T
can
address
weaknesses
the
inherent
problems in
the
and
present
system and process of development control and management of land.
Table 4.7 below summarizes the way the ISUG strategies and mechanisms
Table 4.7:
ISUG Strategies to address the issues and weaknesses in the Development Control and Land Management Process
Weaknesses in the Present System
ISUG Strategies
i.
The planning permission process is unnecessary tedious and timeconsuming.
The ISUG Database Management and Decision Support System (DMDSS), when set up, will provide up-to-date data for clearer understanding and speed up decision-making in the approval process. The ISUG Indicators (ISUGI) and Criteria can give clearer and coordinated directions for technical officers from various departments checking the proposals in planning and land applications, and prevent unnecessary and conflicting comments.
ii.
Misinterpretation of Development Plan, Guidelines and Planning Law during development control and regulation
iii.
Approving authorities, officers and decision makers should be more responsible and accountable
iv.
The appeal process takes too long
v.
The Use of IT systems and internet is not adequately coordinated
The ISUG Development Control Guidelines (DCGs) provide clearer guidelines for development control. The guidelines translate more clearly the intentions and objectives of the national and state development policies and plans. The Development Proposal Report and the DMDSS together with clear DCGs ensure that recommendations and decisions on planning and land applications are transparent. They will clearly show whether recommendations and decisions are made in a responsible and accountable manner. In the ISUG approach, all agencies will have to be accountable as many of the mechanisms in the approach require the participation of the various agencies as well as the public. The adoption of the ISUG approach requires that all officers including those in charge of the appeal process are well trained and competent. The ISUG DMDSS requires the use of appropriate IT system and softwares and the internet. The DMDSS sets up a coordinated common computer-based format and system for data compilation, analysis, retrieval, up-dating, communicating and dissemination of information for planning that can be shred by all relevant departments and the public.
4-20
D R A F T
F I N A L
vi.
No adequate method to assess the impact of proposed development
vii.
Officers in the administration of land are not well versed with the NLC and the TCPA No legal provisions for land matters to conform to the development plans LPAs do not consider the demand and supply situation in approving development
viii.
ix.
x.
Quality and competency of agents are not adequately regulated
4.5
The ISUG DMSS incorporates Strategic Environmental Assessment (SEA), Environmental Impact Assessment (EIA), Cost-Benefit Assessment and Risks Assessment in the consideration of planning and land matter applications. The Development Proposal reports also contain the necessary EIAs in the applications, including Traffic Impacts and Social Impacts. More training required with the adoption of the ISUG approach, especially in lieu of the suggested amendments to several legislations; To amend the National Land Code so as to provide a link or reference with the development plans and strategies at national level. The ISUG Approach which incorporates the Sequential Approach will ensure the close monitoring of development. With the establishment of proper management units as well as the DMDSS and ISUGI, the ISUG will provide the mechanism for decision making, review and monitoring of demand and supply of development. More training required with the adoption of ISUG Approach, especially in lieu of the suggested amendments to several legislations and policies;
4.5.1 ISUG Strategies and Mechanisms that can be incorporated in the Plan Implementation, Monitoring and Enforcement Process.
INCORPORATION OF ISUG INTO THE PLAN IMPLEMENTATION, MONITORING AND ENFORCEMENT PROCESS
Some of the ISUG strategies and mechanisms can
help
to
ensure
that
plans
R E P O R T
i.
and
development
development proposals are implemented in approved.
Monitoring
of
on demand and supply of development projects is regularly done under the DMDSS
and other harmful environmental impacts are produced
during
construction,
be
supply situation. Adequate data analysis
the
development is important so that pollution not
implementation
monitored to ensure that there is no over-
accordance to what has been proposed and
The Sequential Approach requires that all
system.
and ii.
preventive measures are taken and all
The DMDSS system also incorporates an Environmental Management System (EMS)
conditions of approvals are complied with by
that requires the self-monitoring of the
the developer. Enforcement actions where
impact of the development at various
offences have been committed are also
stages of implementation and ensures that
crucial.
adequate remedial measures are taken to prevent harmful impacts and pollution. A
4-21
D R A F T
F I N A L
4.5.2 ISUG Strategies and Mechanisms to address the weaknesses in the Plan Implementation, Monitoring and Enforcement Process.
system in line with the ISO 14000 EMS can be adopted. iii.
The constant regulating and control of industrial, business and other activities
Table 4.8 below summarizes some of the
and use of buildings, and the control of
ISUG strategies and mechanisms that can
discharges by Licensing Control under
address the problems and weaknesses in
the Local Government Act and the
the
Environmental Quality Act will further
present
process
implementation,
help to ensure all development and use
of
monitoring
plan and
enforcement of development.
of land and buildings are sustainable. Table 4.8:
R E P O R T
ISUG Strategies to address the issues and weaknesses in the Plan Implementation, Monitoring and Enforcement Process
Weaknesses in the Present System
ISUG Strategies
i
There is no control and coordination in the implementation of development projects
The ISUG Integrated Planning Management Approach can effectively put in place the coordination and control in the implementation of development. The Sequential Approach can set the phase and schedule of development projects of various agencies and coordinate their schedule of implementation
ii
The local authorities and government agencies have to play a more active role in development
Many of the strategies in the ISUG Approach, such as Transit Oriented Development and Compact City Development, require that the government and local authority to play the key role in the planning and implementation of public transportation projects and other development projects which are of benefit to the people.
iii
Insufficient incentives given for developers to carry out development in more appropriate sites
The imposition of Development Charges, Transfer of Development Rights, Government Fiscal Incentives and the Incentive and Performance-Based Control Guidelines are all appropriate ISUG mechanisms which can encourage developers to carry out the right development in the right places.
iv
Enforcement actions under TCPA and the SDBA are slow and inadequate
The adoption of the ISUG approach necessitates the recruitment and training of competent staff, in particular planning inspectors, to carry out enforcement actions under the TCPA. The setting up of Municipal Courts should also be looked into.
4-22
D R A F T
4.6
F I N A L
THE RECOMMENDED APPROACH AND OVERCOMING WEAKNESSES IN THE MALAYSIAN PLANNING AND DEVELOPMENT SYSTEM
R E P O R T
ISUG approach can help overcome some of these issues and weaknesses. The table below summaries the issues and
Chapter 2 of this report outlined some
weaknesses
weaknesses in the land development system
brought
forth
and
how
ISUG
Approach may help overcome these:
of the country. Some of these issues will be relooked in this section and in particular, an evaluation will be made as to whether the Table 4.1 no
:
Issues and Weaknesses in the Malaysian Land Development System and the ISUG Approach to address these Issue ISUG Approach
I- The Preparation of Development Plans i Takes too long to prepare
The ISUG Approach will take into account macro and micro plans already prepared but only needs updating. Thus, adopting the approach will only need the strengthening of existing plans. ii Planning issues and problems not The adoption of the ISUG and its mechanisms requires well defined the specific identification of issues so as to choose which mechanism to adopt for implementation. iii Public participation process is not The ISUG requires public participation from the effective community and private sector for some of the mechanisms to work; iv. Development plans are not The ISUG approach is very flexible in that it has many responsive and effective mechanisms to allow for changes in urban trends and economic or political changes. v Development plans are not The ISUG approach is very action oriented as it has to action oriented and time specific be implemented by various agencies, authorities and private sector . By using the sequential approach, which is demand led, the time frame is specified. vi Development plans should not be The ISUG approach, with its many mechanisms allow too rigid nor too vague for great flexibility vii Planners and decision makers not In the ISUG approach, all agencies will have to be responsible and accountable accountable as many of the mechanisms in the approach require the participation and decision making by the agencies. ix No development impact analysis Due to the systemic nature of the mechanisms of the in the plan preparation process ISUG approach, the possible impact of each mechanism to be adopted is anticipated and included in the plan. II - Development Control and Land Management i. Planning process is tedious and The OSC remains to be tested for its effectiveness; time consuming ii Misinterpretation of Development The ISUG approach has to be marketed well and Plan, Guidelines and Planning courses and training on it be undertaken at all levels
4-23
D R A F T
iii
iv. v vi
vii
viii
Law during development control and regulation Approving authorities, officers and decision makers should be more responsible and accountable The appeal process takes too long The Use of IT systems and internet is not adequately coordinated No adequate method to assess the impact of proposed development Officers in the administration of land are not well versed with the NLC and the TCPA No legal provisions for land matters to conform to the development plans LPAs do not consider the demand and supply situation in approving development
F I N A L
R E P O R T
and all agencies; In the ISUG approach, all agencies will have to be accountable as many of the mechanisms in the approach require the participation and decision making by the agencies. Need for capacity building in all state JPBDs which act as the registrar of the State Planning Appeal Board. To monitor the ISUG implementation, the use of IT is pertinent. The ISUG approach has to be marketed well and courses and training on it be undertaken at all levels and all agencies; More training required especially in lieu of the suggested amendments to several legislations;
To amend the National Land Code so as to provide a link or reference with the development plans and strategies at national level. ix The ISUG Approach which incorporates the Sequential approach will allow for the close monitoring of the developments; with the establishment of proper management units as well as a data bank and indicators, the ISUG will provide the mechanism for decision making, review and monitoring. Quality and competency of More training required especially in lieu of the agents are not adequately suggested amendments to several legislations and regulated policies; III – Plan Implementation, Monitoring and Enforcement i There is no control and One of the mechanisms of the ISUG approach is coordination in the integrated management. Once this is implemented implementation of development effectively, the coordination and control should be in projects place. ii The local authorities and In the ISUG approach, all agencies will have to government agencies have to participate as many of the mechanisms in the play a more active role in approach require the participation and decision development making by various agencies. iii Insufficient incentives given for Government at state and local levels are required to developers to carry out offer financial incentives to attract investments development in more appropriate sites iv Enforcement actions under TCPA and the SDBA are slow and inadequate
4-24
D R A F T
5.1
F I N A L
R E P O R T
state and Federal levels, heads of departments,
INTRODUCTION
the business community and industry players as In
order
that
the
ISUG
Approach
be
well as community leaders, the media, rate
implemented in the most effective way,
payers and residents’ associations.
further works need to be undertaken. The first stage would be to market the idea of the
It is therefore recommended that the Federal
approach and to inform all involved in the
Department of Town and Country Planning
planning process, in policy and decision
undertake the effort, through the Ministry of
making the philosophy, the strategies and the
Housing
mechanisms of the ISUG approach. Whilst
this
is
being
undertaken,
is
better
and
and
Much like
Local
Plan),
the
department
must
undertake a similar effort in the publicity of the
more
Approach once it has been accepted by the
effectively implemented. 5.2
through
about the development plans (Structure Plan
tools that are needed in order that the be
Government,
the effort made in publicizing and informing
undertaken to formulate and detail out the can
Local
meetings, seminars and workshops. it
recommended that further research works be
approach
and
officers of the department at Federal, State and Local levels.
ROAD SHOW TO INFORM AND ADOPT THE ISUG APPROACH TO POLICY MAKERS AT ALL LEVELS
As such, the FDTCP has to make known the ISUG Approach to the following:
The ISUG Approach needs to be accepted and understood by all policy makers at local,
5-1
D R A F T
i. ii. iii. iv. v. vi. vii. viii. ix. x. xi.
F I N A L
R E P O R T
This approach will have to receive
National Planning and Physical Council State Planning Committee State JPBDs Local Planning Authorities – LPAs Department Of Land and Mines and Land Offices Government Technical Departments and Agencies Communities, Rate Payers, Residents, NGOs Professionals and Consultants Land Owners Developers Business community
not just endorsement by the National Physical Planning Council but also the Cabinet.
endorsed the approach, it shall be imperative for others to follow, as Cabinet Instructions are taken very seriously by all departments and agencies,
ii.
for
departments,
local
by all. Every agency has a role in the ensuring the effectiveness of the ISUG Approach, and not just the local
and community support for the
has
the to
outer
pure
and
to
make
resource
economics.
edge
increase
at federal, state and local levels.
company;
All political leaders must have the commitment
have
use
Providing
services to a development on the
fully
supported by the political masters
and
example,
just
ISUG
be
Utility companies, for
sustainability as their priority and not
Approach and its adoption in the Kingdom,
authorities. environmental
approach. Just like the Sequential
sincerity,
agencies,
of how the ISUG will be implemented
These are further
There has to be strong political
Approach
ministries,
be aware and have the knowledge
Strong political support
United
all
Coordination
authorities and utility providers must
and
discussed below: i.
and
agencies,
implementation, several criteria will have to be met.
other
Following the above, all ministries,
development and growth. However, adoption
any
utility providers
the
planning and managing of urban its
than
departments, local authorities and
The ISUG Approach will offer the most
before
Integration amongst
solution
more
committee or council decisions.
5.2.1 Criteria for Implementation
comprehensive
Once Cabinet has
of
the
urban incomes
however
areas will of the
the new
resources needed to supply a service
to
further out of the urban area will tax
achieve sustainable urban growth
on infinite resources.
and development, and not just pay lip service to the idea.
Departments and agencies have to all adopt the ISUG as their own policy
5-2
D R A F T
and strategy.
F I N A L
R E P O R T
to
The problems of
include
comments
and
of
suggestions from NGO’s, CBO’s and
and
other stakeholders. More often than
jurisdictions should be overcome
not, stakeholders participation is only
by the ISUG approach which is
to
cross
requirements by the government and
compartmentalization government
powers
department
and
cross
fulfill
agency in its objectives, strategies
not
and mechanisms.
positively.
used
there order
that
implemented
and
institutional
constructively
and
It is imperative also that
exists
private-public
sector
partnership for ISUG to be effectively
iii. Capacity Building In
legal
the
be
implemented and monitored. This is
there
so that the private sector, namely the
ISUG
effectively,
needs to be capacity building at
land
all
Local
understand fully well the philosophy
government levels especially in
and ultimate goals and objectives of
the form of monitoring. Capacity
the ISUG and not oppose to the
building shall be not just in the
imposition of restrictions on areas and
numbers of officers involved but
lands outside of designated zones for
also in the skill building, knowledge
development.
Federal,
State
development
and
and
owners
and
developers
data
management and upgrading. In
Once the ISUG approach has been
light of the One Stop Centre
adopted after extensive consultation
(OSC)
with political groups, stakeholders
approach
to
process the
that include the private sector and
ISUG can be implemented in
community groups, the dissemination
tandem with the OSC. When all
of knowledge on the ISUG must be
policies
continuously promoted. This can be
development
and
applications,
strategies
are
in
place and applications meet up
undertaken
through
newspaper
with the criteria and requirement
articles, magazines and other forms
of the ISUG, plan processing and
of media.
decision making shall definitely be 5.2.2 Mechanism for Implementation
faster. iv. Stakeholders
involvement
The ten principles of the ISUG can be
and
participation
easily
Community involvement must be
through growth controls, incentives, tax
supported by the willingness and
policies and design controls. Each of the
sincerity of government agencies
ten of the ISUG must work in tandem with
5-3
adopted
and
implemented
D R A F T
other related policies. work
without
another.
the
F I N A L
5.3.1
One cannot
application
R E P O R T
The Integrated Planning Management (IPM) Approach
of
This important approach looks into how
Each is inter-related with
one another. Each mechanism has
all
systemic
procedures that are involved in the
effect
and
impact
on
the
organizations,
development 5.3 FURTHER RESEARCH AND STUDIES
strategies
an integrated approach to the planning and management of the various social, economic and environmental sectors;
work out the working details of each
landuse and transport, housing and cost
of the strategies and mechanisms;
of living, work and recreation, risks, costs
test the suitability and effectiveness of
and benefits of development, short term
each strategy or mechanism on
and long term, present and future needs
different real-life situations,
and demands.
iii. work out how and where each of them can be adopted and
a. More research has to be carried to
implemented in the present urban
understand the what and how of
planning and management system,
“sustainable
organization and procedure, and
with the intention of Agenda 21,
organization, procedure or law,
more so now with the issues of climate change and global warming
and hence to derive a better, viable and
gaining more urgency in the eyes of
holistic urban planning and management achieve
the
to
approach for the country to be in line
alter any of the present system,
to
development�,
rethink and redefine its meaning and
iv. where necessary and appropriate,
approach
be
sustainable development, as this calls for
and
mechanisms in order to:
ii.
can
The IPM approach is a prerequisite for
studies have to be carried out on each of the ISUG
growth
more holistic, effective and efficient.
the ISUG Approach, further research and recommended
and
integrated to make the whole process
Before the adoption and implementation of
i.
and
planning and management of urban
another.
9
systems
the world, and to realign all efforts in
integrated
the planning and management of
sustainable urban development and growth
urban growth to really achieve this
of the country.
objective.
The studies which need to be carried out in
b. Further studies are needed to set up
the next stage include:
the detail procedures for Strategic Environmental
5-4
Assessment
(SEA),
D R A F T
F I N A L
R E P O R T
Environmental Impact Assessment
one part of the IPM approach. The
(EIA),
OSC coordinates the submission and
and
Environmental
Management System (EMS), and
processing
the
(ISUGI),
planning permissions, building plans
recommended as one of the ISUG
and earthworks plans under the local
mechanisms in the urban planning
authorities and for the alterations of
and
to
conditions, restrictions and category
help in the understanding of the
of land use under the National Land
relationships among the various
Code under the land office. The
planning
the
system and procedures now being
the
adopted still have much room for
ISUG
Indicators
management
sectors
process,
and
quantitative
analysis
impacts
each
of
in of
sector
of
applications
for
improvement.
on
another. d.
New approaches and methods for
management
development planning, such as the
(O & M) studies should be carried
Unitary Plan System and the Local
out to look into the integration,
Development
cooperation
coordination
being adopted and practiced in UK,
among the various government
should be looked into to determine
departments,
semi-government
whether they are improvements to
government-linked
the present system and whether they
c. Organization
and
and
agencies,
Framework
System
agencies,
can better achieve a more holistic,
organizations,
coordinated, effective, efficient and
and other organizations, and the
transparent system for sustainable
public, who are involved in one
urban
way or another in the planning
Amendments
and
Country
companies,
private
non-government
management
of
urban
growth
and to
development.
the
Planning
Town Act,
and Street,
growth and development and
Drainage and Building Act, Local
into the necessity for the he
Government
revamping of work procedures
Purchase Act and other related acts
and departmental organizations
may then be necessary.
to
reach
an
ideal
state
should
look
methods,
principles,
tools,
and
into
Compulsory
of 5.3.2
integration and coordination. The study
Act,
Urban Growth Boundaries (UGBs), Urban Growth
the
Areas
(UGAs)
and
Green
Reserves (GRs)
resources, institutional
arrangements for IPM. The One
Further studies on this strategy should be
Stop Centre (OSC) can be seen to
carried out to work out the precise
5-5
D R A F T
F I N A L
R E P O R T
format and method of incorporating
for all major cities in the country.
UGBs, UGAs and GRs in the future
shall
review
and
Urbanization
National
Physical
involve
just
the
physical
of
the
provision but also the long term planning
Policy,
the
and management, in line with the NPP
approved
and the NUP. Amongst the items to be
amendments
National
not
This
Plan,
researched on include:
structure plans and approved local i.
plans, and in the formulation of new
The Most suitable public transport system for every city , depending on the growth,
structure plans and local plans.
expected demand and uniqueness of land use characteristics;
The study or a pilot planning project, among other things, should look into:
ii.
Identification of Transit zones;
iii.
Identification of possible land use and incentives
I. the criteria for determining the land
to
encourage
compact
development within these zones;
components to be included in UGAs iv.
and GRs;
Intensity of land use including plot ratios and permissible densities:
II. whether the UGB and GR strategies should be incorporated as general policy
statements,
5.3.4
locational
Sequential Approach
specific proposals or site specific Much has to be undertaken before the
proposals in the various plans;
Sequential
III. the steps required to determine the UGBs,
UGAs
and
GRs
in
Approach
can
be
implemented in the cities and towns of
the
formulation of the plans, such as
Malaysia.
land availability assessment,
land
has to be carried out include the
viability
land
following:
assessment,
Amongst the research that
requirement assessment and land i.
prioritization and scheduling.
The identification of possible areas for the approach to be implemented,
5.3.3
Transit Oriented Development (TOD)
including
and
government lands;
Compact
City
Development ii.
(CCD) Further
research
involvement Transport,
of
The
will the
Ministry
need of
and
local
The zoning and development control guidelines such as the density and
the
Ministry
state
plot ratio allowable;
of iii.
Public
The preparation of more detailed
Enterprises, The EPU as well as the
local plans and that are prescriptive
Public Works Department, in order to
and performance based, with flexible
work out the long term strategy for an
development guidelines;
integrated public transportation plan
5-6
D R A F T
iv.
F I N A L
R E P O R T
The readiness of LPAs with data
community to interact; research
and information systems on the
on effectiveness of partnerships,
areas and lands within the city
mentor
centres that will be identified as
programmes. v.
priority areas for implementation
mentee
Research on use of technology for
of the Sequential Approach.
and
effective
community
participation. 5.3.5
Community Participation and Support 5.3.6
ISUG Database Management and
has
Decision Support System (ISUG-DMDSS)
become the norm in the preparation
Further studies are required to work out
of structure and local plans in the
the details for setting up the components
country, nevertheless, the support and
of the recommended ISUG-DMDSS, i.e.
Although
public
participation
i)
participation of the community has
the ISUG Database
been very very limited. There needs
Management System (ISUG-
to be the following for more effective
DMS) ii)
public participation and community
the ISUG Decision Support System (ISUG-DSS),
support: iii) i.
the ISUG Indicators (ISUGI), and
Research and surveys on the community’s
perception
government
iv)
of
the ISUG Cost Benefit Assessment (ISUG-CBA).
policies,
strategies, of employees, at all
ii.
iii.
iv.
levels and ways and means to
Much
has
been
overcome or leverage on the
Department
findings of these;
Planning (DTCP) at both federal and
of
done
Town
by
and
the
Country
of
state levels, various federal departments
facilitators and moderators at
and agencies, state governments, local
the public participation events
planning authorities, and other agencies
to
towards the establishment of database
Capacity
building
encourage
interaction,
communication,
ideas;
management
systems
and
decision
expression by the community;
support systems, as pointed out in section
Other ways and means of
3.3.6 of this report.
getting people at all levels
been compiled in the preparation of the
and ages to participate or
National Physical Plan, structure plans
provide views and opinions;
and local plans, and other plans and
The use of other forms of
projects,
media and other activities for
processing
5-7
and of
in
A lot of data has
the
planning
day-to-day applications,
D R A F T
F I N A L
R E P O R T
building plans, earthwork plans and in
proposed development will be needed.
the
The ISUG indicators should include:
preparation
of
development
Geotechnical
and
land
resources:
land
stability,
land
impact assessment reports and other
slide,
settlement,
reports.
flooding, land availability, land
proposal impact
reports, assessment
•
environmental reports,
traffic
soil
erosion,
suitability; •
Further studies need to be carried out
Ecological:
fauna
and
flora,
to see how the DTCP at both federal
natural biodiversity, forests and
and state levels can incorporate all
wetlands, rivers, marine resources; •
the present relevant computer data coordinate
and
maintain
production:
agriculture,
fishing, aquaculture;
systems of the various bodies and set up,
Food
•
the
Climate: Climate change, global
ISUG-DMDSS as mentioned in section
warming, carbon emission, green
3.3.6.
house
gases,
trees
and
vegetation; •
Common electronic formats for the entering,
compilation,
storage,
retrieval,
index, noise pollution
analysis, •
dissemination,
data
from
the
Water quality: water pollution, water quality index;
presentation, and up-dating of all relevant
Air quality: air pollution, air quality
•
various
Public utilities: supply, demand
departments and agencies are to be
and costs of water, electricity,
established.
sewerage,
telecommunication,
waste management services; •
The DTCP should also establish the
Economy
and
Income:
formats and manuals for the ISUG
employment, income, costs of
Strategic Environmental Assessments
living;
(SEA),
Environmental
•
Impact
Traffic
and
Transport:
traffic
Assessments (EIA), the Environmental
impact, public transport, cost of
Management System (EMS) and Cost-
traveling, •
Benefit Assessment for development
Housing and living environment:
planning, development control and
housing
demand
development management.
costs
of
housing,
neighbourhood assessment
of
supply, clean
environment,
safe, bicycle lanes, foot paths;
A complete set of ISUG Indicators for the
and
•
environmental
Community facilities and services:
impacts and for ISUG Cost-Benefit
facilities for recreation, schools,
Assessment and risk assessment of
no of teachers, health clinics and
5-8
D R A F T
•
•
F I N A L
R E P O R T
hospitals, no of doctors, police
local
stations,
development control guidelines, and see
no
of
policemen,
and
supplementary
shops;
how they can be adopted for various
Social: sense of place, sense
urban areas, such as new and old town
of
centres,
belonging,
sense
of
traditional
centres,
Cultural: traditional practices,
heritage conservation areas.
religious
The work should also look into the
facilities,
heritage,
Design design,
of
arts,
centres,
and
urban
formulation of the various components of
and
protection
transit
neighbourhood
community, sense of security;
spiritual pursuits; •
plans
the control guidelines, such as the
Aesthetic: vistas,
urban
regulating plan, public space standards,
public
realm
building form standards, environmental resource
design.
standards,
standards,
architectural
landscaping
standards,
of
signage standards, incentive criteria and
planning information to the public
performance criteria for guiding new
along the line of the JPBD Landuse
development.
The
electronic
dissemination
Planning Portal is envisaged, as well as 5.3.8
the setting up of permanent planning
Development Charges and Transfer of Development Rights
information centres and “operation rooms” in all departments and local planning
authorities
and
for
5.3.8.1 Development Charges
the
National Physical Planning Council It
and the State Planning Committees.
is
crucial
that
the
Rules
for
Development Charges be prepared and 5.3.7
Urban Form, Urban Design, Incentive-
adopted for all local planning authority
Based, Performance-Based, Licensing
areas, especially those that have local
Control and Other Control
plans, as required by the TCPA, if not
Approaches
already done so. The rules should specify the rates and method of calculation of
Further studies to look into the details
development charges. The steps to be
and
the
various
taken, as mentioned in section 3.3.8.2 of
development
control
this report, include:
suitability
alternative
of
i)
approaches should be carried out.
Determine the base land /
Pilot study projects can be carried out
building use, density and plot
to
ratio entitlement of various
incorporate
these
alternative
approaches in the preparation or
locations within the Urban Growth
review of local plans, special area
Areas,
5-9
D R A F T
ii)
F I N A L
R E P O R T
5.3.9
Carry out a Land Valuation
Government Fiscal Incentives
Exercise for the Urban Growth
iii) iv) v)
Areas, to determine the “Base
As outlined earlier, for ISUG to work there
Land Values” of the various
must
locations,
development and investments into city
Create the formula and rate
centres.
for calculating DCs,
incentives
Draft and Prescribe the
investments to locate within urban areas.
Development Charge Rules,
Thus far, government programmes such
Establish an administrative
as the Malaysia My Second Home
system of imposing DCs by
(MM2H)
LPAs.
encouraging expatriates to live in this
be
greater Thus, are
has
interest
in
government
vital
to
been
the fiscal
attract
successful
the
in
country. A majority have chosen to live in cities due to many factors such as
5.3.8.2 Transfer of Development Rights
excellent medical care, convenience of The further studies to be done should
services, entertainment, etc. However,
look
and
there are also those who have chosen to
of
live in more rural environment. However,
Development Rights in the plan area,
more incentives need to be formulated
which can be a pilot study area. The
and
steps to be taken to establish the
sustainable city, but also one with a
system in the plan area include:
good balance of population in terms of
i)
Identify the “Sending Areas” and
age and income levels.
the “Receiving Areas”,
are some examples of areas in which
Carry out a Real Estate Market
fiscal incentives need to be further
Analysis (REMA),
researched upon:
into
suitability
ii)
the of
requirement the
Transfer
given
to
achieve
not
just
a
The following
i. Incentives that will encourage the
iii) Determine the “Base Development Rights” of these
development of
more affordable
areas,
housing in the city especially within transit planning zones;
iv) Create a Formula for Calculating
ii. Incentives to encourage the setting up
“Development Rights Values” or
of more colleges and universities within
“Credits” in these areas,
the CBD and around transit nodes;
v) Drafting the Rules,
iii. Incentives that will encourage people
vi) Establish administrative procedures and setting up a TDR
to leave their private vehicles and use
Register
the public transportation systems;
5-10
D R A F T
F I N A L
iv. Incentives to encourage small and medium scale services to locate in the city; v. Incentives that will encourage more corporations to adopt and beautify the city’s gardens, public spaces, walkways, etc.
5-11
R E P O R T
D R A F T
F I N A L
R E P O R T
The Chapters contained herein has detailed
The Integrated Sustainable Urban Growth (ISUG)
out another alternate approach towards a
approach would be the best prescription for the
more
and
country. It is comprehensive, multi- sectoral and
No matter
multi-agency. If implemented effectively, much
what challenges and issues there are as a
of the urban issues we currently face, from
result of urbanization, it should not be limited
planning,
or stopped as growth must be continued and
management
encouraged. Cities as economic engines in
addressed. The effect and impact will be multi-
Malaysia should continue to grow but in a
dimensional and most importantly, the goal of
more manageable and sustainable manner.
Sustainability as we understand it now, will be
comprehensive
planning
management of urban growth.
achieved. As the nation faces many more untoward challenges such as climate change, the shortage of foods due in some parts to reduction in agriculture producing areas, plus the high energy costs globally, planners have to be more innovative in the approach towards
sustainable
planning
and
management as well as the monitoring of urban growth in the country.
6-1
development and
and
monitoring
execution may
be