INDICATORSCORE(INTENSITYSCALE) Sustainable Plantation Forest Management

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INDICATOR SCORE (INTENSITY SCALE) Sustainable Plantation Forest Management

1. Introduction LEI-04 Technical Document identifies the score (intensity scale) of every indicator of the Sustainable Plant Forest Management (PHTL) certification in LEI Standard 5000-2. The intensity scale guides Expert Panel II during the performance evaluation and decision making process of PHTL certification.

2. Scope This document explicates the definition and scores (intensity scale) of every PHTL certification assessment on production, ecology and social aspects.

3. Reference a) LEI Standard 5000, Sustainable Production Forest Management (PHPL) System Frame b) LEI Standard 5000-2, Sustainable Plant Forest Management System.


4. Indicator Intensity Scale in Sustainable Plantation Forest Management (PHTL) Certification Assessment 4.1 Production Aspect

INDICATOR

DEFINITION

SCORE

Very Good

EXPLANATION

The assurance of the status of the management unit area meets all legal aspects; result of forest area recognition and

P1.1

The suitability of a management unit area with land

Land assurance as

utilization procedure (Forest-Use Procedure/TGH,

border management is acknowledged by related government organizations, various sectors; and the guidepost condition

planted forest area.

Provincial Area-Use Plan/RTRWP, Present Land-

meets the requirements.

Use/PLU) from the beginning until the minimum length of usage time will provide assurance to the area used.

Good

The assurance of the status of the management unit area meets all legal aspects; result of forest land recognition and

To give further judicial assurance on land-use and

border management is acknowledged by other users and related government organizations; but the condition of the

reduce future land-use conflicts, every change in

guideposts has not meet the requirements.

forest function caused by changes in land-use procedure must be reappointed as soon as possible.

Average

The assurance of the status of the management unit area meets all legal aspects, but the community or the government only acknowledges the result of recognition and forestland border management.

Guideposts are a form of sign/indication informing that the area within the boundary is bound to certain rights and function.

Bad

The assurance of the status of the management unit area meets all legal aspects, but the forestland recognition process and guidepost management are not finished yet.

Very Bad

The assurance of the status of the management unit area does not meet all legal aspects.


P1.2

Forest fire is an alarming factor, which have a great

Forest fire

deal of influence on resources as a whole.

management system.

Considering its effects beyond the boundaries and its unexpectedness, it requires exceptional preparation of

Good

system, trained staff; and an adequate Standard Operating Procedure (SOP) for preventive and suppressive activities towards risks of fire. Average Obtain an organization that involves the community/related government organizations, tools including an early warning

management in its prevention to gain forest

system, trained staff; but no Standard Operating Procedure (SOP) for preventive and suppressive activities towards risks

conservation. It can be represented within organizations, individuals, infrastructures and utilities

Obtain an organization that involves the community/related government organizations, tools including an early warning

Bad

of fire.

that are equivalent to the risk of fire incident. Obtain an organization that involves the community/related government organizations, tools including an early warning Very Bad

system, trained staff; but an inadequate Standard Operating Procedure (SOP) for preventive and suppressive activities towards risks of fire. Has not obtain an organization that involves the community/related government organizations, tools including an early warning system, trained staff; and a Standard Operating Procedure (SOP) for preventive and suppressive activities towards risks of fire.

P1.3

Main plant selection, action (system and technique) of

Main plant selection,

silviculture in management plan level, and its

silviculture system

implementation based on considerations that

and techniques.

corresponds with corporate goal, land support

Very Good

Selection of main plant types and silviculture that suits the land support capability, local ecosystem and the social condition of the community.

Good

Selection of main plant types and silviculture determined and implemented according to the existing regulation.

capabilities, ecosystem and surrounding social condition, will provide an accomplishment of

Average

Bad INDICATOR

DEFINITION

Selection of main plant types and the selected of silviculture actions is unsuitably implemented according to the land support capability, local ecosystem and social condition of the community.

management unit in managing its resources.

SCORE

No effort in selecting and implementing main plant type and silviculture. EXPLANATION


P1.4

Forests are not only useful for its wood; thus, there are

Non-timber forest

efforts in optimizing other form of use, as service or

product utilization

product. The planted forest being developed will

improvement.

benefit the community. The existence and potential of non-timber forest products will provide opportunities

Good Average Bad

Developed non-timber forest product potential and obtain a sustainable management. Developed an effort in non-timber forest product potential development, but not able to utilize it sustainably. No effort in developing non-timber forest product.

and guarantees to the planted forest itself. Very Good

Measurement of growth and its increment, which then followed by repeated inventory at a certain period has been

P1.5

Permanent Sample Plots (PUP) is used as field

Stumpage growth and

laboratory or as growth increment monitoring media to

satisfactorily accomplished according to the existing scientific standards; and has been utilized in setting the

monitoring

create volume table, silviculture treatment testing, and

management plan, other types of utilization and its revision.

implementation and

other research and development activities for

results.

sustainable production forest. The level of significance

Good

Measurement of growth and its increment, which then followed by repeated inventory at a certain period has been

in long-term forest production estimation is determined

satisfactorily accomplished according to the existing scientific standards; but and has not been utilized in setting the

by sampling procedure and intensity in the repeated

management plan, other types of utilization and its revision.

inventory listing. Repeated inventory is needed to fix predetermined planning, which can be performed

Average

Measurement of growth and its increment, which then followed by repeated inventory at a certain period has been

every three to ten years depending on the maturity

accomplished but not according to the existing scientific standards; and has been utilized in setting the management

cycle, total managed area, and disruption and failure

plan, other types of utilization and its revision.

occurred. Bad

Measurement of growth and its increment implemented using repeated inventory has been accomplished but not according to the existing scientific standards; and has not been utilized in setting the management plan, other types of utilization and its revision.

Very Bad Measurement of growth and its increment has not been implemented.


P1.6

The annual production allotment is measured up with

Annual production

the maximum land capability to produce biomass per

according to forest

size or time unit, and its replanting capability. Forest

productivity, planting

product (timber) will sustain if the maximum output

capability, and land

equals to the determined production allotment. Then,

support.

the time-based timber forest product harvesting routine will simplify the sustainability arrangement for

Very Good

The annual forest production is completed according to the product arrangement plan that has been set according to a sound data that suits the replanting ability.

Good

The annual forest production is completed according to the product arrangement plan that has been set but not according to a sound data that suits the replanting ability.

Average

The annual forest production shows to be lower than the forest capability, but consistent with its replanting capability.

the next cycle. The annual forest production results are not as planned and expected that a low-production have occurred and its Bad

replanting capability is low. There is no forest result arrangement and its production is always higher than its replanting capability.

Very Bad

INDICATOR

DEFINITION

SCORE

P1.7

Forest Area Clearing must be planned by considering

Very Good

Quality of Forest Area

the fulfillment of all activity aspect (mobilization) in

Clearing.

forest development especially forest product

Good

EXPLANATION

Forest Area Clearing (PWH) facilities and infrastructure are planned and implemented according to the existing standards. Forest Area Clearing (PWH) facilities and infrastructure are planned and implemented accordingly but the quality was not good.

production. The optimum intensity or compactness and total road length (main, branch or skid trail),

Average

Forest Area Clearing (PWH) facilities and infrastructure are not yet planned according to what has been implemented.

location, and road and bridge construction quality is carried out to ensure the continuity of operational

Bad

Forest Area Clearing (PWH) facilities and infrastructure are planned and implemented not according to the existing standards.

activity in the development and guidance of plantation forest and forest production activities, and its maintenance aspects.

Very Bad

There was no Forest Area Clearing (PWH) plan.


P1.8

Publication of rights of the area, especially to the

Publication of rights

community within and around the management unit to

towards the forest

provide and achieve an understanding in community

area.

awareness enhancement to actively participate in the

Good Average

There are efforts in periodical assistance or publication of community rights towards the management unit area. There are efforts in periodical assistance or publication of community rights towards the management unit area with low intensity. There are no efforts in periodical assistance or publication of community rights towards the management unit area.

forest resource sustainability. Bad P1.9

The existence of organization units on planning,

Organization unit in

production, forest support, research and development,

forest management.

conservation and environment, social community,

Good Average

All organization units are present independently and obtain sound coordination. All organization units are present independently but do not reach a sound coordination.

finance and administration, marketing/distribution, and independent Internal Supervisory Unit (SPI) and

Bad

Not organization unit are independent and obtain sound coordination.

supported with sufficient number of qualified employees can act as indicator of sincerity of the

Very Bad

The organization unit is not complete or sufficient and obtains no coordination.

Very Good

Relatively no deforestation or conversion, illegal logging, forest fire, or other kinds of disruption.

plantation forest company in production sustainability.

P2.1

Any form of forest disruption will have significant effect

Forest disruption

on yield sustainability, therefore, the size of disruption

range.

must be acknowledged to be able to determine the

Good

The effects of deforestation, conversion, illegal logging, forest fire or other kinds of disruption does not change the type and function of the forest, yet, the preplanned production management can still be accomplished.

appropriate actions. Moreover, protection activities must be performed to reduce the existing disruption level.

Average

The effects of deforestation, conversion, illegal logging, forest fire or other kinds of disruption does not change the type and function of the forest, which made the preplanned production management revised.

Bad

The effects of deforestation, conversion, illegal logging, forest fire or other kinds of disruption changed the forest landscape so that the predetermined corporate vision and objectives must be revised.


INDICATOR

DEFINITION

SCORE

P2.2

The availability of seedling with genetically, physically

Very Good

Seed availability.

and physiologically sound quality, sufficient supply, and at appropriate timing is a basic asset in achieving

Good

EXPLANATION

The seedlings are produced in an appropriate quantity, high in quality, and at the right time. The seedlings are produced in an appropriate quantity, at the right time, but with average quality.

production sustainability in forest plantation. Seedling with high genetic quality is likely to increase biomass

Average

The seedling are produced in an appropriate quantity, but not at the right time

productivity, which is the objective of forest production in each rotation. Sufficient supply of seedling and its

Bad

quality.

appropriate timing will ensure the success of planting and maintenance activities, and achievement of forest

Very Bad The seedling are produced less in quantity, low in quality and not at the right time.

production target, also in reducing plant mortality rate.

P2.3

Planting capability is a basic asset towards forest

Planting capability

production sustainability for the next cycle. Planting

and result quality.

statistics are a record of planting completed years

The seedlings are produced in a less appropriate quantity, not at the right time, or at the right quantity and the right time but in low

Very Good Good

The planting reached 100% of the targeted area with good planting quality. The planting reached 100% of the targeted area but with a reduced amount of planting quality.

before that consist of planting quantification and its achievements, and other records of matters related to

Average

The planting reached 90% to <100% of the targeted area.

planting procedure, unaccomplishment, barriers and what causes it.

Bad

The planting reached 70% to 90% of the targeted area.

The records can be used as monitoring and evaluation material leading to planting procedure improvement for better assurance of future production sustainability.

Very Bad

The planting reached <70% of the targeted area.


Basically, maintenance provides growth space for P2.4

every plant. Appropriate procedure, order and

Maintenance

maintenance intensity for every growth level will

capability and result

provide bigger growth opportunity. As with harvesting,

quality.

order in time-based maintenance activities will simplify the management of sustainability for the next cycle

Very Good Good

The maintenance reached an area of <90% of the planned target with good quality. The maintenance reached an area of >90% of the planned target but with a reduced amount of quality

Average

The maintenance reached an area of 70%-90% of the planned target.

Bad

The maintenance reached an area of 50%-70% of the planned target.

and it can support the realization of production sustainability.

Very Bad

INDICATOR

DEFINITION

The maintenance reached an area of <50% of the planned target.

SCORE

Very Good

EXPLANATION

The result of the implementation of forest product harvesting particularly the reduced impact logging in all Forest Clearing Area

P2.5

Every forest product harvesting stage that effect the

Environmental-friendly

environment (especially vital negative effects) must be

scheme, shows that it went well through information, organization, and action (SOP) monitoring instrument to hold back the negative

forest harvest system

plotted clearly in terms of location, type and weight of

impact of forest product harvesting.

implementation.

effects occurred, so that control implementation such as reduced impact logging can be determined in

Average

scheme, shows that it did not went well, although the information, organization, and action (SOP) monitoring instrument to hold back

minimizing the effects on the location of harvest. The procurement of erosion control structures at skid trail, transportation road, log-yard, and at other

The result of the implementation of forest product harvesting particularly the reduced impact logging in all Forest Clearing Area the negative impact of forest product harvesting existed.

Very Bad

structural areas is one of the efforts in forest utilization

There were no important impact indicator map, the information, organization, and action (SOP) monitoring instrument to hold back

impact control towards physical components of the

the negative impact of forest product harvesting, and the reduced impact logging was not implemented.

environment, which soon after, decreases negative impacts on production sustainability.


Very Good

The information, organization, and action (SOP) supervisors are present; MIS instruments can be utilized by all level (within the

P2.6

Managerial policy in terms of the seriousness of the

Management

plantation forest company in production sustainability,

organization structure) and can be controlled by the Internal Supervising System (Sistem Pengawas Internal [SPI]). Manage a

Information System.

will be identified from the management information

synchronized decision making process between planning and production units (planning unit as work reference).

system, whether it was being used in the decision making process or not. Therefore, it requires a

Good

The information, organization, and action supervisors are present and can be controlled by the Internal Supervising System (Sistem Pengawas Internal [SPI]), but the MIS instruments can only be used by certain level (within the organization structure).

monitoring and management system proportionate to the size of the management unit area and clarity of decision-making procedure that matches decisions in

Average

The information, organization, and action supervisors are present and can be controlled by the Internal Supervising System (Sistem Pengawas Internal [SPI]), but the MIS instruments can not be utilized at all levels.

every organization unit (planning, production and control, and other work support unit). Bad

The information, organization, and action supervisors are present but the SPI cannot function properly, and the MIS instruments cannot be utilized at all levels.

P2.7

Forest management sustainability requires sufficient

The continuance and

funding for forest reformation and conservation,

orderliness of funding

conservation area and natural biodiversity

for every activity

management (including

aspects.

protected/endemic/endangered species), forest

Very Bad

There is no synchronized decision making process between planning and production units and SPI cannot function properly.

Very Good

A sufficient amount of funding is available; it is made rational, and easily obtained.

Good

A sufficient amount of funding is available; it is made rational, but not easily obtainable.

Bad

The available funding is insufficient, but is easily obtained.

production and control, market/customer service, research and development, and facility and work

Very Bad

The available funding is insufficient and not easily obtainable.

equipment procurement, and also human resource development.

INDICATOR

DEFINITION

SCORE

EXPLANATION


P3.1

Area partitioning according to its purposes is based on

Production area

land physical characteristics that are not managed

organization.

properly, such as mountain slopes and its sensitivity towards erosion, and external factors such as rain

Very Good

There are implementations of proper planning activities on parts of the forest, compartmentalizing, and yield management, and formed /resembling a normal forest classification.

Good

T There are implementations of proper planning activities on parts of the forest, compartmentalizing, and yield management, but has not formed a normal forest classification.

intensity. It is then followed with an effective area setting into a sustainable unit and/or part of a forest into blocks that must show the existence of time

Average

There are implementations of proper planning activities on parts of the forest, compartmentalizing, and yield management, but actions towards the content of a block was not properly done and did not form a normal forest classification.

dimension during a cycle. Block and plot in the field must be arranged according to rational and consistent time scheduling to minimize technical and financial

Bad

The organization of parts of the forest, compartmentalizing, and yield management only came to the planning stage.

structure alteration practices. Therefore, forest development practices, maintenance and production

Very Bad

There are no planning activities on parts of the forest, compartmentalizing, and yield management or its implementation in the field.

can be accurately implemented.

P3.2

The high level of harvesting productivity is represented

Efficiency on

by the comparison between the sizes of production

harvesting and

and potential of the harvested forest, which can be

utilization of planted

attained if harvesting is performed in an efficient way.

forest products.

This is shown by the exploitation factor unit, maximum

Good Average Bad

High exploitation factor with minimum waste. High exploitation factor with relatively high waste formation. The exploitation factor is not appropriate with high waste formation.

utilization of forest products (wood biomass), and appropriate harvesting system or technique, so that these important factors act as reference for plantation forest product harvesting technique.

P3.3

Forest product business administration from the forest

Internal forest product

to last log pond in the management unit can provide

administration.

guarantee of forest product harvesting implementation

Very Good

There is an internal forest product management and running properly.

Average

There is an internal forest product management, but not running properly.

Very Bad

There is no internal forest product management.

control, in terms of quantity and origin. The lettering method used can at least guarantee an orderly administration process and can avoid forest product distribution outflow.


INDICATOR

DEFINITION

P3.4

Business profitability that can reach the minimum

Compatibility of the

attractive rate of return (MARR) is the main

effective production

prerequisite for a management unit. Every cost must

area with the

be covered by revenue; especially those that come

expected business

from utilized forest products. Without being able to

profitability/corporate

reach MARR, the effects of high cost and/or low

soundness.

revenue will bring in potential excess felling or

SCORE

Very Good Good

EXPLANATION

Liquidity of >200%, profitability and solvability of ≥ interest rate. Liquidity of 100-200%, profitability and solvability of ≥ the interest rate.

Average

Liquidity of <100%, profitability and solvability of ≥ the interest rate.

Bad

Liquidity of <100%, profitability and solvability of < the interest rate.

digression from production sustainability regulations. Nevertheless, corporate soundness will depend on its daily condition.

P3.5

Every management activity aspect, especially

Plantation forest

treatment on silviculture to increase sustainable forest

research utilization

productivity, improvement of product quality and

and development.

performance must utilize research and development resulted from the R&D division or other R&D

Very Good Good Average

Utilizing self-research and development results or other R&D firm’s as means of corporate quality and performance improvement. Utilizing self-research and development results as means of corporate quality and performance improvement. Not yet utilizing research and development results as means of corporate quality and performance improvement.

institutions. Bad

Not utilizing research and development results at all and no effort in corporate quality and performance improvement (no R&D unit).


P3.6

Business partnership establishment with the local

Establishment of

community confirms that the management unit is

business partnership

welcomed in the region. The development of public

with the local

forest and community forest cultivation till alter the

community.

attention and dependency of the local community for

Very Good Good Average

Obtain a business partnership with the local community in main and supporting activities with equal share. Obtain a business partnership with the local community only in main activities with equal share. Obtain a business partnership with the local community only in supporting activities with equal share.

the plantation forestland; they even can be partners in managing the forest. Moreover, forest product

Bad

Obtain a business partnership with the local community but without equal share.

utilization management must be capable in accommodating the interest of the local community

Very Bad

There is no business partnership with the local community.

who is dependent to the forest.

P3.7

The increasing forest stumpage/stand asset and

Forest stumpage

considered as capital that must not depreciate is an

asset enhancement.

effort on business improvement and reinvestment that

Good Average

There are capital assets and reinvested in the forest so that assets in forest stands always increases. There are capital assets and reinvested in the forest but assets in forest stands do not increase (stable).

performs long-term costing. There are capital assets but only some are reinvested in the forest in the form of forest stands.

Bad Very Bad

There are capital assets but only a small number are reinvested in the forest in the form of forest stands.

4.2 Ecology/Environment Aspect

INDICATOR

DEFINITION

SCORE

EXPLANATION


Very Good

The proportion of the actual breadth of the protected land that that was appointed and/or acknowledged by related parties is

E1.1

Conservation region that has been appointed

The percentage or actual breadth

and/or acknowledged by related stakeholders and

ratio of an appointed and well

met the environmental biophysical considerations

running conservation area, to its

will guarantee the maintenance of land quality

ideal breadth.

and the sustainability of the water management

80% from the ideal breadth and well-functioning and/or the proportion of the actual breadth of the protected land that that was

within the plantation forest management.

appointed and/or acknowledged by related parties is >80% from the ideal breadth and functioning in an average performance.

>80% from the ideal breadth and well functioning. Good

Average

The proportion of the actual breadth of the protected land that that was appointed and/or acknowledged by related parties is 50-

The proportion of the actual breadth of the protected land that that was appointed and/or acknowledged by related parties is <50% from the ideal breadth and well-functioning and/or the proportion of the actual breadth of the protected land that that was appointed and/or acknowledged by related parties is 50-80% from the ideal breadth and functioning in an average performance and/or acknowledged by related parties is >80% from the ideal breadth and badly functioning.

Bad

The proportion of the actual breadth of the protected land that that was appointed and/or acknowledged by related parties is <50% from the ideal breadth and functioning in an average performance and/or acknowledged by related parties is 50-80% from the ideal breadth and badly functioning.

Very Bad

The proportion of the actual breadth of the protected land that that was appointed and/or acknowledged by related parties is <50% from the ideal breadth and badly functioning.


E1.2

The effective production area is a land within the

The planning of effective

plantation forest area that can be effectively

production area structuring based

planted with selected plants based on ecological

on the appropriateness and

feasibility and corresponds with corporate goals.

capability of land and its water

To make sure that the productivity of the selected

function continuance.

plant is guaranteed in a long period, the effective

Very Good Good

The production area is appropriate and more than 80% of the area is structured. The production area is adequately appropriate and/or the production area is appropriate and more than 50-80% of the area is structured.

Average

The production area is very appropriate but the area structured is less than 50% and/or the production area is adequately

production area must be managed based on the

appropriate and the structured area is 50-80% and/or the production area is in accordance to its margin and the area structured

land compatibility and capability, and the

is more than 80%.

sustainability of the water management function. Bad

The production area is adequately appropriate but the area structured is less than 50% and/or the production area is in accordance to its margin and the structured area is 50-80%.

Very Bad

INDICATOR

DEFINITION

SCORE

The production area is in accordance to its margin but the area structured is less than 50%.

EXPLANATION


E1.3

Border management or border sign is one of the

The percentage or ratio of the

indicators to show that an arrangement has been

actual boundaries of a

done. Arrangements based on the ideal ratio of

conservation area and effective

the conservation and production forest on the

production area (appropriateness

actual border sign will guarantee the sustainability

and capability of land and its water

of land and water function.

Very Good Good

The proportion of the actual protected land and production area is >80% from the ideal quantity and well functioning. The proportion of the actual protected land and production area is 50-80% from the ideal quantity and well functioning and/or the proportion of the actual protected land and production area is >80% from the ideal quantity and has average function.

Average

The proportion of the actual protected land and production area is <50% from the ideal quantity and well-functioning and/or the

function continuance) to its ideal

proportion of the actual protected land and production area is 50-80% from the ideal quantity and has average function and/or

boundaries.

the proportion of the actual protected land and production area is >80% from the ideal quantity and badly functioning. Bad

The proportion of the actual protected land and production area is <50% from the ideal quantity and has average function and/or the proportion of the actual protected land and production area is 50-80% from the ideal quantity and badly functioning.

E1.4

The stated conservation area will not be noticed if

The percentage or ratio of the

there are no clear guideposts on the borders. The

boundaries of a well running

posts will clearly state the border between the

conservation area to its ideal

conservation area (height, slope steepness, and

boundaries.

peat density) with the production/felling area and other areas. These guideposts will not indicate

Very Bad

The proportion of the actual protected land and production area is <50% from the ideal quantity and badly functioning.

Very Good

The proportion of the actual border signs of a protected land is >80% from its ideal quantity and well functioning.

Good

The proportion of the actual border signs of a protected land is 50-80% from its ideal quantity and well functioning and/or the proportion of the actual border signs of a protected land is >80% from its ideal quantity and has average function.

Average

The proportion of the actual border signs of a protected land is <50% from its ideal quantity and well-functioning and/or the proportion of the actual border signs of a protected land is 50-80% from its ideal quantity and has average function and/or the

anything unless maintained properly.

proportion of the actual border signs of a protected land is >80% from its ideal quantity and badly functioning. Bad

The proportion of the actual border signs of a protected land is <50% from its ideal quantity and has average function and/or the proportion of the actual border signs of a protected land is 50-80% from its ideal quantity and badly functioning.

Very Bad

The proportion of the actual border signs of a protected land is <50% from its ideal quantity and badly functioning.


E1.5

Erosion caused by silviculture practices such as

The planning and implementation

during felling period or land clearing can be

of silviculture system that can

controlled by repairing land coverings as soon as

control erosion in the cut up or

possible through planting and mulching, and

production area.

minimizing the usage of heavy equipment that might increase soil density, which burdens land

Very Good Good

The SOP on silviculture system implementation meets the standards and has good implementation level. The SOP on silviculture system implementation meets the standards and has average implementation level and/or the SOP does not meet the standards but has good implementation level.

Average

The SOP on silviculture system implementation meets the standards but has poor implementation level and/or the SOP does not meet the standards but has average implementation level.

quality (soil physics and chemistry) and water management. Bad

INDICATOR

DEFINITION

E1.6

Production activities that involves land

Change in soil fertility (physical

preparation to plantation, maintenance and

and chemical), including the

harvesting, significantly influence soil fertility

production waste contamination.

level, in terms of soil chemical and physical elements. Soil fertility can be disrupted by the

SCORE

Very Good

The SOP on silviculture system implementation does not meet the standards and has poor implementation level.

EXPLANATION

There is an increase in land fertility and no trace of contamination.

Good

Land fertility is stable and no trace of contamination and/or land fertility increases but there is a trace of contamination.

Average

Land fertility decreases and no trace of contamination and/or land fertility is stable but there is a trace of contamination.

abundance of chemistry/organic substances caused by over-fertilization or contamination in the production process such as mycorhizza fungi contamination that affects land fertility. Change in fertility level will tend to decrease if the management unit does not maintain land fertility, stated in the nutrient budget, soil compaction, and the top soil and type of plant.

Bad

Land fertility decreases and there is a trace of contamination.


E1.7

The loss of top soil more than the tolerable soil

The percentage of change of land

loss level shows that the plantation forest

erosion on the production area.

management disregards soil conservation aspects. The effect of plantation forest toward soil

Very Good

Erosion Danger Index is low (IBE < 1) and the contribution of the management unit towards the total suspension solids content in the water body is low (< 100 mg/l).

Good

Erosion Danger Index is low (IBE < 1) and the contribution of the management unit towards the total suspension solids content

other than accelerated erosion is the decrease in

in the water body is average (100 - 250 mg/l) and/or Erosion Danger Index is average (IBE = 1) and the contribution of the

soil physical character, such as compaction,

management unit towards the total suspension solids content in the water body is low (< 100 mg/l).

caused by incorrect land clearing method. Then it is the increase of surface run-off, cause by soil

Average

Erosion Danger Index is low (IBE < 1) and the contribution of the management unit towards the total suspension solids content

compaction that can cause change in river flow

in the water body is high (> 100 mg/l) and/or Erosion Danger Index is high (IBE > 1) and the contribution of the management

debit.

unit towards the total suspension solids content in the water body is low (< 100 mg/l) and/or Erosion Danger Index is average (IBE = 1) and the contribution of the management unit towards the total suspension solids content in the water body is average (100 - 250 mg/l). Bad

Erosion Danger Index is average (IBE = 1) and the contribution of the management unit towards the total suspension solids content in the water body is high (> 250 mg/l) and/or Erosion Danger Index is high (IBE > 1) and the contribution of the management unit towards the total suspension solids content in the water body is average (100 - 250 mg/l).

Very Bad

Erosion Danger Index is high (IBE > 1) and the contribution of the management unit towards the total suspension solids content in the water body is high (> 250 mg/l).

INDICATOR

DEFINITION

SCORE

EXPLANATION


E1.8

The vegetation structure in the conservation area

The percentage of change or

is closely related to the interception of rainfall

disappearance of vegetation

(stem-flow and throughfall) and into the soil.

structure and species in the

This relates to the erosion control and water

conservation area.

management around water bodies. Therefore, if

Very Good Good Average

The vegetation structure changes <10% and no species missing. The vegetation structure changes 20-30% but there are missing species. The vegetation structure changes 40% and no species missing and/or the vegetation structure changes 20-30% but there are missing species.

the vegetation structure around the water body cannot support rainfall interception, erosion level will increase in the area and disrupt the functions of the water bodies. Besides as wildlife’s habitat and corridor, and source of genes, secure place for plant community and types, the conservation forest must also be the center of attention in activities in natural environment resources protection and maintenance by the plantation forest management unit.

Bad

The vegetation structure changes >40% but there are missing species.


Very Good

In relation to the management unit activities, the ratio between maximum/minimum debits is low (Qmax/Qmin < 20) and the

E1.9

The vegetation structure in the conservation area

The percentage of quantitative

is closely related to the interception of rainfall

change (river debit), continuity

(stem-flow and throughfall) and into the soil.

change (constant water supply)

This relates to the erosion control and water

and quality change (chemical,

management around water bodies. Therefore, if

physic-chemical quality of water is average according to the existing quality standard and/or the ratio between

solid, and suspension) in water

the vegetation structure around the water body

maximum/minimum debit is average (Qmax/Qmin 20-50) and the physic-chemical quality of water is good according to the

bodies to the existing standard

cannot support rainfall interception, erosion level

existing quality standard.

measurement caused by

will increase in the area and disrupt the functions

management unit’s activity.

of the water bodies. Besides as wildlife’s habitat

physic-chemical quality of water is high according to the existing quality standard. Good

Average

In relation to the management unit activities, the ratio between maximum/minimum debit is low (Qmax/Qmin < 20) and the

In relation to the management unit activities, the ratio between maximum/minimum debit is low (Qmax/Qmin < 20) and the

and corridor, and source of genes, secure place

physic-chemical quality of water is bad according to the existing quality standard and/or the ratio between maximum/minimum

for plant community and types, the conservation

debit is high (Qmax/Qmin > 50) and the physic-chemical quality of water is good according to the existing quality standard

forest must also be the center of attention in

and/or the ratio between maximum/minimum debit is average (Qmax/Qmin 20-50) and the physic-chemical quality of water is

activities in natural environment resources

average according to the existing quality standard.

protection and maintenance by the plantation forest management unit.

Bad

In relation to the management unit activities, the ratio between maximum/minimum debit is average (Qmax/Qmin 20-50) and the physic-chemical quality of water is bad according to the existing quality standard and/or the ratio between maximum/minimum debit is high (Qmax/Qmin > 50) and the physic-chemical quality of water is average according to the existing quality standard.

Very Bad

In relation to the management unit activities, the ratio between maximum/minimum debit is high (Qmax/Qmin > 50) the physicchemical quality of water is bad according to the existing quality standard.

E1.10

Land quality condition and water management

Land utilization pattern/system

function sustainability is influenced by land

implementation in planting

utilization system/pattern using suitable plant type

activities and plant forest

and considers the condition of the local

stumpage maintenance, which

environment, biophysical and social cultural

may influence land quality and

elements of the community.

Good Average Bad

There is a system/pattern of land utilization that provides benefit to the community and the main plant stands/stumpage. There is a system/pattern of land utilization but does not provide benefit to the community or the main plant stands/stumpage. There is no system/pattern of land utilization.

water course function. INDICATOR

DEFINITION

SCORE

EXPLANATION


E1.11

Intensity of impact control on soil shows the

Protection of land from erosion

persistence of the plantation forest management

and land and water contamination

in avoiding impact of the plantation forest

(the usage of pesticide, herbicide,

utilization on environmental physical components.

and environmental-friendly

Impact control on soil can be shown in soil

fertilizer).

conservation activities.

E1.12

The sustainability of the function of conservation

Activities in maintenance and

region within a plantation forest management unit

rehabilitation of forest type

can be maintained if the vegetation structure in

structure and composition

the region is well taken care of. Therefore, the

(vegetation) of conservation area.

water management function will also run well. Further, in vegetation structure rehabilitation and

Good Average

Obtain SOP in soil protection from erosion and implements it in the field. Obtain SOP in soil protection from erosion but does not implement it in the field.

Bad

There is no SOP on soil protection from erosion.

Good

Obtain SOP in structure maintenance and rehabilitation and forest type (vegetation) composition, and implements it in the field.

Average

Obtain SOP in structure maintenance and rehabilitation and forest type (vegetation) composition, but does not implement it in the field.

Bad

There is no SOP in structure maintenance and rehabilitation and forest type (vegetation) composition.

Good

Obtain waste handling SOP and implements it in the field.

maintenance, screening of plant types needs attention to ensure long-term land and water management function.

E1.13

A water body is a river mouth for waste (organic

Waste handling system to

and inorganic) produced by all activities in the

preserve land quality and

plantation forest management unit. Most waste is

watercourse function

non-biodegradable (plastic, tin can, etc.) and

sustainability.

requires special treatment to avoid contamination to the environment. The location of the waste treatment facility determines the possibilities/ consequences towards the sustainability of land quality and water function. If the location and treatment are not accurately determined, the sustainability of water function in the water bodies may possibly be disrupted.

Average Bad

Obtain waste handling SOP but does not implement it in the field. There is no waste handling SOP.


E1.14

The utilization of chemical elements in the

Usage of chemical elements that

management unit can potentially contaminate

may contaminate water.

water bodies. Therefore, it must be carefully

Good Average

Does not use any chemical substances. Uses chemical substances but cannot be traced in the water body.

managed. Bad

INDICATOR

DEFINITION

E1.15

In increasing community welfare, a vast

Active community involvement in

opportunity is made available in the management

the environmental-friendly land

unit area. They are opportunities to use soil and

utilization pattern system.

land as extensive as possible as long as it does

Uses chemical substances that can be traced in the water body.

SCORE

Good Average

EXPLANATION

The community group involved in the management unit activities focuses on a business that does not depend on the land. The community group involved in the plantation forest management unit activities focuses on a business that depends on the land by implementing soil conservation techniques.

not disrupt the main plants and can increase its quality.

Bad

The community group involved in the plantation forest management unit activities focuses on a business that depends on the land without implementing soil conservation techniques.


Very Good

The proportion of the well-structured actual breadth of the protected land is >80% from its ideal breadth that must be structured

E2.1

Protected areas based on the sustainability of

The percentage of the actual

gene resources, unique and/or endangered

breadth of the conservation area

flora/fauna habitation, wildlife corridor, buffer

(gene resources, exotic and/or

zone, and well-managed forest resources and its

endangered flora/fauna habitat,

recognition by stakeholders and the fulfillment in

structured and well functioned and/or the actual breadth of the well-structured protected land is >80% from its ideal breadth that

wildlife corridor, buffer zone, and

meeting field biophysical considerations will

must be structured and functioned in an average performance.

appointed and well-managed

guarantee the preservation of natural diversity.

and well functioned. Good

Average

forest resources and utilized by

The proportion of the well-structured actual breadth of the protected land is 50-80% from its ideal breadth that must be

The proportion of the well-structured actual breadth of the protected land is <50% from its ideal breadth that must be structured

the community) to the ideal

and well-functioned and/or the proportion of the well-structured actual breadth of the protected land is 50-80% from its ideal

breadth of the conservation area.

breadth that must be structured and functioned in an average performance and/or the proportion of the well-structured actual breadth of the protected land is >80% from its ideal breadth that must be structured and badly functioned. Bad

The proportion of the well-structured actual breadth of the protected land is <50% from its ideal breadth that must be structured and functioned in an average performance and/or the proportion of the well structured actual breadth of the protected land is 5080% from its ideal breadth that must be structured and badly functioned.

Very Bad

The proportion of the actual breadth of the well-structured protected land and badly functioned is <50% of its ideal breadth that must be structured.

E2.2

The arrangement of the management unit

The area structuring of

working area that considers the interest of

management unit based on the

flora/fauna conservation, plantation forest stands

importance of flora/fauna

and resources that is useful to the local

conservation, plant forest

community will guarantee the preservation of the

stumpage protection, and forest

natural diversity besides maintaining the stability

resources that is very useful for

of the ecosystem of plantation forest stands in the

the local community.

long run.

Good

The management unit area structuring considers the importance of flora/fauna conservation; plantation forest stands protection, and forest resources that are beneficial to the local community.

Average

The management unit area structuring less considers the importance of flora/fauna conservation; plantation forest stands protection, and forest resources that are beneficial to the local community.

Bad

The management unit area structuring does not consider the importance of flora/fauna conservation; plantation forest stands protection, and forest resources that are beneficial to the local community.


INDICATOR

DEFINITION

SCORE

EXPLANATION

Very Good

The actual proportion of the protected area (considering the natural diversity) arranged is >80% of the ideal proportion and well

E2.3

The conservation area (gene resources,

The percentage of the actual

unique/endemic and/or endangered flora/fauna

breadth of conservation area

habitation, wildlife corridor, buffer zone) that are

(gene resources, exotic and/or

well structured and clearly mapped, which

endangered flora/fauna habitat,

existence can be easily monitored and evaluated

well functioning and/or the actual proportion of the protected area (considering the natural diversity) arranged is >80% of the

wildlife corridor, buffer zone, and

in relation to the process of the system within the

ideal proportion and functioning in average performance.

life plant area utilized by the

unit and the surrounding area to guarantee a

community) that is well structured

sustainable natural diversity.

functioning. Good

Average

The actual proportion of the protected area (considering the natural diversity) arranged is 50-80% of the ideal proportion and

The actual proportion of the protected area (considering the natural diversity) arranged is <50% of the ideal proportion and well-

to the ideal breadth of the

functioning and/or the actual proportion of the protected area (considering the natural diversity) arranged is 50-80% of the ideal

conservation area.

proportion and functioning in an average performance and/or the actual proportion of the protected area (considering the natural diversity) arranged is >80% of the ideal proportion and badly functioning. Bad

The actual proportion of the protected area (considering the natural diversity) arranged is <50% of the ideal proportion and functioning in an average performance and/or the actual proportion of the protected area (considering the natural diversity) arranged is 50-80% of the ideal proportion and badly functioning.

Very Bad

The actual proportion of the protected area (considering the natural diversity) arranged is <50% of the ideal proportion and badly functioning.


E2.4

Border maintenance means not only maintaining

The assurance/maintenance of

guideposts and inspection route but also the

conservation area security (gene

control shift of conservation area function to other

resources, exotic and/or

form, and reducing the size of the area that has

endangered flora/fauna habitat,

no clear reasonable basis. Further, the meaning

wildlife corridor, buffer zone, and

of maintenance should include activities in

forest resources utilized by the

evaluation and rehabilitation of conservation area

community).

condition, to keep it well functioning in the long

Good

The conservation area (gene resources, exotic and/or endangered flora/fauna habitat, wildlife corridor, buffer zone, and forest resources utilized by the community) is in a safe condition.

Average

The conservation area (gene resources, exotic and/or endangered flora/fauna habitat, wildlife corridor, buffer zone, and forest resources utilized by the community) is in a less safe condition.

Bad

The conservation area (gene resources, exotic and/or endangered flora/fauna habitat, wildlife corridor, buffer zone, and forest resources utilized by the community) is not in a safe condition.

run.

E2.5

The main plant management in the plantation

Wildlife diversity in the production

forest area influences the diversity of wildlife in

area.

the region. Based on the early condition of the

Good

There is an increase in wildlife diversity in the production area.

Average

There is no increase in wildlife diversity in the production area.

Bad

There is a reduction in wildlife diversity in the production area.

wildlife habitat, the plantation forest management can decrease and/or increase their diversity.

INDICATOR

DEFINITION

SCORE

EXPLANATION


E2.6

The development of the natural resource

Forest resources information

information network system by the management

system (location, potential,

unit and other stakeholders is an implementation

cultivation technique, harvesting

of the natural diversity conservation strategy and

technique, etc.).

welfare improvement of the local community. With

Good Average Bad

There are forest resource information system design and being implemented in the field. There are forest resource information system design but not implemented in the field. There is no forest resource information system design.

this system, the local community can utilize the natural resources appropriately in a long period. Moreover, the local community can participate in maintaining and protecting its natural resources.

E2.7

Control over pest/disease and parasite is a

Pest, disease, and parasite control

necessary action in maintaining forest stands. In

activities using environmental-

its activity, the actions are conducted by avoiding

friendly technology (using natural

or restricting the usage of chemical-based

predator), so that the natural

pesticides, parasite control, which is considered

ecosystem in the management

to have significant effects on natural diversity.

Very Good Good

Control of pest/disease and parasites using integrated pest management system and does not disrupt the ecological system. Control of pest/disease and parasites biologically and does not disrupt the ecological system and/or control of pest/disease and parasites using integrated pest management system that disrupts the ecological system.

Average

Control of pest/disease and parasites using chemical substances and does not disrupt the ecological system and/or control of pest/disease and parasites biologically that disrupts the ecological system.

unit area won’t be disrupted.

E2.8

To create a condition where forest resources can

The existence of forest resources

be utilized sustainably by the community, one

that can be utilized by the local

must actively involved in forest resource

community.

management within the plantation forest management unit.

Bad

Control of pest/disease and parasites using chemical substances that disrupts the ecological system.

Good

There are forest resources that can be utilized by the local community, who has access in utilizing it.

Average Bad

There are forest resources that can be utilized by the local community, who has access in utilizing it but does not practice it. There are forest resources that can be utilized by the local community but the locals do not have access to it.


4.3 Social Economy and Cultural Aspect

INDICATOR

DEFINITION

S1.1

Forest deployment in a certain region must comply

The certainty of the

with the land tenure system, which some are

forest utilization area

represented in various pattern of land use. Therefore,

status.

the status of the utilization area must be clear in its ownership and purpose. The concession area and the

SCORE

Very Good

EXPLANATION

No claim on the status of land utilization area.

Average

There are claims on the land utilization area resolved through an agreed upon conflict management system.

Very Bad

There are claims and conflicts of the land utilization area that are not resolved through the agreed upon conflict management system.

Very Good

The local community is allowed to continue the non-timber natural resource utilization within the management unit concession area

local community must be free of all claims of possession and of forced clearance by each party.

S1.2

The management unit provides certainty and

The certainty of

assurance to the local community to utilize non-timber

according the agreed procedure, and there are facilities for the community, provided by the unit, for utilizing non-timber natural

access to the forest

resources in the concession area such as water,

resources.

utilization by the

animals and other non-timber forest products. This

community.

utilization must be permitted as long as it does not

Average

The local community is allowed to continue the non-timber natural resource utilization within the management unit concession area according the agreed procedure but there are no facilities for the community provided by the unit for utilizing non-timber natural

alter land use.

resources. Very Bad

The local community is prohibited to continue the non-timber natural resource utilization within the management unit concession area.

S1.3

The development of the business area of a

The assurance of

management unit must consider communication and

communications and

traditional transportation lines that exists before the

transportations.

presence of the unit.

Very Good

The management unit maintained and enhanced the quality of existing communication and traditional transportation lines prior to management unit presence.

Average

The management unit does not disrupt the quality of existing communication and traditional transportation lines prior to management unit presence.

Very Bad

The management unit damages and/or closes the existing communication and traditional transportation lines prior to management unit presence.


S1.4

The management unit should take into account

Employment

matters of employment related to the recruitment

opportunity for the

process for the local community. The process should

community.

consider the available local employment market.

Very Good

The recruitment of employees is open-based, non-discriminative, and publicized at community level, and there are >50% of the workers who came from the community surrounding the management unit forest concession area.

Good

The recruitment of employees is open-based, non-discriminative, and publicized at community level, and there are 31-50% of the workers who came from the community surrounding the management unit forest concession area.

Information on vacancies in the unit must be made public, indiscriminating, and sufficient. Average

The recruitment of employees is open-based, non-discriminative, but merely publicized at community level, and there are 15-30% of the workers who came from the community surrounding the management unit forest concession.

Bad

The recruitment of employees is open-based, non-discriminative, but not publicized at community level, and there are <15% of the workers who came from the community surrounding the management unit forest concession area.

Very Bad INDICATOR

DEFINITION

S1.5

In daily social economic environment, the

Management unit

management unit permits the local community to use

infrastructure

the physical facilities built in the concession area given

utilization by the

that it does not disrupt any process and not

community.

There are no workers coming from the community surrounding the management unit forest concession area.

SCORE

Very Good

EXPLANATION

The management unit allows the local community to use the available physical and social facility.

Average

The management unit allows the local community to use the available physical or social facility.

endangering the safety of the community.

Very Bad

The management unit prohibits the local community to use the available physical or social facility.

S2.1

In forest utilization activities, the management unit

Very Good

The existence of the social cultural activities of the community and artifacts found within the concession area are sustained and

The management unit

must consider the social and cultural impact such as

considers the social

isolation caused by a condition where a community is

cultural impact to the

separated from the forest utilization process; impact

community.

causing cultural degradation such as the impairment of a historical site and lost of access to perform social cultural activities in a certain location caused by the process.

protected by the management unit and excluded from the working area. Average

The social cultural activities of the community and artifacts found within the concession area are excluded from the working area.

Very Bad

The management unit neglects the existence of the social cultural activities of the community and artifacts found within the concession area.


S2.2

The management unit recompenses the

Consequences

consequences caused by its activities that impair the

towards utilization or

natural resources, transfers of rights of ownership and

damage of resources

the possibility of utilizing local knowledge. The

owned by local

recompensation must be performed rationally and

community.

mutually based on collective agreement and complied

Very Good

The management unit recompenses the loss suffered by the community according to a mutual agreement, benefiting both parties.

Good

The management unit recompense the loss suffered by the community but not according to a mutual agreement set by both parties.

Average

The management unit recompenses the loss suffered by the community according to the agreement based on the existing regulation of the authorities.

by the parties involved. Therefore, the unit is expected to develop a procedure of compensation towards the

Bad

The management unit recompenses the loss suffered by the community according to the standards set by the management unit.

utilization or impairment of resources owned by the community.

Very Bad

The management unit does not recompensate the loss suffered by the community caused by the forest utilization activities.

S2.3

Forest utilization activities held by the management

Very Good

The employment variation increases as to the presence of the forest utilization activities and support of the management unit, which

Increasing the variety

unit are expected to provide economic benefit to the

of economic

local community such as creating employment

resources for the local

opportunities related to the presence. The opportunity

community.

will increase the choices of jobs for the community.

increases community household income. Average

The employment variation increases as to the presence of the forest utilization activities and support of the management unit, but does not significantly increases community household income.

The unit is also expected to develop an economic development program based on the local potentials.

INDICATOR

DEFINITION

Very Bad

SCORE

The employment variation stays the same and so does the community household income.

EXPLANATION


S2.4

In forest utilization activities, the management unit

A sound

must care about the impact of technology to the

environmental

environment, in terms of potential chemical

guarantee for the local

contamination or air and noise pollution, etc. the unit

community.

must at least demonstrate some effort to manage the

Very Good

The management unit takes into account the choices of technology utilization related to environmental impact and obtain a supportive environmental management activity.

Average

The management unit takes into account the choices of technology utilization related to environmental impact but the environmental management is not well implemented.

impact. Very Bad

The management unit does not take into account the choices of technology utilization related to environmental impact and has no supporting environmental management activity.

S2.5

The management unit is expected to be responsible to

Assurance on

the community health status. The responsibility is

community health

demonstrated in proactively increase the health quality

status.

of the community, cooperation with health authorities,

Very Good

The health of the community is assured and there are active efforts of the management unit in increasing health status of the community.

Average

There are efforts of the management unit in increasing community health status by providing health facilities without health service financial support.

and accessibility of health facility in the management unit.

S2.6

The management unit supports the structuring of

Public facility for local

general facilities as part of the social obligation to the

community.

community. This program is planned and pays close attention to problems and settlements within the

Very Bad

The health condition of the community is not assured and there are no efforts in bad health prevention by the unit.

Very Good

The general facility procurement program is prepared based on the problems and needs of the community; it is participatively planned and implemented.

Average

The general facility procurement program is prepared based on the regulations and guidance of a related government organization, without considering participative planning and implementation.

community, local necessities, and participating the community in the planning and implementation of the program.

Very Bad

There is no planned general facility procurement preparation.


S2.7

The presence of a management unit will affect the

Functioning the

social cultural life of a certain region. To control the

conflict management

effects of its presence, the unit must develop a conflict

process.

management system where conflict cases and potentials are discussed, settled and managed. The

Very Good Good Average

No significant conflict occurring between the management unit and the local community in effect of the conflict management function. There are conflicts that are well managed through an agreed procedure. There are conflicts that are well managed through corporate rules.

unit must perform the system and the procedure approved and accepted by the community. The

Bad

There are conflicts that are settled by the security officers.

procedure must consider the sense of fairness and balance in the negotiation process. It must also be

Very Bad

There are on-going conflicts that are unsettled.

open to all resolution alternatives, from tribe law, local consensus to formal regulations.

INDICATOR

DEFINITION

SCORE

S2.8

The presence of the management unit is expected not

Very Good

Creating and

only submissively affect the economic lives but must

maintaining

actively participate in developing community

productivity of the

economics. The unit’s activity in community

local community.

development is represented in various programs in social administration frame.

EXPLANATION

The management unit actively develops the community economics so that the local business productivity rises significantly.

Average

The management unit actively develops the community economics but not so optimum in increasing local business productivity.

Very Bad

The presence of the management unit has no effect in community business productivity.


S2.9

Besides providing economic values to the community,

Substantial

the presence of a management unit must also provide

management unit

an equal benefit to a wider extent. The contribution

contributions to the

can be in the form of retribution and/or tax for regional

economic

development. Other contribution is a wider market in

development in the

the region surrounding the unit.

Very Good

the domestic market in the region surrounding the unit. Average

The management unit fulfill the obligation to pay retribution/tax on time according to rules and but not yet significantly have a positive effect to the domestic market in the region surrounding the unit.

Very Bad

management unit

The management unit fulfills the obligation to pay retribution/tax on time according to rules and significantly have a positive effect to

The management unit neglects the obligation to pay retribution/tax on time according to rules and its presents does not significantly have a positive effect on the domestic market in the region surrounding the unit.

area. S3.1

In running forest business, a management unit must

Safety and health of

pay attention to the health and safety of workers such

workers.

as providing health assurance facility, work protection instruments, regulations that provides assurance on

Very Good

There is insurance in health and work safety, work protection/security system and instruments, a sufficient health service facility, and low accident level.

Good

There is insurance in health and work safety, work protection/security system and instruments but not utilized accordingly, a sufficient health service facility, and low accident level.

work safety, and first-aid facilities. Besides for permanent workers, the protection of health and work safety must also include daily and collective workers.

Bad

There is insurance in health and work safety, work protection/security system and instruments but not utilized accordingly, an insufficient health service facility, and low accident level.

Very Bad

No insurance in health and work safety, there is a work protection/security system and instruments but not utilized accordingly, an insufficient health service facility, and high accident level.


S3.2

As a part of the production unit, workers must be

Labor involvement in

involved from the beginning in understanding their

contract arrangement.

rights and obligations. This is represented in

Very Good

The employees are involved in establishing their work agreement from the beginning.

Average

The employees are informed their rights and obligations at the beginning of their employment.

Very Bad

The employees are not involved in establishing their work agreement from the beginning and there are no clear information on their

participating their representatives in the Labor Union in the agreement arrangement process that explains

rights and obligations.

their position, rights and obligations in a management unit. This agreement is a statement of the rights and obligations of workers and the management unit that binds the two parties and acts as a media to create congenial industrial relations.

INDICATOR

DEFINITION

SCORE

S3.3

As part of the workers’ right to articulate their opinions,

Very Good

Assurance for

the management unit provides freedom to unite in a

freedom of union.

democratic, permanent, sustainable, independent

EXPLANATION

The management unit provides the freedom to form a union according to their initiative.

Average

The management unit provides the freedom to form a union according to the existing government regulations.

Very Bad

The management unit forbids the employees to form a union.

Very Good

The management unit according to the standard of feasibility provides facilities for employees.

manner and formed voluntarily. The labor union will be a media for protecting and defending the rights and interest of the workers.

S3.4

The management unit must consider the workers as

Facilities supporting

company asset. It should be represented in the

labor welfare.

procurement of welfare facilities in the working area

Average

Facilities for employees are provided by the management unit but not considering the standard of feasibility.

Very Bad

The management unit does not provide facilities for employees.

and homes.


S3.5

The unit management provides an open career system

Career improvement

for all employees based on potential and

opportunity for all

achievements. The positions are based on evaluation

labor force.

of capability, in a clear and indiscriminating promotion

Very Good

work period. Average

The management unit seriously conducts training and

Enhancement of

skill development activities for all employees as part of

education and skill for

employment capability and productivity improvement

all labor force.

program. The program can be performed in the unit or sending to another institution. The unit provides plans

There is a clear and open career level system for employees but only according to their educational background and work achievement.

system.

S3.6

There is a clear and open career level system for employees according to their educational background, achievement, potential, and

Very Bad

There is no clear and open career level system for employees according to their achievement.

Very Good

There are efforts in increasing education level and skill of employees on regular basis, which is open to all according to their potentials.

Average There are efforts in increasing education level and skill of employees but not on a regular basis. Very Bad There are no efforts in increasing education level and skill of employees.

and procedures for all employees to have the same opportunity.

S3.7

Pay and remuneration structure implemented by the

Labor wage comply

management unit, for permanent, daily and collective

with local standard.

employees must meet local standards.

Very Good

The employees’ pay rate meets the local standard of living.

Average

The employees’ pay rate meets the minimum regional standard of living.

Very Bad

The employees’ pay rate does not meet the minimum regional standard of living.

The amount of money received must be able to provide sufficient living for the employee and the family according to local standard.


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