NWMF 2016 brochure

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Why Select Northwestern Mutual? Confidence The success of any business retirement plan that strives to provide financial security relies on strong, consistent relationships built on confidence and a clear understanding of shared goals.

We know that financial security means giving people confidence in their future. Financial Strength We strive to help our clients attain financial security for their families and businesses. We can’t predict the future, but we can help you prepare for the best and worst case scenarios and create a long-term relationship based on quality service and integrity, and keeping our clients’ interests secure. Northwestern Mutual has the highest financial strength ratings awarded to any life insurer by all four of the major credit rating agencies.

Contact us: Matt Melton, CPA

Director of Investment Services

Julie L. Poorman, MBA, CBP Director of Qualified Plans

5251 W. 116th Place, Suite 300 Leawood, KS 66211 866-492-3760 toll free 913-748-0600, Fax 913-362-1215 www.matt-melton.com

Trusted.

Strong. Security Defined . . . Since 1857, Northwestern Mutual’s financial strength and stability have backed our promise to be there for our clients when their financial security is tested. We remain steadfastly guided by our mission to build enduring relationships with clients, founded on sound guidance and expert solutions that meet a lifetime of needs. Today—as we have throughout our 154-year history—we continue to deliver consistent long-term value, while maintaining exceptional financial strength, and helping our clients achieve a secure financial future.

Proven. Mission Northwestern Mutual’s financial representatives develop enduring relationships with clients by providing expert guidance for a lifetime of financial security. With access to a network of specialists, financial representatives take a holistic approach to identifying financial security needs and developing solutions using world-class insurance products and investments.

Total Retirement Plan Management TRUSTED. STRONG. PROVEN.

Copyright © 2012 The Northwestern Mutual Life Insurance Company. All Rights Reserved.


Total Retirement Plan Management Our Process

Retirement Plan Capabilities • Provide services to all plan types and plan complexities • Clients have more than $16 billion in retirement plan assets • Retirement Wellness Programs

Plan Management • Plan design • Provider comparison & review • Implementation & conversions

The success of any business retirement plan is to provide financial security through consistency and proper guidance. Ours is based on total plan management. We focus on four pillars of plan success, ensuring that each pillar has a strong foundation. We utilize multi-fund family investment options from well-known brand name retirement plan providers. Our ultimate goal is to give business owners and their employees the tools to be prepared for retirement.

Investment Support

• Fund monitoring & comparison • Investment platform • Policy committee support

Participant Communication • Enrollment process • Employee education • Financial security consultation

Matt Melton, CPA

Dynamic Investment Strategies

Director of Investment Services As the leader of a team of professionals, Matt provides comprehensive wealth management services to individuals and businesses. For more than 17 years, Matt has implemented executive and employee benefit plans, and developed retirement strategies for individuals that help ensure secure financial futures. Prior to joining Northwestern Mutual, Matt managed corporate tax and employee benefit plans as a practicing CPA. Matt has represented Northwestern Mutual since 1998.

Contact Matt: (913) 748-0600 • matt.melton@nm.com

Julie L. Poorman, MBA, CBP

Expert Plan Design

Director of Qualified Plans

Julie’s expertise in qualified plan design, implementation and administration is invaluable to our clients. As the Director of Qualified Plans, she assists clients with all aspects of their retirement plan. She has a diverse background in managing retirement plans, with more than 16 years in the employee benefits field, specializing in qualified and non-qualified retirement plans. Prior to joining Northwestern Mutual, she performed plan sponsor duties and is experienced in Human Resources Management. She also has extensive knowledge as a third party administrator managing multiple client relationships, including several Fortune 500 companies.

Plan Compliance

• Fiduciary education • Policy statement review • Fee and expense impact

Education & Professional Designations • • • •

University of Kansas, B.S., Accounting & Business Admin. Certified Public Accountant (CPA) Series 7, 8, 63 and 65 securities licenses Life and health insurance licenses in multiple states

Associations & Memberships • • • • •

American Institute of Certified Public Accountants (AICPA) National Association of Insurance and Financial Advisors (NAIFA) Northwestern Mutual Financial Representative Association (FRA) Million Dollar Round Table (MDRT) Business Executives for National Security (BENS)

Education & Professional Designations • • • • •

University of Kansas, B.S., Business Administration Washburn University, MBA Certified Benefits Professional (CBP) Life and health insurance licenses in KS and MO Series 6 and 63 securities licenses

Associations & Memberships • • • •

Kansas City Compensation and Benefits Association (KCCBA) The American Society of Pension Professionals & Actuaries (ASPPA) The National Association of Plan Advisors (NAPA) The National Tax Sheltered Accounts Association (NTSAA)

Contact Julie: (913) 748-0600 • julie.poorman@nm.com The Northwestern Mutual Life Insurance Co., Milwaukee, WI (life and disability insurance, annuities) and its subsidiaries (NM). Northwestern Mutual Investment Services, LLC (securities) (NMIS), a subsidiary of NM, broker dealer, registered investment adviser, member FINRA, SIPC. Northwestern Mutual Wealth Management Company®, Milwaukee, WI, (NMWMC) a subsidiary of NM and limited purpose federal savings bank that provides financial planning, investment management, and trust services. Matt Melton, Agent, NM, registered representative, NMIS, representative, NMWMC. Staff members support Representatives and might not represent companies associated with Northwestern Mutual. Products and services referenced are offered and sold only by appropriately licensed individuals.


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