Risk Advisory and Corporate Governance
We can assist you in improving your business to achieve better efficiency, effectiveness, control, fraud mitigation and governance.
BTCGL has developed an advanced internal audit and risk advisory approach. Our methodology is designed to adapt to your existing processes and provide ideas to augment this when so requested, or apply our own methodology where appropriate . Mitigating risk and managing value We bring you: • Practical advice for cost effective internal control improvements. • Comprehensive and in-depth control documentation and assessment developed from experience in Corporate Governance – internal control review and risk advisory assignments and SarbanesOxley (“SOX”) regulatory compliance projects. The high-performance standards for internal control review, enterprise risk management, and SOX services enable us to adjust to the scale of client needs without either over-review (which unnecessarily increases cost) or under-review (which risks failing to identify critical control concerns).
• An internal audit and risk advisory and management approach based on the established COSO internal control framework and COSO enterprise risk management framework. • The appropriate tools and methods to facilitate productivity and efficiency in service delivery. • An Internal Audit and Risk Advisory practice that subscribes to the professional standards of the Institute of Internal Auditors and the Information Systems Audit and Control Association.
Internal Control & Risk Management Framework BTCGL’s internal control framework follows standards established by the Institute of Internal Auditors and the concepts defined by the Committee of Sponsoring Organisations of the Treadway Commission. We have the capability to apply COBIT and other relevant internal control and risk management frameworks where relevant to specific assignments.
Your service team Our multi-disciplinary team is driven by nearly 50 experienced personnel with significant expertise covering various industries and geographic areas from North America and Australasia to Greater China. We deliver proactive and constructive solutions to enhance your internal controls. Our team of dedicated professionals ensures continuity and accountability in the services we provide you.
Internal Controls & Enterprise Risk Assessment We provide an independent appraisal of the business unit by examining and evaluating the adequacy and effectiveness of its internal control and risk management structure. We furnish owners with recommendations, appraisals, analysis and other information concerning the activities reviewed.
Our Service Areas Internal audit IT audits Risk advisory Corporate governance System controls Process re-engineering
About BT Corporate Governance Limited Formerly Baker Tilly Hong Kong Risk Assurance Limited, BTCGL is a well-regarded advisory firm in Hong Kong specialising in internal control and corporate governance. Contact us Doman Wong | Executive Director | T: +852 2152 2632 | domanwong@btcgl.hk Kay Lo | Director | T: +852 2152 2669 | kaylo@btcgl.hk
BT Corporate Governance Limited © BT Corporate Governance Limited, 2021
Forensic Investigation
Should your business face issues with financial or legal implications, we can deliver viable recommendations and solutions.
There may be occasions when you, or the company, require an independent expert to give an opinion on financial disputes and in conjunction with sales of all, or part, of your business. We can assist in all facets of forensic and litigation support. We act for directors and shareholders by reporting upon underlying circumstances and offering dispute resolution through expert evidence and seasoned support. Analytical support for peace of mind BTCGL’s forensic practice has assisted large and small clients navigate the stormy seas of claims, tarnished reputations, fractured business relationships by tracing assets and performing related forensic tests. Our specialist skills and experience bring practical and in-depth analysis to each assignment, uncovering and highlighting relevant issues. Our team is trained to look beyond numbers and interpret business reality. By conducting detailed investigation and research, we can quantify the subject of legal proceedings or shareholders dispute to support your
position in ongoing legal or arbitration proceedings. Removing cross-border uncertainties With the growing complexity of today’s international business environment, we have become accustomed to supporting clients throughout the Asia-Pacific region settle disputes.
Forensic accounting
Commercial litigation
Our forensic team is available to private individuals and businesses where circumstances need a responsive, independent advisor. Where fraud is suspected, we can examine personal or commercial financial data to minimise your exposure to further asset eradication. Our advisors have supported large listed companies, small private companies and high net-worth individuals.
If you are involved in a claim for loss of profits, breach of warranty or any other loss, BTCGL can be engaged as a reliable third party to assist in reaching a settlement or pursue your case at hearing. We combine experience and core forensic skills in each inquiry and present findings in a clear and consistent manner tailored to court procedures.
Investigations Complex financial issues often demand timely and credible expert advice. BTCGL can support you to cope with anticipated disputes or litigation. We deal extensively with asset tracing and recovery as a result of a dispute, false accounting, or professional negligence. We are familiar with the process of gathering and presenting evidence for use in court. Valuations Our specialists can support you in dispute resolution by rendering the true value of the questioned assets. Valuations are frequently required to determine the buy or sell price of a company’s shares or options, identifiable intangible assets, and to resolve ownership disputes.
Our Service Areas Asset tracing and realisation Assist in shareholder disputes Calculate or assess insurance loss claims Company and business valuations Due diligence investigations Identify and quantify fraud Money laundering investigations Reconstruction and analysis of accounting records and other business information
About BT Corporate Governance Limited Formerly Baker Tilly Hong Kong Risk Assurance Limited, BTCGL is a well-regarded advisory firm in Hong Kong specialising in internal control and corporate governance. Contact us Doman Wong | Executive Director | T: +852 2152 2632 | domanwong@btcgl.hk Kay Lo | Director | T: +852 2152 2669 | kaylo@btcgl.hk
BT Corporate Governance Limited © BT Corporate Governance Limited, 2021
Pre-IPO Internal Control Review
With our rich insight, shareholders and the management team can make critical strategic decisions before going public. Before your company embarks on the IPO journey, you need to ensure that appropriate governance, risk management and compliance structures have been established to meet regulatory requirements. An informed independent review provides the necessary insight to determine whether your company’s operational, compliance and reporting objectives are realised. BTCGL offers Pre-IPO Internal Control Review which includes a full scope internal control review and assessment on the operations, risk management and governance structure of your organisation.
Our methodology follows standards established by COSO Internal Control Framework. Using this process, our evaluations provide reasonable assurance regarding the achievement of objectives relating to operations, reporting and compliance. You can rest assured that BTCGL deliver a robust and efficient service. Our priority is to design, manage, and execute the review process that minimizes disruption to your business. Our qualified service team will identify control gaps where improvements are required and provide recommendations to tighten the overall systems of internal controls.
About BT Corporate Governance Limited Formerly Baker Tilly Hong Kong Risk Assurance Limited, BTCGL is a well-regarded advisory firm in Hong Kong specialising in internal control and corporate governance. Contact us Doman Wong | Executive Director | T: +852 2152 2632 | domanwong@btcgl.hk Kay Lo | Director | T: +852 2152 2669 | kaylo@btcgl.hk
BT Corporate Governance Limited © BT Corporate Governance Limited, 2021