The Must-Attend Gathering for Financial Institution Compliance Professionals in Canada IN-PERSON AND LIVESTREAM
29th Annual Flagship Conference on
REGULATORY COMPLIANCE
for Financial Institutions
Canada’s Comprehensive Guide to Navigating Regulatory Change and Meeting Compliance Expectations
November 21–22, 2023 • One King West Hotel, Toronto, ON
Keynote Speakers: Philippe Dufresne Privacy Commissioner of Canada Office of the Privacy Commissioner of Canada
PROGRAM HIGHLIGHTS FOR 2023: CHEVRON-RIGHT Payments Modernization in Canada: Trends, Initiatives, and Regulations Moving into 2024
CHEVRON-RIGHT Evolving Typologies in AML and the Financial Sector
CHEVRON-RIGHT Unlocking AI in Compliance: Considerations and Opportunities for Compliance Professionals to Ensure Responsible and Effective AI Use
CHEVRON-RIGHT Crypto Risks, Red Flags, and Responses: Exploring Crypto Assets Regulation, Threats, and Risks on the Radar for Financial Institutions in Canada
CHEVRON-RIGHT Partnering with Business Units to Strengthen Compliance Across Your Organization
CHEVRON-RIGHT FCPF Considerations: Looking Ahead for the Next 12 Months
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HOURS
CONFERENCE CO-CHAIRS:
Theresa M. Hinz Executive Director, Regulatory Affairs Directorate Office of the Superintendent of Financial in Canada (OSFI)
Supporting Sponsor:
EARN 9.5 CPD
Cocktail Reception Sponsor:
Associate Sponsor:
CanadianInstitute.com/RegulatoryCompliance • 1 877 927 7936
Kuno Tucker Chief Compliance Officer Manulife Securities
Safiya Adenekan Chief Compliance Officer, Canada Cash App
Gain Insights from Government Professionals: •
Office of the Superintendent of Financial in Canada (OSFI)
•
Office of the Privacy Commissioner of Canada (OPC)
• •
•
Ministry of the Attorney General (MAG)
•
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
Department of Finance Canada
•
Autorité des marchés financiers (AMF)
Canada Deposit Insurance Corporation (CDIC)
•
Canadian Centre for Cybersecurity
•
Public Safety Canada
Exhibitors:
Part of C5 Group’s FINANCIAL COMPLIANCE GLOBAL SERIES
AGENDA AT-A-GLANCE MAIN CONFERENCE DAY 1
Tuesday, November 21, 2023 • 8:00 am – 5:00 pm
MAIN CONFERENCE DAY 2
Wednesday, November 22, 2023 • 8:00 am – 5:00 pm
8:00 am
Networking Breakfast and Registration
8:00 am
Networking Breakfast and Registration
9:00 am
Opening Remarks from the Co-Chairs
9:00 am
Opening Remarks from the Co-Chairs
9:10 am
OSFI Keynote Presentation – Theresa M. Hinz, Executive Director, Regulatory Affairs Directorate, OSFI
9:10 am
OPC Keynote Presentation – Commissioner Philippe Dufresne
9:45 am
Payments Modernization in Canada: Staying Ahead of Important Trends, Initiatives, and Regulations Moving into 2024
9:45 am
OSFI’s New Integrity and Security Mandate: Key Practical Considerations for Financial Institutions
10:45 am
Networking Break
10:45 am
Networking Break
11:00 am
Exploring Key Uses and Risks of AI in Compliance: Opportunities and Challenges for Financial Institutions in Canada
11:00 am
12:00 pm
Networking Luncheon
The Future of Canadian AML/ATF Regime: Priorities and What’s on the Horizon
1:00 pm
Best Practices for Partnering with Business Units: Strengthening the Culture of Compliance Across Your Organization through Effective Collaboration
12:00 pm
Networking Luncheon
1:00 pm
Navigating Third-Party Risk: Identifying and Reducing Third-Party Risk While Meeting Business Needs and Complying with Rapidly Changing Regulations
2:00 pm
CDIC Insights: Key Learnings from Recent Compliance Reviews and an Overview of Key CDIC Initiatives
2:30 pm
Networking Break
2:45 pm
FCPF Considerations: Looking Ahead at the Financial Consumer Protection Framework (FCPF) for the Next 12 Months
4:00 pm
Cyber Risks in Canada: The Impact of Bill C-26 on Financial Institutions and Other Federally Regulated Critical Infrastructure in Canada
4:45 pm
Closing Remarks and Conference Adjourns
2:15 pm
Managing Evolving Financial Crime Typologies: How Financial Institutions Can Stay Prepared for the Newest, Most-Sophisticated Techniques
3:00 pm
Networking Break
3:15 pm
Incoming Regulatory and Policy Changes: A Review of New and Proposed Updates to Canada’s Anti-Money Laundering and Terrorist Financing Regime
4:15 pm
Crypto Risks, Red Flags, and Responses: Exploring Crypto Assets Regulation, Threats, and Risks on the Radar for Financial Institutions in Canada
5:00 pm
Day 1 Adjourns to Networking Cocktail Reception Sponsored by
2 | LINKEDIN Financial Services: Legal, Regulatory, and Compliance Professionals
SPEAKER FACULTY CO-CHAIRS: Safiya Adenekan Chief Compliance Officer, Canada Cash App Kuno Tucker Chief Compliance Officer Manulife Securities
KEYNOTE SPEAKERS: Theresa M. Hinz Executive Director, Regulatory Affairs Directorate Office of the Superintendent of Financial in Canada (OSFI) Philippe Dufresne Privacy Commissioner of Canada Office of the Privacy Commissioner of Canada
GOVERNMENT SPEAKERS Maude Blanchette Intelligence Analyst, Case Assessment and Intelligence, Enforcement Branch Autorité des marchés financiers (AMF) Justin Brown Senior Director, Financial Crimes Policy – Governance & Transparency, Financial Sector Policy Branch Department of Finance Canada Charlene Davidson Director of Financial Crimes Policy, Financial Crimes and Security Division, Financial Sector Policy Branch Department of Finance Canada Kelly-Anne Gibson Director, Cyber Protection Policy Division Public Safety Canada Richard Larose Senior Technical Advisor, Critical Cyber Systems Protection Act Canadian Centre for Cyber Security Nathalie Martineau Regional Director, Toronto FINTRAC
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Jeffrey Simser Barrister and Solicitor, Legal Director Ministry of the Attorney General Emiel-Johan van der Velden Head, Depositor Solutions, Insurance & Compliance Canada Deposit Insurance Corporation (CDIC) Gary Valiquette Assistant Crown Attorney – Guns and Gangs Task Force Ontario Ministry of the Attorney General
DISTINGUISHED FACULTY Sudhanshu Bahadur Head of Technology, Global Asset Management BMO Financial Group Edgar Barbosa Partner – Payments and Open Banking Leader, Canada PwC Wayne Bolton Principal, Compliance Canada Edward Jones Nick Bray Vice President CUBE Denise Carson Chief Compliance Officer, BMO Asset Management Inc & BMO Investments Inc. BMO Financial Group David Chesworth AVP & Chief Client Protection Officer, Regulatory Compliance Canadian Western Bank
Melanie Hoad VP, Head of Legal, Risk and Compliance, Canada CNA Canada Marie Houde VP, Chief Compliance Officer Laurentian Bank Christine Hunter Vice President, Payments TD Joseph Iuso Executive Director Canadian MSB Association Jessica Kim AVP, Third Party Risk Management Canadian Western Bank Dwayne King Senior Manager – Risk, Forensics and AML Advisory Grant Thornton LLP (Canada) Former Lead Investigator, Asset Forfeiture Unit Toronto Police Service Neil Lacroix Canadian Legal Counsel & Corporate Secretary; Head of Strategic Initiatives MUFG Bank Canada Frank Mauti Investigator, Financial Crimes – Ret. Toronto Police Service, RCMP, and OPP David Merriby VP – Chief Compliance Officer, Amex Bank of Canada American Express
Garry Clement Chief Anti-Money Laundering Officer VersaBank
Michael Mignardi Vice President and General Counsel Chief Compliance Officer (Interim) Equitable Bank
Pina Ferlisi-Sartor AVP Compliance and Deputy COO Laurentian Bank
Stephanie Mould Head, Compliance and Privacy Payments Canada
Claudia Fuchs Chief Privacy Officer CWB Financial Group
Andrew Oakden Chief Compliance Officer HomeEquity Bank
CanadianInstitute.com/RegulatoryCompliance • 1 877 927 7936
Prashant Panavalli Principal FORVIS Taha Patoli Deputy Chief Compliance Officer Coast Capital Savings Mark Pratt SVP, Chief Legal & Compliance Officer, Personal & Commercial Banking, Canada BMO Financial Group Fara Sim-Francois Chief Compliance Officer and Chief AML Officer CITCO Bank Canada Sandy Stephens Vice President and Chief Compliance Officer Alterna Savings Alterna Bank Kiran Thakkar AVP – Individual Customer Compliance Canada Life Simon Zou Chief Compliance Officer and CAMLO, Canada Mega International Commercial Bank
LAW FIRM SPEAKERS Peter Aziz Senior Counsel Torys LLP Adam Garetson Partner, Blockchain and FinTech Gowling WLG Carole Piovesan Managing Partner INQ Law Vladimir Shatiryan Partner Blake, Cassels & Graydon LLP Former Senior, Legislation and Approvals Division Office of the Superintendent of Financial Institutions Canada (OSFI)
Part of C5 Group’s FINANCIAL COMPLIANCE GLOBAL SERIES
MAIN CONFERENCE DAY 1 TUESDAY, NOV. 21 8:00 am Networking Breakfast and Registration
10:45 am Networking Break
9:00 am
11:00 am
Opening Remarks from the Co-Chairs
Exploring Key Uses and Risks of AI in Compliance: Opportunities and Challenges for Financial Institutions in Canada
Safiya Adenekan Chief Compliance Officer, Canada Cash App
Kuno Tucker Chief Compliance Officer Manulife Securities
9:10 am
OSFI Keynote Presentation Theresa M. Hinz Executive Director, Regulatory Affairs Directorate Office of the Superintendent of Financial in Canada (OSFI) 9:45 am
Payments Modernization in Canada: Staying Ahead of Important Trends, Initiatives, and Regulations Moving into 2024 Peter Aziz Senior Counsel Torys LLP
Edgar Barbosa Partner – Payments and Open Banking Leader, Canada PwC
Christine Hunter Vice President, Payments TD Canada’s Payments Modernization initiative has been a multi-year, industry-wide program that includes the introduction of a new real-time payments rail (RTR), the first real-time payment system that supports instant, data-rich payments. Fundamental to the systems are modern rules and standards, including the introduction of the ISO 20022 global payment messaging standard, which supports payment data traveling with payments. During this panel, we will explore payments modernization in Canada, including: • Understanding the role that ISO 20022 plays in Canada’s modernization efforts and the impact that ISO-enabled payments will have on Canada’s financial institutions (FIs) • How FIs can leverage Real Time Rail (RTR) features • The impact of alternative payment methods and how they are reshaping global payments and impacting FIs • Advancing financial transparency, inclusion, and the development of the future of payment systems
4 | LINKEDIN Financial Services: Legal, Regulatory, and Compliance Professionals
Kuno Tucker (Moderator) Chief Compliance Officer Manulife Securities
Adam Garetson Partner, Blockchain and FinTech Gowling WLG
Sudhanshu Bahadur Head of Technology, Global Asset Management BMO Financial Group
Carole Piovesan Managing Partner, INQ Law Former Policy Advisor to the Minister of Foreign Affairs Global Affairs Canada
Compliance professionals can leverage AI in compliance investigations to enhance efficiency, effectiveness, and accuracy. During this panel, we will explore both considerations and opportunities that compliance leaders should keep in mind in order to ensure responsible and effective use of AI and other technologies in compliance and compliance investigations. Discussion points during this panel will include: • Consumer protection legislation as AI regulation • Identifying specific areas of compliance where AI can add value while detecting and preventing fraud, identifying patterns of non-compliance, automating risk assessments, and streamlining regulatory reporting requirements • Using AI to ensure that relevant data is collected and integrated from various sources, such as internal systems, external databases, and regulatory filings, and then structured and organized to enable effective analysis • Benefits to consumers and financial institutions • The path forward for AI in the financial sector
The conference provided good information, the experience of speakers in their respective fields came across clearly. SPECIALIST, OSFI
12:00 pm Networking Luncheon
2:15 pm
1:00 pm
Best Practices for Partnering with Business Units: Strengthening the Culture of Compliance Across Your Organization through Effective Collaboration Wayne Bolton (Moderator) Principal, Compliance Canada Edward Jones
Stephanie Mould Head, Compliance and Privacy Payments Canada
Safiya Adenekan Chief Compliance Officer – Canada Cash App
Fara Sim-Francois Chief Compliance Officer and Chief AML Officer CITCO Canada
Denise Carson Chief Compliance Officer, BMO Asset Management Inc & BMO Investments Inc. (IFM) BMO Financial Group
Managing Evolving Financial Crime Typologies: How Financial Institutions Can Stay Prepared for the Newest, Most-Sophisticated Techniques Garry Clement (Moderator) Chief Anti-Money Laundering Officer VersaBank Former Superintendent Royal Canadian Mounted Police (RCMP) Dwayne King Senior Manager – Risk, Forensics and AML Advisory Grant Thornton LLP (Canada) Former Lead Investigator, Asset Forfeiture Unit Toronto Police Service
Kiran Thakkar AVP – Individual Customer Compliance Canada Life
Strengthening compliance across an organization requires a collaborative effort involving various stakeholders, especially business units that are directly involved in day-to-day operations. During this panel discussion, we will explore steps to effectively partner with business units to strengthen compliance. Discussion points for this panel will include: • Ensuring that all employees within the business units understand the importance of compliance and the potential consequences of non-compliance through training sessions, workshops, and materials that explain relevant laws, regulations, and company policies • Working closely with each business unit to identify specific compliance risks that are relevant to their operations
• Guidance on how to adapt to changes in relevant laws and regulations
• A look at the landscape of Fraud and AML • The latest on Productions Orders or other legal requests • Defensive filing – reasonable grounds to suspect • What does the landscape look like from a prosecutor’s view? A review of the definition of RGS and Money Laundering FINTRAC requirements • PCMLTFA – new section for the offence of structuring 77.3(1) Structuring offence » How will that affect prosecutions? » Law enforcement’s ability to write warrants and make arrests • Uses and impacts of Artificial Intelligence and Generative AI
I found many of the sessions to be both informative and entertaining. JR. COMPLIANCE OFFICER, BENNINGTON FINANCIAL CORP.
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Gary Valiquette Assistant Crown Attorney – Guns and Gangs Task Force Ontario Ministry of the Attorney General
Anti-Money Laundering (AML) and the financial sector's evolving typologies are continuously adapting to address new challenges posed by money laundering and terrorist financing. During this panel, we will discuss key aspects to AML and evolving typologies in the financial sector, including:
• Encouraging a culture of compliance within each business unit • Working with business units to create streamlined processes that incorporate compliance requirements into their daily operations
Frank Mauti Investigator, Financial Crimes – Ret. Toronto Police Service, RCMP, and OPP
CanadianInstitute.com/RegulatoryCompliance • 1 877 927 7936
I thought the organizing team did a great job. CHIEF COMPLIANCE RISK OFFICER, CWB FINANCIAL GROUP
Part of C5 Group’s FINANCIAL COMPLIANCE GLOBAL SERIES
3:00 pm Networking Break
4:15 pm
3:15 pm
Incoming Regulatory and Policy Changes: A Review of New and Proposed Updates to Canada’s Anti-Money Laundering and Terrorist Financing Regime Sandy Stephens (Moderator) Vice President and Chief Compliance Officer Alterna Savings Alterna Bank
Crypto Risks, Red Flags, and Responses: Exploring Crypto Assets Regulation, Threats, and Risks on the Radar for Financial Institutions in Canada Joseph Iuso Executive Director Canadian MSB Association
Jeffrey Simser Barrister and Solicitor, Legal Director Ministry of the Attorney General
Nick Bray Vice President CUBE Regulated entities need to continually review their AML and ATF compliance policies. Canada’s AML system is at an inflection point: The Proceeds of Crime (Money Laundering) and Terrorist Financing Act is up for a parliamentary review; a new structuring offence has been created, and reporting entities need to examine their business models and delivery channels to ensure compliance. Additionally, the next mutual evaluation of Canada is pending from the Financial Action Task Force. This past summer, the Department of Finance issued a policy consultation paper on a broad variety of potential changes to the AML system. What do these incoming regulatory and policy changes mean for you? What’s next? During this panel, we will explore: • Canada’s AML and ATF Regime Strategy for 2023-2026 • Proposed amendments to the PCMLTFA • Improving the way compliance information is shared between FINTRAC, OSFI, and the minister of finance • How federal, provincial, and territorial governments are working on transparency and updates to key milestones of the collaboration • Balancing the safeguarding of the integrity of Canada’s financial system while ensuring the safety and security of Canadians, and respecting Canadian individual rights and freedoms, including privacy rights
6 | LINKEDIN Financial Services: Legal, Regulatory, and Compliance Professionals
Maude Blanchette
Intelligence Analyst, Case Assessment and Intelligence, Enforcement Branch Autorité des marchés financiers (AMF) During this session, we will dive into an overview of existing requirements for crypto platforms operating in Canada and we will explore the threats observed by Securities Regulator, including: • Securities versus FINTRAC registration • Understanding the schemes involving social engineering • Use of payment industry by Pig butchering scams • Law enforcement perspective • Risks, Red Flags and Response 5:00 pm
Day 1 Adjourns to Networking Cocktail Reception
Cocktail Sponsored by
MAIN CONFERENCE DAY 2 WEDNESDAY, NOV. 21 11:00 am
8:00 am Networking Breakfast and Registration
The Future of Canadian AML/ATF Regime: Priorities and What’s on the Horizon
9:00 am
Opening Remarks from the Co-Chairs Safiya Adenekan Chief Compliance Officer, Canada Cash App
Justin Brown Senior Director, Financial Crimes Policy – Governance & Transparency, Financial Sector Policy Branch Department of Finance Canada
Kuno Tucker Chief Compliance Officer Manulife Securities
9:10 am
Nathalie Martineau Regional Director, Toronto FINTRAC
OPC Keynote Presentation Philippe Dufresne Privacy Commissioner of Canada Office of the Privacy Commissioner of Canada 9:45 am
OSFI’s New Integrity and Security Mandate: Key Practical Considerations for Financial Institutions Vladimir Shatiryan (Moderator) Partner Blake, Cassels & Graydon LLP Former Senior, Legislation and Approvals Division Office of the Superintendent of Financial Institutions Canada (OSFI) Neil Lacroix Canadian Legal Counsel & Corporate Secretary; Head of Strategic Initiatives MUFG Bank Canada
Simon Zou Chief Compliance Officer and CAMLO, Canada Mega International Commercial Bank
10:45 am
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Networking Break
During this panel, hear from Department of Finance Canada and FINTRAC as we explore insights on several topics, including: • Overview of Federal Budget 2023 announcements • Canada’s domestic and international AML/ATF priorities • 2023 AML/ATF Regime Consultation summary and next steps 12:00 pm
Networking Luncheon
1:00 pm
Navigating Third-Party Risk: Identifying and Reducing Third-Party Risk While Meeting Business Needs and Complying with Rapidly Changing Regulations
Michael Mignardi Vice President and General Counsel Chief Compliance Officer (Interim) Equitable Bank
On October 13, 2023, the Office of the Superintendent of Financial Institutions (OSFI) released its draft Integrity and Security Guideline, which sets expectations for the integrity and security of federally regulated financial institutions. Earlier in June 2023, the federal financial institutions legislation was amended to require financial institutions to implement policies and procedures for protecting against threats to integrity and security and to expand OSFI’s mandate to oversee compliance with these new requirements. The panel will explore key practical considerations for financial institutions preparing to implement the new OSFI expectations on integrity and security requirements, including on how they will impact regulatory compliance management programs, employee screening, updates to existing policies, procedures and codes of conduct, as well as foreign interference risk management tools.
Charlene Davidson Director of Financial Crimes Policy, Financial Crimes and Security Division, Financial Sector Policy Branch Department of Finance Canada
Claudia Fuchs (Moderator) Chief Privacy Officer CWB Financial Group
Marie Houde VP, Chief Compliance Officer Laurentian Bank
Melanie Hoad VP, Head of Legal, Risk and Compliance, Canada CNA Canada
Jessica Kim AVP, Third Party Risk Management Canadian Western Bank Prashant Panavalli Principal FORVIS
Identifying and reducing third-party risk is crucial for businesses to protect their data, reputation, and overall security. However, it must be done while still meeting business needs and complying with changing regulations. During this panel, we will discuss steps you can take to achieve this important balance: • Conducting a comprehensive risk assessment of potential and existing third-party vendors, and implementing a thorough vendor due diligence process to ensure that you are selecting reliable and secure partners • Considerations for data protection and privacy • Establishing clear security requirements • Including robust risk mitigation clauses in contracts with third-party vendors • Continuously monitoring and reassessing third-party vendors throughout the relationship to ensure they remain compliant and secure
CanadianInstitute.com/RegulatoryCompliance • 1 877 927 7936
Part of C5 Group’s FINANCIAL COMPLIANCE GLOBAL SERIES
2:00 pm
CDIC Insights: Key Learnings from Recent Compliance Reviews and an Overview of Key CDIC Initiatives Emiel-Johan van der Velden Head, Depositor Solutions, Insurance & Compliance Canada Deposit Insurance Corporation (CDIC) CDIC’s by-laws set out many requirements, and the various CDIC guidance add to these a multitude of expectations. During Part I of this session, CDIC will highlight some important observations following its recent compliance activities. Part II of the session will focus on key initiatives such as CDIC’s Deposit Insurance Study (launched in February 2023), CDIC’s Payout Modernization Initiative, and the implementation of its amended Differential Premiums Framework. Note that various CDIC staff will be in attendance during the conference to interact with participants regarding CDIC’s requirements. 2:30 pm
Strengthening your complaint-handling process and optimizing your whistleblowing program are essential steps in complying with the FCPF and maintaining a high standard of consumer protection. During this panel, we will explore considerations for both aspects, including: • Enhancing consumer protection and building trust among customers and stakeholders through a strong whistleblowing program • Establishing an independent and impartial committee to handle whistleblower reports to help avoid conflicts of interest and ensure a fair assessment of the reported concerns • Regularly communicating the existence and effectiveness of the whistleblowing program to employees, stakeholders, and the public 4:00 pm
Cyber Risks in Canada: The Impact of Bill C-26 on Financial Institutions and Other Federally Regulated Critical Infrastructure in Canada Richard Larose
Networking Break
Senior Technical Advisor, Critical Cyber Systems Protection Act Canadian Centre for Cyber Security
2:45 pm
FCPF Considerations: Looking Ahead at the Financial Consumer Protection Framework (FCPF) for the Next 12 Months David Chesworth (Moderator) AVP & Chief Client Protection Officer, Regulatory Compliance Canadian Western Bank
Taha Patoli Deputy Chief Compliance Officer Coast Capital Savings
David Merriby VP – Chief Compliance Officer, Amex Bank of Canada American Express
Mark Pratt SVP, Chief Legal & Compliance Officer, Personal & Commercial Banking, Canada BMO Financial Group
Andrew Oakden Chief Compliance Officer HomeEquity Bank
Pina Ferlisi-Sartor AVP Compliance and Deputy COO Laurentian Bank
This panel will discuss Bill C-26, a significant piece of legislation that will require designated critical cyber systems’ operators to establish a cyber security program to protect their critical cyber systems. The Bill mandates that each designated critical cyber system operator will need to take reasonable steps to identify and manage cyber security risks and immediately report any cybersecurity incidents above a certain threshold to the Communications Security Establishment (CSE) and notify their regulator. We will explore: • The new obligations to financial institutions introduced by the Bill C-26 and compliance requirements • How breaches are to be reported and the required timeline for reporting and notifying • Keeping records of how you are implementing your cybersecurity program • Mitigations of supply-chain and third-party risks 4:45 pm
Closing Remarks from the Co-Chairs
C5 celebrates 40 years of excellence! We are thrilled to have provided exceptional conference experiences globally with our outstanding team, speakers, sponsors, partners, and attendees. To mark this milestone, we're launching a new logo which represents our commitment to innovation, growth, and excellence, represented by the five Cs of C5: Current, Connected, Customer-Centric, Conscientious, and Committed. Looking back on 40 years, we are grateful for our achievements—hosting global conferences, uniting industry leaders, and supporting business growth. However, we are not done yet! We are committed to pushing boundaries and creating impactful experiences and we're excited for the next 40 years of success.
8 | LINKEDIN Financial Services: Legal, Regulatory, and Compliance Professionals
Kelly-Anne Gibson Director, Cyber Protection Policy Division Public Safety Canada
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EARN CPD HOURS
This program can be applied towards 9.5 hours of annual Continuing Professional Development (CPD) required by the Law Society of Upper Canada.
Members of the Law Society of Saskatchewan seeking accreditation for an out of province activity are requested to submit the CPD Activity Application Form and agenda directly to the LSS for approval. The form is available on the LSS Website. The same number of hours may be applied toward your continuing legal education requirements in British Columbia. The Barreau du Quebec automatically recognizes the same number of hours for this training activity, the latter having been accredited by another Law Society subject to MCLE. Attendance at this program by members of the Law Society of Alberta may be submitted to the Law Society for Continuing Professional Development credits.
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April 2024 New York, NY
June 5 – 6, 2024 Toronto, ON
Part of C5 Group’s FINANCIAL COMPLIANCE GLOBAL SERIES
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