NEW
One Day Format
6th Annual Forum on
GLOBAL ECONOMIC SANCTIONS For Canadian Operations
November 19, 2020 | Virtual Conference (EST)
2020 Program Highlights:
EARN CLE CREDITS
Designed for Uniquely for Canadian Companies:
• Latest developments: Hong Kong and China export controls
• Hear from Global Affairs Canada about the current Canadian sanctions’ environment
• Lessons learned from recent sanctions enforcement
• Screening 2.0: How movement towards smart sanctions is affecting screening programs and controls
• The latest on primary and secondary sanctions against Russia
• Risk Mitigation: How to avoid running afoul of regulations when global sanctions regimes conflict
• Predictions post-election for the U.S. sanctions regime
In-House Perspectives from:
• Staying ahead of hot spots for sanctions activity
» BNP Paribas
» RBC
» Manulife
» Scotiabank
CanadianInstitute.com/CanadaSanctions • 1 877 927 7936
» TD Bank Group
Part of C5 Groups ECONOMIC SANCTIONS GLOBAL SERIES
Benchmark Compliance Best Practices with In-House Compliance Michel Allen Chief Compliance Officer BNP Paribas
Owais Arshad Senior Manager, Global Economic Sanctions RBC
Andres Betancourt Senior Audit Manager, AMLATF and Sanctions Scotiabank
Gene DiMira Head of Global Compliance AML & ATF Program Manulife
Paul Jonathan Saguil Deputy Head, Global Sanctions Compliance and Anti-Bribery/ Anti-Corruption Program TD Bank Group
The Canadian Institute is proud to announce the 6th Annual Forum on Global Economic Sanctions for Canadian Operations. This program offers a full day of up to the minute analysis of economic sanctions developments affecting Canadian Companies. Join us virtually on November 19, 2020 to ensure that your organization is prepared to negotiate the ever-changing global compliance and enforcement landscape with guidance from in-house compliance professionals as well as practitioners from the U.S. and EU and Canada. Sanctions compliance is becoming more difficult to navigate for financial institutions and companies with a footprint in different jurisdictions due to changing and conflicting regimes. Get a firm grasp on how foreign policy tides are turning and the implications for your organization.
Participate in Interactive Conversations on: ą Interaction between AML and economic sanctions
ą Interaction between export controls and economic sanctions
Upcoming Virtual Conferences: 3rd Annual
Navigating Russia Sanctions Complexities Calendar-alt November 9–10, 2020
26TH ANNUAL FLAGSHIP CONFERENCE ON
REGULATORY COMPLIANCE for Financial Institutions
Calendar-alt November 17–18, 2020
11th Annual New York Forum on
ECONOMIC SANCTIONS Calendar-alt December 2–3, 2020
11th Annual Forum on
AML & OFAC COMPLIANCE FOR THE INSURANCE INDUSTRY Calendar-alt January 21, 2021
For more information and answers to many of your questions, please visit: CanadianInstitute.com/Conferences/Economic-Sanctions
2 | #CanadaSanctions
twitter: @ACI_Finance @ACI_IntTrade linkedin: ACI Economic Sanctions Compliance and Enforcement Exchange | ACI: International Trade Group
AGENDA (ALL TIMES IN EST) 8:50
10:45 Break
1:15 Break
Conference Chair Opening Remarks
or Interactive Conversation on AML and Sanctions
or Interactive Conversation on Export Controls and Sanctions
Microphone-alt Martha Harrison, Partner, McCarthy Tetrault
Open discussions, face-to-face on top
Comments-alt challenges and developments in sanctions and AML.
9:00
Focus on Canada: Adapting to the Latest Shifts in the Canadian Sanctions Landscape
Microphone-alt Neelu Shanker, Deputy Director,
Operations, Sanctions Policy and Operations Coordination Division Global Affairs Canada
Cory Anderson, Director, Sanctions Policy and Operations, Global Affairs Canada
• Examining the current economic sanctions landscape and the implications for your organization • Understanding top priorities and how to work with the GAC team moving into 2021 • Practical guidance on the permit application process 10:00
Hong Kong and China: What is the Future for Export Controls and Sanctions
Microphone-alt Sabrina Bandali, Partner, Bennett Jones LLP
Ali Burney, Partner, Steptoe & Johnson LLP
• Examining new policies on export controls in Canada and the U.S. in response to Hong Kong’s Security Law • Applying best practices for organizations to ensure compliance with export and brokering controls under the Export and Imports Permits Act • Assessing the current political climate and indicators of future sanctions under the Magnitsky Law
Open discussions, face-to-face on
Comments-alt top challenges and developments in export controls.
11:15
2:00
OFAC: Examining the U.S. Sanctions Landscape and Post-Election Predictions
New Areas to Watch: Brexit, U.S. Election and Other Hot Spots
Microphone-alt Eytan Fisch, Partner, Skadden
Aleksandar Dukic, Partner, Hogan Lovells
• Examining the latest economic sanctions environment: Iran, Cuba, Venezuela and what to watch for heading for 2021 • Discuss the impact of emerging from OFAC, DOJ and SEC investigations of sanctions violations • Practical tips to mitigate your company’s exposure under the US regimes 12:15
Russia Developments: Navigating Primary and Secondary Sanctions
Microphone-alt Yvo Amar, Partner, BenninkAmar
Vladimir Shatiryan, Partner, Blakes
Giovanna Cinelli, Partner, Morgan Lewis, Bockius LLP
• Discuss how sanctions are being applied by US, EU and Canada against Russia • Outline key issues to consider when interpreting Russian sanctions • Gain guidance on Canada’s Crimea related prohibitions under SEMA • Hear lessons from recent secondary sanctions enforcement actions • Evaluate the factors that may create sanctions conflicts and explore mitigation measures • Monitoring Russian countermeasures— proposed legislation and foreign blocking statutes • Forecasting future sanctions activity based on foreign policy and political shifts globally
CanadianInstitute.com/CanadaSanctions • 1 877 927 7936
• Mitigating legal exposure under Helms Burton Title III • Examining the implications of current blocking statues for your organization • Leveraging insights on other sanctions measures where U.S. and Canada are starting to diverge or conflict • Best practices for staying in step with U.S. and Canadian sanctions landscapes from secondary sanctions to trade controls 4:00
Networking Break
Microphone-alt Owais Arshad, Senior Manager,
4:15
Screening 2.0: The Current Movement Towards Smart Sanctions
Global Economic Sanctions, RBC Matthew Kronby, Partner, Borden Ladner Gervais LLP
In this session learn where sanctions activity is heating up and the implications for your organization. • Examining the impact of Brexit and the U.S. election • What your company needs to know about emerging global trends and geopolitical shifts that could increase sanctions risk • Sanctions outlook for Iran, North Korea, Venezuela 3:00
Conflicts of Law: Resolving Common Conflicts Between Canadian and U.S. Regimes
Microphone-alt Paul Jonathan Saguil, Deputy Head,
Global Sanctions Compliance and Anti-Bribery/Anti-Corruption Program, TD Bank
Kimberly Strosnider, Partner, Covington & Burling LLP
Paul Lalonde, Partner, Dentons
moderator: Gene DiMira, Head of Global Compliance AML & ATF Program, Manulife
Microphone-alt Andres Betancourt, Senior Audit
Manager, AMLATF and Sanctions, Scotiabank
Michel Allen, Chief Compliance Officer, BNP Paribas
• Learning about how Canada and other jurisdictions are shifting their focus away from industry and country-based sanctions to list-based • Strengthening onboarding and due diligence: Addressing screening deficits to ensure compliance with increasingly targeted sanctions against individuals • Identifying what organizations can do to avoid violations • Applying audit testing to make Sanctions program more robust 5:00
Interactive Q & A on Compliance Programs 5:30
Conference Adjourns
Part of C5 Groups ECONOMIC SANCTIONS GLOBAL SERIES
EARN CLE CREDITS
CONTINUING LEGAL EDUCATION CREDITS
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