DISTINGUISHED FACULTY
GOVERNMENT SPEAKERS
Anna Deibel-Jung
Deputy Director, Office for Trade Sanctions Implementation (OTSI) Department for Business and Trade
SPEAKERS INCLUDE
Natalie Quest Head of Sanctions & AML Marsh McLennan (UK)
Teresa Archer Pratas
Team Leader, Sanctions Unit, Directorate-General for Financial Stability, Financial Services and Capital Markets Union (DG FISMA) European Commission
Eric Clark Lead Counsel, Trade Compliance Nokia (Germany)
Gisel Nunez
Sanctions Compliance Officer
Office of Foreign Assets Control (OFAC)
U.S. Department of the Treasury
Chloe Cina Senior Associate Fellow RUSI
Giles Thomson Director, Office for Financial Sanctions Implementation (OFSI) and Economic Crime HM Treasury
Liliya Akhmadullina Solicitor Gherson LLP
Yvo Amar Partner
BenninkAmar Advocaten (The Netherlands)
Olga Baranovska Senior Trade Manager, Business Engagement Lead Microsoft (UK)
Esther Blythe Deputy Director FCDO Sanctions Directorate
John Bedford Partner Dechert LLP
Nicholas Bentley Head Legal Trade Sanctions Novartis (Switzerland)
Romain Broner VP, General Counsel Export Control & International Sanctions Orano (Paris)
Konstantin (Kosta) Bureiko International Counsel Debevoise & Plimpton LLP
Mike Casey Partner
Wilson Sonsini (UK)
Samira Duijnmayer Compliance ManagerRegulatory & Financial Crime Booking.com (Netherlands)
Nancy A. Fischer Partner
Pillsbury Winthrop Shaw Pittman LLP
Harry Hayllar Senior Analyst Sayari
Keith Huffman
Chief Legal Counsel, Export Control SE SAP SE (UK)
Jason Hungerford Partner
Mayer Brown International LLP
Maya Lester (KC) Barrister Brick Court Chambers (UK)
David Lim Partner White & Case
Barbara D. Linney Partner
BakerHostetler (USA)
Gaelle Maquignon International Trade Controls (ITC) and Economic Sanctions Framework Lead Swiss Re (UK)
Thaddeus McBride Partner
Bass, Berry & Sims PLC (USA)
Ksenia Mikhailova Senior Legal Counsel Novartis Neva LLC
Brian Mulier Partner
Bird & Bird (Netherlands) LLP
Sara Nordin Partner White & Case LLP
Rakesh Patel
Head of Sanctions Policy Oversight & Export Controls
HSBC Group Management Services
Robert Price Partner
Latham & Watkins
Natalie Quest
Head of Sanctions & AML Marsh McLennan
Sydney Rickelman Director, Financial Crimes Compliance Etsy
Claire Rivington-Kuhns Regional Export Compliance Counsel, EMEA Google (UK)
Armin Stremitzer Deputy Group Head Financial Sanctions Compliance Raiffeisen Bank International AG (Austria)
Pedro Jorge Vaz Head of Financial Sanctions & Correspondent Banking Compliance Banco BPI (Portugal)
Joshua White Head of Financial Crimes Policy and Global Sanctions Officer Stripe (Former Chief, Human Rights and Corruption, OFAC)
Paul Whitfield-Jones Counsel
Mayer Brown International LLP
Michael E. Zolandz Office Managing Partner Dentons (USA)
Tuesday 5 November PRE-CONFERENCE WORKSHOPS
9:00–12:30 (Registration opens at 8:30)
Workshop A: A Comprehensive Analysis of China and Russia Sanctions: An In-Depth, Updated Roadmap to Evolving Restrictions, Countermeasures, Evasion, and Circumvention Risks
This in-depth workshop will explore how to resolve the most complex scenarios that financial institutions and companies are facing with respect to China and Russia. In addition to reference materials for your work after the conference, the Workshop Leaders will provide practical takeaways for navigating the compliance grey areas in these uncertain times. Speakers will work through a series of hypothetical exercises that touch upon realworld issues coming across your desk. Topics will include:
• Key components of the EU’s most recent sanctions package and how it differs from previous ones
• The major differences between EU, UK, and U.S. sanctions regimes with respect to winding down Russian operations
• Coordination of EU, UK, and U.S. sanctions policies towards Russia and China
• Contrasting EU Regulations, and Member State implementation and enforcement
• Analysing the current alignment of sanctions policies and their consistency with broader geopolitical strategies
• Key updates on UK sanctions and export controls – OFSI and DIT implementation
• Ship-to-Ship Transfers as a sanctions evasion tactic, particularly in the context of Russia and China
• New, evolving risks posed by third parties and at every tier of the supply chain
• What has (and hasn’t) triggered an enforcement action and penalty-and why
13:30–17:00
(Registration opens at 13:00)
Workshop B: A Practical Guide to Updating Your Global Risk Assessments, Compliance, and Screening Programmes
Sanctions Package to OFSI, OFAC, and Beyond
The EU’s new 14th Sanctions Package, in conjunction with increased enforcement activity from OFSI, OFAC and the EU Commission, have made effective compliance more critical than ever. Building on the previous workshop, join our expert faculty as we delve into practical takeaways for upgrading your compliance programme and screening capabilities. Along with speaker-prepared reference materials, benefit from the opportunity for enhanced discussion, benchmarking and Q&A. Topics will include:
• Step-by-step guide to revisiting and updating risk assessments in response to a shifting economic sanctions and geopolitical landscape
• An updated blueprint for implementing the core components of an effective programme
• Resolving screening dilemmas amid multiple lists
• How to manage the interplay of EU, UK, and U.S. sanctions in practice
• Detecting and addressing programme weak spots
• Dovetailing differing U.S., UK and EU requirements into an effective, updated programme
• Navigating how the UK approach diverges slightly from EU and U.S. areas of focus
• The finer points of seeking authorisations and licences from EU, UK, and U.S. authorities
- from the EU 14th
VP, General Counsel Export Control & International Sanctions Orano (Paris)
Paul Whitfield-Jones Counsel
Mayer Brown International LLP
Ksenia Mikhailova Senior Legal Counsel Novartis Neva LLC
Liliya Akhmadullina Solicitor Gherson LLP
Mike Casey Partner Wilson Sonsini (UK)
Romain Broner
DAY ONE
8:45 Co-Chairs’ Welcome & Opening Remarks: What is in the Headlines (and What is Behind Them) – The U.S. Presidential Election and Beyond
Natalie Quest
Head of Sanctions & AML Marsh McLennan (UK)
Eric Clark Lead Counsel, Trade Compliance Nokia (Munich)
9:00 EU Sanctions Compliance and Enforcement Updates
Teresa Archer Pratas Team Leader, Sanctions Unit, Directorate-General for Financial Stability, Financial Services and Capital Markets Union (DG FISMA) European Commission
Cina Senior Associate Fellow RUSI
9:30 Resolving High Stakes Dilemmas Involving Russia: New, Emerging Compliance Risks When Deciding to Remain Or Exit Russia Examining The Evolving Sanctions Against Russia, Enforcement Actions, And Future Regulatory Measures
Over the last two years, there have been many rounds of sanctions against Russia, including the introduction of new, novel types not seen before by the UK and EU. Against this backdrop, our speakers will explore the host of challenges that comes with continuing to operate in Russia.
Claire Rivington-Kuhns Regional Export Compliance Counsel, EMEA Google (UK)
Konstantin (Kosta) Bureiko International Counsel Debevoise & Plimpton LLP
Rakesh Patel Head of Sanctions Policy Oversight & Export Controls HSBC Group Management Services
[What I like about this conference is] the level of competence of the speakers and the fact that they were mostly sharing insights rather than explaining how sanctions work.”
Chloe
ARAB BANK SWITZERLAND
• The impact of sanctions, countermeasures and export controls on global supply chains and business operations
• Alternatives to Chinese manufacturing and supply sources
• Economic resilience and diversification strategies
• Long-term consequences for global trade and
• Examining how new provisions affect the future of your compliance programme
• Additional, required due diligence on secondary sales and end-use in Russia
• How companies are enhancing their third party screening and monitoring to address circumvention risks
• Discussing where companies and financial institutions should draw the line on due diligence efforts-and what falls short
• Identifying the steps being taken to detect and prevent sanctions evasion
• What to do once an actual or suspected evasion scheme is discovered
Natalie Quest Head of
Roger Matthews Partner Dentons (UK)
Maya Lester (KC) Barrister Brick
(USA)
15:30 Networking Break
15:45 The Present and Future of Middle East Sanctions: Navigating New, Complex and Anticipated Compliance Challenges at the Forefront
• The Israel-Hamas war-and the evolving landscape of sanctions
• The evolving sanctions against Iran-and the compliance implications
• Analysing EU blocking statute revisions
• New compliance challenges for EU companies in Iran
• Reassessing transactional risks, including creative and complex transactions
HYPOTHETICALS
Pedro Jorge Vaz Head of Financial Sanctions & Correspondent Banking Compliance Banco BPI (Portugal)
Eric Clark Lead Counsel, Trade Compliance Nokia (Germany)
Moderator: David Lim Partner White & Case
16:30 Should You-or Shouldn’t You? Disclosing Violations: Reviewing Hypotheticals to Decide If, When, and How to Make a Disclosure
In this session, our panelists will discuss the the factors affecting your disclosure calculus. Experts from across jurisdictions will provide a real-life analysis of the disclosure process, detail the considerations of if and when to make a disclosure, and explore how best to handle the subsequent interaction with government regulators and within your organisation. Using hypothetical scenarios, the panelists will walk through their approach to the disclosure decision.
Samira Duijnmayer Compliance ManagerRegulatory & Financial Crime Booking.com (Netherlands)
Thaddeus McBride Partner Bass, Berry & Sims PLC (USA)
17:00 Conference Adjourns to Day Two Networking Drinks Reception
Nancy A. Fischer Partner
Pillsbury Winthrop Shaw Pittman LLP
9:00 Co-Chairs’ Opening Remarks
Natalie Quest Head of Sanctions & AML Marsh McLennan (UK)
9:05 Interview with OFSI
Giles Thomson
Eric Clark Lead Counsel, Trade Compliance Nokia (Germany)
Director, Office for Financial Sanctions Implementation (OFSI) and Economic Crime HM Treasury
Moderator: Mike Casey Partner Wilson Sonsini (UK)
Chloe Cina Senior Associate Fellow RUSI
9:30
During
Romain Broner VP, General Counsel Export Control & International Sanctions Orano (Paris)
Harry Hayllar Senior Analyst Sayari
Sara Nordin Partner White & Case LLP
Anna Deibel-Jung
11:00 The Lengths and Limits of Leveraging AI for Sanctions and Trade Compliance and Screening: The Pitfalls to Avoid When Selecting AI Tools – and Implementing AI-Driven Systems
AI tools have a dual role in sanctions and trade compliance, offering both opportunities and risks. This session explores how AI can enhance compliance, along with a closer look at the associated limits of these new, emerging tools. Session topics will include:
• Utilising AI for effective screening of trade transactions
• Key considerations for selecting and implementing AI tools
• Ensuring human review of AI outputs for accuracy and compliance with regulatory requirements
• Understanding the regulatory framework for AI in sanctions and trade compliance, including cross-border implications
• To what extent AI enhances accuracy, efficiency and adaptability toward mitigating compliance risks
11:45 Updates on the G7 Strategic Alignment on Sanctions
This session will delve into the challenges faced by G7 nations attempting to align on sanctions packages. Topics will include:
• Analysing recent G7 sanctions and their effectiveness
• Understanding the differences in national policies and their impact on global sanctions enforcement
• Identifying the potential for harmonising sanctions approaches among G7 members
• Developing strategies for improving alignment and coordination
12:30 Networking Luncheon
Olga Baranovska Senior Trade Manager, Business Engagement Lead Microsoft (UK)
Sydney Rickelman Director, Financial Crimes Compliance Etsy
Esther Blythe Deputy Director FCDO Sanctions Directorate
Gaelle Maquignon
International Trade Controls (ITC) and Economic Sanctions Framework Lead Swiss Re (UK)
13:45 Looking Ahead – The Future of Global Sanctions Compliance and Enforcement Post-U.S. Election and More
This timely panel discussion will explore likely effects of the U.S. election outcome on national security, foreign policy, as well as the future of U.S. enforcement and compliance priorities. Attendees can expect insightful commentary on the anticipated sanctions posture with respect to Iran, China, Russia, Cuba and North Korea. With many open questions that could reshape transatlantic coordination on sanctions, this panel will offer crucial insights for the year ahead.
Joshua White Head of Financial Crimes Policy and Global Sanctions Officer Stripe
(Former Chief, Human Rights and Corruption, OFAC)
Jason Hungerford Partner
Mayer Brown International LLP
14:15 Optimising Controls for Compliance Synergies Between Economic Sanctions and Human Rights
This session will impart best practices for developing and implementing robust human rights due diligence programmes. Hear real-world examples from companies across different sectors and discuss strategies for tailoring programmes to fit company size, industry, and risk profile. Legal and ethical considerations in human rights due diligence will also be addressed.
• Lessons for developing and implementing a robust human rights due diligence programme
• Real-world examples from companies across different sectors
• How to tailor your program to fit company size, industry, and risk profile
• Legal and ethical considerations in human rights due diligence
• Measuring the effectiveness of your program
• What to do when an issue is flagged during the due diligence process
15:00 Networking Break
Michael E. Zolandz Office Managing Partner Dentons (USA)
Natalie Quest Head of Sanctions & AML Marsh McLennan
15:15 Integrating New, Rapidly Changing Sanctions and Export Controls into Your Programme, Screening and Business Operations:
This session will delve into the expectations and practical steps required for immediate implementation of new exports controls and economic sanctions. Through a practical example involving corporates, participants will engage in discussions, benchmark their approaches, and compare notes and lessons learned.
Yvo Amar Partner BenninkAmar Advocaten (The Netherlands)
Armin Stremitzer Deputy Group Head Financial Sanctions Compliance Raiffeisen Bank International AG (Austria)
Keith Huffman Chief Legal Counsel, Export Control SE SAP SE (UK)
Gaelle Maquignon International Trade Controls (ITC) and Economic Sanctions Framework Lead Swiss Re
16:00
This session will highlight the evolving sanctions frameworks in Australia, Japan and Singapore. Topics of discussion will include:
• Key, noteworthy developments in Australia, Japan and Singapore
• Comparative analysis of their approaches to sanctions enforcement, and how they differ from the U.S., UK and EU
• Understanding the role of these nations in global supply chains and their impact on sanctions efficacy
• Future directions and potential areas for international cooperation
Chloe Cina Senior Associate Fellow RUSI
Robert Price Partner Latham & Watkins
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EARN CLE/CPD CREDITS
Continuing Legal Education Credits
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