Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIESREGISTER NOW C5-Online.com/AC-London • +44 20 4532 2313 16th Conference on Anti-CorruptionLONDON 20–21 September 2022 Millennium Gloucester Hotel London Kensington As you work through complex geopolitical, compliance and enforcement risk factors, ensure that you are part of critically important discussions! • Join New, Interactive Compliance Think Tanks: » Geopolitics, Compliance and High Risk Markets: Aligning Anti-Corruption Compliance to Evolving Realities » Converging Anti-Corruption, Economic Sanctions and Export Controls Risks: Re-Positioning Your Programme for the Short, Medium and Long-Term • The Interplay between Anti-Bribery, AML and Fraud: The Latest on Upgrading Internal Controls and Systems for Risk Mitigation • The Most Recent FCPA and UKBA Compliance Failures on Both Sides of the Pond: New Lessons on What Crosses the Line • Integrating Human Rights, Modern Slavery Act and Anti-Corruption Compliance Resources • Data Analytics, Machine Learning and AI: Updating Your Metrics, Data Acquisition and Governance Action Plan DOJ Update from: David Last Chief, FCPA Unit, Fraud Section, Criminal Division U.S. Department of Justice SFO Updates from: Sara Chouraqui Joint Head of Fraud, Bribery and Corruption Serious Fraud Office Judy Krieg Head of Division Serious Fraud Office The Premier Event on Anti-Corruption, Human Rights and Compliance Programmes UP TO 8.75 CPD CREDITS AVAILABLE EARN CREDITSCPE Network and Benchmark with Legal and Compliance Leaders from: The Bank of England UnileverHSBCHalliburtonEuropeanTevaAmazonPharmaceuticalsInvestmentBank MarshMUFGNokia & McLennan AstellasABB Pharmaceuticals WSPNovartis Associate Sponsors Executive SponsorSupporting Sponsors
Dechert LLP
Morgan Stanley
Senior Director, Compliance Excellence & Transformation
Former Co-Head of Fraud and Corruption, Serious Fraud Office
Vice President, Head of Compliance International Markets Teva Pharmaceuticals
Mina Feizollahbegi
Michael Ruck Partner K&L Gates LLP
Melda Tanyeri
Managing Director & Head of Financial Crimes Risk
Gaon Hart
User-Alt
Chief Compliance Officer and Senior Deputy General Counsel Comcast Dylan Moses Partner K&L Gates LLP
Albert B. Stieglitz, Jr. Partner
WilmerHale
Senior Deputy Chief, Fraud Section
Director, EMEA Regional Head of Anti-Bribery and Corruption Compliance MUFG Gonzalo Guzman
Camilla de Silva Partner
Ben Cooper Global Head of AB&C HSBC
Barry Vitou Partner
SFO FACULTY: Sara Chouraqui
Tapan Debnath
Global Business Group
Senior Compliance Lead Nokia
Global Head of Anti-Bribery and Corruption
Judy Krieg
Ash Aggarwal
Senior Counsel, Regional Compliance Counsel Europe, Eurasia, and Sub-Saharan Africa Region, Global Ethics and Compliance Halliburton
Chief, FCPA Unit, Fraud Section, Criminal Division U.S. Department of Justice
Leas Bachatene Chief Executive Officer ethiXbase
Head of Regional Ethics & Compliance – EMEA Meta Candy Lawson
With conferences in the United States, Europe, Asia Pacific, and Latin America, the C5 Group of Companies: American Conference Institute, The Canadian Institute, and C5 Group, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world. Don’t miss the opportunity to maximize participation or showcase your organization’s services and talent. For more information please contact us at: SponsorInfo@AmericanConference.com hands-helping BECOME A SPONSOR
Duncan Smith
Aditi Wanchoo
Astellas Pharmaceuticals
U.S. Department of Justice Micky Khurana
Marsh & McLennan
Former Chief, FCPA Unit, U.S. Department of Justice
Former Deputy Chief, Criminal Division, U.S. Attorney’s Offices, U.S. Department of Justice
Senior Vice President, Litigation, Investigations & Regulatory Affairs Airbus Daniel S. Kahn
Simmons & Simmons LLP
Artur Nagapetyan
Head of Division Serious Fraud Office
2 | #ACLondon twitter: @C5_Conferences linkedin: Anti-Corruption/FCPA – Legal, Regulatory and Compliance Professionals
Kenneth Gazzaway
DOJ SPEAKER:
David Last
Joint Head of Fraud, Bribery and Corruption
Deputy Head, Fraud Investigations European Investment Bank
Anton Alferov
Osmar Jose Benvenuto
Head of Integrity, Regulatory Affairs & Data Privacy –Process Automation
DISTINGUISHED SPEAKERS:
Serious Fraud Office
Alston & Bird LLP
Global General Counsel –Anti-Corruption, Business Integrity Unilever
Chris Cestaro Partner
ABB
FacultySpeakerCONFERENCECHAIRS:
Bérengère Parmly
Head of Public Policy, Customer Trust, UK Amazon
Caroline Black Partner
Karl Hennessee
Head of Ethics & Compliance –UK and EMEA WSP Stephen Pollard Partner WilmerHale
Holman Fenwick Willan LLP
Senior Manager of Human Rights Novartis
12:45 Networking Luncheon
The Unwritten Lessons for Reputational Risk and Crisis Management: Recent Examples of Successes and Missteps, and Hidden Pitfalls to Avoid
Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIESREGISTER NOW C5-Online.com/AC-London • +44 20 4532 2313 Join Our Email List to Stay Connected SIGN UP TO RECEIVE EXCLUSIVE DISCOUNTS, OFFERS AND PROGRAMME UPDATES C5-Online.com/join-our-email-list/ Day 1 • 20 September 2022
• Special considerations for addressing reputational risks arising from anti-bribery and FCPA investigations and settlements
INTERVIEW WITH THE SERIOUS FRAUD OFFICE The SFO’s Enforcement Priorities: Updates on DPAs, Multi-Jurisdictional Coordination and Recent Trends
• New bribery risks coming to the forefront
• Best practices for upgrading compliance, due diligence and monitoring protocols in response to rapid geopolitical developments:
• Strengthening your program amid an uncertain landscape of risk
• The evolving role of legal and compliance in managing reputational risk
Opening Remarks from the Co-Chairs
New Lessons for Rapidly Aligning Anti-Corruption Compliance Policies to Evolving Geopolitical and Regulatory Realities
• Incorporating country-specific differences into your compliance programme
09:45
MICROPHONE Caroline Black, Partner, Dechert LLP
11:00 ANTI-BRIBERY, AML AND FRAUD RISKS
• How financial institutions and companies are strengthening transaction monitoring systems
COMPLIANCE THINK TANK #1 – GEOPOLITICS AND HIGH RISK MARKETS
• Managing the crossover between corruption and fraud: Recent examples amid the pandemic and geopolitical developments
• Managing the crossover: When one actual or suspected red flag reveals others
11:45 REPUTATIONAL RISK
• Managing the reputational aftermath of regulatory disclosures and government investigations
MICROPHONE Sara Chouraqui, Joint Head of Fraud, Bribery and Corruption, Serious Fraud Office Albert B. Stieglitz, Jr., Partner, Alston & Bird LLP
MICROPHONE Dylan Moses, Partner, K&L Gates LLP
• Ensuring that processes and controls are equipped to detect given risk factors
The Growing Interplay between Anti-Bribery, AML and Fraud: The Latest Best Practices for Upgrading Internal Controls and Systems for Risk Mitigation
09:15
Gaon Hart, Head of Public Policy, Customer Trust, UK, Amazon
• Managing the interplay of economic sanctions and anti-corruption
• Assessing the adequacy of your controls-and if/when to strengthen them
Tapan Debnath, Head of Integrity, Regulatory Affairs & Data Privacy – Process Automation, ABB
10:45 Networking Break
MICROPHONE Kenneth Gazzaway, Director, EMEA Regional Head of Anti-Bribery and Corruption Compliance, MUFG
During this interactive session, compliance decision-makers will share the successes and hurdles to evolving a compliance programme amid new, quickly evolving geopolitical developments—and how to implement an effective, rapid response.
• Aligning policies to the unique context of each jurisdiction
Mina Feizollahbegi, Global Head of Anti-Bribery and Corruption, Marsh & McLennan Duncan Smith, Deputy Head, Fraud Investigations, European Investment Bank
• Implementing Board and Audit Committee priorities, including anti-bribery, ESG and emergency preparedness
Osmar Jose Benvenuto, Managing Director & Head of Financial Crimes Risk / Morgan Stanley / Former Deputy Chief, Criminal Division, U.S. Attorney’s Offices, U.S. Department of Justice
Topics will include:
MICROPHONE Ben Cooper, Global Head of AB&C, HSBC
09:00
• How reputational risks have evolved for financial institutions, corporations and individuals
• Rethinking reputational risk management amid geopolitical shifts, a rise in shareholder activism, public pressures and enforcement developments
Speakerslandscape.will
2022
14:45 COMPLIANCE THINK TANK #2 –ANTI-CORRUPTION, ECONOMIC SANCTIONS AND EXPORT CONTROLS
Speakers include:
16:30
Day 2 • 21 September
MICROPHONE Camilla de Silva, Partner, Simmons & Simmons LLP Former Co-Head of Fraud and Corruption, Serious Fraud Office
Leading Practitioners Weigh in on Expected (and Unexpected)
• Adapting your interview and questioning techniques to the remote vs. in-person context
AND AUDIENCE Q&A
09:00
09:05 ANTI-CORRUPTION, ESG AND CSR Integrating Human Rights, Modern Slavery Act and Anti-Corruption Compliance Resources: Special Considerations for Country Risk Analyses, Supply Chain and Third-Party Management
14:00 INT ERVIEW
Special Interview: the UK’s
• Incorporating the prevention of modern slavery, ESG and CSR objectives into your compliance program
• Status and impact of EU Human Rights Directive, as well as mandatory due diligence requirements in France and The Netherlands
• New takeaways for conducting country-specific risk assessments
4 | #ACLondon twitter: @C5_Conferences linkedin: Anti-Corruption/FCPA – Legal, Regulatory and Compliance Professionals
• Developing and implementing an ethics and compliance analytics strategy
• Hurdles to conducting remote investigations-and lessons that can be leveraged for remote and in-person
• Ethics, confidentiality and privilege considerations
15:30 Networking Break
MICROPHONE David Last, Chief, FCPA Unit, Fraud Section, Criminal Division, U.S. Department of Justice
• Managing related privacy, security and execution risks
delve into the latest know-how for staying up-to-speed on rapid changes -and preparing for the medium and long-term aftermath for business and compliance operations.
• The lengths and limits of remote investigations
• Dovetailing and updating third party due diligence questionnaires
• Updating data acquisition and governance practices
• Special considerations for complex, multi-jurisdictional investigations
Response to Economic Crime
• Tips on assembling the right cross-functional team
• The real-life interplay of Modern Slavery and anti-corruption compliance programmes
MICROPHONE Ash Aggarwal, Senior Director, Compliance Excellence & Transformation, Astellas Pharmaceuticals
Lessons from the Pandemic
17:00 Conference Adjourns DRINKS RECEPTION
Karl Hennessee, Senior Vice President, Litigation, Investigations & Regulatory Affairs, Airbus
MICROPHONE Anton Alferov, Senior Counsel, Regional Compliance Counsel Europe, Eurasia, and Sub-Saharan Africa Region, Global Ethics and Compliance, Halliburton (UK)
• Leveraging data and analytics to increase ethics and compliance program effectiveness
wine-glass-alt MICROPHONE
Data-Driven Compliance and Monitoring: The Newest Takeaways for Updating Your Metrics, Data Acquisition and Governance Action Plan
• Document and data collection and preservation
Stephen Pollard, Partner, WilmerHale
MICROPHONE Gonzalo Guzman, Global General Counsel - Anti-Corruption, Business Integrity, Unilever Aditi Wanchoo, Senior Manager of Human Rights, Novartis Leas Bachatene, Chief Executive Officer, ethiXbase
15:45 RETHINKING REMOTE AND IN-PERSON INTERNAL INVESTIGATIONS
Artur Nagapetyan, Vice President, Head of Compliance International Markets, Teva Pharmaceuticals
Converging Economic Sanctions, Export Controls and Anti-Corruption Risk Factors: Re-Positioning Your Business and Compliance Programme for the Short, Medium and Long-Term
10:00 DATA ANALYTICS, MACHINE LEARNING AND AI
During this highly anticipated session, participants will gain practical takeaways for compliance and risk management amid a rapidly changing economic sanctions and export controls
• How to identify and address high stakes risks across your supply chain
Enforcement Priorities Moving Forward in Strengthening
• DOJ and SFO expectations in relation to the use of data and analytics as part of an ethics and compliance program
The DOJ’s FCPA Enforcement Posture, Priorities and Compliance Expectations
Opening Remarks from the Co-Chairs
• How industry is using the Home Office’s modern slavery statement registry
Topics will include:
• The weight given to self-disclosures by the agencies
• Incentivizing compliance: What works and what doesn’t?
11:00 Networking Break
15:00
Michael Ruck, Partner, K&L Gates LLP
12:45 Networking Luncheon
As you revisit the landscape of anti-corruption and related risk factors, gain practical takeaways for adapting your calculus to a host of new legal, compliance and business realities.
MICROPHONE Bérengère Parmly, Head of Ethics & Compliance – UK and EMEA, WSP Micky Khurana, Head of Regional Ethics & Compliance – EMEA, Meta
11:45
• To what extent corporate and individual criminal liability risks are changing
• Overcoming training “fatigue”
A Closer Look at the Most Recent Compliance Failures, Enforcement and Penalties on Both Sides of the Pond: New Lessons on What Crosses the Line
moderator: Daniel S. Kahn, Senior Deputy Chief, Fraud Section, U.S. Department of Justice
• Developing a sustainable strategy to prevent a repeat scenario
• Addressing specific cultural nuances when localizing your training
Candy Lawson, Chief Compliance Officer and Senior Deputy General Counsel, Comcast
During this highly anticipated session, faculty members will share how recent geopolitical, regulatory and enforcement shifts have changed the face of risk assessments and organisations’ risk tolerance.
• The newest lessons for strengthening employee training, internal messaging and compliance awareness at home and in the field
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• How recent cases affects multinationals’ day-to-day compliance efforts
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11:15 INTERVIEW: PERSPECTIVES FROM THE INVESTMENT COMMUNITY Changes in Corporate Governance and Shareholder Expectations: ESG, Anti-Corruption, Ratings Agencies and the Impact on Investment Decision-Making
• Update on what crosses the “Adequate Procedures” threshold
MICROPHONE Melda Tanyeri, Global Business Group Senior Compliance Lead, Nokia
• Understanding local business environments, customs and practices
14:00
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• What criteria the DOJ and SFO may now use to select cases
Barry Vitou, Partner, Holman Fenwick Willan LLP
• How to know if your message is being heard and followed
16:00 Conference Concludes
Media Partner
MICROPHONE Judy Krieg, Head of Division, Serious Fraud Office
• Innovative employee training (and re-training) techniques
• The lengths and limits of the SFO’s cross-border investigative powers
Risk “Re-Assessments”: Revisiting Your Organisation’s Risk Appetite for Operating in High Risk and Emerging Markets
• What has triggered suspicion and investigations
MICROPHONE Chris Cestaro, Partner, WilmerHale, Immediate Past Former Chief, FCPA Unit, U.S. Department of Justice
• Calibrating third party and supply chain risk assessments
• What it now takes to influence behaviour, compliance awareness and good corporate citizenship:
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Employee Behaviour and Training: Innovative New Ways to Foster and Sustain Compliance Awareness and an Ethical Corporate Culture
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FCPA Enforcement & Compliance West Coast Forum em 15 – 16 June 2022 San Francisco, CA 14th Advanced Forum on FCPA ANTI-CORRUPTION& For the Life Sciences Industry 21 – 22 July 2022 Boston, MA 8th Conference on Anti-CorruptionFRANCE 10 – 11 October 2022 Paris 16th Forum Foreignon PracticesCorruptAct HOUSTON January 2023 Houston, TX Mexico Summit on &Anti-CorruptionCompliance Programs March 2023 Mexico City Anti-Corruption GLOBAL SERIES AmericanConference.com/Conferences/Anti-Corruption-FCPA FCPAFOREIGNCORRUPT PRACTICES ACT 39th International Conference on the The Official Conference for the Global Anti-Corruption Community 30 November – 1 December 2022 Gaylord National Resort & Convention Center, Washington, DC 12th Summit on Anti-CorruptionBRAZIL May 2023 São Paulo
CONFERENCE CODE: 625L23-LON © C5, 2022 Special Discount ACI offers financial scholarships for government employees, judges, law students, non-profit entities and others. For more information, please email or call customer service. To update your contact information and preferences, please visit www.C5-Online.com/preference-center/. Terms & conditions and refund/cancellation policies can be found at C5-Online.com/company/faq/ All program participants will receive an online link to access the conference materials as part of their registration fee. Additional copies of the Conference Materials available for $199 per copy. Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation. ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board. ACI certifies this activity has been approved for CLE credit by the State Bar of California. ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request. For more information on ACI’s CLE process visit: www.americanconference.com/accreditation/ EARN CREDITSCLE *Team/group registrations must be from the same organization/firm and register together in one transaction. Venue Millennium Gloucester Hotel 4-18 Harrington Gardens, London SW7 4LH Phone: +44 2073 736030 or reservations.gloucester@millenniumhotels.co.uk Bringing a Team?* 3–4 10% Conference Discount 5–6 15% Conference Discount 7 20% Conference Discount 8+ Call +44 20 4532 2313 Looking to Register? Contact our Customer Service Representatives: Yanette Ching, C5 Communications 1Y.Ching@C5-Online.com2123523220x5499 Use Registration Code: B00-999-YCG23 Brian Currie, C5 Communications 1B.Currie@C5-Online.com2123523220x7370 Use Registration Code: B00-999-BCE23 In-Person LivestreamConferenceConferencePRICING £1499£1399 £1299£1199 Register£1399£1599&Pay after 29 July 2022 Register & Pay by 29 July 2022 Register & Pay by 1 July 2022 Please add UK VAT to all orders American Conference Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of Continuing Professional Education (CPE) on the National Registry of CPE Sponsors. State Boards of Accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org. There are no pre-requisites and advance preparation is not required to attend this conference. Field of Study: Business Law Email: Education@AmericanConference.com for breakdown by credit Prerequisite: None Level of knowledge: Basic Advanced Preparation: None Delivery Method: In-person and Livestream Participants will earn up to 10.50 CPE credits. To be awarded full credits, you must actively participate in activities (such as polling). Continuing Professional Education Credits
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All attendees will need to assert that at the time that they first attend the conference and for the 10 days prior:
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Enhanced Communication
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Planning Ahead for Live Conferences: C5’s All Secure Safety Plan
Attendance Screening
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All our events will adhere to official government and local authority guidance in addition to venue or location-specific regulations, and will follow the commitments below.
Reduced Touchpoints
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Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIESREGISTER NOW C5-Online.com/AC-London • +44 20 4532 2313