Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIESREGISTER NOW C5-Online.com/AC-London • +44 20 4532 2313 16th Conference on Anti-CorruptionLONDON 20–21 September 2022 Millennium Gloucester Hotel London Kensington As you work through complex geopolitical, compliance and enforcement risk factors, ensure that you are part of critically important discussions! • Join New, Interactive Compliance Think Tanks: » Geopolitics, Compliance and High Risk Markets: Aligning Anti-Corruption Compliance to Evolving Realities » Converging Anti-Corruption, Economic Sanctions and Export Controls Risks: Re-Positioning Your Programme for the Short, Medium and Long-Term • The Interplay between Anti-Bribery, AML and Fraud: The Latest on Upgrading Internal Controls and Systems for Risk Mitigation • The Most Recent FCPA and UKBA Compliance Failures on Both Sides of the Pond: New Lessons on What Crosses the Line • Integrating Human Rights, Modern Slavery Act and Anti-Corruption Compliance Resources • Data Analytics, Machine Learning and AI: Updating Your Metrics, Data Acquisition and Governance Action Plan DOJ Update from: David Last Chief, FCPA Unit, Fraud Section, Criminal Division U.S. Department of Justice SFO Updates from: Sara Chouraqui Joint Head of Fraud, Bribery and Corruption Serious Fraud Office Judy Krieg Head of Division Serious Fraud Office The Premier Event on Anti-Corruption, Human Rights and Compliance Programmes UP TO 8.75 CPD CREDITS AVAILABLE EARN CREDITSCPE Network and Benchmark with Legal and Compliance Leaders from: The Bank of England UnileverHSBCHalliburtonEuropeanTevaAmazonPharmaceuticalsInvestmentBank MarshMUFGNokia & McLennan AstellasABB Pharmaceuticals WSPNovartis Associate Sponsors Executive SponsorSupporting Sponsors
ABB
User-Alt
Bérengère Parmly
Aditi Wanchoo
Former Deputy Chief, Criminal Division, U.S. Attorney’s Offices, U.S. Department of Justice
DOJ SPEAKER:
Senior Director, Compliance Excellence & Transformation
Tapan Debnath
Global Business Group
Former Co-Head of Fraud and Corruption, Serious Fraud Office
FacultySpeakerCONFERENCECHAIRS:
Serious Fraud Office
With conferences in the United States, Europe, Asia Pacific, and Latin America, the C5 Group of Companies: American Conference Institute, The Canadian Institute, and C5 Group, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world. Don’t miss the opportunity to maximize participation or showcase your organization’s services and talent. For more information please contact us at: SponsorInfo@AmericanConference.com hands-helping BECOME A SPONSOR
Chief Compliance Officer and Senior Deputy General Counsel Comcast Dylan Moses Partner K&L Gates LLP
Judy Krieg
Mina Feizollahbegi
Kenneth Gazzaway
Senior Deputy Chief, Fraud Section
Albert B. Stieglitz, Jr. Partner
Chief, FCPA Unit, Fraud Section, Criminal Division U.S. Department of Justice
Ash Aggarwal
Astellas Pharmaceuticals
Senior Counsel, Regional Compliance Counsel Europe, Eurasia, and Sub-Saharan Africa Region, Global Ethics and Compliance Halliburton
Managing Director & Head of Financial Crimes Risk
WilmerHale
Deputy Head, Fraud Investigations European Investment Bank
Marsh & McLennan
Head of Public Policy, Customer Trust, UK Amazon
DISTINGUISHED SPEAKERS:
Simmons & Simmons LLP
Karl Hennessee
Melda Tanyeri
U.S. Department of Justice Micky Khurana
Senior Manager of Human Rights Novartis
Dechert LLP
2 | #ACLondon twitter: @C5_Conferences linkedin: Anti-Corruption/FCPA – Legal, Regulatory and Compliance Professionals
Head of Division Serious Fraud Office
Global Head of Anti-Bribery and Corruption
Osmar Jose Benvenuto
Caroline Black Partner
Barry Vitou Partner
Gaon Hart
Head of Regional Ethics & Compliance – EMEA Meta Candy Lawson
Michael Ruck Partner K&L Gates LLP
Joint Head of Fraud, Bribery and Corruption
Ben Cooper Global Head of AB&C HSBC
Artur Nagapetyan
Leas Bachatene Chief Executive Officer ethiXbase
Alston & Bird LLP
Duncan Smith
Head of Ethics & Compliance –UK and EMEA WSP Stephen Pollard Partner WilmerHale
Senior Compliance Lead Nokia
Director, EMEA Regional Head of Anti-Bribery and Corruption Compliance MUFG Gonzalo Guzman
SFO FACULTY: Sara Chouraqui
Anton Alferov
Vice President, Head of Compliance International Markets Teva Pharmaceuticals
Former Chief, FCPA Unit, U.S. Department of Justice
David Last
Senior Vice President, Litigation, Investigations & Regulatory Affairs Airbus Daniel S. Kahn
Morgan Stanley
Holman Fenwick Willan LLP
Camilla de Silva Partner
Head of Integrity, Regulatory Affairs & Data Privacy –Process Automation
Chris Cestaro Partner
Global General Counsel –Anti-Corruption, Business Integrity Unilever
MICROPHONE Sara Chouraqui, Joint Head of Fraud, Bribery and Corruption, Serious Fraud Office Albert B. Stieglitz, Jr., Partner, Alston & Bird LLP
• Ensuring that processes and controls are equipped to detect given risk factors
• Best practices for upgrading compliance, due diligence and monitoring protocols in response to rapid geopolitical developments:
• Managing the interplay of economic sanctions and anti-corruption
• Assessing the adequacy of your controls-and if/when to strengthen them
Opening Remarks from the Co-Chairs
• Managing the crossover: When one actual or suspected red flag reveals others
The Growing Interplay between Anti-Bribery, AML and Fraud: The Latest Best Practices for Upgrading Internal Controls and Systems for Risk Mitigation
MICROPHONE Kenneth Gazzaway, Director, EMEA Regional Head of Anti-Bribery and Corruption Compliance, MUFG
MICROPHONE Caroline Black, Partner, Dechert LLP
Topics will include:
09:15
• Strengthening your program amid an uncertain landscape of risk
• How financial institutions and companies are strengthening transaction monitoring systems
IN TERVIEW WITH THE SERIOUS FRAUD OFFICE The SFO’s Enforcement Priorities: Updates on DPAs, Multi-Jurisdictional Coordination and Recent Trends
09:00
Gaon Har t, Head of Public Policy, Customer Trust, UK, Amazon
• New bribery risks coming to the forefront
11:45 REPUTATIONAL RISK
09:45
CO MPLIANCE THINK TANK #1 – GEOPOLITICS AND HIGH RISK MARKETS
• Managing the crossover between corruption and fraud: Recent examples amid the pandemic and geopolitical developments
Tapan Debnath, Head of Integrity, Regulatory Affairs & Data Privacy – Process Automation, ABB
• Incorporating country-specific differences into your compliance programme
• How reputational risks have evolved for financial institutions, corporations and individuals
During this interactive session, compliance decision-makers will share the successes and hurdles to evolving a compliance programme amid new, quickly evolving geopolitical developments—and how to implement an effective, rapid response.
10:45 Networking Break
Osmar Jose Benvenuto, Managing Director & Head of Financial Crimes Risk / Morgan Stanley / Former Deputy Chief, Criminal Division, U.S. Attorney’s Offices, U.S. Department of Justice
• Rethinking reputational risk management amid geopolitical shifts, a rise in shareholder activism, public pressures and enforcement developments
Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIESREGISTER NOW C5-Online.com/AC-London • +44 20 4532 2313 Join Our Email List to Stay Connected SIGN UP TO RECEIVE EXCLUSIVE DISCOUNTS, OFFERS AND PROGRAMME UPDATES C5-Online.com/join-our-email-list/ Day 1 • 20 September 2022
11:00 AN TI-BRIBERY, AML AND FRAUD RISKS
New Lessons for Rapidly Aligning Anti-Corruption Compliance Policies to Evolving Geopolitical and Regulatory Realities
• Managing the reputational aftermath of regulatory disclosures and government investigations
• Implementing Board and Audit Committee priorities, including anti-bribery, ESG and emergency preparedness
Mina Feizollahbegi, Global Head of Anti-Bribery and Corruption, Marsh & McLennan Duncan Smith, Deputy Head, Fraud Investigations, European Investment Bank
MICROPHONE Dylan Moses, Partner, K&L Gates LLP
12:45 Networking Luncheon
MICROPHONE Ben Cooper, Global Head of AB&C, HSBC
• Aligning policies to the unique context of each jurisdiction
• Special considerations for addressing reputational risks arising from anti-bribery and FCPA investigations and settlements
The Unwritten Lessons for Reputational Risk and Crisis Management: Recent Examples of Successes and Missteps, and Hidden Pitfalls to Avoid
• The evolving role of legal and compliance in managing reputational risk
• New takeaways for conducting country-specific risk assessments
2022
MICROPHONE Ash Aggarwal, Senior Director, Compliance Excellence & Transformation, Astellas Pharmaceuticals
The DOJ’s FCPA Enforcement Posture, Priorities and Compliance Expectations
Converging Economic Sanctions, Export Controls and Anti-Corruption Risk Factors: Re-Positioning Your Business and Compliance Programme for the Short, Medium and Long-Term
• Adapting your interview and questioning techniques to the remote vs. in-person context
15:30 Networking Break
• Document and data collection and preservation
Response to Economic Crime
• DOJ and SFO expectations in relation to the use of data and analytics as part of an ethics and compliance program
17:00 Conference Adjourns DRINKS RECEPTION
14:00 INT ERVIEW
• Ethics, confidentiality and privilege considerations
09:05 ANTI-CORRUPTION, ESG AND CSR Integrating Human Rights, Modern Slavery Act and Anti-Corruption Compliance Resources: Special Considerations for Country Risk Analyses, Supply Chain and Third-Party Management
14:45 COMPLIANCE THINK TANK #2 –ANTI-CORRUPTION, ECONOMIC SANCTIONS AND EXPORT CONTROLS
Stephen Pollard, Partner, WilmerHale
Speakers include:
Special Interview: the UK’s
MICROPHONE Camilla de Silva, Partner, Simmons & Simmons LLP Former Co-Head of Fraud and Corruption, Serious Fraud Office
• The real-life interplay of Modern Slavery and anti-corruption compliance programmes
• How industry is using the Home Office’s modern slavery statement registry
Lessons from the Pandemic
MICROPHONE Gonzalo Guzman, Global General Counsel - Anti-Corruption, Business Integrity, Unilever Aditi Wanchoo, Senior Manager of Human Rights, Novartis Leas Bachatene, Chief Executive Officer, ethiXbase
Karl Hennessee, Senior Vice President, Litigation, Investigations & Regulatory Affairs, Airbus
• Special considerations for complex, multi-jurisdictional investigations
• Incorporating the prevention of modern slavery, ESG and CSR objectives into your compliance program
4 | #ACLondon twitter: @C5_Conferences linkedin: Anti-Corruption/FCPA – Legal, Regulatory and Compliance Professionals
During this highly anticipated session, participants will gain practical takeaways for compliance and risk management amid a rapidly changing economic sanctions and export controls
Leading Practitioners Weigh in on Expected (and Unexpected)
Artur Nagapetyan, Vice President, Head of Compliance International Markets, Teva Pharmaceuticals
• The lengths and limits of remote investigations
• How to identify and address high stakes risks across your supply chain
Day 2 • 21 September
• Hurdles to conducting remote investigations-and lessons that can be leveraged for remote and in-person
• Dovetailing and updating third party due diligence questionnaires
10:00 DATA ANALYTICS, MACHINE LEARNING AND AI
Speakerslandscape.will
09:00
• Managing related privacy, security and execution risks
16:30
Data-Driven Compliance and Monitoring: The Newest Takeaways for Updating Your Metrics, Data Acquisition and Governance Action Plan
Enforcement Priorities Moving Forward in Strengthening
• Developing and implementing an ethics and compliance analytics strategy
• Leveraging data and analytics to increase ethics and compliance program effectiveness
• Tips on assembling the right cross-functional team
wine-glass-alt MICROPHONE
Opening Remarks from the Co-Chairs
delve into the latest know-how for staying up-to-speed on rapid changes -and preparing for the medium and long-term aftermath for business and compliance operations.
• Updating data acquisition and governance practices
MICROPHONE Anton Alferov, Senior Counsel, Regional Compliance Counsel Europe, Eurasia, and Sub-Saharan Africa Region, Global Ethics and Compliance, Halliburton (UK)
15:45 RETHINKING REMOTE AND IN-PERSON INTERNAL INVESTIGATIONS
• Status and impact of EU Human Rights Directive, as well as mandatory due diligence requirements in France and The Netherlands
AND AUDIENCE Q&A
MICROPHONE David Last, Chief, FCPA Unit, Fraud Section, Criminal Division, U.S. Department of Justice
Topics will include:
Barry Vitou, Partner, Holman Fenwick Willan LLP
AC-London • +44 20 4532 2313
A Closer Look at the Most Recent Compliance Failures, Enforcement and Penalties on Both Sides of the Pond: New Lessons on What Crosses the Line
Michael Ruck, Partner, K&L Gates LLP
• What criteria the DOJ and SFO may now use to select cases
• Overcoming training “fatigue”
16:00 Conference Concludes
Risk “Re-Assessments”: Revisiting Your Organisation’s Risk Appetite for Operating in High Risk and Emerging Markets
Candy Lawson, Chief Compliance Officer and Senior Deputy General Counsel, Comcast
• The weight given to self-disclosures by the agencies
MICROPHONE Chris Cestaro, Partner, WilmerHale, Immediate Past Former Chief, FCPA Unit, U.S. Department of Justice
Our conferences and related products connect the power of people with the power of information, a powerful combination for business growth and success.
MICROPHONE Judy Krieg, Head of Division, Serious Fraud Office
About us:
• Addressing specific cultural nuances when localizing your training
MICROPHONE Melda Tanyeri, Global Business Group Senior Compliance Lead, Nokia
11:15 INTERVIEW: PERSPECTIVES FROM THE INVESTMENT COMMUNITY Changes in Corporate Governance and Shareholder Expectations: ESG, Anti-Corruption, Ratings Agencies and the Impact on Investment Decision-Making
• Update on what crosses the “Adequate Procedures” threshold
• How recent cases affects multinationals’ day-to-day compliance efforts
• How to know if your message is being heard and followed
• What it now takes to influence behaviour, compliance awareness and good corporate citizenship:
GLOBAL SERIESREGISTER NOW
For over 30 years, C5 Group has proVided the opportunities that bring together business leaders, professionals and international experts from around the world to learn, meet, network and make the contacts that create the opportunities.
11:00 Networking Break
15:00
• What has triggered suspicion and investigations
12:45 Networking Luncheon
Part of C5 Group’s ANTI-CORRUPTIONC5-Online.com/
• Developing a sustainable strategy to prevent a repeat scenario
• The lengths and limits of the SFO’s cross-border investigative powers
During this highly anticipated session, faculty members will share how recent geopolitical, regulatory and enforcement shifts have changed the face of risk assessments and organisations’ risk tolerance.
As you revisit the landscape of anti-corruption and related risk factors, gain practical takeaways for adapting your calculus to a host of new legal, compliance and business realities.
• Innovative employee training (and re-training) techniques
Employee Behaviour and Training: Innovative New Ways to Foster and Sustain Compliance Awareness and an Ethical Corporate Culture
• Incentivizing compliance: What works and what doesn’t?
The C5 Group, comprising American Conference Institute, The Canadian Institute and C5 in Europe, is a leading global events and business intelligence company.
moderator: Daniel S. Kahn, Senior Deputy Chief, Fraud Section, U.S. Department of Justice
14:00
11:45
• To what extent corporate and individual criminal liability risks are changing
• Calibrating third party and supply chain risk assessments
MICROPHONE Bérengère Parmly, Head of Ethics & Compliance – UK and EMEA, WSP Micky Khurana, Head of Regional Ethics & Compliance – EMEA, Meta
• The newest lessons for strengthening employee training, internal messaging and compliance awareness at home and in the field
Media Partner
• Understanding local business environments, customs and practices
FCPA Enforcement & Compliance West Coast Forum em 15 – 16 June 2022 San Francisco, CA 14th Advanced Forum on FCPA ANTI-CORRUPTION& For the Life Sciences Industry 21 – 22 July 2022 Boston, MA 8th Conference on Anti-CorruptionFRANCE 10 – 11 October 2022 Paris 16th Forum Foreignon PracticesCorruptAct HOUSTON January 2023 Houston, TX Mexico Summit on &Anti-CorruptionCompliance Programs March 2023 Mexico City Anti-Corruption GLOBAL SERIES AmericanConference.com/Conferences/Anti-Corruption-FCPA FCPAFOREIGNCORRUPT PRACTICES ACT 39th International Conference on the The Official Conference for the Global Anti-Corruption Community 30 November – 1 December 2022 Gaylord National Resort & Convention Center, Washington, DC 12th Summit on Anti-CorruptionBRAZIL May 2023 São Paulo
In-Person LivestreamConferenceConferencePRICING £1499£1399 £1299£1199 £1399£1599 REGISTRATION CODE: B00-625-625L23.WEB CONFERENCE CODE: 625L23-LON 3 Ways to Register ONLINE:AmericanConference.com/AC-London EMAIL:CustomerService@C5-Online.com PHONE:+44204532 2313 © C5, 2022 Special Discount ACI offers financial scholarships for government employees, judges, law students, non-profit entities and others. For more information, please email or call customer service. To update your contact information and preferences, please visit www.C5-Online.com/preference-center/. Terms & conditions and refund/cancellation policies can be found at C5-Online.com/company/faq/ All program participants will receive an online link to access the conference materials as part of their registration fee. Additional copies of the Conference Materials available for $199 per copy. Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation. ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board. ACI certifies this activity has been approved for CLE credit by the State Bar of California. ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request. Questions about CLE credits for your state? Visit our online CLE Help Center at www.americanconference.com/accreditation/cle/ EARN CREDITSCLE Register & Pay after 29 July 2022 Register & Pay by 29 July 2022 Register & Pay by 1 July 2022 *Team/group registrations must be from the same organization/firm and register together in one transaction. Venue Millennium Gloucester Hotel 4-18 Harrington Gardens, London SW7 4LH Phone: +44 2073 736030 or reservations.gloucester@millenniumhotels.co.uk Bringing a Team?* 3–4 10% Conference Discount 5–6 15% Conference Discount 7 20% Conference Discount 8+ Call +44 20 4532 2313 Please add UK VAT to all orders American Conference Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of Continuing Professional Education (CPE) on the National Registry of CPE Sponsors. State Boards of Accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org. There are no pre-requisites and advance preparation is not required to attend this conference. Field of Study: Business Law Email: Education@AmericanConference.com for breakdown by credit Prerequisite: None Level of knowledge: BasicAdvanced Preparation: None Delivery Method: In-person and Livestream Participants will earn up to 10.50 CPE credits. To be awarded full credits, you must actively participate in activities (such as polling).
Continuing Professional Education Credits
y We continue to work closely with our venue partners to ensure the safety of our attendees. Please check back frequently as we monitor and evolve our plan in the weeks ahead.
y Have not had a positive COVID-19 test within the last 10 days.
All attendees will need to assert that at the time that they first attend the conference and for the 10 days prior:
y Have not experienced any COVID-19 symptoms now or within the last 10 days.
We are closely monitoring industry best practices and will be evaluating further additional measures pertaining to vaccinations and on-site screening based on the advice of health authorities.
Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIESREGISTER NOW C5-Online.com/AC-London • +44 20 4532 2313
y Have not had close contact with any person with or suspected of having COVID-19 within the last 10 days.
All our events will adhere to official government and local authority guidance in addition to venue or location-specific regulations, and will follow the commitments below.
Planning Ahead for Live Conferences: C5’s All Secure Safety Plan
y Education and training for the team to ensure we provide a safe and secure conference experience.
As C5 and our partners plan for in-person events, we are committed to building and enhancing the planning and preparation with a view to offering our guests a safe place for live conference delivery. In addition, to ensure your safety, our event staff is fully vaccinated.
Attendance Screening
y Ongoing communication and advance planning with the venue regarding enhanced cleaning and sanitizing measures, response strategies and other onsite protocols.
y Physical distancing protocols such as limiting attendance, directional signage and markers throughout the conference.
y Availability of personal hygiene and safety products including facial coverings where available.
y Placement of hygiene stations throughout the conference including the registration area, meeting spaces and high frequency areas.
y Distribution of local health-resource information in advance of the event.
y Have not been advised by any health authority, government agency or regulatory body, within the last 10 days, to self-isolate due to possible exposure to COVID-19.
Link to COVID-19 symptoms: https://www.cdc.gov/coronavirus/2019-ncov/symptoms-testing/symptoms.html
Safety and Physical Distancing
Enhanced Communication
y Reduction of the physical distribution of onsite materials.
y A conference room layout with planned seating for appropriate physical distancing.
Reduced Touchpoints
y Food and beverage options that ensure minimal handling and exposure.
Increased Cleaning and Sanitation
y Advance communication to all attendees on what to expect and prepare for at the conference: from registration to conference materials to room layout to food and beverage options and more.