18th Conference on Anti-Corruption LONDON - WEB

18th Conference on

ANTI-CORRUPTION LONDON

DISTINGUISHED GOVERNMENT SPEAKERS

Gaëlane Pelen Judge, Senior International Affairs Officer AFA

Vanessa Sisti Fraud Prosecutorial Liaison to the United Kingdom, Criminal Division, Fraud Section U.S. Department of Justice INSIGHTS FROM THE BENCH

The Hon. Mr. Justice Robin Knowles CBE (England & Wales)

The Hon. Mr. Justice Nicholas A. Segal (Cayman Islands)

EARN CLE/CPD CREDITS

Actionable Takeaways Around the Latest in Global Compliance, ESG and Risk Management

‹ Rethinking Whistleblower Reporting Mechanisms and Complaint Management

‹ Evaluating New Corporate and Individual Liability Risk Amid the New UK Crime Law, FCPA Risks and More

‹ Integrating ESG, Human Rights with Anti-Corruption and Compliance

‹ New Ways to Foster and Sustain Compliance Awareness and an Ethical Corporate Culture

‹ M&A and Joint Ventures: How DOJ’s New Safe Harbor Policy is Affecting Due Diligence, Privacy and Post-Transaction Integration

SMALLER-GROUP DISCUSSION DURING BREAKOUT ROUNDTABLES!

NETWORK AND BENCHMARK WITH EXECUTIVES FROM:

» SAP (UK)

» Novartis (Switzerland)

» Shell (USA)

» BT Group (UK)

» Ericsson (UK/Germany)

» Equinor (Norway)

» Google (Netherlands)

» Entain (UK)

» Charles Schwab (USA)

» Meta (UK)

» Woodside Energy (USA)

» IQVIA (UK)

» The World Bank (USA)

» Hitachi Ltd. (UK)

» Comcast Corp.

» Gilead (UK)

» Edwards Life Sciences (Switzerland)

» Corio Generation

» Zimmer Biomet (USA)

» Volkswagen AG (Germany)

» Uniper (Germany)

» Warner Brothers Discovery (UK)

New for 2024

Breakfast Roundtables

Join us for exclusive and confidential boardroom-style roundtables, where in-house legal and compliance professionals will come together for a focused discussion on complex challenges and emerging issues. Led by a seasoned corporate compliance experts and counsel, these sessions will offer valuable insights through real-world stories and best practices gleaned from corporate and field experiences.

Evening Networking Reception

F1 Racing Arcade – Private Briefing Room

Buckle up and prepare for a thrilling networking experience! Rev up your appetite for amazing food and drinks as you mingle with colleagues from across the world. Take on the challenge of race simulators, or rally behind your peers in our exclusive venue boasting views of St. Paul’s Cathedral.

Ready, set, NETWORK!

New for 2024

FRENCH AND U.S. GOVERNMENT FACULTY INSIGHTS FROM THE BENCH

GAËLANE PELEN Judge, Senior International Affairs Officer AFA

VANESSA SISTI

Fraud Prosecutorial Liaison to the United Kingdom, Criminal Division, Fraud Section U.S. Department of Justice

THE HON. MR. JUSTICE ROBIN KNOWLES CBE (England & Wales)

HON. MR. JUSTICE NICHOLAS A. SEGAL (Cayman Islands)

2024 CO-CHAIRS

Senior Vice President, Global Chief Compliance Officer & Associate General Counsel, Asia Pacific Zimmer Biomet (USA)

GETZ Partner Pallas Partners (UK)

Chief Operating Officer Group Compliance, Head of Group Whistleblowing System Volkswagen AG (Germany)

2024 ADVISORY BOARD

VIVIANNE GORDON-PULLAR

Chief Compliance Officer SAP (UK)

Chief Compliance Officer Orange (France)

Chief Executive Officer, Head of Legal Germany, Austria & Division Counsel Nordics Citigroup Global Markets Europe AG (Germany)

Emanuel Urquhart & Sullivan LLP

Former Investigative Judge, Prosecutor, PNF (France)

Vivianne Gordon-Pullar Chief Compliance Officer SAP (UK)

DISTINGUISHED SPEAKER FACULTY

Frederick Ratliff

Managing Counsel –Anti-Corruption Shell (USA)

Stacey Feltham Vice President, Ethics, Chief Compliance Officer Woodside Energy (USA)

Daniel Kahn Partner

Davis Polk & Wardwell LLP (USA)

Marc Merrill

General Counsel and Chief Compliance Officer Uniper (Germany)

Alison Howell

Head of Allegation Management & Compliance Assurance Ericsson (Germany)

Antonio Francesco Abbadessa

Head of Ethics & Business Integrity – EMEA Google (Netherlands)

Tracy Saale

Managing Director and Corporate Responsibility Officer Charles Schwab (USA)

Minoo Tayebi

Senior Director, Compliance Operations Hitachi Ltd. (UK)

Karen Nightingale

Group Director of Ethics & Compliance Entain (UK)

Former Deputy Assistant Attorney General, Chief of the Fraud Section, and FCPA Unit Chief, U.S. Department of Justice

Nicole Willms Partner

Pohlmann & Company (Germany)

Dylan G. Moses Partner

K&L Gates LLP (UK)

Janos Kuhn

Global Head of Customer & Third-Party Compliance Ericsson (UK)

Peter Nestor

Global Head of Human Rights Novartis (Switzerland)

Richard Tocknell

Senior Compliance Manager, Anti-Bribery & Corruption BT Group (UK)

Olaf Abel Engh

Senior Counsel Legal, Ethics & Anti-Corruption Equinor ASA (Norway)

Hazel Polka

Senior Director, Global Ethics and Compliance Edwards Life Sciences (Switzerland)

Greg Andres Partner

Davis Polk & Wardwell LLP (USA)

Erin Sloane Partner

WilmerHale (USA)

Candy Lawson

Senior Vice President, Chief Compliance Officer and Senior Deputy General Counsel Comcast Corporation (UK)

Ash Aggarwal Principal, Global Commercial Compliance IQVIA (UK)

Brent Piatelli

Global Director of Healthcare Compliance Monitoring Gilead Sciences (UK)

Ed Crosse Partner

Simmons & Simmons LLP (UK)

Dr. Jens Werner Head of Compliance Governance RWE AG (Germany)

Ashley Reardon Head of Design & Development, Culture Programs, Legal and Compliance Meta (USA)

Vincent Walden Chief Executive Officer KonaAI (USA)

Christina Marshall Compliance & Ethics Officer –EMEA Oracle (Belgium)

Philip Annett Partner

Baker McKenzie

Jodi Glasow

Executive Secretary to the World Bank Sanctions Board The World Bank (USA)

Ken Gazzaway

Global Head of ABC & Compliance Corio Generation

Evan Flowers Partner Dechert (UK)

Rashelle Tanner Director, Culture Programs, Legal and Compliance Meta (UK)

Berengere Parmly Head of Ethics & Compliance WSP (UK)

Madalina Florea Director of Investigations Lloyds Banking Group (UK)

Pallav Shukla Partner Trilegal (India)

Anton Alferov

Senior Counsel, Regional Compliance Counsel Europe, Eurasia, and Sub-Saharan Africa Region, Global Ethics and Compliance Halliburton (UK)

Neil Blundell Partner White & Case (UK)

Shankh Sengupta Partner Trilegal

Tim Morss

Senior Vice President, Strategy GAN Integrity

Andrew McBride

former Chief Risk & Compliance Officer Albemarle

Brooke Daley Vice President, Ethics & Compliance (EMEA & APAC) Warner Brothers Discovery (UK)

•

•

•

•

10:00  HYPOTHETICALS AND AUDIENCE POLLING

• Obligations on employers to establish whistleblowing reporting channels, practices and procedures, as well as granting protections to whistleblowers

» Protection mechanisms

ƒ Hindrance, identity, retaliation, and access to legal remedies and compensation

ƒ Protections for those who make “qualifying disclosures”

ƒ Protection mechanisms for “conditions of reasonable belief in the truth and accuracy of reports”

• Governance and the control environment, including a code of ethics, whistleblower hotline/reporting channels established oversight and a clear tone at the top

• Internal reporting channel accessibility

• Reporting channel guaranteeing confidentiality

• Policies and procedures

» Incorporating a company Code of Conduct supported by distinct human rights policies and standards

» Application of the CoC policy throughout supply chain and third parties

• Regulatory compliance due-diligence, risk assessments, and programme testing

» Measuring the company’s actual and potential inherent compliance risks:

ƒ Status and compliance impacts of EU Human Rights Directive, as well as mandatory due diligence requirements in Switzerland, Germany, France and The Netherlands

ƒ High-stakes US human rights directives: UFLPA

» Programme testing:

ƒ Monitoring and documenting performance

ƒ Conducting post-engagement third-party assessments

» ESG and compliance considerations with respect to job applications, RFPs, and agreements

Frederick Ratliff

Managing Counsel – Anti-Corruption Shell (USA)

Brooke Daley

Vice President, Ethics & Compliance (EMEA & APAC)

Warner Brothers Discovery (UK)

Dr. Jens Werner Head of Compliance Governance RWE AG (Germany)

Pallav Shukla

Partner

Trilegal

Andrew McBride former Chief Risk & Compliance Officer Albemarle

Peter Nestor

Global Head of Human Rights Novartis (Switzerland)

Berengere Parmly Head of Ethics & Compliance WSP (UK)

Pallav Shukla Partner

Trilegal (India)

12:15  STRATEGY SESSION #1: CASE STUDIES AND HYPOTHETICAL CONTINGENCY PLANNING

Evaluating New, Emerging Corporate and Individual Liability Risks Amid the New UK Crime Law, FCPA Risks and More: Upgrading Your Programme, Internal Investigations and Audits in Response to Geopolitical, Compliance and Business Realities

During this session, gain practical takeaways for adapting your risk management to a host of new geopolitical, compliance and business realities.

New or emerging corporate and individual directives, proposals and regulations:

» Global implications of the Foreign Extortion Prevention Act (FEPA)

» EU 2023 Directive on Combatting Corruption

» The Economic Crime and Corporate Transparency Act, and UK Bribery Act

» Increased activity in relation to Deferred Prosecution Agreements (DPAs)

» Sanctions enforcement: Improved international cooperation among EU, G7, Crown Dependencies

Internal investigation/audit program improvement tools and best-practices:

» The capacity and commitment to mitigate identified risks through the development and implementation of control activities

» Monitoring and timely incident response

» Rethinking remote and in-person internal investigations

» Re-calibrating third party and supply chain risk assessments

Networking Lunch or Topical Roundtables (Select Your Preference)

*Networking Luncheon: Continue the conversation, and engage with speakers and attendees.

Tracy Saale

Managing Director and Corporate Responsibility Officer

Charles Schwab (USA)

Richard Tocknell

Senior Compliance Manager, Anti-Bribery & Corruption

BT Group (UK)

Janos Kuhn

Global Head of Customer & Third-Party Compliance

Ericsson (UK)

Dylan G. Moses Partner

K&L Gates LLP (UK)

*Topical Roundtable Luncheon Discussions: Select a specific table to delve into specific topics and benchmark with industry peers.

14:30

DOJ Compliance Updates and Expectations: A Discussion Around the UK Bribery Act, ECCT, FCPA and FEPA

Fraud Prosecutorial Liaison to the United Kingdom, Criminal Division, Fraud Section U.S. Department of Justice

This session will provide a behind-the-scenes look at how Ericsson conducted its review and revamp of internal compliance protocols to resolve its 2019 DPA with the U.S. DOJ. The compliance program improvement focus points, tools, testing, government cooperation initiatives and program working end results will be examined.

Vanessa Sisti

Erin Sloane Partner WilmerHale (USA)

15:45  Post-Monitorship Case Study

Alison Howell Head of Allegation Management & Compliance Assurance Ericsson (Netherlands)

Nicole Willms Partner Pohlmann & Company (Germany)

16:15  Networking Break

Media & Association Partners

16:30  CASE STUDY: AI AND DATA ANALYTICS

Data-Driven Compliance and Monitoring: The Newest Takeaways for Updating Your Metrics, Data Acquisition and Ethical AI Governance Action Plan

• DOJ and SFO expectations in relation to the use of data and analytics as part of an ethics and compliance program

• Developing and implementing an ethics and compliance analytics strategy

• Tips on assembling the right cross-functional team

• Managing related privacy, security and execution risks

• Updating data acquisition and governance practices

• Leveraging data and analytics to increase ethics and compliance program effectiveness

Ash Aggarwal Principal, Global Commercial Compliance IQVIA (UK)

Vincent Walden Chief Executive Officer KonaAI (USA)

17:00  TOPICAL ROUNDTABLE SESSIONS

Smaller-Group Discussion New for 2024

Select the table of your choice and benefit from smaller-group discussion on key issues affecting your business. Each table will have a moderator to get the conversation started and record the group’s key takeaways. Roundtable Discussion Topics Include:

• Whistleblower Interviews

• Operationalizing DOJ Guidance and Policies

• Anti-Corruption, Export Controls and Sanctions Interplay

• M&A Due Diligence & Post-Acquisition Integration

18:00–21:00  Evening Networking Reception

Buckle up and prepare for a thrilling networking experience! Rev up your appetite for amazing food and drinks as you mingle with colleagues from across the world. Take on the challenge of race simulators, or rally behind your peers in our exclusive venue boasting views of St. Paul’s Cathedral. Ready, set, NETWORK!

*Transportation to be provided or enjoy a short 5 minute stroll with your colleagues

10:00  COMPLIANCE WORKING GROUP

The Big Picture of Meeting Multi-Jurisdictional Compliance Program Expectations: A Closer Look at What is Keeping CCOs Up at Night Amid New Compliance, Geopolitical and More Risk Factors

This session will feature current Chief Compliance Officer insights on the most pressing global compliance pitfalls and risk factors that are at the top of their priority lists. The discussion will not only focus on anti-corruption-but will address a myriad of new, evolving challenges affecting multinationals.

Participants will benefit from big picture, strategic insights and will also have the opportunity to ask questions.

Vivianne Gordon-Pullar Chief Compliance Officer SAP (UK)

Angela Main Senior Vice President, Global Chief Compliance Officer & Associate General Counsel, Asia Pacific Zimmer Biomet (USA)

Marc Merrill General Counsel and Chief Compliance Officer Uniper (Germany)

Greg Andres Partner Davis Polk & Wardwell LLP (USA)

Fostering and Sustaining Compliance Awareness and an Ethical Corporate Culture: New, Innovative Training and Lessons Learned

These case studies will provide tips and strategies for maintaining a robust, effective training and re-training program to foster and sustain a corporate compliance culture and secure senior management buy-in. The studies will also explore methods of how to add value to existing compliance controls while leveraging available resources and minimizing time, cost and risk.

Hazel Polka Senior Director, Global Ethics and Compliance Edwards Life Sciences (Switzerland)

Evan Flowers Partner Dechert (UK)

Rashelle Tanner Director, Culture Programs, Legal and Compliance Meta (UK)

Ashley Reardon Head of Design & Development, Culture Programs, Legal and Compliance Meta (USA)

11:00  Networking Break

11:30  CASE STUDIES

12:15  HYPOTHETICALS AND AUDIENCE POLLING

M&A and Joint Ventures: How DOJ's New Safe Harbor Policy is Affecting Risk Tolerance, Due Diligence, Privacy and Post-Transaction Integration

• DOJ's M&A Safe Harbor Policy: Steps to take when you discover FCPA violations

» Revisiting your self-disclosure calculus:

ƒ Specific requirements as to the timing of disclosure and remediation

ƒ Remediation and restitution: Potential criminal exposure at the target company

ƒ What constitutes “reasonable?”

ƒ Misconduct discovered during “bona fide, arms-length M&A transactions”

• UK emphasis on voluntary self-disclosure around the UK Bribery Act and the UK Proceeds of Crime Act

• Global equivalents of DOJ’s voluntary self-disclosure policies-and their interplay

• Guidance from the AFA around Sapin II

• How APAC jurisdictions view self-reporting

• Due diligence in M&A transactions and integrating compliance functions

• Analysis of compensation and incentive structures against compliance risks

Olaf Abel Engh

Senior Counsel Legal, Ethics & Anti-Corruption

Equinor ASA (Norway)

Daniel Kahn Partner

Davis Polk & Wardwell LLP (USA)

Former Deputy Assistant Attorney General, Chief of the Fraud Section, and FCPA Unit Chief, DOJ

Candy Lawson

Senior Vice President, Chief Compliance Officer and Senior Deputy General Counsel

Comcast Corporation (UK)

14:30  Compliance Program Integration Post-Merger: Practical Tips (or What to do When Your Compliance Program Expands Overnight)

This session will address the post-merger process of unifying two entities and their compliance programs and assets: people, protocols, and resources, all integrated in a top-down manner.

Stacey Feltham Vice President, Ethics, Chief Compliance Officer Woodside Energy (USA)

15:00  THIRD PARTY MANAGEMENT THINK TANK: HYPOTHETICALS AND AUDIENCE POLLING The Most Effective Third-Party Due Diligence Practices: How Multinational Companies are Now Vetting and Monitoring Around ESG, M&A and Cyber/Data Privacy Risks

Topics will include:

• Updating pre-screening questionnaires, including questions related to past issues that raise human rights red flags, such as accusations of forced labor, litigation, discrimination, security-related abuses, or other controversies

• Assessing risks related to corruption and human rights: Conducting third party audits to ensure compliance and confirm compliance with the agreed-upon contractual terms.

• Cybersecurity and data privacy:

» New red flags to look out for as the cyber and data privacy landscape quickly evolves

» Defining data: Storage, transfer and more privacy terms in third party agreements

15:45  Networking Break

Karen Nightingale Group Director of Ethics & Compliance Entain (UK)

Antonio Francesco Abbadessa Head of Ethics & Business Integrity – EMEA Google (Netherlands)

Minoo Tayebi Senior Director, Compliance Operations Hitachi Ltd. (UK)

Anton Alferov Senior Counsel, Regional Compliance Counsel Europe, Eurasia, and Sub-Saharan Africa Region, Global Ethics and Compliance Halliburton (UK)

16:00  STRATEGY SESSION #2: CASE STUDIES AND HYPOTHETICAL SCENARIOS PLANNING

The Continuing Convergence of Sanctions and Anti-Corruption Compliance: Concrete Examples of How to Update Re-Assessment Protocols Amid an Evolving Geopolitical and Compliance Landscape

This session will delve into the intricacies of a three-pronged compliance risk approach that will comprehensively combine anti-corruption, sanctions, and export controls compliance.

Speakers will address the practical challenges and success in evolving and aligning compliance protocols. The discussion will also focus on how to leverage anti-corruption resources to keep up with rapid new, changing sanctions and export controls in the U.S., UK and EU.

Madalina Florea Director of Investigations Lloyds Banking Group (UK)

Ken Gazzaway Global Head of ABC & Compliance Corio Generation

16:45  A Collective Closing: Questioning the Global Anti-Corruption Investigations and Enforcement Outlook New for 2024

This closing collective session is designed to be an open discussion amongst the speakers and the audience around closing thoughts, questions, and critical key takeaways based on topics and strategies covered during the conference. Please gather your final questions!

Submit your anonymous questions to AC-LDN-Qs@C5-Online.com

Angela Main Senior Vice President, Global Chief Compliance Officer & Associate General Counsel, Asia Pacific Zimmer Biomet (USA)

17:15  Conference Concludes

Jodi Glasow Executive Secretary to the World Bank Sanctions Board The World Bank (USA)

Tim Morss Senior Vice President, Strategy GAN Integrity

Matt Getz Partner

Pallas Partners (UK)

Neil Blundell Partner

White & Case (UK)

VIRTUAL WORKSHOP

THURSDAY, 27 JUNE 2024

*included with your registration

Clock 14:00–16:00 BST / 15:00–17:00 CEST

Harnessing Data Analytics and AI for FCPA and Anti-Corruption Compliance and Monitoring: How to Be Best Positioned Ahead of Any Investigation, Crisis, or Compliance Need

Recent U.S. Department of Justice (DOJ) guidance stresses the importance of leveraging data, metrics and other objective evidence to demonstrate a compliance programme is working effectively. What are the most innovative solutions that multinationals can leverage now to track potential corruption? What are best practices to mitigate AI-related risks as part of an assessment of a company’s broader compliance program?

Ash Aggarwal

Principal, Global Commercial Compliance

IQVIA (UK)

Brent Piatelli

Global Director of Healthcare Compliance Monitoring

Gilead Sciences (UK)

Vincent Walden

Chief Executive Officer

KonaAI (USA)

NEW ARTICLES!

The Foreign Extortion Prevention Act: Much Ado About Nothing?

While some celebrate the Foreign Extortion Prevention Act as “the most significant international criminal anti-corruption legislation” since the passage of the Foreign Corrupt Practices Act of 1977, many in the legal community are questioning how enforceable it will be in practice.

UK Parliament Giving Whistleblower Protections a Fresh Review

Recent legislative developments in the United Kingdom, public remarks from the new director of the UK Serious Fraud Office (SFO), and recent parliamentary hearings on the Post Office Horizon scandal put a spotlight on whistleblower protections getting a fresh review this year.

VENUE INFORMATION Building

Etc. St. Paul's

200 Aldersgate St, Barbican, London EC1A 4HD, United Kingdom

By Underground: St. Paul's - Central line

On exiting the station follow St Martin Le-Grand north towards Aldersgate Street and the Museum of London. When you arrive at the Museum of London roundabout our venue is located on the left. Look for the circular artwork in the window and go through the revolving doors.

By Train:

Aldersgate Station is located near Moorgate and Farringdon railway stations, and is around a 10 minute walk from both.

ACCOMMODATIONS

To view a map of available hotels within close proximity to the venue, please click here.

By Underground: Barbican - Circle, Metropolitan and Hammersmith & City lines

On exiting the station turn right on to Aldersgate Street. Follow Aldersgate Street south towards London Wall and the Museum of London. As you arrive at the roundabout for Museum of London our venue is on the right. Cross over the zebra crossing and look for the circular artwork in the window and go through the revolving doors to reception.

By Bus:

The closest bus stop is at the Museum of London and is served directly by the number 4 and 56. Other services also serve Barbican and St. Paul's and our venue is a short walk from both these locations.

Parking

The closest car park is located next to the venue at 158 – 170 Aldersgate Street.

Visit www.ncp.co.uk for more details

With conferences in the United States, Europe, Asia Pacific, and Latin America, the C5 Group of Companies: American Conference Institute, the Canadian Institute, and C5 Group, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world.

Don’t miss the opportunity to maximize participation or showcase your organization’s services and talent. For more information please contact us at: SponsorInfo@C5-Online.com

CONTINUING LEGAL EDUCATION CREDITS

Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation.

ACI certifies this activity has been approved for CLE credit by the State Bar of California.

ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board.

ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request.

Questions about CLE credits for your state? Visit our online CLE Help Center at www.americanconference.com/accreditation/cle/

Upcoming Events

ABOUT US

C5 celebrates 40 years of excellence! We are thrilled to have provided exceptional conference experiences globally with our outstanding team, speakers, sponsors, partners, and attendees. To mark this milestone, we're launching a new logo which represents our commitment to innovation, growth, and excellence, represented by the five Cs of C5: Current, Connected, Customer-Centric, Conscientious, and Committed.

Looking back on 40 years, we are grateful for our achievements—hosting global conferences, uniting industry leaders, and supporting business growth. However, we are not done yet! We are committed to pushing boundaries and creating impactful experiences and we're excited for the next 40 years of success.