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23rd Annual Congress on the
Foreign Corrupt Practices Act
NEW YORK
June 2 – 3, 2021 • Virtual Conference (EDT) Critical Updates from: Nicholas McQuaid Acting Assistant Attorney General U.S. Department of Justice Melissa R. Hodgman Acting Director, Division of Enforcement U.S. Securities and Exchange Commission Daniel Kahn Acting Chief, Fraud Section, Criminal Division U.S. Department of Justice
EARN CLE CREDITS
Compare Notes with Legal and Compliance Decision-Makers from: Standard Chartered Bank
Citi
Microsoft
Zimmer Biomet
BAE Systems
KKR
Prudential Financial
Target
VMware
Baker Hughes
Direct Energy
Northrop Grumman
Cognizant
Bechtel
AmericanConference.com/FCPANY • 888 224 2480
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A Uniquely Interactive Event: Turn on your audio and video for smaller-group discussions on the DOJ Guidance, data analytics, corporate culture and more. Join 1:1 networking that emulates the impromptu meet-ups that happen in-person. Access the attendee list, private message, start a video chat and exchange contact details. Benchmark with your peers via user-friendly, interactive polling.
Associate Sponsor:
Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIES
Distinguished Faculty CO-CHAIRS Rebecca Rohr Vice President, Anti-Corruption and Global Trade, Ethics & Compliance Office Hewlett Packard Enterprise Tim Zirkel Managing Director, Global Head of Anti-Bribery and Corruption Compliance, Global Financial Crimes Division MUFG Bank, Ltd. GOVERNMENT Nicholas McQuaid Acting Assistant Attorney General and Principal Deputy Assistant Attorney General, Criminal Division U.S. Department of Justice Melissa R. Hodgman Acting Director, Division of Enforcement U.S. Securities and Exchange Commission Daniel Kahn Acting Chief, Fraud Section, Criminal Division U.S. Department of Justice FORMER U.S. ATTORNEYS Craig Carpenito Partner, King & Spalding Former U.S. Attorney for the District of New Jersey (2018-2021) Nicola T. Hanna Partner, Gibson, Dunn & Crutcher LLP Former U.S. Attorney for the Central District of California (2018-2021) Jessie K. Liu Partner, Skadden, Arps, Slate, Meagher & Flom LLP Former U.S. Attorney for the District of Columbia (2017-2020)
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G. Zachary Terwilliger Partner, Vinson & Elkins LLP Former U.S. Attorney for the Eastern District of Virginia (2018-2021) EXPERT FACULTY William A. Burck Partner Quinn Emanuel Urquhart & Sullivan, LLP Patricia Byrne VP & Associate G.C., International Compliance BAE Systems Inc. Kari K.G. Chandler Vice President – Anti-Corruption and Regional Ethics & Compliance Programs Cognizant Chinwe Esimai Managing Director, Chief Anti-Bribery & Corruption Officer Citi Maria Fernandez VP, Head of Ethics & Compliance Direct Energy Norma L. Garcia VP, Assistant General Counsel, and Chief Diversity Officer Rent-A-Center Alan Gibson Director, Legal & Compliance Innovation Microsoft
Hilary R. Huber Head, Anti-Bribery & Corruption, Europe & Americas Standard Chartered Bank Ana Iacovetta Vice President, Deputy General Counsel and Chief Ethics & Compliance Officer VMware Bruce Karpati Partner, Global Chief Compliance Officer & Counsel KKR & Co. Inc. Luis A. Kolster Vice President, Chief Compliance Officer Baker Hughes Sara Elizabeth Kramvis Vice President Prudential Financial Sergio V. Leal Head of Compliance, MANA & LATAM; Head of M&A Compliance Ericsson Angela Main VP, Global Chief Compliance Officer & Associate General Counsel Zimmer Biomet Steven R. Peikin Partner, Sullivan & Cromwell LLP Former Co-Director of Enforcement, SEC
Carl T. Hahn Vice President, Chief Compliance Officer Northrop Grumman
Jeff Proulx Director Counsel Target
Sean Hecker Partner Kaplan Hecker & Fink LLP
Brian C. Rabbitt Partner, Jones Day Former Acting Assistant Attorney General
Nancy Higgins Vice President & Chief Ethics and Compliance Officer Bechtel
Justin S. Siegel Vice President, Global Head of Conduct and Integrity Goldman Sachs
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Day 1
Wednesday, June 2, 2021 (EDT)
12:00
microphone-alt Carl T. Hahn, Vice President, Chief Compliance Officer, Northrop Grumman
10:00
Bruce Karpati, Partner, Global Chief Compliance Officer & Counsel, KKR & Co. Inc.
Opening Remarks from the Conference Co-Chairs microphone-alt Rebecca Rohr, Vice President, Anti-Corruption and Global Trade, Ethics & Compliance Office, Hewlett Packard Enterprise
Turn on your audio and video for meaningful smaller-group benchmarking on leveraging innovation and tailoring it to the realities of your industry and organization. 12:30
Tim Zirkel, Managing Director, Global Head of Anti-Bribery and Corruption Compliance, Global Financial Crimes Division, MUFG Bank, Ltd. 10:15
Part II: Breakout Roundtables – Smaller-Group Benchmarking
1:1 Networking 12:45 Break
MID-YEAR IN REVIEW AND AUDIENCE Q&A
The Latest on FCPA Enforcement Priorities, Evaluation of Compliance Programs, Cooperation Credit, and More
1:00
microphone-alt Daniel Kahn, Acting Chief, Fraud Section, Criminal Division, U.S. Department of Justice
microphone-alt Nicholas McQuaid, Acting Assistant Attorney General, U.S. Department of Justice
KEYNOTE ADDRESS
Melissa R. Hodgman, Acting Director, Division of Enforcement, U.S. Securities and Exchange Commission During this highly anticipated session, DOJ and SEC officials will discuss key developments and priorities for the remainder of 2021 and beyond, and provide updates on the enforcement landscape under the Biden Administration. Audience members will also be able to ask questions on an anonymous basis. 11:15
1:30
The New Realities of Third-Party Due Diligence with Limited Resources: The Top 5 Most Effective Strategies for Vetting Your Business Partners – and Their Partners microphone-alt Patricia Byrne, VP & Associate General Counsel, International Compliance, BAE Systems Inc. Kari K.G. Chandler, Vice President – Anti-Corruption and Regional Ethics & Compliance Programs, Cognizant
FCPA TECH: INTERACTIVE BENCHMARKING WITH AUDIENCE POLLING
The DOJ Guidance, Data Analytics, AI, and Machine Learning in Practice: How to Select, Invest, and Utilize Innovation Within Budgetary Constraints Part I: Panel Discussion: Concrete Examples and Lessons Learned microphone-alt Alan Gibson, Director, Legal & Compliance Innovation, Microsoft
Hilary R. Huber, Head, Anti-Bribery & Corruption, Europe & Americas, Standard Chartered Bank Test your third-party management know-how with a series of rapid fire, anonymous polling questions on the most sensitive, complex dilemmas. Discover how your approach to managing high stakes risks under budgetary pressures compares to your peers. Respond to panel questions confidentially in a user-friendly digital polling system. An effective way to compare your compliance practices to your peers!
Sara Elizabeth Kramvis, Vice President, Prudential Financial • Interpreting and applying agencies’ expectations with respect to compliance officer access and use of data analytics? • Concrete examples of how AI and data analytics can be fully leveraged to support an ethics & compliance program: » Reputational monitoring of third parties » Travel & Expense monitoring » Payments monitoring » Tracking employee engagement » Distributor pricing monitoring » Proxies for measuring ethical culture • How to overcome the practical and technical challenges to implementing an ethics & compliance analytics strategy
Topics will include: • • • • •
Strategies for updating third-party due diligence in alignment with the organization’s priorities Factoring in geographical risks into your methodologies Devising strategies for engaging in due diligence by implementing adaptable checklists Reaching the right balance between diligence and ongoing monitoring Implementing tiered due diligence approaches based on appropriate level of risk and classification of third party • Designing comprehensive processes and procedures with limited resources • Onboarding and classifying third party intermediaries and monitoring their activities
• How is industry managing associated data privacy, integrity and security risks?
AmericanConference.com/FCPANY • 888 224 2480
REGISTER NOW
Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIES
Want to see more? Fill out the form to download the full conference brochure.
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twitter: @ACI_Anticorrupt linkedin: ACI: Anti-Corruption/FCPA – Legal, Regulatory and Compliance Professionals