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FCPA Foreign Corrupt 37th International Conference on the
Practices Act
December 1–4, 2020 Gaylord National Resort & Convention Center Washington, DC
2020 CO-CHAIRS:
Matt Galvin Global Vice President, Ethics & Compliance Anheuser-Busch InBev
Sam Pailca Associate General Counsel Office of Legal Compliance Microsoft
Lead Sponsors
Supporting Sponsors
Robert D. Luskin Partner Paul Hastings LLP
Registration Sponsor
Sponsored by
Associate Sponsors
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“
You get to hear from Government Officials on their latest thinking and what they are focusing on, and you get to hear from the best experts in the world on what are some cutting edge practices.
Excellent opportunity to discuss regulatory updates and exchange experience with outstanding professionals.
The greatest benefit of attending this ACI conference is getting together with your peers, as well as prosecutors and regulators in an open forum. It’s a really great way to spur innovation.
Brian Baldrate, VP & General Counsel, Global Legal Affairs & Government Relations, Raytheon Technologies
Reynaldo Goto, Chief Compliance Officer, BRF SA (Brazil)
Kimberly Walker, Danaher Water Platform Chief Compliance Officer and General Counsel, McCrometer, Inc. & Sea-Bird Scientific
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John Harrison General Counsel Airbus (FCPA 2018)
Rachel Brand Executive Vice President of Global Governance, Chief Legal Officer, and Corporate Secretary Walmart (FCPA 2019)
“
Rod J. Rosenstein Then Deputy Attorney General U.S. Department of Justice (FPCA 2017 & 2018)
Lisa Osofsky Director Serious Fraud Office (UK) (FCPA 2018)
Brian Benczkowski Assistant Attorney General U.S. Department of Justice (FCPA 2019)
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As the flagship event for the worldwide anti-corruption community, 800+ professionals attend each year to network and benchmark on how to address high stakes challenges. WELCOME FROM THE 2020 CO-CHAIRS: Matt Galvin Global Vice President, Ethics & Compliance Anheuser-Busch InBev
Vice Chair, Anti-Corruption Committee, OECD
CLICK TO PLAY VIEW VIDEO
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Sam Pailca Associate General Counsel Office of Legal Compliance Microsoft
CLICK TO PLAY VIEW VIDEO
Robert D. Luskin Partner Paul Hastings LLP
CLICK TO PLAY VIEW VIDEO
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Schedule of Events DECEMBER 1 PRE-CONFERENCE
DECEMBER 2 MAIN CONFERENCE DAY ONE
DECEMBER 3 MAIN CONFERENCE DAY TWO
WORKSHOP A: FCPA Bootcamp
FCPA Year in Review
Special Keynote Address
Global Risk Think Tank
Global Risk Think Tank
WORKSHOP B: Third Party & Supply Chain Management Handbook Cocktail WELCOMING COCKTAIL & Main Conference Pre-Registration SPECIAL PRE-CONFERENCE PRIMER: Anti-Corruption Case Review of the Last 12 Months
General Counsel Interview DEBATE: Interpreting “Agency” Post-Hoskins Networking Luncheon AUDIENCE POLLING
BREAKOUT SESSIONS: Compliance, Investigations and Technology Tracks
AUDIENCE POLLING
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Interactive Benchmarking – Who’s Doing What? Ephemeral Communications Quandaries
Networking Luncheon AUDIENCE POLLING
Exclusive Boardroom Series
Breakout Sessions – Compliance, Investigations and Technology Tracks FCPA TECH Faculty-Attendee Roundtable
Special Industry Groups Comments-alt
Cocktail Networking Cocktail Reception
ACI certifies that this conference has been approved for nontransitional CLE credit by the New York State Continuing CREDITS Legal Education Board and has been accredited by the State Bar of California. Accreditation will be sought in those jurisdictions requested by the registrants and ACI will make every effort to process your request. You are required to supply your state bar number to complete the state forms at the conference.
EARN CLE
For questions about CLE credits for your state – visit the CLE help center at www.americanconference.com/CLE.
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Exclusive Interview
DECEMBER 4 POST-CONFERENCE
FARA 2nd National Forum on
FOREIGN AGENTS REGISTRATION ACT
As the only comprehensive, practical event of its kind, gain critical updates for managing new legal, compliance, political and reputational risk factors. Topics will include: • The scope of the Lawyer's, LDA and Commercial Exemptions • PR, Media, Tech and SEO Firms Under the Microscope • FARA Compliance Program Pitfalls • Legislative Reform Post-Election
Government Town Hall
Continuing Professional Education Credits ACI is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org
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Agenda-at-a-Glance DECEMBER 1 PRE-CONFERENCE EVENTS 8:30 AM – 6:00 PM
WORKSHOPS 9:30 AM – 1:00 PM
A
FCPA Boot Camp: Key Requirements and Elements of an Effective Compliance Program
2:30 – 6:00 PM
B
Third Party & Supply Chain Management Handbook: Critical, Unwritten Rules for Vetting, Onboarding and Monitoring 1st, 2nd 3rd and 4th Parties
6th International
Chief Compliance Officer Executive Roundtable This unique program is designed as a series of smaller-group, “closed door” discussions on critical issues, including ERM, cybersecurity, behavioral compliance, corporate governance, data privacy, and the evolving CCO role. As in past years, all participants will be pre-qualified. Attendees will only consist of CCOs (and others with the same level of job responsibilities).
CLICK TO VIEW THE CCO ROUNDTABLE AGENDA
6:00 PM – 7:30 PM
6:30 PM – 8:30 PM
Cocktail WELCOMING COCKTAIL & MAIN CONFERENCE PRE-REGISTRATION
SPECIAL PRE-CONFERENCE PRIMER
Anti-Corruption Case Review of the Last 12 Months: A Complete Review of Declinations, Settlements and Theories of Prosecution
BECOME A SPONSOR With conferences in the United States, Europe, Asia Pacific, and Latin America, the C5 Group of Companies: American Conference Institute, The Canadian Institute, and C5 Group, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world. Don’t miss the opportunity to maximize participation or showcase your organization’s services and talent. For more information please contact us at: SponsorInfo@AmericanConference.com
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DECEMBER 2 MAIN CONFERENCE DAY ONE 8:00
Opening Remarks from the Co-Chairs 8:15
FCPA YEAR IN REVIEW
PART I Looking Back: Key Takeaways, Settlements and Updates Over the Last Year PART II Looking Ahead: Priorities Post-Election and COVID-19
3:00 BREAKOUT SESSIONS A AUDIENCE POLLING
Strengthening an Ethical Culture in Good Times–and in Bad
TRACK 2
Internal Investigations: The Finer Points of In-Person and Remote TRACK 3
Anti-Corruption and Latin America 9:15
AUDIENCE POLLING
GLOBAL RISK THINK TANK – PART I
The New Reality of Risk: Critical, Emerging Trends Impacting Your Program and Bottom Line Networking Break
10:45
GENERAL COUNSEL INTERVIEW
4:00 Networking Break
Strategic, "Big Picture" Perspectives from General Counsel of Leading Multinationals
4:30 BREAKOUT SESSIONS B
11:15
Compliance Brainstorming: Leveraging Anti-Corruption Resources to Support Other Compliance Needs
12:15
Multi-Jurisdictional Enforcement and Coordination DEBATE
AUDIENCE POLLING
Preserving Cross-Border Privilege: The Newest Hurdles
TRACK 2
Special Industry Groups (SIGs) 2.0 Benchmark, level-set and problem solve in these revamped community-oriented experiences tailored for the following industries:
CHINA: Your Most Burning Questions Answered
10:15
AUDIENCE POLLING
TRACK 1
EXCLUSIVE BOARDROOM SERIES*
Designed as an intimate, boardroom-style session, participants will convene with experts who have worked on some of the most historic cases to date. *By Invitation Only
GLOBAL RISK THINK TANK – PART II
5:00 BREAKOUT SESSIONS C
TRACK 1
Life Sciences
Tech & Telecom
Energy and Extractives
Defense & Aerospace
TRACK 3
New Fraud and Corruption Schemes That Should Be on Your Radar Screen 6:30
Cocktail Networking Cocktail Reception
TRACK 1
TRACK 2
Self-Disclosure Calculus: How Practitioners are Making Tough Calls on How Much to Disclose and To Whom TRACK 3
Interpreting “Agency” Post-Hoskins: The Moving Goalpost of Individual Liability
China Strategy Session: Hidden, Emerging Compliance, Third Party and Supply Chain Risk Factors
1:15
Networking Luncheon
EXCLUSIVE BOARDROOM SERIES*
2:30
SPECIAL REMARKS
BRAZIL: Your Most Burning Questions Answered Designed as an intimate, boardroom-style session, participants will convene with experts who have worked on some of the most historic cases to date. *By Invitation Only
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DECEMBER 3 MAIN CONFERENCE DAY TWO 8:30
Opening Remarks from the Co-Chairs 8:35
KEYNOTE & INTERVIEW
9:05
GLOBAL RISK THINK TANK – PART III
AUDIENCE POLLING
Third-Party Due Diligence with Limited Resources: The Top Five Strategies for Vetting Business Partners, Their Partners and More
12:00 BREAKOUT SESSIONS D TRACK 1 AUDIENCE POLLING
Monitorship Milestones: Companies Share Their Biggest Compliance Lessons
TRACK 2 Interactive Benchmarking – Who’s Doing What?
Compliance Brainstorming: Leveraging ABC Resources for Other Compliance Needs TRACK 3
10:00
Networking Break
Books and Records: Dissecting SEC Theories of Prosecution, Disgorgement and Settlements
10:30
KEYNOTE ADDRESS
FACULTY-ATTENDEE ROUNDTABLE*
11:00
INTERACTIVE BENCHMARKING
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Ephemeral Communications: How Industry is Updating Policies, and What Can (and What Can’t) Yield Cooperation Credit
New for this year, connect with expert faculty in a smaller-group setting to ask your outstanding questions and expand your “brain trust.” *By invitation only
DECEMBER 4 | 9:00 AM – 5:00 PM
FARA 2nd National Forum on
FOREIGN AGENTS REGISTRATION ACT
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1:00
Networking Luncheon
2:15
EXCLUSIVE INTERVIEW
Reflections on the Past, Present, and Future of the Enforcement Landscape 3:00
BEHIND THE SCENES OF A CRISIS
Testimonials on Weathering COVID-19, Legal, Compliance, PR and Corporate Governance Challenges 3:45
Networking Break
4:15
DOJ, SEC, FBI, IRS and HSI Town Hall 5:45
Conference Concludes
As the only comprehensive, practical event of its kind, gain critical updates for managing new legal, compliance, political and reputational risk factors. Topics will include: • The scope of the Lawyer's, LDA and Commercial Exemptions • PR, Media, Tech and SEO Firms Under the Microscope • FARA Compliance Program Pitfalls • Legislative Reform Post-Election
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You Asked, We Listened – New for 2020 \Globe-Americas
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Global Risk Think Tank
Benefit from a series of unwritten lessons and “war stories” from the global pandemic, settlements and geopolitical developments – and practical guidance for what is coming down the pipeline.
Who’s Doing What?
Hear what others are doing to update their global compliance action plans, investigations and internal controls, and ensure effective third-party management with limited resources.
Faculty-Attendee Roundtables
FCPA TECH
A unique opportunity to connect with expert faculty members in a more intimate, informal setting to ask your questions and expand your “brain trust.”
Exclusive Boardroom Series Participants will convene with experts who have worked on some of the most historic cases to date. The “closeddoor” and smaller-group format will allow for candid, “off the record” discussion on sensitive, hot button issues.
AUDIENCE POLLING
Hear from industry decision-makers on how they are selecting and leveraging analytics, AI and machine learning for effective compliance and third-party management.
Anonymous Audience Polling
With a user-friendly digital polling system, participants will respond to panel questions confidentially. An effective way to compare your compliance and investigations practices to your peers across the globe.
Be the First to Know
Year In Review
Each year, the opening panel has been the highly anticipated “Year In Review”. Senior officials from the U.S. Department of Justice and U.S. Securities and Exchange Commission have provided key updates and have addressed audience questions.
Town Hall An enhanced opportunity to engage in Q & A with senior officials from the DOJ, SEC, FBI, IRS and HSI during the highly anticipated closing session of the main conference.
Country Risk & Compliance Exchanges
Special Industry Groups (SIGs) 2.0
Meet up with leading practitioners from Brazil and China. Ask questions and gain important takeaways for managing evolving risk factors “on the ground”.
Connect in a smaller-group setting with like-minded individuals from your industry. Expand your network and gain best practices tailored to the realities of your business.
Seating will be limited toward ensuring a smaller-group interaction.
Life Sciences Energy and Extractives Tech & Telecom Defense & Aerospace
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Book Your Seat & SAVE $300*
CALL: 1-888-224-2480
TO REGISTER
EMAIL: CustomerService@AmericanConference.com
ONLINE: FCPAconference.com
*Book by August 21st and pay $2395 for the main conference.
HOTEL INFORMATION HOTEL: Gaylord National ADDRESS: 201 Waterfront Street National Harbor, MD 20745 CALL: 1-877-382-7299 or 1-301-965-4000 ACI is pleased to offer our delegates a limited number of hotel rooms at a preferential rate.
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REGISTRATION CODE:
B00-700-700L21.WEB
CONFERENCE CODE:
700L21-WAS