1st Annual Women in AML & Sanctions Forum - WEB

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Join

1st Annual

Women in AML & Sanctions Forum

September 28–29, 2023 | DC Bar Association | Washington, DC

Premier Gathering of Women Working in Legal and Compliance to Connect, Engage and Learn

Elizabeth Rosenberg

Assistant Secretary of the Treasury for Terrorist Financing and Financial Crimes

U.S. Department of the Treasury

Andrea Gacki Director

FinCEN, U.S. Department of the Treasury

Beth Davies

Deputy Director Office of Financial Sanctions Implementation HM Treasury

Felicia Swindells

Associate Director

Financial Crimes Enforcement Network

Practical Discussions Focused on Your Professional Development:

ç Finding Your Voice: Key Techniques to Communicate Good and Bad News to Senior Leadership

ç AI & Analytics: Leveraging Existing AI, Analytics, Screening and More Tech for Optimizing Your Role-and Your Compliance Program

ç Honing Your Skills as a Leader: What It Now Takes to Take Charge in Challenging Times-and Foster Effective Teamwork

ç The Finer Points of Cross-Functional Collaboration: Real-World Takeaways on Working with International Trade, AntiCorruption, Fraud Prevention, and Audit Departments

Exchange Best Practices for Confronting Your Most Critical Daily Challenges, Including:

ç What Keeps You Up at Night? Top 5 AML & Sanctions Emerging Risks to Monitor Closely

Exhibitor:

ç Navigating Ongoing Challenges: Russia and China Sanctions, Increased Export Controls and Global AML Oversight

ç Hypothetical Scenarios: Resolving Real World AML and Sanctions Ethical Dilemmas

1st Annual

Women in AML & Sanctions Forum

Join us in Washington, DC this September for the 1st Annual Women in AML & Sanctions Forum. Introduced by popular demand, this new, highly anticipated event is the only dedicated, comprehensive program where female leaders can:

ç Discuss the latest legal and compliance developments affecting Anti-Money Laundering and Economic Sanctions

ç Network and expand your circle! In this new, uncertain landscape of risk, there has never been a more important time to grow your sounding board-and connect

ç Strategize on professional development, career advancement and increasing the prominence and recognition of women working in AML and Sanctions

ç Benchmark and share stories on high stakes legal and compliance dilemmas, and how to resolve them

Whether you are a seasoned professional or just starting out, this event is the perfect opportunity to connect with like-minded women from across industries. Learn from inspiring role models and update your blueprint for when you are back at your desk.

We look forward to seeing you this September!

Tina Shaughnessy Vice President and General Manager, Global Trade Controls and Strategy Department Panasonic (WSN Member)

Polly Greenberg Managing Director, Global Head of Program Management Global Financial Crimes Division MUFG

Economic

Legal, Regulatory, and Compliance Professionals

2023 Distinguished Faculty

Government Officials

Beth Davies

Deputy Director, Office of Financial Sanctions

Implementation (OFSI)

HM Treasury

Laura Deegan

Senior Compliance Officer Office of Foreign Assets Control

U.S. Department of the Treasury

Andrea Gacki Director

FinCEN, U.S. Department of the Treasury

Elizabeth Rosenberg

Assistant Secretary of the Treasury for Terrorist Financing and Financial Crimes

U.S. Department of the Treasury

Bridget Van Buren

Chief of Sanctions Compliance Guidance and Outreach

Office of Foreign Assets Control

U.S. Department of the Treasury

Felicia Swindells

Associate Director Financial Crimes Enforcement Network

In-House Executives

Alexis Abramson Compliance Manager FanDuel

Priti Agrawal

Deputy General Counsel, Global Head of Financial Crime Legal

HSBC

Shannon Barna

Associate Counsel, Trade Compliance

The Estée Lauder Companies Inc

Beth Beam

Global Head of Sanctions Compliance

Interactive Brokers (WSN Member)

Cristina Brayton-Lewis

Partner

White & Case LLP

Caroline Brown Partner

Crowell & Moring LLP

Jeannette Chu

Vice President National Security Policy National Foreign Trade Counsel

Janie Eng

Global Economic Sanctions Executive Bank of America

Heather Epstein

Deputy Global Head Sanctions Compliance UBS

Orisia Gammell

Chief Legal Counsel & Export Control, Head of Export Control Innovation Team SAP (WSN Member)

Sarah Gershman

Adjunct Professor of Communications, The Johns Hopkins University, Georgetown University’s McDonough School of Business Chief Executive Officer, Green Room Speakers

Polly Greenberg

Managing Director, Global Head of Program Management Global Financial Crimes Division MUFG

Leslie Kuester

Global Head of Sanctions Remitly

Stephanie Liantonio

Americas Head of Sanctions & Embargoes, Anti-Financial Crime Deutsche Bank

Jen Maki

Senior Director, Trade Legal & Compliance Applied Materials

Jeanine McGuiness Partner

Orrick Herrington & Sutcliffe LLP

Greta Nightingale Partner

O’Melveny and Myers

Beth Peters Partner

Hogan Lovells LLP

Ali Rathod-Papier

Head of Financial Crime Compliance Brex

Nicole Sayegh Succar Counsel

Crowell & Moring LLP

Kayce Seifert Regulatory Counsel Block, Inc.

Tina Shaughnessy

Vice President and General Manager, Global Trade Controls and Strategy Department Panasonic (WSN Member)

Maureen O’Connor

Assistant General Counsel, Financial Crimes Legal & Antitrust Wells Fargo

Jenny O’Donnell

Vice President, Compliance Comdata, Inc.

Melissa Strait

Chief Compliance Officer Coinbase

Megan Warren

Head of Global Ethics and Financial Crimes Compliance

T. Rowe Price

Main Conference Day One

Thursday, September 28, 2023

9:00

Co-Chairs’ Opening Remarks and Audience Ice Breaker

microphone-alt Tina Shaughnessy, Vice President and General Manager, Global Trade Controls and Strategy Department, Panasonic

Polly Greenberg, Managing Director, Global Head of Program Management Global Financial Crimes Division, MUFG

Be sure to arrive on time as we will be introducing the attendees at the beginning to allow additional networking opportunities throughout the conference.

9:30 KEYNOTE ADDRESS

Speak With Presence: How to Overcome Speaker Anxiety and Help Your Audience

Sarah Gershman

Adjunct Professor of Communications, The Johns Hopkins University, Georgetown University's McDonough School of Business Chief Executive Officer, Green Room Speakers

11:00

Senior Leaders Roundtable: Real-Life Successes and Challenges of Building and Managing

a Cohesive Team

microphone-alt Polly Greenberg, Managing Director, Global Head of Program Management Global Financial Crimes Division, MUFG

Megan Warren, Head of Global Ethics and Financial Crimes Compliance, T. Rowe Price

Jenny O’Donnell, Vice President, Compliance, Comdata, Inc.

• How to know if you are an effective leader or falling short

• Successful approaches to managing and communicating with your team

• Developing and training new and junior employees

• Crafting your management and communication style

• The need for an effective succession plan

12:00 SPECIAL INTERVIEW

10:00

Navigating Ongoing Challenges: Russia and China Sanctions, Increased Export Control Regulation and Global AML Oversight

microphone-alt Nicole Sayegh Succar, Counsel, Crowell & Moring LLP

Jen Maki, Senior Director, Trade Legal & Compliance, Applied Materials

The past year has been extremely challenging with new regulatory changes, increased enforcement actions and ongoing issues arising from the Russia-Ukraine war and current tensions with China. This practical session will provide tips and guidance on how to stay current and ensure your organization is compliant. This opening session will set the stage for the remainder of the conference sessions.

10:45 Networking Break

How I Overcame My Greatest Challenge: Career (and Life) Lessons Learned

Melissa Strait Chief Compliance Officer Coinbase

12:30 Networking Luncheon

1:45

Jeanine McGuiness Partner

Orrick Herrington & Sutcliffe LLP

Fireside Chat and Q&A: Compliance, Enforcement and Career Paths in Government

Andrea Gacki Director

FinCEN, U.S. Department of the Treasury

Caroline Brown (MODERATOR) Partner

Crowell & Moring LLP

linkedin: International Trade & Economic Sanctions: Legal, Regulatory, and Compliance Professionals

Beth Davies Deputy Director, Office of Financial Sanctions Implementation (OFSI) HM Treasury

Finding Your Voice: Key Techniques for Communicating Good and Bad News to Senior Leadership

microphone-alt Stephanie Liantonio, Americas Head of Sanctions & Embargoes, Anti-Financial Crime, Deutsche Bank

Kayce Seifert, Regulatory Counsel, Block, Inc.

Alexis Abramson, Compliance Manager, FanDuel

• Preparing in advance

• Keeping the message simple and to the point

• How to deliver bad news: Real-life stories and their important lessons

• Watching and calibrating your tone

• Gathering support from other leaders before and during your remarks

• Examples of successful strategies

3:15

HANDSHAKE

Speed Networking and Business Card Exchange

This extended networking session will allow you to exchange contact details and build on your new contacts when you return to the office. Share and walk away with the tools to continue conversations long after the conference is over.

3:45

Cross-Functional Collaboration: Real-World Takeaways on Working Effectively with International Trade, Anti-Corruption, Fraud Prevention, and Audit Departments

microphone-alt Shannon Barna, Associate Counsel, Trade Compliance, The Estée Lauder Companies Inc.

hands-helping

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Don’t miss the opportunity to maximize participation or showcase your organization’s services and talent. For more information please contact us at: SponsorInfo@AmericanConference.com

Tina Shaughnessy, Vice President and General Manager, Global Trade Controls and Strategy Department, Panasonic (WSN Member)

• Importance of strengthening your relationships

• How to create effective communication and synergy

• Navigating cultural and data challenges with your international counterparts

• Creating cross-departmental efficiencies and sharing resources

• Determining when and how to engage other departments upon discovering an actual or suspected issue

4:30

What Keeps You Up at Night? Top 5 New, Emerging AML & Sanctions Risks to Monitor Closely

microphone-alt Jeannette Chu, Vice President National Security Policy, National Foreign Trade Counsel

Priti Agrawal, Deputy General Counsel, Global Head of Financial Crime Legal, HSBC

Janie Eng, Global Economic Sanctions Executive, Bank of America

Hear from seasoned experts who will share their top concerns and what you should be following for the next six months. This session will cover AML, sanctions, and export controls topics to keep on your radar.

Continuing Legal Education Credits

Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation.

ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board.

ACI certifies this activity has been approved for CLE credit by the State Bar of California.

ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request.

Questions about CLE credits for your state? Visit our online CLE Help Center at www.americanconference.com/accreditation/cle/

Main Conference Day Two

Friday, September 29, 2023

8:00

Women in Sanctions Network (WSN) Members Only

Breakfast

8:55

Co-Chairs’ Opening Remarks

9:00 Keynote Address

Elizabeth Rosenberg

Assistant Secretary of the Treasury for Terrorist Financing and Financial Crimes

U.S. Department of the Treasury

Beth Peters Partner Hogan Lovells LLP

9:30

Women in Government Roundtable: How The Agencies and Their Female Leaders Work Together Effectively

microphone-alt Felicia Swindells, Associate Director, Policy Director, Financial Crimes Enforcement Network

Bridget Van Buren, Chief of Sanctions Compliance Guidance and Outreach, Office of Foreign Assets Control, U.S. Department of the Treasury

Moderator: Greta Nightingale, Partner, O’Melveny and Myers

Hear from Senior Government Officials as they share how the agencies work together on investigations and priorities. They will also share their insights on challenges they have faced as women working in government.

10:15 Networking Break

10:30

Honing Your Skills as a Leader: What It Now Takes to Take Charge in Challenging Times-and Foster Effective Collaboration

microphone-alt Maureen O’Connor, Assistant General Counsel, Financial Crimes Legal & Antitrust, Wells Fargo

Heather Epstein, Deputy Global Head Sanctions Compliance, UBS

Ali Rathod-Papier, Head of Financial Crime Compliance, Brex

• What is the difference between leadership and management and why it is important to know the difference

• How to showcase your strengths and demonstrate your leadership

• Tips for moving from being a team member to a team leader

• Considerations for transitioning from private practice, industry or government

11:15 ETHICS CREDIT

check-square

Resolving Real World AML and Sanctions Ethical Dilemmas: Test Your Knowledge with Audience Polling

microphone-alt Beth Beam, Global Head of Sanctions Compliance, Interactive Brokers (WSN Member)

Leslie Kuester, Global Head of Sanctions, Remitly

Work through hypothetical scenarios on some of the most complex, high stakes dilemmas-and compare your approach to your peers via anonymous audience polling. Test your knowledge and know-how, and benefit from invaluable benchmarking with audience members. The session will review the rules of professional responsibility. Plus, receive 1 ethics credit!

12:15 Conference Adjourns

Details are on the next page.

International Trade & Economic Sanctions: Legal, Regulatory, and Compliance Professionals

Post Conference Workshop

Friday, September 29, 2023

WORKSHOP  1:00–4:00 PM

What I Wish Someone Had Told Me: Interactive Working Group on Communication, Visibility, Career Transitions and Leadership to Will Help You Win at Work (And in Life!)

microphone-alt

Orisia Gammell, Chief Legal Counsel & Export Control, Head of Export Control Innovation Team, SAP

(WSN Member)

Laura Deegan, Senior Compliance Officer, Office of Foreign Assets Control, U.S. Department of the Treasury

Cristina Brayton-Lewis, Partner, White & Case LLP

Join this not-to-miss workshop that will build on the discussions during the main program.

This workshop provides a unique opportunity to sit down with a group of inspiring and influential, experienced professionals who will impart invaluable guidance for women at all career stages on how to move up the ladder and make your mark. Come prepared with the questions you’ve always wanted to ask, but never had the chance to and take advantage of this intimate mentorship opportunity.

The smaller group, “closed door” atmosphere will allow for even more discussion on sensitive, hot button issues! Our esteemed panelists will discuss key topics, including:

• Advice for shattering the glass ceiling and overcoming the silent, invisible barriers to career development and advancement

• Skills necessary to thrive at all levels

• Charting your path:

» Defining your career goals

» What to do if you are not being heard or moving up the ladder

• Career transitions: How to know if you are making the right choice to swap hats, accept a promotion or stay put

• Negotiation dos and don’ts: The verbal (and non-verbal) mistakes to avoid

• What to look for in relationships with outside counsel and their teams

• Managing stress and tight deadlines amid the need for work-life balance

• Success stories and nightmare scenarios-and their broader lessons

About us:

ACI celebrates 40 years of excellence! We are thrilled to have provided exceptional conference experiences globally with our outstanding team, speakers, sponsors, partners, and attendees. To mark this milestone, we’re launching a new logo which represents our commitment to innovation, growth, and excellence, represented by the five Cs of C5: current, connected, customer-centric, conscientious, and committed

Looking back on 40 years, we are grateful for our achievements—hosting global conferences, uniting industry leaders, and supporting business growth. However, we are not done yet! We are committed to pushing boundaries and creating impactful experiences and we’re excited for the next 40 years of success.

Media Partners

The Women in Sanctions Network (WSN) is a global community of like-minded women working in economic sanctions. Join us as members share expert knowledge, support each other’s growth, and celebrate achievements together. The WSN is committed to promoting diversity across the profession, creating worthwhile networking and educational programs, and updating members on employment and advancement opportunities.

Founding Members

Inna Tsimerman Chief International Trade Counsel Arthur J. Gallagher

Maeva Donlin Principal Compliance Officer – VP Bank of the West

Audrey Phillips OFAC-Sanctions Compliance Counsel

eBay

Lynn Parker Export Compliance Director APAC

Teledyne FLIR Commercial Systems, Inc. Taiwan Branch

Silvia Kleer Former Counsel Ford Motor Company

Laura Miller Director, Sanctions Implementation and Investigations Citi

Nicole Sayegh Succar Counsel

Crowell & Moring

Jeanette Miller US Head of Sanctions Regulatory Response & Development HSBC

Dorothy Bennett Global Head of Sanctions JPMorgan Chase

Margaret Mousoudakis Assistant Compliance Officer LyondellBasell

Neena Shenai Senior Legal Director & Chief Counsel for Global Trade | Enterprise Legal Regulatory Medtronic

Jen Maki Senior Director Applied Material

Ann Broeker Assistant General Counsel Moody’s

Adela Deaconu Director Group Export Controls Philips International B.V.

Bing Xu Group Counsel – Global Trade Controls

Rolls-Royce North America

www.womensanctionsnetwork.com

Orisia Gammell Chief Legal Counsel & Head of Export Control Innovation Team SAP

Beth Beam Global Head of Sanctions Compliance

Interactive Brokers

Brenda Perrotti Director Sanctions Offcer Sumitomo Mitsui Banking Corporation

Susan Leddy Senior Legal Counsel Swiss RE

Venue

DC Bar Association 901 4th Street NW Suite 700, Washington DC 20001

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Hampton Inn Washington-Downtown Convention Center 901 6th St NW, Washington DC 20001 (202) 842-2500

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Register and pay to lock in your early rate and be eligible for a full refund until September 15th, 2023

If you are unable to attend for any reason, you will have the following options:

y A full credit note for you, or a colleague to attend another event.

y A full refund.

All cancellations and changes must be submitted to CustomerService@AmericanConference.com by September 15th, 2023.

Ways

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All program participants will receive an online link to access the conference materials as part of their registration fee. Additional copies of the Conference Materials available for $199 per copy.

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