11th Annual Forum on Economic Sanctions

EARN CLE/CPE CREDITS

11th Annual New York Forum on

ECONOMIC SANCTIONS December 2 – 3, 2020 EST

Virtual Conference

Hear from Senior Government Officials:

Elizabeth Cannon Deputy Chief for Export Controls and Sanctions U.S Department of Justice

Kaveh Miremadi Section Chief, Enforcement Division, Office of Foreign Assets Control U.S. Department of the Treasury

Timely Topics to Keep You Current:

P. Lee Smith

Assistant Secretary for Export Enforcement U.S. Department of Commerce

ĉ What to Expect Post Election for the Future Use of Economic Sanctions ĉ Sanctions Compliance Experiences During COVID-19 – How This Will Affect 2021 and Beyond? ĉ Hong Kong and China – Navigating the Changing Landscape ĉ Global Developments: Brexit and the UE ĉ Sanctions Compliance Framework – One Year Later ĉ Country Specific Updates: Russia, Venezuela, Iran, & Sudan DON’T MISS!

Women Leaders in Financial Services Law & Compliance | December 4, 2020

Associate Sponsors

AmericanConference.com/EconomicSanctions • 888 224 2480

Christopher Watts Deputy Director Office of Financial Sanctions Implementation, HM Treasury

Benchmark Sanctions Best Practices with Senior In-House Experts: • Barclays Compliance

• Danske Bank

• Morgan Stanley

• Bank of the West

• Goldman Sachs

• Phillips

• HarbourVest Partners

• Square

• HSBC

• Westinghouse

• BNP Paribas • Brown Brother Harrison • Citi • Credit Suisse

• JPMorgan Chase

• T. Rowe Price

• Moody’s

Exhibiting Sponsors

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

quote-left Senate Passes Sa nc

Demand quote-right ‘Snapback’ of Sanctions Against Iran s to quote-left U.S. Heads to United Nation

tions Bill Against Chinese Officials Over Hong Kong quote-right

NY Times

WSJ

quote-left Amazon Agrees to Pay $135,000 In

Settlement for Violating U.S. Sanctions quote-right Forbes

CONTINUING LEGAL EDUCATION CREDITS EARN CLE CREDITS

Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation.

ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board.

ACI certifies this activity has been approved for CLE credit by the State Bar of California.

The global sanctions landscape remains complex and hard to predict. The U.S. continues to use and enforce sanctions frequently, but the November election could result in a shift in sanctions policy. The UK is currently developing their own sanctions policy post Brexit and issued their first penalty against Standard Chartered this year. Companies are finding it increasing challenging to stay clear of secondary sections. Sanctions enforcement continues strong in 2020 despite most sanction professionals working remotely. The Virtual NY Forum on Economic Sanctions taking place on December 2 - 3, 2020 will keep you updated on all the changes and offers a great opportunity to stay connect with your sanction compliance peers.

Our interactive forum allows you to connect with the participants and speakers in real time.

Dedicated Networking Time:

5 Top Reasons to Attend:

ĉ Bonus Session with OFAC

ĉ Hear Global Updates–US, EU, UK and Asia

ĉ 1:1 Face to Face Networking

ĉ Gain Country Specific Guidance: Iran, Russia, Venezuela, Hong Kong

ĉ Industry-Specific Moderated Conversation with Your Peers

ĉ Stay Abreast of Recent Enforcement Trends

ĉ Women Networking Session

ĉ Expand Your Network

ĉ Best Practices Exchange on Timely Topics

ĉ Benchmark Your Sanctions Compliance Programs

We look forward to seeing you virtually this December.

ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request.

For more information on ACI’s CLE process for virtual events visit: www.americanconference.com/accreditationinstructions-for-virtual-attendance/

CONTINUING PROFESSIONAL EDUCATION CREDITS American Conference Institute (ACI) will apply for Continuing Professional Education credits for all conference attendees who request credit. There are no pre-requisites and advance preparation is not required to attend this conference.

Course objective: Update on latest economic sanctions restrictions. Prerequisite: None. Level of knowledge: Beginner/Intermediate. Teaching Method: Group-Live.

Advanced Preparation: None. Delivery method: Group Live presented online due to COVID-19.

Please refer to the information in this brochure for outline, course content and objectives. Final approval of a course for CPE credits belongs with each states’ regulatory board. Recommended CPE Credit: 15.0 hours for the main conference and an additional 4.0 hours for workshop B. ACI is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.

Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417 or by visiting the web site: www.learningmarket.org

2 | #Sanctions twitter: @ACI_Finance @ACI_IntTrade linkedin: ACI: Economic Sanctions Compliance & Enforcement Exchange, ACI: International Trade Group

Distinguished Faculty 2020 Conference Co-Chairs:

Kaveh Miremadi Section Chief, Enforcement Division Office of Foreign Assets Control U.S. Department of the Treasury

Melissa L. Duffy Partner Dechert LLP

Nicole Erb Partner White & Case LLP

Scott M. Flicker Partner Paul Hastings LLP

Ryan Fayhee Partner Hughes Hubbard & Reed LLP

Justyna P. Gudzowska Executive Director Morgan Stanley

Speakers:

Matt Bell

Nathan Harsh Vice President & Chief Compliance Officer, Legal & Compliance Westinghouse Electric Company LLC

Senior Managing Director, Forensic & Litigation Consulting Practice Leader - Export Controls and Sanctions FTI

Eric F. Hinton Director of the Robert B. Rowling Center for Business Law & Leadership Southern Methodist University

Ann Broeker

Assistant General Counsel Moody’s

Sean S. Buckley Lawyer Kobre & Kim LLP

Douglas Jacobson Managing Partner Jacobson Burton Kelley PLLC

Elizabeth Cannon Deputy Chief for Export Controls and Sanctions U.S. Department of Justice

Thomas J. Koffer Global Anti-Bribery & Economic Sanctions Compliance Credit Suisse

Cari N. Stinebower Partner Winston & Strawn LLP

Eric Medoff Global Head of Sanctions Square

Jonathan Thomas Co-Head Government Sanctions Group Goldman Sachs

Jeanine P. McGuinnes Partner Orrick

Alicia Novak Deputy Chief Compliance Officer HarbourVest Partners

Judith Alison Lee Partner Gibson, Dunn & Crutcher LLP

Nicole Sayegh Succar Counsel Crowell & Moring LLP

Allie Cheatham Senior Vice President Brown Brother Harriman

Laura Deegan Head of Sanctions, Americas Barclarys Compliance

Paul Marquardt Partner Cleary Gottlieb Steen & Hamilton LLP

Ilya Shulman Executive Director, Global Financial Crime Counsel JPMorgan Chase & Co.

AmericanConference.com/EconomicSanctions • 888 224 2480

Matthew Tuchband Counsel Arent Fox LLP Nick Turner Of Counsel Steptoe & Johnson HK LLP Megan Warren Head, Global Financial Crimes Compliance T. Rowe Price

Eric J. Rudolph Forensic & Litigation Consulting, Export Controls and Sanctions FTI Consulting

Peter Chessick Counsel White & Case LLP

Maeve Donlin Principal Compliance Officer, VP Bank of the West

Sean M. Thornton Head of Legal Financial Security (U.S.) BNP Paribas

Javier Robles Chief Regulatory and Compliance Counsel Worldpay

Jeanette A. Miller U.S. Head of Sanctions Regulatory Response & Development HSBC

P. Lee Smith Assistant Secretary for Export Enforcement U.S. Department of Commerce

Margaret Mousoudakis Assistant Compliance Officer LyondellBasell

Adam M. Smith Partner Gibson, Dunn & Crutcher LLP

Christopher Watts Deputy Director Office of Financial Sanctions Implementation, HM Treasury Martin Wilson Chief General Counsel Phillips

Julia J. Yoo Deputy Head of Sanctions Legal Citigroup Inc.

Hera Smith Senior Compliance Officer Danske Bank

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

pre-conference workshops Angle-Right Tuesday, December 1, 2020 EST

A

clock 9:00 – 12:30

Comprehensive Overview of U.S. Sanctions Regimes and Focus on Recent Developments Microphone-alt Judith Alison Lee, Partner, Gibson, Dunn & Crutcher LLP

Javier Robles, Chief Regulatory and Compliance Counsel, Worldpay

Eric F. Hinton, Director of the Robert B. Rowling Center for Business Law & Leadership, Southern Methodist University

Get updated on the latest U.S. Sanctions restrictions in effect today. Participants of this interactive and practical workshop will receive a practical and up-to-the-minute overview of key sanctions affecting the principal targeted countries with a dedicated focus on recent developments. Topics covered will include: • Learn the nuts and bolts of OFAC comprehensive and limited sanctions on Russia, Iran, Cuba, Venezuela, and North Korea

B

clock 1:30 – 5:00

OFAC Compliance Program Best Practices Microphone-alt Megan Warren, Head, Global Financial Crimes Compliance, T. Rowe Price

Maeva Donlin, Principal Compliance Officer, VP, Bank of the West

Nicole Sayegh Succar, Counsel, Crowell & Moring LLP

This workshop has been specifically designed for in-house sanctions professionals. Senior level sanctions professionals will engage in dialogue on strengthening their companies’ sanctions compliance programs based on OFAC’s May 2019 guideline and latest enforcement action guidance.

• What is an effective sanctions compliance program?

• Updating your existing compliance program in order to remain compliant • Effectively making use of key OFAC resources

• Gain an understanding of how OFAC’s list-based programs include a range of subtle nuances that can expose U.S. persons to civil and criminal liability

• Training right and ensuring buy-in at all levels of your organization

• How statutory exemption, general licenses, and specific licenses allow for the processing of otherwise prohibited activity

• Overcoming common pitfalls and breakdowns

• Pressure testing your compliance program for weaknesses and inefficiencies

• Review OFAC required reporting requirements and the Economic Sanctions Enforcement Guidelines • Learn about OFAC expectations for your compliance program • Tailoring internal compliance procedures to the site and country • Implementing a global licensing strategy



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4 | #Sanctions twitter: @ACI_Finance @ACI_IntTrade linkedin: ACI: Economic Sanctions Compliance & Enforcement Exchange, ACI: International Trade Group

day December 2, 2, 2020 (Eastern day 1one December 2020 EST Standard Time) Angle-Right Wednesday, Angle-Right Wednesday, 8:30

11:00

2:30

Opening Remarks from the Conference Co-Chairs

Sanctions Enforcement: How Agencies Work Together on Enforcement Investigations

Russia Sanctions Current Developments

Microphone-alt Nicole Erb, Partner, White & Case LLP

Ryan Fayhee, Partner, Hughes Hubbard & Reed LLP

Microphone-alt Elizabeth Cannon, Deputy Chief for Export Controls and Sanctions, U.S Department of Justice

Paul Marquardt, Partner, Cleary Gottlieb Steen & Hamilton LLP

Sean S. Buckley, Lawyer, Kobre & Kim LLP

8:45

What to Expect Post Election for the Future Use of Economic Sanctions

P. Lee Smith, Assistant Secretary for Export Enforcement, U.S. Department of Commerce

Cari N. Stinebower, Partner, Winston & Strawn LLP

Kaveh Miremadi, Section Chief, Enforcement Division, Office of Foreign Assets Control, U.S. Department of the Treasury

Microphone-alt Thomas J. Koffer, Global Anti-Bribery & Economic Sanctions Compliance, Credit Suisse

Sean M. Thornton, Head of Legal Financial Security (US), BNP Paribas

Matthew Tuchband, Counsel, Arent Fox LLP

Meet virtually with your peers to join a moderated discussions on top issues affecting your industry.

• Predictions for future of Iran sanctions • Expectations for the role of sanctions in 2021 9:45

In-House Sanctions Experts Share What Keeps You Up at Night?

Microphone-alt Margaret Mousoudakis, Assistant Compliance Officer, LyondellBasell

Nathan Harsh, Vice President & Chief Compliance Officer, Legal & Compliance, Westinghouse Electric Company LLC

Laura Deegan, Head of Sanctions, Americas, Barclays Compliance

Scott M. Flicker, Partner, Paul Hastings LLP

• How sanctions affect new business opportunities • Changing risk profiles based on current developments • When to Involve senior management for critical issues • Importance of creating culture of compliance throughout the company 10:30

1:1 Networking

10:40

Break

• Developments in Russian Energy sanctions (Nordstream/ Turkstream) • Cybersecurity/Elections • CAATSA: Three Years On (Oligarchs and more)

12:00

• New administration priorities

Microphone-alt Julia J. Yoo, Deputy Head of Sanctions Legal, Citigroup Inc.

Industry Virtual Networking Conversations

• Financial Institutions

• Manufacturing

• Technology

• Healthcare

Comments-alt

• Energy 1:00

• Russian Sanctions: 2021 and Beyond 3:30

Break

4:00

Managing Your Practical Risk – Who is Getting Hit by Secondary Sanctions?

Microphone-alt Hera Smith, Senior Compliance Officer, Danske Bank Break

Peter Chessick, Counsel, White & Case LLP

• Current developments

1:30

• New designation added and removed from these lists

Hong Kong and China – Navigating the Changing Landscape and New Sanctions Guidance

• Is the tool being overused?

Microphone-alt Jonathan Thomas, Co-Head Government Sanctions Group,

• Are the threats credit?

• Blocking statues and Helms-Burton litigation

Goldman Sachs

Nick Turner, Of Counsel, Steptoe & Johnson HK LLP

Jeanette A. Miller, U.S. Head of Sanctions Regulatory Response & Development, HSBC

• Hong Kong Autonomy Act and Executive Order 13936 Implications • August 7, 2020 SDN Designations on Government Officials • Xinjiang Human Rights and Global Magnitsky Sanctions • Recent Entity List Additions • How companies are navigating potential choice-of-law issues as between U.S. sanctions and the new Hong Kong National Security Law • Export Controls and CFIUS connections for Data and Apps

AmericanConference.com/EconomicSanctions • 888 224 2480

4:45

Women in International Trade and Sanctions Networking

Microphone-alt Laura Deegan, Head of Sanctions, Americas, Barclays Compliance

Nicole Sayegh Succar, Counsel, Crowell & Moring LLP

Meet virtually with other female participants on camera to make new contacts and renew connections.

5:30

Conference Adjourns

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

day two Angle-Right Thursday, December 3, 2020 EST 8:00

Early Riser Session: Interactive Session on How to Work Effectively with OFAC

SUN

Microphone-alt Matthew Tuchband, Counsel, Arent Fox

Break

11:15

Recent Regulatory Guidance – Know Your Customer’s Customer

12:45

Compliance Best Practice – Exchanges Off the Record Discussion the Intersection of Artificial Intelligence, AML and Export Controls

Microphone-alt Matt Bell, Senior Managing Director, Forensic & Litigation

Consulting, Practice Leader - Export Controls and Sanctions, FTI

Microphone-alt Allie Cheatham, Senior Vice President, Brown Brother Harriman

9:00

Opening Remarks from the Co-Chairs

Microphone-alt Nicole Erb, Partner, White & Case LLP

11:00

Ryan Fayhee, Partner, Hughes Hubbard & Reed LLP

9:10

OFSI Keynote

Microphone-alt Christopher Watts, Deputy Director, Office of Financial Sanctions Implementation, HM Treasury

Ilya Shulman, Executive Director, Global Financial Crime Counsel, JPMorgan Chase & Co. Jeanine P. McGuinness, Partner, Orrick

• OFAC Guidance related to the maritime Industry, energy and metals sectors, and related communities (including financial institutions) • Supply Chain: importance of conducting due diligence on an organization’s customers, supply chain, intermediaries, and counter-parties. The recent designation of XPCC in China presents challenges for U.S. companies as they try to determine potential involvement of XPCC subsidiaries in their transactions

10:00

• Human Rights: New global regulations

How to Avoid Sanctions Complications During Mergers and Acquisitions

• Humanitarian Assistance: Numerous OFAC general licenses that permit the exportation to sanctioned jurisdictions of agricultural commodities, food, medicine, and medical devices and various humanitarian assistance, parties must take care to avoid involvement in transactions that may benefit sanctioned regimes or SDNs

Microphone-alt Alicia Novak, Deputy Chief Compliance Officer, HarbourVest Partners

Eric J. Rudolph, Forensic & Litigation Consulting, Export Controls and Sanctions, FTI Consulting

Melissa L. Duffy, Partner, Dechert LLP

• Due diligence during the pre-closing phase • Red flags to watch out for • Post-closing integration • Whether to file a voluntary disclosure • Crossover with CFIUS 10:45

1:1 Networking

12:00

Addressing Anti-Money Laundering and Sanctions Risk Exposure in the Art Market

Microphone-alt Martin Wilson, Chief General Counsel, Phillips

Ryan Fayhee, Partner, Hughes Hubbard & Reed LLP

• Compliance best practices in the Art industry • Managing relationships with external stakeholders • Regulatory updates and proposals in the US and EU

1:30

Break

2:00

Venezuela Sanctions – Latest Developments and What to Keep on Your Radar

Microphone-alt Justyna P. Gudzowska, Executive Director, Morgan Stanley

Ann Broeker, Assistant General Counsel, Moody’s

Adam M. Smith, Partner, Gibson, Dunn & Crutcher LLP

• Complex screening requirements • What type of business is still allowed?

• Increasing difficulty to conduct business • What’s next?

2:45

Focus on Cryptocurrency: Rapidly Changing Virtual Currency Developments to Watch

Microphone-alt Eric Medoff, Global Head of Sanctions, Square

Douglas Jacobson, Managing Partner, Jacobson Burton Kelley LLP

• Sanctions law considerations for virtual and digital currency • Recent enforcement actions involving cryptocurrency • Role of various agencies regulating this area 3:45

End of Conference

• Takeaways from industry led initiatives

6 | #Sanctions twitter: @ACI_Finance @ACI_IntTrade linkedin: ACI: Economic Sanctions Compliance & Enforcement Exchange, ACI: International Trade Group

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when you register for both Economic Sanctions and Women Leaders in Financial Services Law & Compliance

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 January 27-28, 2021

 December 4, 2020

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