11th Annual Forum on AML & OFAC for the Insurance Industry

EXPLORE THE NEW VIRTUAL EXPERIENCE FOR 2021 No Need to Travel. Connect with Your Peers Virtually.

 January 21, 2021 (EST) | VIRTUAL CONFERENCE

EARN CLE CREDITS

11th Annual Forum on

AML & OFAC Compliance for the Insurance Industry Benchmark with Senior Executives from: •

AJ Gallagher

• Aon •

AXA Group

• Gard • General Reinsurance Corporation • Generali • Lloyds •

Liberty Mutual Insurance

What’s New for 2021 One Day Comprehensive Program Designed to Fit into Your Busy Schedule

• SCOR

International Perspectives with New Global Speakers

• Sirius International Insurance Group Ltd

Afternoon Tracks Provide In-Depth Analysis of Complex AML and Sanctions How to Prepare for Post-Election Ramifications for the Insurance Industry

• Sompo International •

Swiss Re

•

Willis Towers Watson

•

Zurich North America

Procedures to Help Comply with New Maritime and Shipping Guidance

Reconnect Virtually with Your Colleagues:

Comments

Participate in Virtual Compliance Exchanges for Life Insurance, Property & Casualty, Maritime and Re-Insurance Expand your Network Using the 1:1 Networking Tool

• Manulife

lightbulb Associate Sponsor

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Participate in Boardroom Style Think Tanks Face to Face Informal Conversations with Your Peers

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Stay Ahead of Current Trends in AML and Sanctions

“

OFAC Guidance to Address Illicit Shipping and Sanctions Evasion Practice – May 2020

OFSI Issues new Maritime Guidance – August 2020

‘FinCEN’ documents reportedly show banks moved illicit funds

– Reuters, September 2020

Key Conference Highlights:

ĉ ĉ ĉ ĉ ĉ

How to Protect Your Organization from Cyber Crimes How to Ensure Compliance 2.0 with a Remote Workforce Meeting Regulator Expectations on Cannabis Lessons Learned from Recent AML & OFAC Enforcement Actions Complying with New Maritime and Shipping Guidance

Travel Services Provider Fined $5.9 Million for Cuba Sanctions Violations – October 2020, WSJ

”

Continuing Legal Education Credits Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation.

EARN CLE CREDITS

ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board.

ACI certifies this activity has been approved for CLE credit by the State Bar of California.

Dedicated Networking Time Built into the Conference Agenda

ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request.

Our virtual conferences are the same conferences you have come to expect in person but transformed to a virtual format.

The new virtual conference delivers the same access to a community of industry leaders we have spent decades building and nurturing. We invite you to be part of this community.

For more information on ACI’s CLE process for virtual events visit: www.americanconference.com/ accreditation-instructions-for-virtual-attendance/

Immerse yourself in live presentations, panel discussions, specialized breakout sessions and networking opportunities.

Comments

Media Partners:

Engage in meaningful dialogue with attendees and speakers in an interactive format.

Expand your network to a global audience.

2 | #AMLandOFAC twitter: @Insurance_ACI linkedin: ACI: Insurance / Reinsurance – Legal, Regulatory and Compliance Professionals

2021 SPEAKER FACULTY CONFERENCE CHAIRS Inna Tsimerman Chief International Trade Counsel Arthur J Gallagher

David Brummond Of Counsel Jacobson Burton Kelley PLLC

Joan Koenig Director of Sanctions and Trade Compliance Aon

Sandra Calmes Senior Compliance Counsel, Global Compliance Liberty Mutual Insurance

DISTINGUISHED SPEAKERS Kevin Askew Chief Anti-Fraud & AML Officer Manulife Marie Bolton-Jones Global Compliance Director Financial Crime Willis Towers Watson Barbara Broussard Partner Sidley Austin LLP Christine Brown Vice President, Assistant General Counsel and Compliance Officer, Americas SCOR

Andrew Gifford Senior Vice President & General Counsel General Reinsurance Corporation Claudia Botero Götz Senior Lawyer Gard (North America)

Todd Corey SVP & Head of Legal and Compliance Sompo International

John Keough Partner Clyde and Co

Andrew Davies VP, Global Market Strategy, Financial Crime Risk Management Fiserv

Satish M. Kini Partner Debevoise & Plimpton LLP Becki LaPorte Director, Global Risk & Compliance Computer Services, Inc.

Eugenio (Gene) DiMira Chief Identity Officer The AML Shop Former Head of Global Compliance AMLATF Manulife

Susan Leddy Senior Legal Counsel Swiss Re

Leonard Frady Sanctions Compliance Officer, Office of Foreign Assets Control U.S. Department of the Treasury

Nick Mothershaw Chief Executive Open Identity Exchange Chris Po-Ba Senior Manager Lloyds Livio Russo Global Head of Financial Crime Compliance Generali Matthew Saint Group Anti Money Laundering Officer AXA Group Damian Sepanik Chief Compliance Officer Zurich North America Lisa M. Tanzi SVP, Deputy General Counsel, Secretary & Group Chief Compliance Officer Sirius International Insurance Group Ltd.

Sharon Cohen Levin Partner Sullivan & Cromwell LLP * denotes invited speakers at time of print.

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VIRTUAL CONFERENCE | January 21, 2021 (EST) 8:45

Co-Chairs’ Opening Remarks

Microphone-alt

Inna Tsimerman, Chief International Trade Counsel, Arthur J Gallagher

Joan Koenig, Director of Sanctions andTrade Compliance, Aon

9:00

Compliance 2.0: How Has Compliance Changed After the Pandemic and Preparing for the Year Ahead

Microphone-alt Andrew Gifford, Senior Vice President & General Counsel, General Reinsurance Corporation

• How to manage your remote workers effectively

Kevin Askew, Chief Anti-Fraud & AML Officer, Manulife

• Meeting the challenges of internal control breakdowns

Livio Russo, Global Head of Financial Crime Compliance, Generali (Italy)

Moderator: Marie Bolton-Jones, Global Compliance Director - Financial Crime, Willis Towers Watson (UK)

• Minimizing the risk of COVID-19 fraud • Preparing for a possible cyber-attack • Strategies to train your staff on sanctions

10:00

Senior Government Officials Discuss New Regulatory Landscape and Current Priorities for 2021

Microphone-alt Senior Representative, New York State Department of Financial Services

Senior Representative, U.S. Attorney’s Office

Leonard Frady, Sanctions Compliance Officer, Office of Foreign Assets Control, U.S. Department of the Treasury

10:45

Hear directly from prominent regulators on what is on the rader for the insurance and reinsurance industries including top enforcement priorities and recent policy changes and announcements.

Break

11:15

What to Expect Post-Election

Microphone-alt Susan Leddy, Senior Legal Counsel, Swiss Re (Switzerland)

Damian Sepanik, Chief Compliance Officer, Zurich North America

Inna Tsimerman, Chief International, Trade Counsel, Arthur J Gallagher

Moderator: Satish M. Kini, Partner, Debevoise & Plimpton LLP

Senior executives will discuss their views on managing top risks facing insurance companies in 2021.

Listen to top concerns post-election and tips on how to prepare for an unpredictable and rapidly changing environment.

12:00

Comments VIRTUAL COMPLIANCE EXCHANGES Participants will meet virtually by industry to discuss current challenges and practical solutions to common compliance challenges.

• Commercial Property & Casualty Insurance • Life Insurance

• Reinsurance • Maritime Insurance

12:30 Break 1:00

Face to Face Virtual Conversations

Microphone-alt Chris Po-Ba, Senior Manager, Lloyds (UK)

David Brummond, Of Counsel, Jacobson Burton Kelley PLLC

Take advantage of this opportunity to reconnect with your industry peers over a casual conversation.

Inna Tsimerman, Chief International Trade Counsel, Arthur J Gallagher

4 | #AMLandOFAC twitter: @Insurance_ACI linkedin: ACI: Insurance / Reinsurance – Legal, Regulatory and Compliance Professionals

AGENDA

SANCTIONS � INTERACTIVE

POLLING

1:30

1:30

Marine Advisories – How Can Insurance Companies Monitor Compliance?

Microphone-alt Chris Po-Ba, Senior Manager, Lloyds (UK)

AML

Digital Identification of Identifying Legal Entities to Fight Financial Crime

Microphone-alt Eugenio (Gene) DiMira, Chief Identity Officer, The AML Shop (Canada) Former Head of Global Compliance AMLATF, Manulife

Joan Koenig, Director of Sanctions and Trade Compliance, Aon

• Highlights from recent OFAC and OFSI guidance • Potential landmines to watch out for 2:15

• Tips to improve your screening • Industry benchmarking through audience polling

Nick Mothershaw, Chief Director, Open Identity Exchange

• New guidance on digital identification and authentication

• High risk red flag indicators • What countries are implementing this first?

Change Break

2:20

2:20

Regulatory Update: Managing the Complex Sanctions Landscape

AML Regulation: FATF Developments and Other Regulations to Watch

Microphone-alt Sandra Calmes, Senior Compliance Counsel, Global Compliance, Liberty Mutual Insurance

Microphone-alt Matthew Saint, Group Anti-Money Laundering Officer, AXA Group (France)

David Brummond, Of Counsel, Jacobson Burton Kelley PLLC

• New sanctions on Russia

• Iran - What to expect next

• Venezuela sanctions latest developments

• Hong Kong sanctions

Andrew Davies, VP, Global Market Strategy, Financial Crime Risk Management, Fiserv

• New OFAC and FinCen guidance on ransomware and cryptocurrentcy • International regulatory trends

3:15

� INTERACTIVE

POLLING

• High risk juristications to watch

Change Break 3:20

3:20

Audience Polling: Staying Compliant with Rigorous Sanctions Compliance Expectations

Meeting Regulator Expectations on Cannabis Compliance

Microphone-alt Lisa M. Tanzi, SVP, Deputy General Counsel, Secretary & Group Chief Compliance Officer, Sirius International Insurance Group Ltd.

• Tools to strengthen your compliance program

Becki LaPorte, Director, Global Risk & Compliance, Computer Services, Inc.

• Recreational vs medical regulations to watch

Barbara Broussard, Partner, Sidley Austin LLP

• Benchmark your sanctions compliance program • Status of rejected transaction reporting • Obstacles to meeting OFAC sanctions compliance guidelines

Microphone-alt Sharon Cohen Levin, Partner, Sullivan & Cromwell LLP • Due diligence best practices

• Scope includes growers, distributors, related services

• Sanctions audit best practices • Scope of sanctions training

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AGENDA

4:00

Break

4:15

Top 5 Trends for Insurance Companies to Watch for 2021

Microphone-alt Christine Brown, Vice President, Assistant General Counsel and Compliance Officer,

• New sanctions developments post Brexit

Americas, SCOR

• Future of secondary sanctions

John Keough, Partner, Clyde and Co

• Increase of Liquidations/Bankruptcy

Todd Corey, SVP & Head of Legal and Compliance, Sompo International (Luxembourg)

• Sanctions Issues in acquisions/divestitures

Claudia Botero Götz, Senior Lawyer, Gard (North America)

• Continued focus on marine insurers and shipping • Cyber insurance and crypto-currency payments

5:00

End of Conference

Economic Sanctions Virtual Conference Calendar Calendar-alt

December 2–3, 2020

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February 22–24, 2021

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9th London Forum on

11th Annual New York Forum on

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As the current global situation continues to unfold, we understand that it may not be possible to attend our events in person.

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