EXPLORE THE NEW VIRTUAL EXPERIENCE FOR 2021 No Need to Travel. Connect with Your Peers Virtually.
January 21, 2021 (EST) | VIRTUAL CONFERENCE
EARN CLE CREDITS
11th Annual Forum on
AML & OFAC Compliance for the Insurance Industry Benchmark with Senior Executives from: •
AJ Gallagher
• Aon •
AXA Group
• Gard • General Reinsurance Corporation • Generali • Lloyds •
Liberty Mutual Insurance
What’s New for 2021 One Day Comprehensive Program Designed to Fit into Your Busy Schedule
• SCOR
International Perspectives with New Global Speakers
• Sirius International Insurance Group Ltd
Afternoon Tracks Provide In-Depth Analysis of Complex AML and Sanctions How to Prepare for Post-Election Ramifications for the Insurance Industry
• Sompo International •
Swiss Re
•
Willis Towers Watson
•
Zurich North America
Procedures to Help Comply with New Maritime and Shipping Guidance
Reconnect Virtually with Your Colleagues:
Comments
Participate in Virtual Compliance Exchanges for Life Insurance, Property & Casualty, Maritime and Re-Insurance Expand your Network Using the 1:1 Networking Tool
• Manulife
lightbulb Associate Sponsor
REGISTER NOW AmericanConference.com/AMLOFAC | 888 224 2480
Participate in Boardroom Style Think Tanks Face to Face Informal Conversations with Your Peers
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Stay Ahead of Current Trends in AML and Sanctions
“
OFAC Guidance to Address Illicit Shipping and Sanctions Evasion Practice – May 2020
OFSI Issues new Maritime Guidance – August 2020
‘FinCEN’ documents reportedly show banks moved illicit funds
– Reuters, September 2020
Key Conference Highlights:
ĉ ĉ ĉ ĉ ĉ
How to Protect Your Organization from Cyber Crimes How to Ensure Compliance 2.0 with a Remote Workforce Meeting Regulator Expectations on Cannabis Lessons Learned from Recent AML & OFAC Enforcement Actions Complying with New Maritime and Shipping Guidance
Travel Services Provider Fined $5.9 Million for Cuba Sanctions Violations – October 2020, WSJ
”
Continuing Legal Education Credits Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation.
EARN CLE CREDITS
ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board. ACI certifies this activity has been approved for CLE credit by the State Bar of California.
Dedicated Networking Time Built into the Conference Agenda
ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request.
Our virtual conferences are the same conferences you have come to expect in person but transformed to a virtual format. The new virtual conference delivers the same access to a community of industry leaders we have spent decades building and nurturing. We invite you to be part of this community.
For more information on ACI’s CLE process for virtual events visit: www.americanconference.com/ accreditation-instructions-for-virtual-attendance/
Immerse yourself in live presentations, panel discussions, specialized breakout sessions and networking opportunities.
Comments
Media Partners:
Engage in meaningful dialogue with attendees and speakers in an interactive format. Expand your network to a global audience.
2 | #AMLandOFAC twitter: @Insurance_ACI linkedin: ACI: Insurance / Reinsurance – Legal, Regulatory and Compliance Professionals
2021 SPEAKER FACULTY CONFERENCE CHAIRS Inna Tsimerman Chief International Trade Counsel Arthur J Gallagher
David Brummond Of Counsel Jacobson Burton Kelley PLLC
Joan Koenig Director of Sanctions and Trade Compliance Aon
Sandra Calmes Senior Compliance Counsel, Global Compliance Liberty Mutual Insurance
DISTINGUISHED SPEAKERS Kevin Askew Chief Anti-Fraud & AML Officer Manulife Marie Bolton-Jones Global Compliance Director Financial Crime Willis Towers Watson Barbara Broussard Partner Sidley Austin LLP Christine Brown Vice President, Assistant General Counsel and Compliance Officer, Americas SCOR
Andrew Gifford Senior Vice President & General Counsel General Reinsurance Corporation Claudia Botero Götz Senior Lawyer Gard (North America)
Todd Corey SVP & Head of Legal and Compliance Sompo International
John Keough Partner Clyde and Co
Andrew Davies VP, Global Market Strategy, Financial Crime Risk Management Fiserv
Satish M. Kini Partner Debevoise & Plimpton LLP Becki LaPorte Director, Global Risk & Compliance Computer Services, Inc.
Eugenio (Gene) DiMira Chief Identity Officer The AML Shop Former Head of Global Compliance AMLATF Manulife
Susan Leddy Senior Legal Counsel Swiss Re
Leonard Frady Sanctions Compliance Officer, Office of Foreign Assets Control U.S. Department of the Treasury
Nick Mothershaw Chief Executive Open Identity Exchange Chris Po-Ba Senior Manager Lloyds Livio Russo Global Head of Financial Crime Compliance Generali Matthew Saint Group Anti Money Laundering Officer AXA Group Damian Sepanik Chief Compliance Officer Zurich North America Lisa M. Tanzi SVP, Deputy General Counsel, Secretary & Group Chief Compliance Officer Sirius International Insurance Group Ltd.
Sharon Cohen Levin Partner Sullivan & Cromwell LLP * denotes invited speakers at time of print. About us:
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The C5 Group, comprising American Conference Institute, The Canadian Institute and C5 in Europe, is a leading global events and business intelligence company. For over 30 years, C5 Group has provided the opportunities that bring together business leaders, professionals and international experts from around the world to learn, meet, network and make the contacts that create the opportunities. Our conferences and related products connect the power of people with the power of information, a powerful combination for business growth and success.
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VIRTUAL CONFERENCE | January 21, 2021 (EST) 8:45
Co-Chairs’ Opening Remarks
Microphone-alt
Inna Tsimerman, Chief International Trade Counsel, Arthur J Gallagher
Joan Koenig, Director of Sanctions andTrade Compliance, Aon
9:00
Compliance 2.0: How Has Compliance Changed After the Pandemic and Preparing for the Year Ahead
Microphone-alt Andrew Gifford, Senior Vice President & General Counsel, General Reinsurance Corporation
• How to manage your remote workers effectively
Kevin Askew, Chief Anti-Fraud & AML Officer, Manulife
• Meeting the challenges of internal control breakdowns
Livio Russo, Global Head of Financial Crime Compliance, Generali (Italy)
Moderator: Marie Bolton-Jones, Global Compliance Director - Financial Crime, Willis Towers Watson (UK)
• Minimizing the risk of COVID-19 fraud • Preparing for a possible cyber-attack • Strategies to train your staff on sanctions
10:00
Senior Government Officials Discuss New Regulatory Landscape and Current Priorities for 2021
Microphone-alt Senior Representative, New York State Department of Financial Services
Senior Representative, U.S. Attorney’s Office
Leonard Frady, Sanctions Compliance Officer, Office of Foreign Assets Control, U.S. Department of the Treasury
10:45
Hear directly from prominent regulators on what is on the rader for the insurance and reinsurance industries including top enforcement priorities and recent policy changes and announcements.
Break
11:15
What to Expect Post-Election
Microphone-alt Susan Leddy, Senior Legal Counsel, Swiss Re (Switzerland)
Damian Sepanik, Chief Compliance Officer, Zurich North America
Inna Tsimerman, Chief International, Trade Counsel, Arthur J Gallagher
Moderator: Satish M. Kini, Partner, Debevoise & Plimpton LLP
Senior executives will discuss their views on managing top risks facing insurance companies in 2021. Listen to top concerns post-election and tips on how to prepare for an unpredictable and rapidly changing environment.
12:00
Comments VIRTUAL COMPLIANCE EXCHANGES Participants will meet virtually by industry to discuss current challenges and practical solutions to common compliance challenges.
• Commercial Property & Casualty Insurance • Life Insurance
• Reinsurance • Maritime Insurance
12:30 Break 1:00
Face to Face Virtual Conversations
Microphone-alt Chris Po-Ba, Senior Manager, Lloyds (UK)
David Brummond, Of Counsel, Jacobson Burton Kelley PLLC
Take advantage of this opportunity to reconnect with your industry peers over a casual conversation.
Inna Tsimerman, Chief International Trade Counsel, Arthur J Gallagher
4 | #AMLandOFAC twitter: @Insurance_ACI linkedin: ACI: Insurance / Reinsurance – Legal, Regulatory and Compliance Professionals
AGENDA
SANCTIONS � INTERACTIVE
POLLING
1:30
1:30
Marine Advisories – How Can Insurance Companies Monitor Compliance?
Microphone-alt Chris Po-Ba, Senior Manager, Lloyds (UK)
AML
Digital Identification of Identifying Legal Entities to Fight Financial Crime
Microphone-alt Eugenio (Gene) DiMira, Chief Identity Officer, The AML Shop (Canada) Former Head of Global Compliance AMLATF, Manulife
Joan Koenig, Director of Sanctions and Trade Compliance, Aon
• Highlights from recent OFAC and OFSI guidance • Potential landmines to watch out for 2:15
• Tips to improve your screening • Industry benchmarking through audience polling
Nick Mothershaw, Chief Director, Open Identity Exchange
• New guidance on digital identification and authentication
• High risk red flag indicators • What countries are implementing this first?
Change Break
2:20
2:20
Regulatory Update: Managing the Complex Sanctions Landscape
AML Regulation: FATF Developments and Other Regulations to Watch
Microphone-alt Sandra Calmes, Senior Compliance Counsel, Global Compliance, Liberty Mutual Insurance
Microphone-alt Matthew Saint, Group Anti-Money Laundering Officer, AXA Group (France)
David Brummond, Of Counsel, Jacobson Burton Kelley PLLC
• New sanctions on Russia
• Iran - What to expect next
• Venezuela sanctions latest developments
• Hong Kong sanctions
Andrew Davies, VP, Global Market Strategy, Financial Crime Risk Management, Fiserv
• New OFAC and FinCen guidance on ransomware and cryptocurrentcy • International regulatory trends
3:15
� INTERACTIVE
POLLING
• High risk juristications to watch
Change Break 3:20
3:20
Audience Polling: Staying Compliant with Rigorous Sanctions Compliance Expectations
Meeting Regulator Expectations on Cannabis Compliance
Microphone-alt Lisa M. Tanzi, SVP, Deputy General Counsel, Secretary & Group Chief Compliance Officer, Sirius International Insurance Group Ltd.
• Tools to strengthen your compliance program
Becki LaPorte, Director, Global Risk & Compliance, Computer Services, Inc.
• Recreational vs medical regulations to watch
Barbara Broussard, Partner, Sidley Austin LLP
• Benchmark your sanctions compliance program • Status of rejected transaction reporting • Obstacles to meeting OFAC sanctions compliance guidelines
Microphone-alt Sharon Cohen Levin, Partner, Sullivan & Cromwell LLP • Due diligence best practices
• Scope includes growers, distributors, related services
• Sanctions audit best practices • Scope of sanctions training
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AGENDA
4:00
Break
4:15
Top 5 Trends for Insurance Companies to Watch for 2021
Microphone-alt Christine Brown, Vice President, Assistant General Counsel and Compliance Officer,
• New sanctions developments post Brexit
Americas, SCOR
• Future of secondary sanctions
John Keough, Partner, Clyde and Co
• Increase of Liquidations/Bankruptcy
Todd Corey, SVP & Head of Legal and Compliance, Sompo International (Luxembourg)
• Sanctions Issues in acquisions/divestitures
Claudia Botero Götz, Senior Lawyer, Gard (North America)
• Continued focus on marine insurers and shipping • Cyber insurance and crypto-currency payments
5:00
End of Conference
Economic Sanctions Virtual Conference Calendar Calendar-alt
December 2–3, 2020
Calendar-alt
February 22–24, 2021
Calendar-alt
9th London Forum on
11th Annual New York Forum on
3 Ways to Register
VIRTUAL CONFERENCE
14th Annual Flagship Conference on
GLOBAL ECONOMIC SANCTIONS
ECONOMIC SANCTIONS
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April 2021
ECONOMIC SANCTIONS
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C5 GROUP’S VIRTUAL EVENTS
Join Us Virtually this January! As the current global situation continues to unfold, we understand that it may not be possible to attend our events in person. At the same time, we also understand that collaboration is more vital than ever and for that, you can still rely on ACI to bring the industry together but in a different way. We are transforming quickly to ensure you can now connect virtually and continue to gain unparalleled access to market leading intelligence and to the facilitation of a global exchange of expertise. Our new virtual events continue to be guided by our unifying philosophy: we believe that growth and success occurs when the power of people and the power of information come together. We may not be able to gather in person, but nothing stops connection and innovation.
Participate in Meaningful Networking Enjoy an Easy to Use, Dynamic Online Platform Immerse Yourself in Live Presentations and Panel Discussions Engage with Attendees and Speakers in an Interactive Format Meet 1-on-1 with Your Fellow Attendees For more information and answers to many of your questions, please visit:
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