14th Annual Flagship Conference on U.S. Economic Sanctions Enforcement and Compliance - DS by C5Group

EXPLORE THE NEW VIRTUAL EXPERIENCE FOR 2021 No Need to Travel. Connect with Your Peers Virtually.

April 28–29, 2021 (EDT)

VIRTUAL CONFERENCE

EARN CLE CREDITS

14th Annual Flagship Conference on

U.S. ECONOMIC SANCTIONS ENFORCEMENT AND COMPLIANCE

Keynote Speakers Bradley Smith Deputy Director, Office of Foreign Assets Control U.S. Department of the Treasury Erik Woodhouse Deputy Assistant Secretary U.S. Department of State Peter Harrell Special Assistant to the President and Senior Director for International Economics and Competitiveness National Security Council

Connect and Benchmark with Experts from:

SUPPORTING SPONSORS:

What’s New for 2021:

Country Specific Guidance on:

y Compliance 2.0: Key Areas to Strengthen Compliance and Meet Increased Regulator Expectations

CHINA New regulations on Chinese Military Companies and blocking statute

y Emerging Issues: New Sanctions Developments to Watch and Keep on Your Radar

RUSSIA More sanctions expected after cybersecurity attacks

IRAN Will the US get back into the JCPOA?

VENEZUELA Continued efforts to push for free and fair elections

CUBA Will sanctions be relaxed?

UK Discuss sanctions enforcement after Brexit

y Business Strategy: How to Help Your Company Stay Clear of Increasing U.S. and Counter Sanctions y Screening 2.0 – Leveraging Technology to Be More Efficient

» AMEC

» Citi

» Global Foundries

» Micron

» PayPal

» BNP Paribas

» Estée Lauder

» Goldman Sachs

» Microsoft

» Société Générale

» Silicon Valley Bank

» Boeing

» Etsy

» JPMorgan Chase

» Morgan Stanley

» Capital One

» Ford

» Medtronic

» MUFG

» Standard Chartered Bank

» Truist

» Stripe

» Varian » Western Union

ASSOCIATE SPONSORS:

AmericanConference.com/EconomicSanctionsDC • 888 224 2480

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

Don’t miss the premier conference where industry, policy-makers and the best of the sanctions bar gather for content, connections and compliance best practices. Interactive Program Features includes:

2021 Advisory Board American Conference Institute’s Global Sanctions Advisory Board was created as a part of ACI’s ongoing effort to provide industry leading content and a world-renowned speaker faculty. The Advisory Board is composed of industry leaders who advise ACI on the impact of enforcement trends, the sanctions community and relevant speakers, emerging topics, as well as geographic markets for future programs. Hank Corsadden Trade Counsel Microsoft Corporation Ryan Fayhee Partner Hughes Hubbard & Reed LLP

Country Specific Updates: Get the latest updates on economic sanctions for Russia, Cuba, Venezuela, Iran and China

Silvia Kleer Counsel Ford Motor Company

Topics to Watch: Hear about areas to keep on your radar including  Emerging human rights, Myanmar, and Belarus

Frederick Shaheen Chief Counsel, Global Trade The Boeing Company

globe-africa

comment-exclamation

OFAC Guidance: Find out about the recent guidance on ransomware, Chinese military companies, marine/shipping and cryptocurrency

Discussions: Engage with other attendees in off the record USERS-COG Interactive conversations with Financial Institutions or Global Exporters

Timely Insights: Stay current with sanctions regulatory and enforcement trends

Our virtual conferences are the same conferences you have come to expect in person but transformed to a virtual format. The new virtual conference delivers the same access to a community of industry leaders we have spent decades building and nurturing. We invite you to be part of this community.

Comments

Engage in meaningful dialogue with attendees and speakers in an interactive format.

Deepen Your Knowledge with Practical Pre-Conference Workshops April 27, 2021. see page 4.

Join us virtually this April!

Immerse yourself in live presentations, panel discussions and benchmarking opportunities.

John E. Smith Partner Morrison & Foerster LLP

Expand your global network and make new connections.

Media Partners:

View Demo

2 | #Sanctions twitter: @ACI_Finance @ACI_IntTrade linkedin: ACI: Economic Sanctions Compliance and Enforcement Exchange ACI: International Trade Group

Cari N. Stinebower Partner Winston & Strawn LLP Adam J. Szubin Of Counsel Sullivan & Cromwell LLP Sean M. Thornton Managing Director and Head of Legal Financial Security (U.S.) BNP Paribas

Distinguished Speaker List Government Speakers Peter Harrell Special Assistant to the President and Senior Director for International Economics and Competitiveness National Security Council

Kellen Moriarty Deputy Assistant Director for Sanctions Policy and Implementation, Office of Foreign Assets Control U.S. Department of the Treasury

Lisa Maguire Head of Sanctions Unit Foreign, Commonwealth & Development Office

Bradley Smith Deputy Director, Office of Foreign Assets Control U.S. Department of the Treasury

USER

Samantha Sultoon Section Chief, Office of Foreign Assets Control U.S. Department of the Treasury

Erik Woodhouse Deputy Assistant Secretary U.S. Department of State

Giles Thomson Director. Office for Financial Sanctions Implementation (OFSI) and Economic Crime HM Treasury

Speaker Faculty Michaela Arndt Regional Head, FCC, Sanctions Compliance, Europe & Americas and Group Head, U.S. Sanctions Standard Chartered Bank

Darshak Dholakia Partner Dechert LLP

Justyna Gudzowska Executive Director Morgan Stanley

Kirill Meleshevich Global Head of AML WorkFusion

Andrea L. Delisi Of Counsel Morrison & Foerster LLP

Tyler Hand Chief Compliance Officer Western Union

Beth Beam Senior Director Sanctions Compliance Silicon Valley Bank

James Earl Special Counsel Sullivan & Cromwell LLP

Jasper Helder Partner Akin Gump Strauss Hauer & Feld LLP

Brian O’Toole Director of Sanctions and Screening Truist Financial Corporation

Doreen Edelman Partner Lowenstein Sandler LLP Heather Epstein Vice President, Americas Financial Crime Legal Barclays

Eric J. Kadel, Jr. Partner Sullivan & Cromwell LLP

Dorothy Bennett Global Head of Sanctions JP Morgan Chase Oliver Bodmer Senior Product Manager SIX Financial Information Jamie Boucher Partner Skadden, Arps, Slate, Meagher & Flom LLP Elizabeth Cannon Deputy Chief for Export Controls and Sanctions U.S. Department of Justice Nick Colón Director, Global Compliance Strategy Etsy Hank Corsadden Global Trade Counsel Microsoft

Nicole Erb Partner White & Case LLP

Silvia Kleer Counsel Ford Karmi Leiman VP, Global Trade Policy and Compliance Global Foundries

Ryan Fayhee Partner Hughes Hubbard & Reed LLP

Christopher Lucas Director, Associate General Counsel American Eagle Outfitters Inc.

Nancy Fischer Partner Pillsbury Winthrop Shaw Pittman LLP

Jen Maki Director, Global Trade Compliance Micron

Brian Grant Managing Director, Global Head of Sanctions Compliance MUFG

Melissa B. Mannino Of Counsel Wilson Sonsini Goodrich & Rosati

AmericanConference.com/EconomicSanctionsDC • 888 224 2480

Kathleen Palma Vice President, Global Trade Controls Boeing Susan Rodihan Dupay Managing Director & Head OFAC Sanctions Société Générale

USER

Matthew Ruby Vice President/ General Counsel AMEC, Inc. Rachel Samper VP, Compliance Counsel The Estée Lauder Companies Inc. Cari Stinebower Partner Winston & Strawn LLP Tina Shaughnessy Director & Senior Counsel, Export/Sanctions Varian

Sean Thornton Managing Director and Head of Legal Financial Security (U.S.) BNP Paribas Howard Wachtel Director of Global Sanctions Policy and Strategy PayPal Josh White Global Sanctions Lead Stripe Nabeel Yousef Partner Freshfields Bruckhaus Deringer Saam Youssefi-Rad Sanctions Compliance Director Citi Laura Yovanoff Miller Deputy Global Head – Sanctions Group Goldman Sachs Jeremy Zucker Partner Dechert LLP

Neena Shenai Chief Global Trade Legal Director Medtronic

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

Pre-Conference Workshops Tuesday, April 27, 2021

Workshop A

Workshop B

clock 9:00am - 12:30pm

clock 1:30pm - 5:00pm

China Landscape: Staying Compliant with Rapidly Changing Export Controls and Sanctions Regulations

Supply Chains: Meeting Increased Due Diligence Expectations and Mitigating Sanctions Risks for Your Supply Chain

microphone-alt

Karmi Leiman, VP, Global Trade Policy and Compliance, Global Foundries

microphone-alt

Tina Shaughnessy, Director & Senior Counse, Export/Sanctions, Varian

Matthew Ruby, Vice President/General Counsel, AMEC, Inc.

Ryan Fayhee, Partner, Hughes Hubbard & Reed LLP

Jen Maki, Director, Global Trade Compliance, Micron

Christopher Lucas, Director, Associate General Counsel, American Eagle Outfitters Inc.

Cari Stinebower, Partner, Winston & Strawn LLP

This comprehensive session will present an overview on the current issues to watch when doing business with China. We will break participants down into smaller groups and run through some scenarios addressing the implications of recent changes including: • U.S. export controls and sanctions directed at China and Hong Kong over the last 12 months • Implications of Huawei, ZTE cases • Supply chain transparency • HK National Security Law and Revocation of Special Trade Status • Foreign direct product and de minimis rules

• • • •

Chinese export controls rules and regulations Chinese blocking statute U.S. expanded military end use rules CFIUS trends and implications for Chinese companies • Scenarios incorporating both U.S. and Chinese legal implications

hands-helping BECOME A SPONSOR With conferences in the United States, Europe, Asia Pacific, and Latin America, the C5 Group of Companies: American Conference Institute, The Canadian Institute, and C5 Group, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world. Don’t miss the opportunity to maximize participation or showcase your organization’s services and talent. For more information please contact us at: SponsorInfo@AmericanConference.com

This in-depth session is designed to provide guidance on how to ensure that your organization is conducting the necessary reviews on your supply chain in light of increased regulatory oversight. Topics to be covered include: • Identifying and evaluating supply chain risks • Enforcement priorities • Leveraging existing compliance resources to further supply chain diligence • Monitoring and testing

EARN CLE CREDITS

• Negotiating certifications and supply chain audit rights • Other related compliance risks and considerations, including terrorist financing, corruption, and forced labor

Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation.

ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board. ACI certifies this activity has been approved for CLE credit by the State Bar of California. ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request. For more information on ACI’s CLE process for virtual events visit: www.AmericanConference.com/accreditation-instructions-for-virtual-attendance/

4 | #Sanctions twitter: @ACI_Finance @ACI_IntTrade linkedin: ACI: Economic Sanctions Compliance and Enforcement Exchange ACI: International Trade Group

Main Conference Day One Wednesday, April 28, 2021

Andrea L. Delisi, Of Counsel, Morrison & Foerster LLP

2:15

Heather Epstein, Vice President, Americas Financial Crime Legal, Barclays

2:45

9:00

Co-Chairs’ Opening Remarks

microphone-alt

Laura Yovanoff Miller, Deputy Global Head – Sanctions Group, Goldman Sachs

Jeremy Zucker, Partner, Dechert LLP

OFAC Keynote Bradley Smith Deputy Director, Office of Foreign Assets Control U.S. Department of the Treasury 10:00

Compliance 2.0: Key Focus Areas to Strengthen Compliance and Meet Increased Regulator Expectations

microphone-alt

Saam Youssefi-Rad, Sanctions Compliance Director, Citi

Brian Grant, Managing Director, Global Head of Sanctions Compliance, MUFG

Jen Maki, Director, Global Trade Compliance, Micron

Doreen Edelman, Partner, Lowenstein Sandler LLP

Rachel Samper, VP, Compliance Counsel, The Estée Lauder Companies Inc. Human rights compliance Increased due diligence scrutiny on partners and customers Need for more sanctions’ audits How to utilize technology Creating comprehensive sanctions training programs

10:45 11:15

microphone-alt

Ukraine and Crimea developments Export and capital market restrictions Focus on human rights and chemical weapons. Update on Nord Stream II pipeline Russia counter sanctions

12:15

9:15

• • • • •

Risk Assessment: Best Practices to Mitigate Your Global Sanctions Risk

microphone-alt

Silvia Kleer, Counsel, Ford

Neena Shenai, Chief Global Trade Legal Director, Medtronic

Melissa B. Mannino, Of Counsel, Wilson Sonsini Goodrich & Rosati

• Using a methodology that identifies and analyzes your company’s particular risk profile • How to consider risk mitigation • How frequently should you update your assessment? • Key indicators to use for senior management reporting

Kellen Moriarty, Deputy Assistant Director for Sanctions Policy and Implementation, Office of Foreign Assets Control, U.S. Department of the Treasury Justyna Gudzowska, Executive Director, Morgan Stanley

Focus on China: Monitoring the U.S.-China Relationship and How to Stay Compliant in a Rapidly Changing Area

microphone-alt

Dorothy Bennett, Global Head of Sanctions, JP Morgan Chase

Laura Yovanoff Miller, Deputy Global Head - Sanctions Group, Goldman Sachs

Kathleen Palma, Vice President, Global Trade Controls, Boeing

Jamie Boucher, Partner, Skadden, Arps, Slate, Meagher & Flom LLP

Networking Break

Russia Sanctions – What is the Impact of New Sanctions and Continued Pressure?

NEW OFAC Guidance: Shipping and Ransomware

microphone-alt

Nancy Fischer, Partner, Pillsbury Winthrop Shaw Pittman LLP

Jeremy Zucker, Partner, Dechert LLP

• New rules on ransomware • Heightened awareness of cryptocurrency and other digital assets • Continued focus on Illicit shipping and sanctions evasion 3:30

Keynote Address Peter Harrell Special Assistant to the President and Senior Director for International Economics and Competitiveness National Security Council 4:00

Emerging Issues: New Sanctions Developments to Watch and Keep on Your Radar

microphone-alt

Josh White, Global Sanctions Lead, Stripe

Howard Wachtel, Director of Global Sanctions Policy and Strategy, Paypal

James Earl, Special Counsel, Sullivan & Cromwell LLP

1:00 | 1:1 Networking 1:15

• Clarifying guidance on Chinese military companies • New China blocking statutes • Hong Kong, Taiwan, and Uyghurs • Huawei and 5G • Xinjiang human rights developments

AmericanConference.com/EconomicSanctionsDC • 888 224 2480

Networking Break

• Myanmar – update on latest developments • Turkey – will the EU impose sanctions? • Human Rights/Magnitsky – increase in global regulation

4:45

Industry Specific Virtual Discussions

Join your colleagues on camera to share an interactive off-therecord conversation about current sanctions challenges. • Financial Institutions • Non-Financial Institutions 5:15

End of Day One

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

Main Conference Day Two Thursday, April 29, 2021 1:45

9:00

Co-Chairs’ Opening Remarks 9:10

Keynote Address Erik Woodhouse Deputy Assistant Secretary U.S. Department of State 9:40

Economic Sanctions Year in Review: Lessons Learned from Recent Enforcement Actions

microphone-alt

Samantha Sultoon, Section Chief, Office of Foreign Assets Control, U.S. Department of the Treasury

John Smith, Partner, Morrison & Foerster LLP

Elizabeth Cannon, Deputy Chief for Export Controls and Sanctions, U.S. Department of Justice

• What to expect from OFAC enforcement in 2021? • Will the DOJ continue to focus on criminal cases? • How will different agencies coordinate cross border investigations? • Lessons learned from recent enforcement action

11:15 | 1:1 Networking 11:30

Business Strategy: How to Help Your Company Stay Clear of Increasing U.S. and Counter Sanctions

microphone-alt

Susan Rodihan Dupay, Managing Director & Head OFAC Sanctions, Societe Generale

Nick Colón, Director, Global Compliance Strategy, Etsy

Darshak Dholakia, Partner, Dechert LLP

Sean Thornton, Managing Director and Head of Legal Financial Security (U.S.), BNP Paribas

microphone-alt

Brian O’Toole, Director of Sanctions and Screening, Truist Financial Corporation

Hank Corsadden, Global Trade Counsel, Microsoft

Nabeel Yousef, Partner, Freshfields Bruckhaus Deringer

• • • •

U.S. stated intention to work closer with the EU Implications of increase in Iran uranium enrichment Predictions for June 2021 Iran elections Understanding the potential business prospects in Iran

microphone-alt

Tyler Hand, Chief Compliance Officer, Western Union

Nicole Erb, Partner, White & Case LLP

• Sectoral-based sanctions on Goverment of Venezuela and PdVSA • General licenses for the transportation sector • Latest developments on debt and export controls • Will Cuba return to the policies in the Obama era • Easing of travel and family remittances in Cuba • Update on Title III of the Helms-Burton Act

• E-commerce considerations

2:30

• Best practices for managing industry and geographic risks across multiple jurisdictions

3:00

Networking Break

• Integration of in-house compliance processes with third party compliance offerings

Technology Innovations: Leveraging Technology Through Screening and Automation

• Educating senior management about sanctions

microphone-alt

Beth Beam, Senior Director Sanctions Compliance, Silicon Valley Bank

Oliver Bodmer, Senior Product Manager, SIX Financial Information

Kirill Meleshevich, Global Head of AML, WorkFusion

12:30

Networking Break

1:00

Global Trends: Navigating the New Sanctions Landscape in the UK and EU

10:30

Iran and the JCPOA: Potential Opportunities, New Developments, and the Future of the U.S.- Iran Relationship

Venezuela and Cuba: What to Expect in the Next 6 Months from the Biden Administration?

• Feedback from early screening pilot programs • Lessons learned from early adopters • Case study on using automation to save money

microphone-alt

Lisa Maguire, Head of Sanctions Unit, Foreign, Commonwealth & Development Office

Giles Thomson, Director, Office for Financial Sanctions Implementation (OFSI) and Economic Crime, HM Treasury

Conflicts of Law: Navigating Competing Regulations While Staying Compliant

Michaela Arndt, Regional Head, FCC, Sanctions Compliance, Europe & Americas and Group Head, U.S. Sanctions, Standard Chartered Bank

microphone-alt

Jasper Helder, Partner, Akin Gump Strauss Hauer & Feld LLP

• • • •

UK sanctions enforcement predictions after Brexit Role of OFSI and FCDO EU Commission sanctions priorities Will U.S. and UK work more collaboratively?

3:45

Eric J. Kadel, Jr., Partner, Sullivan & Cromwell LLP

• New China blocking regulation • Ongoing issues with Canada re Cuba • UK vs. EU challenges 4:30

Conference Concludes

6 | #Sanctions twitter: @ACI_Finance @ACI_IntTrade linkedin: ACI: Economic Sanctions Compliance and Enforcement Exchange ACI: International Trade Group

C5 GROUP’S VIRTUAL EVENTS

Join Us Virtually this April! As the current global situation continues to unfold, we understand that it may not be possible to attend our events in person. At the same time, we also understand that collaboration is more vital than ever and for that, you can still rely on C5 and ACI to bring the industry together but in a different way. We are transforming quickly to ensure you can now connect virtually and continue to gain unparalleled access to market leading intelligence and to the facilitation of a global exchange of expertise. Our new virtual events continue to be guided by our unifying philosophy: we believe that growth and success occurs when the power of people and the power of information come together. We may not be able to gather in person, but nothing stops connection and innovation.

Participate in Meaningful Networking Enjoy an Easy to Use, Dynamic Online Platform Immerse Yourself in Live Presentations and Panel Discussions Engage with Attendees and Speakers in an Interactive Format Meet 1-on-1 with Your Fellow Attendees

For more information and answers to many of your questions, please visit:

AmericanConference.com/EconomicSanctionsDC

ECONOMIC SANCTIONS GLOBAL PORTFOLIO 6th Asia Pacific Summit on

ECONOMIC SANCTIONS

European Summit on

12th Annual New York Forum on

ECONOMIC SANCTIONS RISK & COMPLIANCE

12th Annual Forum on

COMPLIANCE AND ENFORCEMENT

ECONOMIC SANCTIONS

AML & OFAC Compliance for the Insurance Industry

CALENDAR-ALT May 27–28, 2021 | Virtual Conference

CALENDAR-ALT December 1– 2, 2021 | Virtual Conference

CALENDAR-ALT January 2022

CALENDAR-ALT February 2022

About us: The C5 Group, comprising American Conference Institute, The Canadian Institute and C5 in Europe, is a leading global events and business intelligence company. For over 30 years, C5 Group has proVided the opportunities that bring together business leaders, professionals and international experts from around the world to learn, meet, network and make the contacts that create the opportunities. Our conferences and related products connect the power of people with the power of information, a powerful combination for business growth and success.

Yanette Ching, American Conference Institute

Looking to Register?

Contact our Customer Service Representatives:



Y.Ching@AmericanConference.com



1 212 352 3220 x5499

Brian Currie, American Conference Institute 

B.Currie@AmericanConference.com



1 212 352 3220 x7370

Use Registration Code: B00-999-BCE21

Use Registration Code: B00-999-YCG21

Virtual Conference + Both Workshops

$2195

$2295

Virtual Conference

$1595

$1695

PRICING

Workshops

$400 each

CONFERENCE CODE:

897L21-WAS

Bringing a Team? 3-4

10% Conference Discount

Call 888-224-2480

Special Discount ACI offers financial scholarships for government employees, judges, law students, non-profit entities and others. For more information, please email or call customer service.

REGISTER & PAY by March 31, 2021: Receive Complimentary Access to the Biden Briefing Webinar (Wednesday, June 16 • 11:00am – 12:30pm EDT) All program participants will receive an online link to access the conference materials as part of their registration fee. Additional copies of the Conference Materials available for $199 per copy. To update your contact information and preferences, please visit https://www.AmericanConference.com/preference-center/. Terms & conditions and refund/cancellation policies can be found at AmericanConference.com/company/faq/