Mexico Summit on Anti-Corruption & Compliance Programs - ENG Agenda Only by C5Group

Pre-Conference Workshops • March 21, 2022

9:00 a.m.–12:30 p.m.

Third Party Due Diligence and Monitoring in Practice: How to Adapt Screening, Onboarding and Monitoring Procedures to Local Risk Factors

microphone-alt Ángel de León Zamora, Head of Legal and Compliance for the Americas, Middle East, Africa and Asia Division, Ontex

1:30 p.m.5:00 p.m.

A Complete Guide to Establishing an Effective Ethics & Compliance Program and Corporate Culture: The Latest Best Practices for Policies, Procedures, Training, Risk Assessments, Testing and More

microphone-alt Jorge Martinez, Legal Counsel, Local Compliance Officer & Corporate Secretary, Giesecke+Devrient Mexican subsidiaries

Mónica Gutiérrez, Compliance Officer, Stryker Never before have the actions of your third parties posed such potentially dire legal and reputational consequences. Proper due diligence practices have never been so critical to managing corruption risks across your business transactions. This practical workshop will provide you with an invaluable opportunity to uncover the latest best practices for conducting effective third-party due diligence and risk management-and how to tailor your approach to the Mexican context. You cannot afford to miss the most important takeaways for effectively evaluating and upgrading your third-party screening, onboarding and monitoring procedures. • Key considerations in designing and implementing risk-based due diligence procedures for a prospective third party • Best practices for establishing FCPA compliance programs and practices • Effectively conducting background and reputation checks in the Mexican landscape • Leading techniques for auditing and monitoring third parties: • Developing contract terms for ensuring third party monitoring best practices • Evaluating risk factors for third party vendors, suppliers, contractors, brokers, intermediaries, agents and partners • Developing a business partner code of conduct and determining the optimal frequency of reviewing your existing partnerships • Assessing the scope of due diligence to perform for an ongoing, existing third-party relationship

Accreditation will be sought in those jurisdictions requested

EARN CLE by the registrants which have continuing education CREDITS

requirements. This course is identified as nontransitional for the purposes of CLE accreditation.

ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board.

Maite de Alba, International Client Relationship Director, NTT DATA Industry in Mexico is under increased pressure to develop robust anti-corruption, ethics and compliance programs amid political uncertainty and increasing FCPA enforcement. This interactive, practical workshop will provide you with the know-how and leading strategies for creating and maintaining a strong ethics and compliance program with a focus on establishing effective policies, procedures, training programs and ethical corporate culture across your organization. • Culture of compliance as a competitive advantage: How to make your organization more attractive to investors or as a third-party through improved compliance • Importance of risk assessments in developing effective compliance programs to address anticorruption concerns: How to design, conduct, and leverage the benefits of compliance risk assessments • The role of compliance training initiatives: What works and what doesn’t • Establishing effective whistleblower policies • How to strengthen your training program and track the effectiveness of compliance training • Managing the expanding role of the compliance function • Role of internal auditing and monitoring: Testing compliance program policies and processes related to anti-corruption risks

ACI certifies this activity has been approved for CLE credit by the State Bar of California. ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request. For more information on ACI’s CLE process for virtual events visit: www.americanconference.com/accreditation/

Media Partners:

AmericanConference.com/ACMexico • 1 416 926 8200

Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIES

Main Conference Day 1• March 22, 2022 8:00

“This is the only conference in Mexico where real, day-to-day situations

involving corruption are presented and discussed courageously – with the aim of devising practical strategies to face them and eradicate them.”

Vice President Legal and Compliance, Nestlé Mexico

Registration and Coffee

• How to respond when confronted with request for bribes • Handling direct awards to avoid suspicion of corruption

8:30

10:45

Co-Chairs’ Opening Remarks 8:45

Anti-Corruption Compliance Programs in Uncertain Times: How Industry in Mexico is Measuring and Adapting Their Programs to a Shifting Regulatory and Political Landscape microphone-alt Valeria Vazquez Jimenez, Director Compliance Ethics & Anticorruption FCPA, Walmart Daniel Sibille, Regional Senior Compliance Director and Deputy Compliance Officer, Oracle Andres Gomez Chico S., Ethics and Compliance Officer, AES México Ignacio Gabriel Stepancic, Compliance Director, Grupo Bimbo PANEL MODERATOR: Palmina Fava, Partner, Vinson & Elkins LLP (U.S.) • How Mexico’s compliance community is adapting their compliance efforts in a changing environment: What has changed and what has stayed the same? • Key components of corporate compliance programs to address Mexico’s present, uncertain business environment • Best practices for measuring the effectiveness of compliance programs • What is now expected for good corporate citizenship in Mexico • Addressing how to respond when uncovering corrupt acts within your organization

Morning Networking Break

11:15

Special Remarks microphone-alt Roberto Salcedo Aquino, Secretarío de la Función Pública 11:45

SAT Activity and the Relationship between Tax Evasion, AML and Corruption Actions: What Triggers Suspicion Among Multiple Authorities in Mexico Speakers include:

microphone-alt Luis F. Ortiz, Partner, OCA LAW FIRM Carlos Alberto Perez Macias, Director Juridico, C&D Consultores • Living in an environment of increased SAT audits/reviews: What sparks a tax investigation • Interplay of FIU & SAT investigations 12:45

Networking Luncheon

2:00

Public Procurement: Mitigating the Lesser-Known, Hidden Anti-Corruption Risks at the Bidding and Contract Performance Stages

The Crossover between AML and Anti-Corruption Investigations and Compliance Risks: When One Prosecution Can Lead to Another – and The Latest Takeaways for Mitigating New Liability Risks

microphone-alt Alejandro Galván Illanes, Head of Legal, Regulatory and Government Affairs for Mexico,

microphone-alt Mónica Orozco Guerrero, Head of Anti-Bribery & Corruption LAM & MX, Financial Crime,

9:45

Petco

HSBC México

Roberto Hernández García, COMAD

Marcos Czacki, Global Director Legal, Compliance & Government Affairs, Navistar

Fernando Garcia Gomez, Partner, White & Case

Marco A. Rivas, Head of Law, Patents, Compliance & Data Privacy, Bayer de México S.A de C.V.

• Current state of public tenders in public procurement under AMLO • Impact of Presidential decree declaring projects associated with infrastructure to be issues of public interest and national security • Developments in the Ministry of Finance to oversee public tenders means for companies’ corruption risks • Best practices for navigating the biggest corruption risks associated with procurement

Fry Wernick, Partner, Vinson & Elkins LLP (U.S.) • Practical implications of the intersection of money laundering and corruption investigations • How the use of on- and offshore shell corporations and other money laundering fronts are being investigated • Measures to improve AML mechanisms to mitigate bribery

4 | linkedin: Anti-Corruption/FCPA – Legal, Regulatory and Compliance Professionals

“ACI’s Anti-Corruption Summit in Mexico is a fantastic way to share and learn best practices from the industry and network with our peers.”

Chief Compliance Officer Latin America, GE

Main Conference Day 2 • March 23, 2022

2:45

Real-Life Case Study: Life Under a DOJ Monitorship – First-Hand Insights from Fresenius Medical Care de Mexico

8:00

IN-HOUSE COMPLIANCE ROUNDTABLE Best Practices from Multinationals Operating in Mexico

microphone-alt Katia Rosenstein Laurents, Director of Compliance, Fresenius Medical Care de México • What to expect in the face of an external monitor being imposed on your organization • Managing the onerous, disruptive, and expensive burden to lessen impact 3:15

microphone-alt Luz Elena Gómez-Haro, Director, Corporate Compliance Counsel, Pepsico Elizabeth Soto Mendoza, Global Director Compliance, Tupperware Mónica Orozco Guerrero, Head of Anti-Bribery & Corruption LAM & MX, Financial Crime, HSBC México

Afternoon Break

3:45

Cryptocurrency: The Newest, Emerging Anti-Corruption and AML Compliance Risks to Flag Now microphone-alt Ricardo Cacho, Director General de Control Procedimental en Secretaría de Hacienda y Crédito Público

Enrique Espejel, Partner, White & Case LLP • Upgrading compliance best practices: Avoiding corruption and money laundering risks posed by cryptocurrency • How anti-corruption and anti-money laundering risks collide with respect to crypto assets • Relationship of economic crime and anti-corruption with cryptocurrencies • Concrete examples of how to tailor compliance strategies to cryptocurrency risks and build a structural framework • How cryptocurrency can assist in the fight against corruption 4:15

Case Study: Pemex Discusses the Successes and Challenges of Establishing Effective Due Diligence and Compliance Policies and Practices microphone-alt Carlos Benjamin Silva Hernandez, Deputy Legal Compliance Officer, PEMEX Marcelo Blackburn, Winston & Strawn LLP

• Practical insights into the key challenges of establishing effective due diligence policies – and how they were overcome • The impact of technology on due diligence policies and practices • Taking into account extended supply chains • Growing importance of incorporating environmental, social, and governance (ESG) compliance issues • How to ensure continuous, ongoing monitoring

wine-glass

5:00

End of Day 1

Networking Reception

AmericanConference.com/ACMexico • 1 416 926 8200

Imelda Alvarez, CEO and Founder, COMPLY LATAM Back by popular demand, this unique “boardroom-style” networking and benchmarking session will gather in-house legal and compliance professionals. Designed as an exclusive, smaller-group discussion on highly complex challenges, participants will benefit from meaningful opportunities to exchange “war stories” and best practices. All interested parties will be pre-qualified before being registered for the session 9:00

Co-Chairs’ Opening Remarks 9:05

DOJ Interview: FCPA Enforcement Trends and Priorities microphone-alt David Last, Chief, FCPA Unit, Fraud Section, Criminal Division, U.S. Department of Justice INTERVIEWER: Peter Jaffe, Partner, Paul, Weiss, Rifkind, Wharton & Garrison LLP • Practical implication of the Biden Administration’s increased focus on enforcement in Mexico and across Latin America • Role of recently created FBI Task Force (invite the FBI for this session) • Degree of DOJ collaboration with local and regional prosecutors 10:05

Defense Counsel and Former DOJ Official Offer Perspectives on FCPA Enforcement, Compliance Expectations and External Monitorships: What is on the Horizon for Industry in Mexico microphone-alt James Koukios, Morrison & Foerster LLP (U.S.) Diego Sierra, Partner, Von Wobeser y Sierra Seth Farber, Winston & Strawn LLP Barbara R. Llanes, Gelber Schachter & Greenberg, P.A.

Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIES

Hear from former prosecutors and leading outside counsel on key issues, including: • U.S. enforcement priorities and recent trends • Industries that have been under the microscope • The future of external monitorship amid recent DOJ announcements on the increased willingness to utilize external corporate monitors • The direction the Biden Administration in battling corruption in Mexico and across the region 11:00

Morning Networking Break

3:00 3:15

Special Interview: Addressing Corruption Risk in the Construction Sector microphone-alt Alfonso Carrillo, Director, Anticorruption Observatory, Mexican Chamber of the

Construction Industry (Director del Observatorio Anticorrupción de la Cámara Mexicana de la Industria de la Construcción)

11:30

The Rise of ESG Priorities and Risk Management across Industry in Mexico: How Industry is Leveraging Legal and Compliance Resources and Know-How for ESG microphone-alt Irma García Morales, Corporate Compliance Officer México y LATAM, Laboratorios Sanfer Mariana Lara, Director of Compliance, PepsiCo Hugo Lopez Coll, Partner, Sainz Abogados, S.C.

INTERVIEWER: Tania Decanini, Partner, Decanini & Abogados 3:45

Data Analytics for Anti-Corruption Compliance and Investigations: Concrete Examples of Leveraging Innovation for Effective Risk Assessments, Monitoring and Internal Controls microphone-alt Tania A. Reyes Montes, LATAM incl.Mexico Chief Anti Bribery Officer, Citibanamex

Daniel Linsker, Partner, Control Risks (U.S.) • Taking ESG risks into account alongside corruption risks under a single framework to establish a more integrated approach to compliance • How ESG regulations are changing-and the practical impact • Key challenges confronting legal and compliance professionals • New developments in risk assessments, compliance testing, and remediation management • Updating compliance programs to reflect the growing importance of ESG and reputational risk management • Addressing ESG in a value chain and as part of a broader third-party due diligence and onboarding process 12:30

Luncheon

Afternoon Break

Ruti Smithline, Morrison & Foerster LLP (U.S.) • How to identify and tackle the challenges of implementing an anti-corruption compliance process and methodology that relies more on automation, technology, robotics, AI and machine learning • Data-driven risk assessments to reduce corporate liability • Leveraging data analytics in investigations • Employing predictive and behavioral analytics to uncover non-compliance and fraud • Emerging technology and the growing role of Artificial Intelligence • Leveraging data analytics to satisfy DOJ compliance expectations 4:45

Co-Chairs’ Closing Remarks

1:45

Special Interview microphone-alt Lic. Jesús Homero Flores Mier, Presidente de la Convención Nacional de Fiscales Anticorrupción (President of the National Convention of Antibribery Prosecutors)

INTERVIEWER: Erika Paola Salcedo Ramos, Communication Director, National Convention of Antibribery Prosecutors (Convención Nacional de Fiscales Anticorrupción) 2:30

Update on The Fight Against Corruption in Mexico: The Practical Fallout of Government Policy and Actions microphone-alt Daniel Maldonado Alcántara, Partner, Sánchez Devanny

hands-helping BECOME A SPONSOR With conferences in the United States, Europe, Asia Pacific, and Latin America, the C5 Group of Companies: American Conference Institute, The Canadian Institute, and C5 Group, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world. Don’t miss the opportunity to maximize participation or showcase your organization’s services and talent. For more information please contact us at: SponsorInfo@AmericanConference.com

SUPPORTING SPONSOR:

Adriana Peralta Ramos, CEO & Founder, Ethics & Compliance Bureau Delegada CDMX, Centro Mexicano de la Familia Empresaria, AC, Coordinadora Comité de Compliance (Alianza), Asociación Nacional de Abogados de Empresa, Colegio de Abogados – ANADE Karla Fernanda Barrera, Coordinación de Proyecto, Whistleblowers Mexico

6 | linkedin: Anti-Corruption/FCPA – Legal, Regulatory and Compliance Professionals

Winston & Strawn’s white-collar group regularly represents clients in FCPA investigations by the DOJ, SEC and CFTC in Mexico and throughout the region.

VENUE DETAILS American Conference Institute is pleased to offer our delegates a limited number of hotel rooms at a negotiated rate. To take advantage of these rates, please contact the hotel directly and quote “American Conference Institute – Mexico Summit on Anticorruption”. Hotel: Address: Reservations:

JW Marriott Mexico City Andres Bello 29, Polanco, Mexico City 11560 Mexico + 52 55 5999 0000

Please note that the guest room block cut-off date is February 28th, 2022. After that date OR when the room block fills, guestroom availability and rate can no longer be guaranteed.

3 Ways to Register

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ONLINE:

AmericanConference.com/ACMexico

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EMAIL:

CustomerService@AmericanConference.com

Conference – Mexico & Latin America Locals

$1195 USD

$1395 USD

Conference – Standard

$1495 USD

$1695 USD

PRICING

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Workshops may only be purchased in combination with the main conference. Workshops are not separately bookable. Workshops will not be live streamed and will not have translation available

Workshops – Mexico & Latin America Locals

$295 USD (each) $395 USD (each)

Workshops – Standard

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REGISTRATION CODE:

B00-971-971L22.WEB Bringing a Team? 3-4

10% Conference Discount*

Call 888-224-2480

PHONE:

1 416 926 8200

CONFERENCE CODE:

971L22-MEX

Special Discount ACI offers financial scholarships for government employees, judges, law students, non-profit entities and others. For more information, please email or call customer service.

*Team/group registrations must be from the same organization/firm and register together in one transaction.

All program participants will receive an online link to access the conference materials as part of their registration fee. Additional copies of the Conference Materials available for $199 per copy. To update your contact information and preferences, please visit https://www.AmericanConference.com/preference-center/.

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About us:

The C5 Group, comprising American Conference Institute, The Canadian Institute and C5 in Europe, is a leading global events and business intelligence company. For over 30 years, C5 Group has proVided the opportunities that bring together business leaders, professionals and international experts from around the world to learn, meet, network and make the contacts that create the opportunities. Our conferences and related products connect the power of people with the power of information, a powerful combination for business growth and success.

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