Summit on Anti-Corruption & Compliance Programs Mexico ENG - DS

Summit on ANTI-CORRUPTION & COMPLIANCE PROGRAMS

MEXICO

Network & Benchmark with:

» Amazon MX

» Fresenius Medical Care

» HSBC

» Navistar

» Oracle

» PepsiCo

» Petco Mexico

» SAE/SHCP

» Stryker

» Tupperware Brands

SUPPORTING SPONSOR

March 13–14, 2024

Hyatt Regency, Mexico City

New Practical & Informative Sessions for 2024:

ç The Pending Presidential Election and Combatting Corruption: The Uncertain Compliance and Enforcement Path Forward

ç The Latest Bribery Schemes Uncovered in Mexico: Concrete Examples of How to Strengthen Risk Detection

ç Satisfying DOJ Compliance Expectations: Key Takeaways from Recent Enforcement Actions

ç Life During and After an FCPA Investigation in Mexico: Behind the Scenes Insights on Cooperation Credit and More

ç Training (and Re-Training) Employees: Real-World Examples of Effective Cross-Departmental Initiatives

ç Fireside Chat with SESNA

ASSOCIATE SPONSORS

SPEAKER FACULTY

GOVERNMENT SPEAKERS INCLUDE:

David Fuhr

Chief, FCPA Unit, Fraud Section U.S. Department of Justice

Charles Cain

Chief, FCPA Unit U.S. Securities and Exchange Commission

CONFERENCE CO-CHAIRS:

Monica Gutierrez Senior Compliance Officer Mexico, Argentina, Chile Stryker

DISTINGUISHED FACULTY INCLUDES:

Santiago Acosta Álvarez

Creel, García-Cuéllar, Aiza y Enríquez, S.C.

Former Director, White-Collar Crimes Investigation Division, Federal Fiscal Prosecutor’s Office (Procuraduría Fiscal de la Federación)

Jonathan Edward Adams Partner

Baker & McKenzie Abogados, S.C.

Karla Fernanda Barrera

Especialista en anticorrupcion y transparencia Fundacion Panamericana para el Desarrollo

Gary Salazar Chief Compliance Officer

Amazon MX

Maria Elisa Vera Madrigal Office of Specialized Prosecutor for Combating Corruption Fiscalía General de la República

Roberto Moreno Executive Secretariat –National Anti-Corruption System SESNA

Daniel Maldonado Alcantara Partner

Sanchez DeVanny Eseverri, S.C.

Sandro Garcia Rojas Castillo

Asesor

SAE/SHCP

Christopher Cestaro

Partner

Wilmer Cutler Pickering Hale and Dorr LLP (USA)

Former Chief of the FCPA Unit, Fraud Section, Criminal, U.S. Department of Justice

Hugo Lopez Coll Partner

Sainz Abogados, S.C.

Luis Danton Martinez Corres Partner

LEC, Litigio Estrategico y Compliance

Marcos Czacki

General Counsel & Compliance Officer (Mexico) Navistar

Seth Farber Partner

Winston & Strawn LLP

Former Assistant U.S. Attorney for the Southern District of New York

Palmina Fava Partner

Vinson & Elkins LLP (USA)

Francisco Ciscomani Freaner Presidente del Consejo Ciudadano del INAI Ex-Presidente del CPC del Sistema Nacional Anticorrupción

Michael Garcia Partner White & Case LLP

Luz Elena Gomez-Haro Sr. Director, Compliance and Ethics Global Programs PepsiCo

Roberto Hernandez Partner COMAD, S.C.

Carlos Bejamin Silva Hernandez Deputy Legal Compliance Officer Pemex Refinacion

Maria Gallo

Director of Special Investigations & FCPA TransPerfect Legal

Alejandro Galvan Illanes Legal, Regulatory, Government Relations Manager

Mexico & Chile

Petco Mexico

Akira Junior

Chief Risk & Compliance Officer Braskem Idesa

David Last Partner

Cleary Gottlieb Steen & Hamilton LLP (USA)

Former Chief of the FCPA Unit, Fraud Section, Criminal, U.S. Department of Justice

Katia Rosenstein Laurents Head of Compliance Policies Trainings and Communication Fresenius Medical Care

Barbara Llanes Partner Gelber Schachter & Greenberg, P.A. (USA)

Tatiana Martins Partner Davis Polk & Wardwell LLP

Elizabeth Soto Mendoza Global Director Compliance Tupperware Brands

Pablo E. Gil de Montes President & CEO ReSolve TPA

Mónica Estrada, MTRA, CPC, CFE Socia Consultoría de Riesgos

BDO Mexico

Adriana Greaves Munoz

Cofounder

TOJIL

Eloy Rizzo Neto Partner

Demarest Advogados (Brazil)

Monica Lorena Orozco Guerrero

Directora Regional de Anti-Soborno y Corrupcion HSBC

Adriana Peralta

Coordinadora Comite de Compliance (Alianza) Asociacion Nacional de Abogados de Empresa, Colegio de Abogados – ANADE

Daniel Rodriguez-Bravo Partner

CMS Rodriguez-Azuero

Katherine Sawyer Counsel

Latham & Watkins LLP (USA)

Daniel Sibille

Regional Senior Compliance Director and Deputy Compliance Officer Oracle

Diego Sierra Partner

Von Wobeser y Sierra

Ephraim (Fry) Wernick Partner

Vinson & Elkins LLP (USA)

Former Asst. Chief of the FCPA Unit, Fraud Section, Criminal Division, U.S. Department of Justice

Raul Yanes Partner Davis Polk & Wardwell LLP

Gilberto Miguel Valle Zulbarán Partner

Basham, Ringe Y Correa, S.C.

MAIN CONFERENCE – DAY ONE

Wednesday, March 13, 2024

8:00  Registration and Networking Breakfast

9:00  Opening Remarks from the Co-Chairs

Monica Gutierrez Senior Compliance Officer Mexico, Argentina, Chile Stryker

Gary Salazar Chief Compliance Officer Amazon MX

Daniel Maldonado Alcantara Partner

Sanchez DeVanny Eseverri, S.C.

9:15

The Pending Presidential Election and Combatting Corruption: Perspectives on the Compliance and Enforcement Path Forward Amid Political Uncertainty

The looming Presidential election has increased the need for industry in Mexico to take stock of their compliance strategy moving forward. During this opening session, industry leaders will examine the possible outcomes of the election and the practical implications.

Adriana Greaves Munoz Cofounder TOJIL

Luis Danton Martinez Corres Partner LEC, Litigio Estrategico y Compliance

Francisco Ciscomani Freaner Presidente del Consejo Ciudadano del INAI

Ex-Presidente del CPC del Sistema Nacional Anticorrupción

10:00

DOJ and SEC Enforcement in Mexico

David Fuhr Chief, FCPA Unit, Fraud Section U.S. Department of Justice

Charles Cain Chief, FCPA Unit U.S. Securities and Exchange Commission

Moderator: Tatiana Martins Partner

Davis Polk & Wardwell LLP

11:00  Networking Break

11:30

The Newest, Biggest Extra-Territorial FCPA Risks Confronting Industry in Mexico: Former DOJ Officials Discuss the Intensifying Landscape

During this highly anticipated session, former enforcement officials and leading practitioners will offer invaluable insights on enforcement and investigation trends, priorities, and critical takeaways for industry in Mexico. Join them as they discuss the real-world implications of recent developments and cases involving Mexico — and how to manage the path forward.

Christopher Cestaro Partner

Wilmer Cutler Pickering Hale and Dorr LLP (USA)

Former Chief of the FCPA Unit, Fraud Section, Criminal Division, U.S. Department of Justice

Ephraim (Fry) Wernick Partner

Vinson & Elkins LLP (USA)

Former Asst. Chief of the FCPA Unit, Fraud Section, Criminal Division, U.S. Department of Justice

David Last Partner

Cleary Gottlieb Steen & Hamilton LLP (USA)

Former Chief of the FCPA Unit, Fraud Section, Criminal Division, U.S. Department of Justice

Seth Farber Partner

Winston & Strawn LLP

Former Assistant U.S. Attorney for the Southern District of New York

Networking Luncheon

12:30

MEXICO

Microphone-alt

1:45

Interview: Prosecutions in Mexico

Maria Elisa Vera Madrigal

Office of Specialized Prosecutor for Combating Corruption Fiscalía General de la República

2:15

Moderator:

Jonathan Edward Adams Partner

Baker & McKenzie Abogados, S.C.

The Latest Bribery Schemes Uncovered in Mexico: Concrete Examples of How to Strengthen Risk Detection and Compliance Protocols

Experts share real-world examples of evolving bribery schemes and how to flag issues before it’s too late.

• How bribery schemes in Mexico have evolved: New, emerging trends

• Strengthening your organization’s internal controls to identify suspicious transactions

• Optimizing risk detection and upgrading your risk assessments amid a shifting compliance landscape

• Strengthening internal corporate culture to encourage reporting of actual or suspected misconduct

• Changing compliance policies and protocols to stay ahead of the curve and protect your organization from bribery risks

3:15  Networking Break

Sandro Garcia Rojas Castillo Asesor SAE/SHCP

Marcos Czacki General Counsel & Compliance Officer (Mexico) Navistar

Monica Lorena

Orozco Guerrero Directora Regional de Anti-Soborno y Corrupcion HSBC

Pablo E. Gil de Montes President & CEO ReSolve TPA

3:30  Hypothetical Scenarios and Audience Polling

The Resurgence of Risk Posed by Gifts, Entertainment, and Hospitality: Upgrading Your Policies and Protocols for Effective Compliance and Monitoring

Through a series of hypothetical scenarios, speakers will walk you through the practical challenges of managing FCPA compliance in the Mexican context -and how to make high stakes decisions affecting gifts, entertainment, and hospitality. Through anonymous polling, audience members will be able to compare responses and best practices.

Topics will include:

• A refresher on the FCPA and local expectations surrounding gifts, entertainment, and hospitality

• How to determine permissible gifts, entertainment, and hospitality and deciding who makes that determination

• Rising corporate and individual liability risks

• Adapting corporate policies to the unique context in Mexico

Michael Garcia Partner White & Case

Elizabeth Soto Mendoza Global Director Compliance Tupperware Brands

Hugo Lopez Coll Partner

Sainz Abogados, S.C.

4:30

What It Now Takes to Satisfy DOJ Compliance Expectations: Key Takeaways from Recent Enforcement Actions and Successful Compliance Initiatives

• The biggest lessons for mitigating individual and corporate liability risks: Key takeaways from cases involving Mexico and the region

• Monitorships and their broader compliance lessons

• Managing data analytics, ephemeral messaging, and more compliance requirements

• Guidance for cooperation remediation

• Deciding when to launch an internal investigation, to what extent, and which departments to involve

Barbara Llanes Partner

Gelber Schachter & Greenberg, P.A. (USA)

Diego Sierra Partner

Von Wobeser y Sierra

Moderator:

Maria Gallo Director of Special Investigations & FCPA TransPerfect Legal

MAIN CONFERENCE – DAY TWO

Thursday, March 14, 2024

8:30  Registration and Networking Breakfast

9:00

Opening Remarks from the Co-Chairs

Monica Gutierrez Senior Compliance Officer Mexico, Argentina, Chile Stryker

Gary Salazar Chief Compliance Officer

Amazon MX

Daniel Maldonado Alcantara Partner

Sanchez DeVanny Eseverri, S.C.

9:15

Behind the Scenes of a Bribery Investigation in Mexico: Practitioners Provide Practical Takeaways for Legal and Compliance

Moderator:

Katherine Sawyer Counsel

Latham & Watkins LLP (USA)

Palmina Fava Partner

Vinson & Elkins LLP (USA)

Santiago Acosta Álvarez Creel, García-Cuéllar, Aiza y Enríquez, S.C. Former Director, White-Collar Crimes Investigation Division, Federal Fiscal Prosecutor’s Office (Procuraduría Fiscal de la Federación)

10:00

Training (and Re-Training) Employees: Real-World Examples of Effective Cross-Departmental Initiatives for New and Longstanding Employees

• Examining current models and programs to address gaps in employee training, responsibilities, and obligations

• Examples of training techniques that resonate

• Training employees across departments and functions

• Determining how often to re-train employees

• Key situations where one department’s responsibilities intersect with another — and how to embed these nuances into your training program

• Incorporating local requirements, culture, and norms into your training

• Best practices for updating training materials and programs

Karla Fernanda Barrera

Especialista en anticorrupcion y transparencia Fundacion Panamericana para el Desarrollo

Luz Elena Gomez-Haro Sr. Director, Compliance and Ethics Global Programs

PepsiCo

Katia Rosenstein Laurents

Head of Compliance Policies

Trainings and Communication

Fresenius Medical Care

Adriana Peralta

Coordinadora Comite de Compliance (Alianza)

Asociacion Nacional de Abogados de Empresa, Colegio de Abogados –ANADE

11:00  Networking Break

11:15

Brazil & Argentina — and the Key Similarities and Differences with the Landscape in Mexico

• Lessons that industry in Mexico can impart from other Latin American countries' efforts to curb anti-corruption

• Comparing and contrasting the compliance requirements in Brazil and Argentina vs. Mexico

• Managing the compliance and business impacts of successful — and failed — anti-corruption initiatives in the region

• Examining increased coordination between US and Latin American authorities and its potential impact on companies operating in Mexico

Monica Gutierrez Senior Compliance Officer Mexico, Argentina, Chile Stryker

Mónica Estrada, MTRA, CPC, CFE Socia Consultoría de Riesgos BDO Mexico

Eloy Rizzo Neto Partner

Demarest Advogados (Brazil)

MAIN CONFERENCE DAY 2

12:00

How to Mitigate New, Hidden Corruption Risks in the Public Procurement Context

• The current state of public tenders for public procurement in Mexico — and the associated corruption risks

• Mitigating heightened corruption risks with licenses and permits

• New areas where corruption risks are most prevalent in terms of the scale and magnitude of the tender and government contract

• What red flags should cause concern and how to handle them?

Carlos Bejamin Silva Hernandez Deputy Legal Compliance Officer Pemex Refinacion

Daniel Maldonado Alcantara Partner

Sanchez DeVanny Eseverri, S.C.

Roberto Hernandez Partner COMAD, S.C.

Daniel Rodriguez-Bravo Partner

CMS Rodriguez-Azuero

1:00  Networking Luncheon

2:15

Fireside Chat

Roberto Moreno

Executive Secretariat – National Anti-Corruption System SESNA

Moderator:

Gilberto Miguel Valle Zulbarán Partner

Basham, Ringe Y Correa, S.C.

2:45

Chief Compliance Officer Interview

Akira Junior

Chief Risk & Compliance Officer Braskem Idesa

Gary Salazar

Chief Compliance Officer

Amazon MX

Moderator: Raul Yanes Partner

Davis Polk & Wardwell LLP

Hear big picture insights on the compliance path forward for companies operating in Mexico — FCPA and beyond — that are at the forefront.

3:45

Shifting ESG Priorities and Risk Management: Maximizing Legal and Compliance Resources for Sustainable Practices

• Incorporating ESG considerations into a holistic compliance framework alongside corruption risks to foster a more cohesive approach

• Examining the evolving landscape of ESG regulations and their practical implications

• Identifying the key obstacles encountered by legal and compliance experts

• Updates on the latest developments in risk assessments, compliance testing, and management of remediation

• Adapting compliance programs to reflect the growing significance of ESG

Alejandro Galvan Illanes Legal, Regulatory, Government Relations Manager Mexico & Chile Petco Mexico

Daniel Sibille

Regional Senior Compliance Director and Deputy Compliance Officer Oracle

4:30  Closing Remarks from the Co-Chairs and Conference Concludes

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