11th Summit on Anti-Corruption Brazil - WEB_ENG

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GUARANTEE

COMPLIMENTARY WEBINAR ON APRIL 7TH! FCPA Compliance and Enforcement in Brazil: DOJ and SEC Alumni Provide Critical Updates

In-Person Conference

11th Summit on

Anti-Corruption

BRAZIL

May 25–26, 2022 • InterContinental Hotel, São Paulo

EARN CLE/CPD CREDITS

The Highly Anticipated Reunion for the Region’s Anti-Corruption Community!

CGU Insights on Leniency Agreements:

Renato Machado de Souza Diretor de Acordos de Leniência Controladoria-Geral da União (CGU)

Matheus Bredt de Menezes Coordenador-Geral de Supervisão dos Acordos de Leniência Controladoria-Geral da União (CGU)

More Enforcement Updates from:

Marcelo Pontes Vianna Diretor de Responsabilização de Entes Privados Controladoria-Geral da União (CGU)

Join Your Peers for Large and Smaller-Group Discussions, Including:

Angle-Right Angle-Right Angle-Right

Meet Former DOJ and SEC Officials Compliance Benchmarking Roundtables Q&A with ACI’s Anti-Corruption Advisory Board Supporting Sponsor

REGISTER NOW

Angle-Right

Executive and Government Interviews

Angle-Right

Cocktail Reception & Extended Networking

Associate Sponsors

AmericanConference.com/ACBrazil • 888 224 2480

Pedro Ruske Freitas Diretor de Promoção da Integridade, Secretaria de Transparência Controladoria-Geral da União (CGU)

DOJ and SEC Updates: Charles Cain Chief, FCPA Unit U.S. Securities & Exchange Commission David Last Chief, FCPA Unit, Fraud Section, Criminal Division U.S. Department of Justice

Vanir Fridriczweski Diretor do Departamento de Patrimônio Público e Probidade Advocacia-Geral da União (AGU)

Compliance, ESG, LGPD and Anti-Corruption Benchmarking with Experts from: • AES Brazil • Ambev • Baker Hughes • BHP Minerals Americas

• BMA Advogados • Braskem • BRF Brazil Foods • DaVita

• DiDi • Embraer • Getinge • Goldman Sachs

• Goodyear • Meta • Nissan • Petrobras • QuintoAndar

Sponsored by

Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIES

AN EVENT THAT STANDS OUT FROM THE REST We Are Excited to Welcome You Back In-Person!

As we emerge from unprecedented challenges and a host of new legislative developments, you can’t afford to miss this opportunity to re-connect, benchmark and network with the true trailblazers and influencers.

This innovative flagship conference marks your best opportunity to gain the latest know-how, real-world takeaways and best practices that are tailored to the realities of your business. While other events only scratch the surface, this truly interactive program takes a deep dive into the best ways to improve your compliance program and succeed in the continuing fight against corruption.

Featured Sessions: Angle-Right Special DOJ, SEC, CGU and AGU Alumni panel: Former Government Officials provide "Insights into the Present and Future of AntiCorruption Compliance and Enforcement in Brazil”.

Angle-Right Incorporating ESG Into Your Compliance Strategy: How Industry in Brazil is Mitigating New Reputational and Emerging Risk Factors Angle-Right Leniency Agreements Part I: Interview CGU Perspectives on Reviewing Leniency Agreements: What is Expected for Signing the Agreement and Remaining Compliant Part II: Panel Discussion Practical Takeaways for Self-Disclosure and Leniency Agreements Angle-Right LGPD and Data Protection: Your Most Burning Questions Answered on Mitigating Penalties When They are Not Fully Identified and Established

hands-helping Networking Benefits: Check Pre-Conference Workshops on May 24 Check Extended networking breaks and luncheons Check Benchmarking Roundtables to exchange views, debate questions and share experiences on current industry challenges

Check Open and interactive Q&A session with Advisory Board members Check Interactive audience polling

hands-helping BECOME A SPONSOR With conferences in the United States, Europe, Asia Pacific, and Latin America, the C5 Group of Companies: American Conference Institute, The Canadian Institute, and C5 Group, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world.

Don’t miss the opportunity to maximize participation or showcase your organization’s services and talent. For more information please contact us at: SponsorInfo@AmericanConference.com

2 | linkedin: ACI: Anti-Corruption / FCPA – Legal, Regulatory and Compliance Professionals

ACI's Anti-Corruption Brazil Advisory Board Luís Inácio Lucena Adams Partner Tauil & Chequer Advogados

Sergio Pinto Sr. Director Compliance – Third Party Ethics & Compliance – Americas Johnson & Johnson

Fabiana Leschziner EVP General Counsel & Chief Compliance Officer Embraer S.A. Marisa Peres GRC Officer for South America and DPO for Nissan Brasil Nissan Motor Corporation

Carlos Ayres Partner Maeda, Ayres e Sarubbi Advbogados

Flavia Ribas Brazil Compliance Officer & Senior Director DaVita

Pyter Stradioto Latin America Compliance and Public Policy Senior Director Samsung

Shin Jae Kim Partner TozziniFreire Advogados

Bruno Ferraz de Camargo Head of Legal, Compliance and Governance South Europe & Latin America Getinge

Who You Will Meet MORE INDUSTRIES ATTEND EACH YEAR

42%

Legal Services Manufacturing Financial Services Technology Pharmaceutical Communications Healthcare

JOB TITLES

39%

VPs, Directors and Managers – Anti-Corruption Compliance

Energy Government

In-House Counsel

19%

Law, Investigations & Accounting Firms

Retail Construction Insurance Transportation

Media Partner:

REGISTER NOW

AmericanConference.com/ACBrazil • 888 224 2480

Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIES

Speaker Faculty CO-CHAIRS Fabiana Leschziner Executive Vice President, General Counsel and Chief Compliance Officer Embraer S.A. Shin Jae Kim Partner TozziniFreire Advogados CONTROLADORIA-GERAL DA UNIÃO (CGU) Renato Machado de Souza Diretor de Acordos de Leniência Controladoria-Geral da União (CGU) Matheus Bredt de Menezes Coordenador-Geral de Supervisão dos Acordos de Leniência Controladoria-Geral da União (CGU) Marcelo Pontes Vianna Diretor de Responsabilização de Entes Privados Controladoria-Geral da União (CGU) Pedro Ruske Freitas Diretor de Promoção da Integridade, Secretaria de Transparência Controladoria-Geral da União (CGU) DOJ & SEC Charles Cain Chief, FCPA Unit U.S. Securities & Exchange Commission David Last Chief, FCPA Unit, Fraud Section, Criminal Division U.S. Department of Justice ADVOCACIA-GERAL DA UNIÃO Vanir Fridriczweski Diretor do Departamento de Patrimônio Público e Probidade Advocacia-Geral da União (AGU)

EXPERT SPEAKER FACULTY INCLUDES Alderiza Agustini Executive Legal Director & Chief Compliance Officer Latin America Bridgestone Carlos Ayres Partner Maeda, Ayres e Sarubbi Advogados William P. Barry Member Miller & Chevalier Chartered (USA) Iris Bennett Partner Steptoe & Johnson LLP Kara Brockmeyer Partner Debevoise & Plimpton (USA) (former Chief, FCPA Unit, US Securities and Exchange Commission) Renata Bertucci Caldeira Regional Compliance Manager AES Brasil Rodrigo Cunha Global Director, Digital Ethics (DPO) Anheuser-Busch InBev Liana Cunha Crespo Compliance Director LATAM Region Thermo Fisher Scientific Salvador Dahan Executive Director, Chief Governance & Compliance Officer Petróleo Brasileiro S.A. (Petrobras) Ricardo Dalmaso Marques Director & Associate General Counsel | Head of Privacy & Data Protection (Legal) | LATAM & Canada Meta Matteson Ellis Member Miller & Chevalier Chartered (USA)

Bruno Ferraz de Camargo Head of Legal, Compliance and Governance, South Europe & Latin America Getinge Reynaldo Goto Chief Compliance Officer BRF Brasil Foods Daniel Kahn Partner Davis, Polk & Wardwell (USA) (Former Deputy Assistant Attorney General of the Criminal Division, U.S. Department of Justice) Saverio Lembo Partner Bär & Karrer Ltd. Ricardo Caiado Lima Partner Campos Mello Advogados Luís Inácio Lucena Adams Partner Tauil & Chequer Advogados – affiliated with Mayer Brown (former Attorney General of Brazil [AGU]) Anna Carolina Malta Spilborghs Partner BMA Advogados Isabela Mello de Mata Ethics & Compliance Director Ambev Tatiana Martins Partner Davis Polk & Wardwell LLP Valdir Moysés Simão Partner Warde Advogados (former Chief Minister of the Controladoria-Geral da União (CGU)) Eduardo Nunes Compliance Manager, Minerals Americas (LatAm) BHP

4 | linkedin: ACI: Anti-Corruption / FCPA – Legal, Regulatory and Compliance Professionals

Marisa Peres GRC Officer for South America and DPO for Nissan Brasil Nissan Motor Corporation Renato Peres de Almeida Regional Compliance & Privacy Officer LatAm Clariant Sergio Pinto Senior Director Compliance – Third Party Ethics & Compliance – Americas Johnson & Johnson Carlos Renato Xavier Pompermaier Legal Director & Compliance Regional Officer AES Brazil Flavia Ribas Brazil Compliance Officer & Senior Director DaVita Fabyola En Rodrigues Partner Demarest AdvogadoS Caio Farah Rodriguez Partner Barros Pimentel, Alcantara Gil Rodriguez e Vargas Advogados Luciana Servija Dourado Executive Director of Compliance UnitedHealth Group of Brasil Salim Saud Neto Partner Saud Advogados, in cooperation with Hughes Hubbard & Reed LLP Pyter Stradioto Latin America Compliance and Public Policy, Senior Director Samsung Jairo Tcherniakovsky Head of Compliaance DiDi Marcela Waksman Ejnisman Partner TozziniFreire Advogados

Conference Day One: Wednesday, May 25, 2022 7:45

Registration and Continental Breakfast

8:45

Conference Co-Chairs’ Opening Remarks microphone-alt Fabiana Leschziner, Executive Vice President, General Counsel and Chief Compliance Officer, Embraer S.A.

Shin Jae Kim, Partner, TozziniFreire Advogados

• Assessing self-reported information provided by third parties, and supporting it with independent checks to better understand and verify your ESG footprint and approach • Gaining a reliable indication of the overall level of ESG risks associated with third parties • Finding the right setup for merging ESG and compliance teams, based on: the factors driving your ESG interest; the specific risk profile and tolerance of your organization; and, the types and locations of the work your company does 11:00

Extended Networking Break

11:30

9:00

DOJ, SEC, CGU and AGU Alumni Perspectives: Insights into the Present and Future of Anti-Corruption Compliance and Enforcement in Brazil microphone-alt Daniel Kahn, Partner, Davis, Polk & Wardwell (USA)

(Former Deputy Assistant Attorney General of the Criminal Division, U.S. Department of Justice) Kara Brockmeyer, Partner, Debevoise & Plimpton (USA) (Former Chief, FCPA Unit, US Securities and Exchange Commission) Valdir Moysés Simão, Partner, Warde Advogados (Former Chief Minister of the Comptroller General of the Union [CGU]) Luís Inácio Lucena Adams, Partner, Tauil & Chequer Advogados – affiliated with Mayer Brown (former Attorney General of of Brazil [AGU]) Fabiana Leschziner, Executive Vice President, General Counsel and Chief Compliance Officer, Embraer S.A.

10:00

ESG BENCHMARKING

Incorporating ESG Into Your Compliance Strategy: How Industry in Brazil is Mitigating New Reputational and Emerging Risk Factors microphone-alt Marisa Peres, GRC Officer for South America and DPO for Nissan Brasil, Nissan Motor Corporation Pyter Stradioto, Latin America Compliance and Public Policy Senior Director, Samsung Fabyola En Rodrigues, Partner, Demarest Advogados Reynaldo Goto, Chief Compliance Officer, BRF Brasil Foods The increase in investor and shareholder focus on ESG has further emphasized the link between a robust anti- corruption compliance program and a company’s ESG compliance - because all aspects of an ESG investment can be undermined by instances of bribery and corruption.

While most companies acknowledge the positive impact that ESG programs can provide, many of these organizations are constrained by the challenges of implementing a robust ESG program.

Recent and expected shifts in the regulatory landscape make it critical to bring ESG into the broader due diligence and compliance process.

Key Takeaways: • Adjusting your current questionnaires to capture additional ESG concerns, such as how diversity is handled and what environmental goals a third party has • Implementing a technology solution that enables your organization to have a cohesive workflow that can capture and assess anti-corruption and ESG risks

REGISTER NOW

AmericanConference.com/ACBrazil • 888 224 2480

DOJ & SEC Update: What’s in Store for U.S. Anti-Corruption Enforcement in Brazil and the Region? microphone-alt Charles Cain, Chief, FCPA Unit, U.S. Securities & Exchange Commission David Last, Chief, FCPA Unit, Fraud Section, Criminal Division, U.S. Department of Justice William P. Barry, Member, Practice Lead, White Collar Defense, Miller & Chevalier Chartered

• Updated national security priorities in the U.S. and Brazil – and countering corruption as a core security interest • Individual and corporate accountability • The escalation of the DOJ’s corporate criminal enforcement, and broader view of past misconduct • The intersection of anti-corruption and anti-money laundering • New legislation and guidance 12:00

The Next Phase of Compliance Programs in Uncertain Times: Industry Discusses the Latest Upgrades and the Newest Best Practices for Risk Mitigation microphone-alt Sergio Pinto, Senior Director Compliance - Third Party Ethics & Compliance – Americas, Johnson & Johnson

Salim Saud Neto, Partner, Saud Advogados, in cooperation with Hughes Hubbard & Reed LLP This benchmarking session will explore the finer points of how and what to measure for evaluating program effectiveness, and best practices for upgrading your program to mitigate risks that are uncertain. Topics will include: • Evaluating capabilities of solutions and your company’s needs; and conducting a cost-benefit analysis • Determining the proper metrics to measure the effectiveness of your compliance initiatives • A close look at new, heightened risks affecting organizations, and how to avoid: » Criminal liability » Regulatory actions and shareholder suits » Civil liability • Allocating resources based on the level of risk • Evaluating internal controls by means other than audits • Ensuring your program is aligned on paper, and in practice 12:45

Networking Luncheon Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIES

Conference Day One: Wednesday, May 25, 2022 13:45

Leniency Agreements PART I: INTERVIEW CGU Perspectives on Reviewing Leniency Agreements: What is Expected for Signing the Agreement and Remaining Compliant

microphone-alt Renato Machado de Souza, Diretor de Acordos de Leniência, Controladoria-Geral da União (CGU) Carlos Ayres, Partner, Maeda, Ayres e Sarubbi Advogados

In this interview, our esteemed panelists will review two critical areas of the Leniency Agreements and key considerations for each area as follows: • Key aspects of signing the Agreement: » Statement of facts » Discussion regarding values » Compliance program assessment • Key aspects after signing the Agreement: » Continuous cooperation » Fulfillment of payments and conditions » Monitoring of compliance programs and change on corporate culture

PART II: Practical Takeaways for Self-Disclosure and Leniency Agreements

microphone-alt Matheus Bredt de Menezes, Coordenador-Geral de Supervisão dos Acordos de

Leniência, Controladoria-Geral da União (CGU) Bruno Ferraz de Camargo, Head of Legal, Compliance and Governance South Europe & Latin America, Getinge Salim Saud Neto, Partner, Saud Advogados, in cooperation with Hughes Hubbard & Reed LLP Saverio Lemb, Partner, Bär & Karrer Ltd.

As our faculty discusses the practical takeaways for self-disclosure and the agreements, we will review some of the incentives for cooperation, such as: • Self-disclosure: the sooner the better?

• Internal investigation: evidence and information • Full disclosure of facts 15:00

Bolstering a Culture of Compliance: Ensuring That Employee Concerns and Complaints are Appropriately Handled microphone-alt Luciana Servija Dourado, Executive Director of Compliance, UnitedHealth Group of Brasil Renata Bertucci Caldeira, Regional Compliance Manager, AES Brasil Anna Carolina Malta Spilborghs, Partner, BMA Advogados Liana Cunha Crespo, Compliance Director LATAM Region, Thermo Fisher Scientific

Sustaining and strengthening an ethical culture is clearly one of the most challenging components of implementing an effective compliance and ethics program.

In this session, our panel of experts will share and discuss best practices for fostering a “see something, say something” culture, which will bolster compliance awareness, such as: • Securing buy-in from senior management, the C-suite and the Board • Developing a realistic goal-setting and incentive structure to foster an environment of trust • Training team members: Creative and effective approaches 15:45

Networking Break

16:15

SPECIAL PETROBRAS INTERVIEW

The Importance of a Robust Governance and Compliance Mechanism to Protect State Owned Companies microphone-alt Salvador Dahan, Executive Director, Chief Governance & Compliance Officer, Petróleo Brasileiro S.A. (Petrobras)

Shin Jae Kim, Sócia, TozziniFreire Advogados 17:00

Modifications to the Administrative Improbity Law: Uncertainties Brought About by Non-Prosecution Agreements and Reductions in Enforcement Levels microphone-alt Flavia Ribas, Brazil Compliance Officer & Senior Director, DaVita Caio Farah Rodriguez, Partner, Barros Pimentel, Alcantara Gil Rodriguez e Vargas Advogados Ricardo Caiado Lima, Partner, Campos Mello Advogados Brazil’s Administrative Improbity Law was one of the cornerstones of the country’s anticorruption framework; and imposed administrative and civil liability on public officials and political agents for illicit enrichment. This past October, the Brazilian government enacted significant amendments to the Law, including the elimination of institutional multiplicity.

Be sure to join this session, as our expert panel breaks down the real-world effects of this significant change. Talking points include:: • The effects of a decrease in improbity filings • Consequences of narrowing the acts that count as violations and limiting the discretion of enforcement agents • Pros and cons of giving the Public Prosecution Office exclusive jurisdiction to bring improbity actions • The impact of changing the culpable modality – by now requiring conduct to be intentional for any sanctions to be imposed • Limiting the liability of partners and company directors by requiring proof of active participation in the unlawful act

wine-glass-alt

18:00

Networking Cocktail Reception

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Conference Day Two: Thursday, May 26, 2022 8:00

Continental Breakfast

10:00

Data Analytics: A Step-by-Step Guide on How to Capture and Leverage Data for Effective, Data-Driven Compliance and Monitoring

8:55

Conference Co-Chairs' Opening Remarks

SPEAKERS INCLUDE:

9:00

microphone-alt Isabela Mello da Mata, Ethics & Compliance Director, Ambev

Updates from Brazilian Enforcement Agencies

Rodrigo Cunha, Global Director, Digital Ethics (DPO), Anheuser-Busch InBev

PART I – PANEL: Next Steps for the Brazilian Anti-Corruption Landscape

microphone-alt Marcelo Pontes Vianna, Diretor de Responsabilização de Entes Privados, Controladoria-Geral da União (CGU)

Vanir Fridriczweski, Diretor do Departamento de Patrimônio Público e Probidade, Advocacia-Geral da União (AGU) Agency leaders will discuss key developments over the last twelve months, priorities for this year and beyond, and the changing enforcement landscape. They will review: • Updates on some of the major anti-corruption legislation and cases that affect how industry approaches compliance • Highlights of what they saw during monitoring and what they see going forward

This session will discuss the real-life, unwritten rules of the road for developing and revisiting your data analytics program – with a focus on how to tailor your policies to the contexts of your specific industry and organization.

This session will walk you through a step-by-step process on how to get started, and how to refine your blueprint for effective, data-driven compliance and monitoring. Delegates will gain insight from case study examples of how to capture, monitor and leverage data for a fluid and adaptable compliance and monitoring program.

Topics will include: • Ensuring a full understanding of your business operations when conducting a risk assessment

• Challenges and issues they see with compliance and risk assessment

• Getting started using pilots, existing data and unstructured data, including emails, salesforce, notes

• How new legislation and anti-corruption laws in the region are affecting enforcement trends

• Identifying what pieces of data are important to collect to produce reports and dashboards

• Predictions on the future of individual and corporate enforcement

• Determining what you want to monitor, including what policies you want in place

PART II INTERVIEW: CGU Experience on Evaluating and Monitoring Anticorruption Compliance Programs

microphone-alt Pedro Ruske Freitas, Diretor de Promoção da Integridade, Secretaria de Transparência, Controladoria-Geral da União (CGU) Iris Bennett, Partner, Steptoe & Johnson LLP

• Deciding what pre-approval systems need to be set up before a monitoring program • Assembling qualitative data-gathering tools such as surveys and questionnaires • Concrete examples of metrics used for assessing and analyzing risk • Marrying qualitative and quantitative data to effectively measure risk and compliance weaknesses • Updating configuration of risk parameters based on new business risks-need fluid and adaptable program

In this interview our esteemed panelists will review key components of compliance programs and procurement law. Talking points include:

• How to monitor spend (i.e. payments, vendor spend, employee spend)

• Quick overview on why CGU evaluates compliance programs

10:45

Networking Break

• Main flaws identified during the evaluation • Main problems faced during monitoring • The evaluation of compliance programs and the new public procurement law

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REGISTER NOW

AmericanConference.com/ACBrazil • 888 224 2480

Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIES

Conference Day Two: Thursday, May 26, 2022 11:00

Cross-Border Internal Investigations: The Five Biggest Challenges and How to Resolve Them microphone-alt Fabiana Leschziner, Executive Vice President, General Counsel and Chief Compliance Officer, Embraer S.A.

Jairo Tcherniakovsky, Head of Compliance, DiDi Alderiza Agustini, Executive Legal Director & Chief Compliance Officer Latin America, Bridgestone Tatiana Martins, Partner, Davis Polk & Wardwell LLP Conducting a thorough, effective and compliant cross-border investigation can pose many unique challenges, including language barriers, cultural differences and resource limitations. More and more companies are learning that, when internal investigations cross borders, they present specific difficulties that must be addressed by the compliance team.

Our expert panel will review best practices for overcoming five of the most common challenges in cross-border internal corporate investigations, such as: • • • • •

The lack of a well-defined scope and unknown priorities, assignments and deadlines Differences in the laws that govern the attorney-client privilege Lack of team members with requisite expertise Differences in data protection laws that may apply to the employee’s data Variances in employee’s rights and/or labo

12:00

Networking Lunch

13:00

LGPD Benchmarking: A Practical Guide to Building and Implementing a Data Protection Program for Collecting, Processing and Utilizing Data microphone-alt Marcela Waksman Ejnisman, Partner, TozziniFreire Advogados Ricardo Dalmaso Marques, Director & Associate General Counsel | Head of Privacy & Data Protection (Legal) | LATAM & Canada, Meta Session leaders will, via interactive exercises, offer practical guidance to describe how the LGPD takes a broad, multi-sectional approach, applying to both public and private organizations and businesses operating on and offline. While the LGPD is similar to the EU’s General Data Protection Regulation (GDPR) in many respects, there are key differences that companies must consider when building their LGPD compliance program.

This session will walk you through the most critical best practices for achieving LGPD compliance, and ensuring that data is collected and processed only for specific, explicit and clearly communicated purposes. Our group of experts will provide a step-by-step checklist with actionable takeaways that you can take back to the office:

• • • • • • • • • • •

Identifying and documenting your legal bases for processing personnel data Maintaining a record of data processing activity Including required disclosures as part of your privacy policy Collecting and maintaining valid proof of consent Appointing an internal data protection officer Developing internal policies and procedures for honoring the rights of users and responding to related user requests Implementing a security protocol Developing an incident response and remediation plan Notifying the DPA in the event of a data breach that poses significant risk or damage to users Performing data protection impact assessments Complying with cross-border data transfer requirements

14:00

M&A Compliance Due Diligence: When Deals Survive and When They Fail microphone-alt Matteson Ellis, Member, Practice Lead, Latin America, Miller & Chevalier Chartered Carlos Pompermaier, Chief Legal & Regional Compliance Officer, AES Brasil Eduardo Nunes, Compliance Manager, Minerals Americas (LatAm), BHP Renato Peres de Almeida, Regional Compliance & Privacy Officer LatAm, Clariant Multinational corporations have been increasing acquisitions of companies in Brazil and elsewhere in the region. Deal activity is expected to continue at a healthy pace due to various factors, including large consumer markets and highly skilled labor in jurisdictions like Brazil, Argentina, and Colombia.

This panel of specialists will explore best practices and creative solutions at play in Latin American mergers and acquisitions. Topics for discussion: • What are the expectations of U.S., Brazilian, and other enforcement officials for compliance due diligence in these deals?

• What challenges do companies confront in the region when trying to access information at a target?

• What types of risk findings at a target can be addressed with tailored controls and what situations can otherwise cause a deal to fail?

15:00

Open and Interactive Session: Advisory Board Q&A Have your most pressing questions answered by ACI's distinguished Anti-Corruption Advisory Board; a select group of in-house and private practice anti-corruption experts with specific knowledge of the Brazilian enforcement and compliance landscape.

16:00

Conference Co-Chairs' Closing Remarks, End of Conference

8 | linkedin: ACI: Anti-Corruption / FCPA – Legal, Regulatory and Compliance Professionals

Continuing Legal Education Credits EARN CLE Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements.

CREDITS

This course is identified as nontransitional for the purposes of CLE accreditation.

ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board.

ACI certifies this activity has been approved for CLE credit by the State Bar of California.

ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request.

For more information on ACI’s CLE process for virtual events visit: www.americanconference.com/accreditation/cle

Continuing Professional Education Credits American Conference Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of Continuing Professional Education (CPE) on the National Registry of CPE Sponsors. State Boards of Accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Course objective: Key updates on developing and maintaining effective compliance and anti-corruption programs to ensure that the core elements are well-designed, effectively implemented, and work in practice.

There are no pre-requisites and advance preparation is not required to attend this conference.

Field of Study: Business Law Email: education@americanconference.com for breakdown by credit Prerequisite: None Level of knowledge: Basic Advanced Preparation: None Who should attend: In-House: C-Level, SVP, EVP, VP, Director, General Counsel, Managing Counsel, Partner; Corporate Secretary, Chief Legal Officer • Regulatory, Trade Compliance, White-Collar Defense, Audit, Government Investigations Legal/Law Firm: Practice Group Chair & Co-Chair, Partner, Shareholder, Counsel, Senior Counsel, Associates: • Compliance, Anti-Corruption, Fraud, Litigation Teaching Method: Group Live, Group Internet Based Delivery Method: Group Live, Group Internet Based Participants will earn up to 16.50 CPE credits.

To be awarded full credits, you must actively participate in activities (such as polling) Refunds and Cancellations: Requests for refunds must be received in writing by May 13, 2022 and will be subject to a cancellation fee. No refunds will be granted after May 13, 2022. For more information regarding refund, complaint, and/or program cancellation policies please contact our offices at 1-888-224-2480.

REGISTER NOW

AmericanConference.com/ACBrazil • 888 224 2480

Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIES

Planning Ahead for Live Conferences: C5’s All Secure Safety Plan

As American Conference Institute and our partners plan for in-person events, we are committed to building and enhancing the planning and preparation with a view to offering our guests a safe place for live conference delivery.

In addition, to ensure your safety, our event staff is fully vaccinated.

All our events will adhere to official government and local authority guidance in addition to venue or location-specific regulations, and will follow the commitments below.

Attendance Screening All attendees will need to assert that at the time that they first attend the conference and for the 14 days prior: y They are not experiencing COVID-19 symptoms. y Have not traveled from an area under a travel health advisory. y Have not provided care for or had close contact with any person with or reasonably suspected of having COVID-19, or with any person who traveled outside of your home country or to an area under a travel health advisory. y Have not been advised by any health authority, government agency or regulation to selfisolate due to possible exposure to COVID-19.

Enhanced Communication y Advance communication to all attendees on what to expect and prepare for at the conference: from registration to conference materials to room layout to food and beverage options and more. y Education and training for the team to ensure we provide a safe and secure conference experience. y Distribution of local health-resource information in advance of the event. y Ongoing communication and advance planning with the venue regarding enhanced cleaning and sanitizing measures, response strategies and other onsite protocols.

Link to COVID-19 symptoms: https://www.cdc.gov/coronavirus/2019-ncov/symptoms-testing/symptoms.html We are closely monitoring industry best practices and will be evaluating further additional measures pertaining to vaccinations and on-site screening based on the advice of health authorities.

Increased Cleaning and Sanitation y Placement of hygiene stations throughout the conference including the registration area, meeting spaces and high frequency areas.

Safety and Physical Distancing y Physical distancing protocols such as limiting attendance, directional signage and markers throughout the conference. y A conference room layout with planned seating for appropriate physical distancing. y We continue to work closely with our venue partners to ensure the safety of our attendees.

Please check back frequently as we monitor and evolve our plan in the weeks ahead.

y Availability of personal hygiene and safety products including facial coverings where available.

Reduced Touchpoints y Reduction of the physical distribution of onsite materials. y Food and beverage options that ensure minimal handling and exposure.

About us:

The C5 Group, comprising American Conference Institute, The Canadian Institute and C5 in Europe, is a leading global events and business intelligence company.

For over 30 years, C5 Group has proVided the opportunities that bring together business leaders, professionals and international experts from around the world to learn, meet, network and make the contacts that create the opportunities.

Our conferences and related products connect the power of people with the power of information, a powerful combination for business growth and success.

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UPCOMING EVENTS West Coast Forum on

American Conference Institute is pleased to offer our delegates a limited number of hotel rooms at a negotiated rate. To take advantage of these rates, please contact the hotel directly and quote “ACI’s Anti-Corruption Brazil”.

FCPA

Hotel: Address:

June 15 – 16, 2022

Enforcement & Compliance

InterContinental Sao Paulo Alameda Santos, 1123 – Jardim Paulista, São Paulo – SP, 01419-001, Brazil Reservations: reservas.saoha@ihg.com or call +55 11 3179-2600

September 20–21, 2022

Millennium Gloucester Hotel London Kensington, London

Marines’ Memorial Club & Hotel, San Francisco, CA

Please note that the guest room block cut-off date is May 9, 2022.

After that date OR when the room block fills, guestroom availability and rate can no longer be guaranteed.

WORRY FREE Registration

GUARANTEE

July 21 – 22, 2022

BOOK WITH CONFIDENCE!

October 2022

Boston, MA

Paris

Register and pay to lock in your early rate and be eligible for a full refund until May 13, 2022.

If you are unable to attend for any reason, you will have the following options: y A full credit note for you, or a colleague to attend another event.

November 30 – December 1, 2022 Gaylord National Resort & Convention Center, Washington, DC

y A full refund.

All cancellations and changes must be submitted to customerservice@americanconference.com by May 13, 2022.

3 Ways to Register



ONLINE:



AmericanConference.com/ACBrazil

EMAIL: CustomerService@AmericanConference.com

Register & Pay by April 1, 2022

Register & Pay by April 30, 2022

Register & Pay after April 30, 2022

Local Delegates – Conference Only

$1495USD

$1595 USD

$1695 USD

International Delegates – Conference Only

$1995 USD

$2095 USD

$2195 USD

PRICING

All program participants will receive an online link to access the conference materials as part of their registration fee.

Additional copies of the Conference Materials available for $199 per copy.

To update your contact information and preferences, please visit https://www.AmericanConference.com/preference-center/.

Terms & conditions and refund/cancellation policies can be found at AmericanConference.com/company/faq/

Special Discount ACI offers financial scholarships for government employees, judges, law students, non-profit entities and others. For more information, please email or call customer service.

© American Conference Institute, 2022

PHONE:



REGISTRATION CODE:

1-888-224-2480

B00-976-976L22.WEB

CONFERENCE CODE:

976L22-SPO

Bringing a Team?

3-4

10% Conference Discount*

5-6

15% Conference Discount

7

20% Conference Discount

8+

Call 1-877-927-7936

*Team/group registrations must be from the same organization/firm and register together in one transaction.