12th Summit on Anti-Corruption Brazil - AAAG / ENG

12th Summit on ANTI-CORRUPTION

CREDITS

May 24–25, 2023

InterContinental Hotel, São Paulo

CONFERENCE DAY ONE:

Wednesday, May 24, 2023

7:45  Registration and Continental Breakfast

8:45

Conference Co-Chairs' Opening Remarks

microphone-alt Adriana Dantas, Partner, Lefosse Advogados

Bruno Ferraz de Camargo, Global ESG Counsel, Getinge

9:00

DOJ and SEC: Updates on the Agencies’ Enforcement Posture, Compliance and Data Analytics

Expectations

microphone-alt David Fuhr, Acting Chief, FCPA Unit, Fraud Section, Criminal Division, U.S. Department of Justice

Charles Cain, Chief, FCPA Unit, U.S. Securities and Exchange Commission

Panel Moderators:

William D. Semins, Partner, K&L Gates LLP

Luís Wielewicki, Sócio, wm&t

PART I:

• Impact of recent DOJ updates to its corporate enforcement policy, compliance and data analytics expectations, compensation clawbacks and more

• Updated national security priorities in the U.S. and Brazil – and countering corruption as a core security interest

• Recent trends affecting individual and corporate accountability

• DOJ’s view of past misconduct and cooperation credit

• The intersection of anti-corruption and anti-money laundering

PART II: Special Extended Q&A

Data Analytics: What Recent FCPA Cases Reveal about Required Data Sets — and What It Now Takes to Achieve Data-Driven Compliance and Monitoring

microphone-alt Jario Tcherniakovsky, Global Compliance Director, 99 Tecnologia Ltda

Pyter Stradioto, Latin America Compliance and Public Policy Senior Director, Samsung

Ricardo Caiado Lima, Partner, Campos Mello Advogados

Eduardo Staino, Diretor de Compliance e Auditoria Interna, Grupo AG

This session will walk you through a step-by-step process on how to put theory into practice, and how to refine your blueprint for effective, data-driven compliance and monitoring. Delegates will gain insights from leading compliance experts on how to capture, monitor and leverage data for a fluid and adaptable compliance and monitoring program.

Topics will include:

PART I:

• Identifying what pieces of data are important to collect to produce reports and dashboards

• Concrete examples of metrics used for assessing and analyzing risk

• Marrying qualitative and quantitative data to effectively measure risk and compliance weaknesses

• Best practices for data governance

• Leveraging data analytics for compliance program upgrades and conducting investigations

PART 2: Case Study — Data Analytics in Practice: Behind the Scenes of Capturing and Leveraging Clean Data for Effective Compliance

• During this practical segment, faculty members will take you through a real-world case study that illustrates how to overcome key challenges to getting started through to the implementation stage.

11:15  Extended Networking Break

DOJ & SEC Alumni Perspectives: Former U.S. Officials Discuss the New Compliance and Enforcement Realities Affecting Brazilian Multinationals

microphone-alt Daniel Kahn, Partner, Davis Polk & Wardwell LLP

Former Acting Deputy Assistant Attorney General, Criminal Division, U.S. Department of Justice

Charles Duross, Partner, Morrison & Foerster LLP

Former Chief, FCPA Unit, Fraud Section, Criminal Division, U.S. Department of Justice

Chris Cestaro, Partner, WilmerHale

Former Chief, FCPA Unit, Fraud Section, Criminal Division, U.S. Department of Justice

Former U.S. Government Officials will shed light on the impact of recent settlements and DOJ announcements on the future of your FCPA and anti-corruption compliance strategy. Don’t miss this invaluable opportunity to hear from experts who have unique insight into the latest developments and their aftermath for industry in Brazil.

LGPD In Practice: Concrete Examples of How to Implement a Data Protection Program for Collecting, Processing and Utilizing Data

microphone-alt Renato Opice Blum, Chairman, Opice Blum, Bruno e Vainzof Advogados

Flavio Macias Rodrigues da Silva, LATAM Ethics & Compliance Officer, Solvay

PART 1: This session will focus on best practices for achieving LGPD compliance, and ensuring that data is collected and processed only for specific, explicit and clearly communicated purposes. Our group of experts will provide a step-by-step checklist with actionable takeaways that you can take back to the office:

• Identifying and documenting your legal bases for processing personal data

• Maintaining a record of data processing activity

• Appointing an internal data protection officer

• Developing internal policies and procedures for honoring the rights of users and responding to related user requests

• Notifying the DPA in the event of a data breach that poses significant risk or damage to users

• Performing data protection impact assessments

PART 2: Case Study – How to Comply, Prepare, and Respond to Data Breaches

During this practical segment, faculty members will delve into a case study that will demonstrate the compliance pain points and how to overcome them. Topics will include:

• Appointing an officer to “be in charge of the processing of data”

• Maintaining a record of their processing activities;

• Perform data protection impact assessments

• How to adopt security, technical, and administrative measures able to protect personal data from unauthorized access

13:30

Networking Luncheon

14:45

Brazilian Enforcement Agencies: Next Steps for the Anti-Corruption Enforcement Landscape

microphone-alt Vanir Fridiczweski, Coordenador-Geral de Defesa da Probidade, AGU

Marcelo Pontes Vianna, Diretor de Responsabilizacao de Entes Privados, CGU

Michel Sancovski, Partner, Tauil Chequer Advogados

Renato Machado de Souza, Diretor de Acordos de Leniência, CGU

PART 1: Updates on some of the major anti-corruption legislation and cases that affect how industry approaches compliance

• Enforcement priorities amid a new Administration

• Update on cooperation with U.S. and other international authorities

• How new legislation and anti-corruption laws in the region are affecting enforcement trends in Brazil

PART 2: Q&A  16:00

Managing the Rising Interplay of AML, Fraud and Anti-Corruption Risks: Practical Guidance

Amid the Americanas Scandal and More

microphone-alt Margarida de la Riva Smith, Chief Risk Officer, Julius Baer

Esther Flesch, Partner, Flesch Advogados

Tatiana Martins, Partner, Davis Polk & Wardwell LLP

• Key takeaways from recent cases involving money laundering and corruption

• What are the AML priorities of enforcement agencies?

• The newest AML risks for companies and individuals, and how to mitigate them

• How the financial industry is addressing the biggest transactional risks  17:15

Networking Cocktail Reception

CONFERENCE DAY TWO:

Thursday, May 25, 2023

8:30  Continental Breakfast

9:30  Conference Co-Chairs' Opening Remarks

9:45

FCPA & Anti-Corruption Compliance Monitors Panel

microphone-alt

Andrew Gentin, Chief, Corporate Enforcement, Compliance, and Policy Unit, Fraud Section, U.S. Department of Justice

Renato Machado de Souza, Diretor de Acordos de Leniencia, CGU

Adriana Dantas, Partner, Lefosse Advogados

Caio Rodriguez, Partner, Barros Pimental, Alcantara Gil Rodriguez e Vargas

PART 1: Don’t miss this unique opportunity to hear directly from leading practitioners who have served as FCPA Compliance monitors in some of the most significant matters to date. Our experts will give concrete examples of compliance program upgrades, weak spots, avoid key pitfalls and satisfy DOJ requirements.

PART 2: Q&A

10:45  Networking Break

The Post-Election Landscape in Brazil: How Recent Political, Economic and Trade and Developments Affect Your Risk Profile, Compliance Status and Business Outlook

microphone-alt Snežana Gebauer, Partner, StoneTurn

Olga Pontes, Vice Presidente, IBDEE - Instituto Brasileiro de Direito e Ética Empresarial

Carlos Ayres, Partner, Maeda, Ayres & Sarubbi

During this highly anticipated session, gain invaluable perspectives on the priorities and policies of the new Administration, and what it means for business, trade and more ties with the region. Hear how leading practitioners are assessing the landscape and it broader impact.

Ample time will be left for questions, so please come prepared!  12:00

Determining Which ESG Priorities to Incorporate Into your Compliance Strategy: Special Considerations for Brazilian Multinationals

microphone-alt Rodrigo Russo, Principal, Control Risks

Bruno Ferraz de Camargo, Global ESG Counsel, Getinge

Carlos Pompermaier, Legal Director & Compliance Regional Officer, AES Brazil

Marcelo Zenkner, Partner, TozziniFreire Advogados

Recent and expected shifts in the regulatory landscape make it critical to bring ESG into the broader due diligence and compliance process. During this session, benefit from a worthwhile opportunity to gain the latest best practices for evolving your compliance program to incorporate the most pressing ESG priorities.

Key Takeaways:

• Adjusting your current questionnaires to capture additional ESG concerns, such as how diversity is handled and what environmental goals a third party has

• Implementing a technology solution that enables your organization to have a cohesive workflow that can capture and assess anti-corruption and ESG risks

• Assessing self-reported information provided by third parties, and supporting it with independent checks to better understand and verify your ESG footprint and approach

• Gaining a reliable indication of the overall level of ESG risks associated with third parties

• Finding the right setup for merging ESG and compliance teams, based on: the factors driving your ESG interest; the specific risk profile and tolerance of your organization; and, the types and locations of the work your company does

13:00

Networking Lunch

14:15

Collective Actions in Brazil: Cross-Industry Perspectives on the Impact of Peer Integrity Pacts and Initiatives

microphone-alt

Marcel Ribas, Partner, Mattos Filho

Marcos Rossa, Compliance Officer, Cushman & Wakefield

Faculty members will share their experiences and shed light on the impact collective actions can have on the compliance environment, and also discuss lessons learned, such as:

• Status and impact of the UN Global Compact efforts

• Key takeaways from working on collective actions

• Examples of policy implementation toward strengthening compliance regimes

15:15  Networking Break

15:30

The Impact of Leniency Agreements: What to Know Before Signing and Practical Takeaways

microphone-alt Lisa Alfaro, Partner, Gibson, Dunn & Crutcher LLP

Rafael Gomes, Chief Risk and Compliance Officer, Novonor

Fabyola En Rodrigues, Partner, Demarest Advogados

Lucio Martins, diretor global de Compliance, Grupo J&F

This session will examine the process of signing a Leniency Agreement and provide key considerations to follow throughout the process. The panelist will delve into topics such as:

• Understanding the compliance program assessment

• Monitoring the changes in your compliance program and culture

• When should you self-disclose and the resulting impact

16:30

End of Conference

CONTINUING LEGAL EDUCATION CREDITS

Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation.

ACI certifies this activity has been approved for CLE credit by the State Bar of California.

ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board.

ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request.

Questions about CLE credits for your state? Visit our online CLE Help Center at www.americanconference.com/accreditation/cle/