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Changellenge >> Cup Russia 2013 Semifinal, April 23, 2013

UNILEVER M&A: «KALINA KRASNAYA» INTEGRITY Management Consulting Ageev Sergey Butakova Yulia Buzko Roman Syrunina Ekaterina

INTEGRITY


0

CONTENT

The structure of the presentation is outlined in the table of content

1

Attractiveness of the deal

Slide 3

2

Calculation of stand alone price of Kalina

Slide 4

3

Estimation of synergy effects

Slide 5

4

Implementation of acquisition

Slide 6

5

Post-acquisition strategy

Slide 8

6

Our team

Slide 9

7

Appendices

Slide 10

INTEGRITY

2 Slide 2


1

Acquisition of Kalina is favorable due to potential market growth, consumer preferences development and extension of product portfolio and channels of distribution

ATTRACTIVENESS OF THE DEAL

1. Russian market of Personal care products tends to grow with average predicted growth rate of 6.7%, that is higher than market average Predicted CAGR , 2010-2014

13,0%

200%

GNI per capita, USD

Russian market growth (2010 - 100%)

2. Purchasing power and personal care spending of the consumer has an upward potential

10,0% 6,7%

100%

3,4%

2,1% 1,9%

Brazil

China

Russia

World Germany

USA

60

1,1%

Germany Sweden

50 40

India

0 0

3. Acquiring Kalina will allow Unilever to increase its market share to 16.4%, occupying the 2 nd place in Russian personal care products market due to increasing presence in 5 of 8 key product segments

P&G; 13,50%

INTEGRITY

France

Ukraine 100

150

200

250

300

350

4. Unilever will increase its presence in other distribution channels, namely non-chain supermarkets, superettes and pharmacies

Distribution channels for PC products, %

23,2% 10,0%

5,6% 0% hair care

Beiersdorf ; 6%

15,7%

12,3%

Kalina; 6,20% other; 30,00%

Denmark

30,4% Unilever; 10,20%

Henkel; 19,90%

50

Italy

Norway USA Switzerland

Average consumption of personal care products per capita, USD

41,2% L'Oreal; 14,20%

Poland Bulgaria

China

10

France

UK

Russia

30 20

0%

2010 2011 2012 2013 2014 2015 2016

70

face care

Unilever

hand&body care

0%

0%

oral care

baby cosmetics

Unilever+Kalina

Sources: case materials, Reuters, Kline & Co, AT Kearney research, http://articles.pubarticles.com/indian-cosmetic-market-set-to-grow-at-18-cagr-1302244611,140265.html, app. 1

pharmacies 8% superettes 4%

beauty care shops 51% Super- and hypermarket s 31%

Slide 3


STAND-ALONE PRICE

2

FCF model

Stand alone price of 363 mln USD is lower than market value of equity based on multiples (452 mln USD) as the market already includes some synergy expectations Sensitivity analysis [app. 4 ]

Assumptions 1.

The value of the company is calculated for year 2012 (base year = end 2011) 2. FCF = OCF – ICF = NOPAT – Capital investments 3. In order to obtain value of equity net debt should be deducted 4. Growth rate for years 2012-2016: - For NOPAT g1 = 10.15% (average of historic and projected growth rates) - For investments g2 = 1.77% 5. Perpetual growth rate g3 = 3.4% after 2016 6. WACC = 11.51% [app. 3 ]

800 EV value 600

400 200

-90%

-70%

-50%

NI growth

-30%

0 -10%

Perpetual growth

10%

30%

50%

investment growth

70% 90% Risk factor change

Growth rate

2010

2011

2012

2013

2014

2015

2016

NOPAT

10.15%

1275.60

1405.08

1547.69

1704.78

1877.82

2068.42

2278.36

Investments (Δ Net Assets)

1.77%

-714.00

-726.64

-739.50

-752.59

-765.91

-779.47

-793.26

561.60

678.44

808.19

952.20

1111.91

1288.95

1485.10

18942.96

724.80

765.82

801.99

833.75

861.50

10,988.76

Net debt, mln USD

127.00

Value of equity, mln USD

363.23*

FCF DCF @ WACC

11.51% Value, mln USD

INTEGRITY

490.23*

Sources: Kalina annual report, Reuters.com, case materials, Central bank of Russia * Value in mln RUR = 14,976.63; Value of equity in mln RUR = 11,096.78

CV

Slide 4


Impact of synergies amounts to 1,380 mln USD in total which is distributed between operational cost improvements and additional EBIT increase [app. 5]

ESTIMATION OF SYNERGY EFFECTS

3

Synergy effects have a significant impact on acquisition price of Kalina: Synergy on improvement of distribution platform

Scenario Analysis

Synergy on sales cost reduction Synergy on administrative costs reduction

Cumulative CF, RUR bln.

ďƒź They result in 91% total increase in EBIT ďƒź They can be realized almost immediately after acquisition - from year 2012

8 6,70

6

Synergy on transportation & storage cost reduction

82

542

2 893

19 Total effect +91%

251

5,25 4

3,85 2,50

2

Synergy on media buying

1,22 0 2012

Scenario

2013 optimistic

2014 realistic

2015 pessimistic

13.6% growth rate of the last 3 years

realistic

10.15% 6.7%

INTEGRITY

1 513

Base-line

NI growth

optimistic

pessimistic

2016

485

average between market growth rate and growth rate of the last 3 years market growth rate Sources: Kalina annual report, case materials,

EBIT before acq.

media

transportation

administrative

sales

EBIT from EBIT after extra sales acq.

Costs reduction

Slide 5


4

ACQUISITION STRATEGY Selection of M&A type

Unilever should choose to purchase Kalina shares (from different M&A types)

Corporate structure and operations

Liabilities

Compatibility of legal forms

• Existing identity and goodwill are not preserved • Operations may disruptively change

Liabilities do not carry over to the Buyer

No specific requirements

Merger

• Remain unchanged • Full integration with the Buyer

Undisclosed or contingent liabilities carry over to the Buyer

The Buyer and the Target have to be of a same legal form

Stock Purchase [app. 6]

• Remain unchanged • Full integration with the Buyer

Undisclosed or contingent liabilities carry over to the Buyer

Assets Purchase

INTEGRITY

No specific requirements

Approval by the Target

May require approval by the Target’s board

Needs to be approved by all shareholders of the Target

Confidentiality

Cannot be preserved

Cannot be preserved

• No need to get approval from the Target’s board May be preserved • Negotiate directly with for certain period the selected shareholders of the Target

Sources: team judgment, M&A. A step by step legal and practical guide. Edwin L. Miller Jr.

Slide 6


4

ACQUISITION STRATEGY

Full acquisition and control of Kalina will occur in three stages: entry, increase of control and squeeze-out Visualization

Description

In the 1st stage, Unilever will need to obtain enough shares of Kalina in order to get access to the register of Kalina’s shareholders (at least 1%). Confidentiality is of vital importance at this stage. Foreign Agent In order to preserve confidentiality, Unilever Russia may retain a foreign company to act on its behalf in the contemplated transaction

Russia

1. Entry

Offshore Offshore Company (Agent, Nominee)

2. Increase of control

Russia

Offshore Offshore Company (Agent, Nominee)

 Call shareholders meeting  Initiate redemption

Full operational control

3. Squeeze-Out

Russia Offshore

INTEGRITY

Offshore Company (Agent, Nominee)

Sources: team judgment, M&A. A step by step legal and practical guide. Edwin L. Miller Jr.

In the 2nd stage, after acquiring sufficient stake in Kalina, Unilever acting through its agent should call the meeting of shareholders in order to initiate the redemption procedure. Redemption Process By reducing the number of outstanding shares through redemption, Unilever (its agent) would increase its own portion of shares In the 3rd stage, Unilever will assume full operational control over Kalina and initiate squeeze-out procedure in order to gain 100% stake in the company. Squeeze-Out Squeeze-out refers to compulsory acquisition of the shares of minority shareholders

Slide 7


4

POST-ACQUSITION STRATEGY

Value chain primary activities

Post-acquisition strategy includes integration of Kalina primary and secondary activities within Unilever value chain Operating Decision

Use Acquirer's Operating Model

Use Target's Operating Model

Use Combined Operating Model

Use New Operating Model

Brand

Rebrand target’s products with acquirer's brand

Rebrand acquirer's products to target’s brand

Co-brand all products

Rebrand all products to a new brand

Sales & marketing

Use acquirer's existing sales force to sell target’s products

Use target’s sales force to sell target’s products

Combine and reconcile sales forces

Use target’s sales force as advisors to acquirer's sales force

Distribution Distrib. channels

Push target’s products through acquirer's channel partners

Continue to use target’s channel partners

Use acquirer's channel partners in Moscow, target’s partners in rest of Russia

Go through new channels as bundled product

R&D

Develop target’s product in acquirer's labs

Develop all products in target’s labs

Combine and optimize R&D teams in new lab facility

N/A

Use existing suppliers to source target’s products

Retain target’s suppliers for target’s products

Combine and reconcile suppliers for volume discounts

Pursue new suppliers

Production

Fold target’s factories into acquirer's network

Maintain target's manufacturing network

Use target’s factories as captive suppliers to client’s factories

Outsource all manufacturing

Logistics

Push target’s products through acquirer's delivery network

Push target’s products through target’s delivery network

Use target’s reverse logistics and acquirer's forward logistics

Pursue new logistics partners

Sourcing

INTEGRITY

Sources: team evaluation and judgment, M&A. A step by step legal and practical guide. Edwin L. Miller Jr.

Value chain secondary activities

HR Finance

140 employees are laid off or integrated within other Unilever business units

IT

Optimization of supportive personnel structure Convergence of corporate culture toward the Unilever one

Slide 8


5

OUR TEAM

Our team of talented professionals Integrity will solve any case of our client

Sergey Ageev Saint-Petersburg

Yulia Butakova Saint-Petersburg

Education Specialist in Corporate Economics and Management, SPbU’14

Education Master in Corporate Finance, GSOM, SPbU’14

Achievements Henkel Innovative Challenge 2012 – winner Changellenge SPb 2013 winner

Achievements Semi-finalist Changellenge SPb 2012

sergey.ageev2@gmail.com +7 952 371 0277

july.butakova@gmail.com +7 911 744 7492

INTEGRITY

Roman Buzko Saint-Petersburg

Ekaterina Syrunina Saint-Petersburg

Education Herzen State University, Law Faculty’14

Education Master in International Business, GSOM, SPbU’14

Achievements Baker & McKenzie, summer intern 2012

Changellenge SPb 2013 Final 3rd place

Achievements PwC, intern in Advisory department (corporate finance) Changellenge SPb 2013 Final 3rd place

roman.buzko@gmail.com +7 911 007 6762

ekaterina.syrunina@gmail.com +7 931 368 6992

Slide 9


6

Attractiveness of the deal Appendix 1

5. Acquisition of Kalina will increase the consumer base:  Children  Older loyal females with higher income who appreciate quality

Unilever

Brand Dove Gender М/W

Target age 30+

Axe М

< 25

Kalina

Black Sunsilk Pure line pearl W

17-25 25-45

Low/ Averag Averag Income e e Low

INTEGRITY

W

W

25-55

6. Acquisition of Kalina will increase intensity of geographical coverage Kalina distribution network expands into the regions (small non-chain supermarkets, superettes) whose economic and social position looks favorable for development

Little fairy Children + Parents

Children(3-7), Parents 25+

Low/ Average Average Average

region

regional sales

Scale of economy (number of employed)

Scale of economy (consolidated revenues)

Social Volume of level retail Volume of GDP per (unemplo trade per retail trade per GDP per capita yment capita (in capita, Growth capita growth rate) rubles) rate

Central region

39%

19716,3

2102883,6 348099,9

16,8%

4,7%

147032

14,00%

Volga region Siberia

12,20% 15,20%

14664,5 9140,4

1006520,4 189071,4 793833,2 212439,7

15,3% 20,8%

7,6% 8,7%

100297 91799

4,50% 10,70%

Northwes t region South Ural Far East

10,50% 7,90% 11,50% 3,70%

7188,0 6438,7 6005,1 3142,1

759032,7 286827,7 416570,6 165578,8 720608,1 420919,8 463762,3 334306

14,2% 14,9% 16,6% 22,2%

6,2% 7,7% 8,0% 8,7%

113456 107030 132228 104255

13,09% 16,30% 8% 11,40%

TOTAL (Russia)

Sources: case materials, Unliever, Kalina web pages, team estimations, Ministry of finance,

261803,7

7,5%

Slide 10


6

Attractiveness of the deal Appendix 1

Unilever’s production and distribution facilities - Production plants - Distribution centers

Facilities

INTEGRITY

Sources: case materials, Central Bank of Russia, the team computations

Location

Production (1)

St. Petersburg

Distribution centers (12)

Moscow, St.Petersburg, Kazan, Samara, Volgograd, Rostov, Yekaterinburg, Novosibirsk, Omsk, Chabarovsk, Petropavlovsk Kamchatsky, Krasnoyarsk, Murmansk

Slide 11


6

Attractiveness of the deal Appendix 1

Unilever and Kalina together: - Production plants - Distribution centers

ďƒź Extended production capacity ďƒź Enlarged distribution capacity

INTEGRITY

Sources: case materials, Central Bank of Russia, the team computations

Slide 12


6

MULTIPLES FORECAST Appendix 2

2010

2011F

2012F

EV/CF

13,1

15,3

13,8

454,3

CF, mln USD

43,89

38,56

41,96

62,7

68,5

CF, mln RUR

1337,863

1131,797

1281,772

1914,144

1840,245

2092,675

84,60%

113,25%

16,30%

14,40%

15,10%

NI, mln USD

32,1

32,7

37

NI, mln RUR

978,408

959,745

1130,35

EPS, USD

3,93

5,08

5,75

EV, mln USD

575

590

579

EV, mln RUR

17526

17316,5

17688,45

EV/Sales

1,50

1,36

1,27

Net debt, mln USD

127

135

Equity, mln USD

448

Equity, mln RUR

13655,04

2010

2011F

2012F

Exchange rate

30,48

29,35

30,55

Sales, mln USD

384,4

434,2

EBITDA, mln USD

62,8

EBITDA, mln RUR EBITDA margin, %

change in CF, % EV/EBITDA

9,16

9,41

8,45

P/E

14,1

13,9

12,2

55,413

70,612

70,15

P/CE

12

10,5

9,5

EV/IC

2,4

2,8

2,7

IC, mln USD

239,58

210,71

214,44

127

RoIC

13,40%

15,52%

17,25%

455

452

RoIC/WACC

1,2

1,6

1,7

13354,25

13808,6

11,17%

9,70%

10,15%

Market value per share, USD

WACC

Assumptions: Equity at market value in 2012 is 452 mln USD Growth rate of invested capital (IC) = 1.77%

INTEGRITY

Sources: case materials, Central Bank of Russia, the team computations

Slide 13


6

Beta and WACC Calculation Appendix 3

1. Calculation of beta

beta = 1.565

where R – return Weekly observations N = 53

2. Calculation of cost of equity

CAPM where Rf – risk-free return

risk-free return

3,30%

market return

11,10%

beta

1,565

cost of equity

15,5%

3. Calculation of WACC WACC

INTEGRITY

11,51% weight

Cost

debt

71,8%

9,94%

equity

28,2%

15,5%

Date 20101101 20101108 20101115 20101122 20101129 20101206 20101213 20101220 20101227 20110110 … 20110912 20110919 20110926 20111003 20111010 20111017 20111024 20111031

Kalina share price Kalina return 670 7,7% 700,46 4,5% 748,99 6,9% 747 -0,3% 770 3,1% 775 0,6% 867 11,9% 908 4,7% 870,01 -4,2% 880,14 1,2% … … 1410 -2,6% 1253,6 -11,1% 1800 43,6% 2250 25,0% 3077,2 36,8% 3608 17,2% 3620 0,3% 3675 1,5%

MICEX index 1540,11 1541,1 1556,8 1566,41 1649,56 1656,34 1666,84 1675,81 1687,99 1744,74 … 1511,5 1327,19 1366,54 1351,42 1431,92 1447,01 1526,57 1501,18

Market return 1,1% 0,1% 1,0% 0,6% 5,3% 0,4% 0,6% 0,5% 0,7% 3,4% … -0,4% -12,2% 3,0% -1,1% 6,0% 1,1% 5,5% -1,7%

Sources: Kalina annual report, Central Bank of Russia, finam.ru, the team computations, http://www.returndb.com (Oct-Nov 2011), http://www.treasury.gov/resource-center/data-chart-center/interest-rates/Pages/TextView.aspx?data=yieldYear&year=2011

Slide 14


FCF model. Sensitivity Appendix 4

Sensitivity analysis [app.3 ] 800 EV value

2-factor analysis Perpetual growth 3.4% 3.2% 372.22 362.71 334.28 325.54 297.92 289.93 263.10 255.82 247.92 240.95 229.77 223.16 197.86 191.89

600

70% 90% Risk factor change

10.15% 9.15% 8.15% 7.15% 6.70% 6.15% 5.15%

400

NI growth

6

200

-90%

-70%

-50%

NI growth

-30%

0 -10%

Perpetual growth

10%

30%

50%

investment growth

3.0% 353.65 317.22 282.31 248.88 234.30 216.86 186.21

2.8% 345.00 309.28 275.05 242.26 227.96 210.86 180.79

2.6% 336.74 301.69 268.11 235.93 221.90 205.12 175.62

2.4% 328.84 294.44 261.47 229.89 216.11 199.63 170.67

2.2% 321.29 287.50 255.12 224.10 210.57 194.38 165.93

1-factor analysis NI growth EV value

-90% 80

-80% 107

-70% 135

-60% 165

-50% 196

-40% 228

-30% 262

-20% 297

-10% 334

0% 372

10% 412

20% 454

30% 498

40% 544

50% 591

60% 641

70% 693

80% 747

90% 803

Perpetual growth EV value

-90% 264

-80% 273

-70% 283

-60% 293

-50% 304

-40% 315

-30% 328

-20% 342

-10% 356

0% 372

10% 390

20% 408

30% 429

40% 452

50% 477

60% 505

70% 536

80% 572

90% 612

investment growth EV value

-90% 395

-80% 393

-70% 390

-60% 388

-50% 385

-40% 383

-30% 380

-20% 377

-10% 375

0% 372

10% 370

20% 367

30% 364

40% 361

50% 359

60% 356

70% 353

80% 350

90% 347

EV sensitivity to 1% change NI growth

1.48%

INTEGRITY

Perpetual growth

0.46%

Investment growth

Sources: case materials, Central Bank of Russia, the team computations

-0.07%

Slide 15


6

SYNERGY EFFECTS Appendix 5

1. Feedstock&packaging packaging costs reduction % reduction, mln RUR

4.73 47.274 <= annual report kalina 9.5% <= Unilever sustainable living plan 4.2774

2. Synergy in media buying advertising budget, bln RUR Unilever Kalina

484.560 2011 discount 3.838 8% 2.219

3. Administrative costs reduction of emploees in headquaters average monthly salary in the city IT & Finance premium total cost reduction , RUR mln

4. Transportation & storage transportation costs, RUR mln reduction % reduction, mln RUR warehouse costs reduction % reduction, mln RUR

INTEGRITY

140 27000 80%

<= rbk.tv

81.648 <= case mat inf portal ekb ural busin ess consulting

81.648

251.488 502.975 <= annual report kalina 50% <= team estimation 251.4875 120.938 <= annual report kalina 0 <= utilization rate is close to 100% 0

Sources: case materials, annual report Kalina, rbk.tv, Unliever,

5. Reduction of sales costs sales personnel kalina employees

260

controling specialists

60

outsorced staff 1300 Total costs reduction RUR mln

19.44 reduce monthly salary 2100 <= all controlling 0 0 functions 2700 transferred to 60 0 Unilever 2700 0 0 19.440

6. Improvement of distribution platform 542.48 structure of sales by Kalina Kalina, per POS, distr chanels structure mln RUR mln RUR beauty care shops 51,40% supermarkets and 30,80% 72,64% 8479,14 0,2228 hypermarkets superettes 4% 9,43% 1101,19 pharmacies 7,60% 17,92% 2092,26 0,2989 open-space markets 6,20% sales unilever, mln RUR 19203,29 profitability unilever 14,80% sales Kalina, mln RUR 11672,59 increase in sales of Unilever, mln RUR 3665,39 Increased profits for Unliver, mln RUR 542,48 Slide 16


6

Stock Purchase Appendix 6

Buyer Shareholders

Target Shareholders

Buyer Shareholders

Buyer Buyer

INTEGRITY

Target

Sources: M&A. A step by step legal and practical guide. Edwin L. Miller Jr.

Target

Slide 17


6

ACQUISITION STRATEGY Appendix 7

Evaluation of potential sellers of Kalina shares (July 2011) Ownership interest

INTEGRITY

Type of investor

Period of presence within owners

Prego Holdings Limited

37.68%

institutional

Since 2010

VTB Capital

16.60%

institutional

Since 2010

Deutsche Bank Trust Company Americas

12.08%

institutional

Before 2010

Renaissance Securities (Cyprus) Limited

8.35%

institutional

Before 2010

JP Morgan Russian Securities PLC

5.88%

institutional

Before 2010

Other owners

19.41%

minority interest

Free circulation, minority interest

Sources: case materials,

ďƒź 80.59% could be acquired: the terms of acquisition could be negotiated with institutional investors ďƒź Remaining shares could be gradually bought out from minority shareholders

Slide 18


6

TAX CONSEQUENCES Appendix 8

Buyer (Unilever) Occasion

Income Tax

The Buyer does not have to pay any income tax in a share-purchase deal.

VAT

No VAT

Net operating loss carryover

Target (Concern Kalina) Occasion

Solution/ Consequences However, the price paid for the shares will be taken into account later on in case the Buyer would decide to sell these shares

“Capital gains tax”

If the Target has substantial net operating loss (NOL) carryovers…

…a transaction could be structured such as no tax is paid at the corporate level because gain is offset by the NOL

The Target’s shareholders will recognize taxable income on the sale of shares and will have to pay the income tax.

VAT

No VAT

Target’s tax liabilities

The Buyer will assume all the Target’s potential liabilities before tax authorities.

To mitigate these risks the deal should be structured in a way so that in case of any tax claim, the Buyer will be reimbursed

Goodwill

Under Russian accounting standards, companies are allowed to write off intangible assets, including goodwill.

So the Buyer would be able to write off the difference between the price paid for the shares and net assets value.

INTEGRITY

Sources: M&A. A step by step legal and practical guide. Edwin L. Miller Jr., Tax Code, team evaluation

Solution/ Consequences For this reason, the Target’s shareholders would be willing to reflect the amount of tax in the purchase price

Slide 19


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