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TheHistoryofHylomorphism

TheHistoryof Hylomorphism

FromAristotletoDescartes

GreatClarendonStreet,Oxford,OX26DP, UnitedKingdom

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Contents

Preface vii

ListofContributors ix

AnIntroductiontotheHistoryofHylomorphism: FromAristotletoDescartes1 DavidCharles

1.EpicureanMaterialism44 AlexanderBown

2.StoicsandHylomorphism68 BradInwood

3.TheOctopoidSoul:StoicResponsestoAristotle’ s Soul-BodyHylomorphism83 ChristofRapp

4.AlexanderofAphrodisiasandtheStoics:Blending,Forms, andtheUpwardsStory106 ReierHelle

5.GalenontheFormandSubstanceoftheSoul133 PatriciaMarechal

6.AlexanderofAphrodisias’ Emergentism:Hylomorphism Perfected154 VictorCaston

7.AlexanderofAphrodisiasontheAncientDebateon HylomorphismandtheDevelopmentofIntellect174 FransA.J.deHaas

8.PlotinusonHylomorphicForms197 RiccardoChiaradonna

9.StrengthsofEmbodimentinNeoplatonism221 PauliinaRemes

10.PhiloponusandAlexanderinHistoricalContextonRelations betweenMatterandFormInsideandOutsidePhilosophy ofMind245 RichardSorabji

11.HylomorphisminNeoplatonicCommentariesonAristotle? PerceptioninPhiloponusandPseudo-Simplicius255 MiiraTuominen

12.Natural,Artificial,andOrganicFormsinAvicenna280 PeterAdamson

13.Averroes,Intellect,andLiberalHylomorphism303 StephenR.Ogden

14. HocAliquid:Aquinas’ SoulIsThisSomething330 ChristopherShields

15.Suárez’ CompositionalAccountofSubstance351 DominikPerler

16.Descartes’ Mind-BodyHolismandthePrimacyofExperience376 LilliAlanen

Preface

Theinitialideaforthiscollectionemergedseveralyearsagoindiscussionsin Helsinkiwhere,underthegentlebut firmguidanceofLilliAlanenandSimo Knuuttila,severalofuscametoappreciatethevalueofcollaborativediachronic studyofphilosophicalissues,examiningthewaysinwhichcentralideaswere formed,reformed,andtransformedbydifferentphilosophersoveralongperiod. Theirwork,andthatoftheircolleaguesintheFinnishCenterofExcellence, showedtheimportanceofconstructinganarrativewhichincludesandbuilds ondetailedstudiesofindividualauthors.Itisamatterofgreatregretthatneither livedtoseethecompletionofaprojecttowhichbothhadcontributedsomuch.

Diachronicstudiesenableustoseemoreclearlyhowourownphilosophical traditionhasdeveloped,howcertainquestionscametobetheoneswhich preoccupyustoday.Theycanalsopointtomajorassumptionsandmistakes,or mis-steps,thatweremadealongtheway.Perhapsourcurrentproblemscould havebeenbetterformulatedormoreeasilyaddressed.Itiswildlyoptimisticto assumethatallofthemareideallysetupwhenwe firstencounterthem!Alonger viewofthehistoryofasubjectmayleadtoabetterunderstandingofsome philosophicalissuesthancanbeobtainedfromanarrowerfocusonindividual pastauthors,letaloneindividualchaptersorparagraphsoftheirwritings.While studiesofthelatterkindhavegreatvalue,diachronicinvestigationshavea distinctiveroleinourattempttounderstandthepastandhowithasformedthe present.

Diachronicworkofthistypeisbestdonewhenpeoplewithspecialistexpertise indifferentareasworktogether.Therewillbeveryfew,ifany,whocanby themselvescoverinappropriatedepththerangeofphilosophersdiscussedin thisvolume,Hellenistic,Roman,Arabic,medieval,andearlymodernalike. Indeed,ithasbecomeincreasinglydifficultforanyoneindividualtodosoas thestandardofdetailedworkonindividualwritershasimproved.Acollaborative approachoffersthebestwaytobringtogetherhighgradeworkonawiderangeof differingauthorswiththeaimofbuildingasharednarrative.Contributorstothe presentvolumehavereadandcommentedoneachother’sessaysinanattemptto situatethephilosopherstheyknowbestinawidercontextand,wherepossible,on acommonconceptualmap.Ihavetried,inconsultationwithcontributors,to captureintheIntroductionsomeoftheirsuggestionsinabriefandpartialoverview oftheperiodstudied.

Thepresentvolumehasbeenmadepossiblebyanumberofrecentmajor scholarlyinitiatives.TheexplosionofoutstandingstudiesonHellenistic,Roman,

Arabic,andmedievalphilosophyhaschangedourunderstandingofimportant authorsinthecenturiesbetweenAristotleandthedevelopmentofearlymodern philosophy.TheworkofRichardSorabjiandthe ‘AncientCommentatorson Aristotle’ serieshasputusinapositiontobegintoassessthephilosophical contributionofthe(so-called)commentatorswhowere,asisnowclear,frequently independentthinkerswillingtomodifyAristotle’sownviewswhentheyfound theminadequateorincomplete.Thereisalsoagrowingbodyofworkonthe complexinteractionsbetweenearlymodernphilosophersandtheirimmediate predecessorsintheAristoteliantradition.

Thepresentvolumebuildsonthisworkindiscussingandseekingtounderstandthe first2,000yearsofthehistoryofhylomorphism.Butmuchremainstobe done.Somehighlysignificantauthorsandissuesarenotexaminedhere.Thereare othercommentatorstodiscuss.SeveralArabicandmajorlatemedievalphilosophers,particularlyWilliamofOckhamandScotus,needtobeconsidered.The discussionofindividualformsisseriouslyincomplete.Thereismuchmoretosay aboutthesuggestionthatmatterandformareinsomeway ‘parts’ ofanatural substance.Itislefttoothersto filltheseandmanyothergaps,andtoimproveor modifythestorysketchedinthiscollection.Therewillbe,itistobehoped,further diachronicstudiesofthisandothertopicsinthefuture.

Iamgreatlyindebtedtotheenthusiasmandcommitmentofthecontributors whohavemadethepreparationofthisvolumeanexcitingcooperativeadventure. Itistobehopedthatreaderswillexperiencesomethingofthesameexcitementin thinkingthroughtheissuesitraises.

20thJuly2022

ListofContributors

PeterAdamson isProfessorofLateAncientandArabicPhilosophyatLudwigMaximilians-UniversitätinMunich.Heistheauthorof Al-Kindi and Al-Razi intheseries ‘GreatMedievalThinkers’,andisthehostofthe HistoryofPhilosophy podcast,which appearsasaseriesofbookswithOxfordUniversityPress.

LilliAlanen wasEmeritusProfessorofHistoryofPhilosophyatUppsalaUniversity,the firstwomantobeappointedasaprofessorinphilosophyinSweden.Shewastheauthorof DescartesConceptofMind (2003)andco-editedwithCharlotteWitt FeministReflectionson theHistoryofPhilosophy (2004).SheheldvisitingpositionsatPittsburgh,Chicago,and UniversityCollegeBerkeley.

AlexanderBown isaFellowandTutorinAncientPhilosophyatBalliolCollege,Oxford, andanAssociateProfessorintheFacultyofPhilosophy,UniversityofOxford.Hehas publishedarticlesonEpicurus’ viewsontruth,andiscurrentlywritingamonographon Epicureantheoriesofinference.

VictorCaston isProfessorofPhilosophyandClassicalStudiesatMichiganUniversityand wastheeditorof OxfordStudiesinAncientPhilosophy (2015–22).Recentpublications include AristotleandtheCartesianTheatre (2021); AristotleontheTransmissionof Information:ReceivingFormwithouttheMatter (2020);and TheStoicsonMental Representation (2023).Heiscurrentlyworkingonabookentitled, TheStoicsonContent andMentalRepresentation.

DavidCharles isHowardH.NewmanProfessorofPhilosophyatYaleUniversityand EmeritusProfessorofPhilosophyatOrielCollege,Oxford.Heistheauthorof The UndividedSelf:Aristotleandthe ‘Mind-BodyProblem’ (2021)andedited Definitionin GreekPhilosophy (2010).HeiscurrentlyworkingwithMichailPeramatzisonabook entitled, Aristotle’sMetaphysics:ThePhilosophicalProjectoftheCentralBooks.

RiccardoChiaradonna (1970)isProfessorofAncientPhilosophyatRomaTreUniversity. Hisbooksinclude Sostanzamovimentoanalogia.PlotinocriticodiAristotele (2002); Plotino (2009);and BoéthosdeSidon.Exégèted’Aristoteetphilosophe (2020,withMarwanRashed). HehaspublishedarticlesonvariousaspectsofancientGreekphilosophyincludingon Galen,Plotinus,andthePlatonicandAristoteliantraditions.

FransA.J.deHaas isProfessorofAncientandMedievalPhilosophyatLeidenUniversity. HehaspublishedwidelyonAristotle,thelateancientcommentarytradition,andthe connectionsbetweenphilosophyandthemathematicalsciences.Hiscurrentresearch interestisAlexanderofAphrodisias’ philosophyofmindandlogic.Recentpublications include AristotleandAlexanderonActiveIntellectualCognition (2020);and Deductionand CommonNotionsinAlexander’sCommentaryonAristotle’sMetaphysicsA1–2 (2021).

ReierHelle isAssistantProfessorofPhilosophyatLudwig-Maximilians-Universitätin Munich.Hisrecentpublicationsinclude Self-CausationandUnityinStoicism (2021);and HieroclesandtheStoicTheoryofBlending (2018).Heiscurrentlyworkingonabookon corporealunityinStoicphilosophy.

BradInwood isWilliamLampsonProfessorofPhilosophyandClassicsatYaleUniversity andProfessorEmeritus,UniversityofToronto.Heis,mostrecently,theauthorof Later Stoicism:155  to200 :AnIntroductionandCollectionofSourcesinTranslation (2022); andof Stoicism:AVeryShortIntroduction (2018).Hecontinuestoworkonvariousaspects ofStoicismandonPlato’ s Crito.

PatriciaMarechal isAssistantProfessorofPhilosophyattheUniversityofCalifornia,San Diego.HerresearchfocusesonancienttheoriesofthesoulinClassicalGreekandHellenistic philosophyandmedicine.ShehaspublishedarticlesonPlato’sandAristotle’smoralpsychologyandethics;Porphyryonnon-humananimals;andGalen’spsychologicalwritings.

StephenR.Ogden isAssistantProfessorofPhilosophyattheUniversityofNotreDame.He istheauthorof AverroesonIntellect:FromAristotelianOriginstoAquinas’sCritique (2022). Hisrecentessaysinclude, ‘AvicennaandSpinozaonEssenceandExistence’ (2021); ‘Averroes’sUnityArgumentagainstMultipleIntellects’ (2021);and ‘Avicenna’ s EmanatedAbstraction’ (2020).

DominikPerler isProfessorofPhilosophyatHumboldt-Universität,Berlin,andMember oftheBerlin-BrandenburgAcademyofScience.Hisresearchfocusesonmedievalandearly modernphilosophy.Hisbooksinclude TheFaculties:AHistory (editor,2015); Feelings Transformed:PhilosophicalTheoriesoftheEmotions,1270‒1670 (2018);and Causationand CognitioninEarlyModernPhilosophy (co-editor,2020).

ChristofRapp isProfessorofPhilosophyatatLudwig-Maximilians-UniversitätinMunich. HehaspublishedonmanyaspectsofAristotle’spracticalandtheoreticalwork;andon ancientphilosophymoregenerally.Heistheauthorof Vorsokratiker (2008); Metaphysik (2016); AristoteleszurEinführung (2020);andco-editorof Aristotle,DeMotuAnimalium (2020).Hewastheeditorof Phronesis from2009to2015.

PauliinaRemes isaProfessorofTheoreticalPhilosophyatUppsalaUniversity.Sheisthe authorof PlotinusandtheSelf (2011);and Neoplatonism (2014).Herrecentessaysinclude ‘PlotinusandAugustineonSelf-Constitution’ (2021); ‘FromNaturalTendenciesto PerceptualInterestsandMotivationinPlato’ s Timaeus’ (2021);and ‘Self-Knowledgeand Self-Reflexivity’ (2022).

ChristopherShields isUCDistinguishedProfessorHenryE.AllisonEndowedChairinthe HistoryofPhilosophyatUniversityofCaliforniaatSanDiego.Hisrecentbooksinclude AncientPhilosophy:AContemporaryIntroduction (2011); ThePhilosophyofThomas Aquinas (co-authoredwithRobertPasnau,2015);and Aristotle’sDeAnima:Translated withIntroductionandCommentary (2016).Hehaseditedthe OxfordHandbookofAristotle (2012);and,withRebeccaCopenhaver, HistoryofthePhilosophyofMind (2019).

RichardSorabji isanHonoraryFellowofWolfsonCollege,Oxford,andEmeritusProfessor ofPhilosophy,King’sCollege,London.HehaswrittenveryextensivelyonAristotleandthe

commentators,andisthefoundingeditorofthe ‘AncientCommentatorsonAristotle’ series,whichcurrentlycontainsover115volumes.Hisrecentpublicationsinclude Self: AncientandModernInsightsAboutIndividuality,LifeandDeath (2006);and ‘Intentional ObjectsinConsciousActivityandOtherContexts:AnInter-culturalHistory’ (2021).

MiiraTuominen isUniversityLecturerofTheoreticalPhilosophyatStockholmUniversity. ShehaswrittenonthePlatonic-Aristoteliantraditioninantiquity(CommentatorsonPlato andAristotle;2009),especiallyonquestionsrelatedtoknowledgeandphilosophical psychology(ApprehensionandArgument;2007).Sheiscurrentlycompletingabookon Porphyry’ s OnAbstinence,atopiconwhichshehasalsorecentlypublishedseveralessays.

AnIntroductiontotheHistory ofHylomorphism

FromAristotletoDescartes

1.TheFirstSteps

AlthoughAristotlewasnotthe firsttounderstandobjectsintermsoftheirmatter andtheirform,theaccounthedevelopedhasexercisedamajorinfluenceon westernphilosophytothisday.Intheinterveningtwoandahalfmillennia,ithas beenwidelyusedtoaddressissuesinmetaphysics,aesthetics,ethics,political philosophy,andthephilosophyofmind,includingtheproblematicrelation betweenthemind,orpsychologicalstatesmoregenerally,andthebody.

Aristotleproposedthatnaturalsubstances,includinghumans,andartefacts, suchasbronzespheres,arebestseenasmadeupoftheirmatter(hulē)andtheir form(eidos)orshape(morphē).Hisapproach,whichbuiltonsomeofPlato’ s earliersuggestions,cametobedescribedas ‘hylomorphism’ becauseitsoughtto accountforcertainfeaturesoftheseobjectsintermsoftheirmatter(hulē)and theirform(morphē).

Thepresentcollectionofessaysconsidersaspectsofthe first2,000yearsofthe historyofhylomorphism,startingwithAristotle’simmediatesuccessorsand endingwithDescartes.Someofthewriterstobestudiedsawthemselvesas followingAristotle ’sownaccount,othersaschallengingitandarticulatingalternatives,stillothersasmodifyingittoaccommodatehislatercritics.However,all wereengaged,whetherasopponentsordefenders,withhisviewpointasthey conceivedit.Hylomorphism,asweunderstandittoday,owesagreatdealtothe wayinwhichitwasinterpreted,andreinterpreted,duringthisperiod.

TomakeAristotle’soriginalsuggestionmoredeterminate,consideroneofhis examples:thatofasphereorballmadeofbronze.Inhisview,thebronzein questionisitsmatter,itsdistinctiveroundshapeitsform.Itsbeingcirculariswhat makesthisobjectasphere.Thebronzecouldhavebeenmouldedtomakedifferent objects,suchasabronzecubeortriangle.Oritcouldhavebeenleftasalumpof bronzewithoutanyoftheseshapesbeingimposedonit.Wereittobemelted downorcutintwo,itwouldceasetobeasphere.

DavidCharles, AnIntroductiontotheHistoryofHylomorphism:FromAristotletoDescartes In: TheHistoryofHylomorphism: FromAristotletoDescartes.Editedby:DavidCharles,OxfordUniversityPress.©DavidCharles2023. DOI:10.1093/oso/9780192897664.003.0001

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Thebronzesoshapedis,inhisexample,aunifiedobject:thisbronzeball.Itis notacollectionofdifferentobjects,stilllessaheapofdistinctbitsofmatter.Were ittodisintegrateintobronzefragments,itwouldceasetobeoneunifiedobject.Its shape,beingcircular,makestheobject,madeupofbronze,aballandaunified object.¹

Theshapeoftheballplaysafurtherrole.Itisbecauseitisroundthattheball rollsinthewayitdoes.Itsshape,beinground,explains,oratleastispartofthe explanationof,whytheballmovesinthisway.Itsform,inAristotle ’sterminology, causesroundobjectstoactastheydo.

Somuchforasimpleexample:Aristotleattemptedtounderstandnatural substances,suchasparticularhorsesorparticularhumans,insimilarterms. Theytooaremadeup,insomeway,oftheirmatterandtheirform.Inthecase ofhumans,otheranimals,andplants,heidentifiedtheirformwiththeirsoul, whatmakesthemlivingbeings,theirmatterwiththeirbodies(oritsingredients).

What,inmoredetail,wasAristotle ’shylomorphicaccountfornaturalsubstancesandartefacts?Howwasitunderstoodbylaterwriters?Thepresentvolume addressesthesetwoquestions,focusingespeciallyonthecaseofnaturalsubstances.ItdoesnotconsiderAristotle’sattempttoextendhisaccounttoawider rangeofentities,includingmathematicalandgeometricalobjects.

2.Aristotle ’sTheory:WhatIsClearandWhatIsUnclear

Aristotle,itwouldbegenerallyagreed,aimedtosaywhatmakesaparticular object,suchastheparticularhumanorbronzeballbeforeus,theobjectitis.His answerinvolves,inhisterminology,its ‘formalcause’:itsform(orshape).Itwould furtherbegenerallyagreedthat,unlikePlato,hethoughtthatsuchformshaveto beinstantiatedinmattertoexistastheformstheyare.Plato,bycontrast,heldthat therelevantformscouldexistwithoutbeinginstantiatedinmatter.²

Mostwouldalsoacceptthat,inAristotle’sview,theformsofnaturalsubstances arethestartingpoints(or ‘efficient’ causes)ofvariousmaterialprocesses.They differfrommathematicalorgeometricalformswhichdonothavethecausal powertomovematerialobjects.AsAristotleputit: ‘mathematicaltrianglesdo notcut’.³Healsoclearlythoughtofformsandmatteras,insomeway ‘parts’ ofthe compositeobject.⁴ Inaddition,hecalledhisforms energeiai,variouslytranslated asactivitiesoractualities. ⁵

¹See Meta. H.6,1045b19ff;itissimilartosearchforthecauseofitsbeingonethingofacertaintype anditsbeingonething.

²ForAristotle’sperspectiveonPlato’sandSocrates’ accountofforms,see Meta. M.9,1086b1–13.

³ DeCaelo Γ.8,307a17ff. ⁴ Meta. Δ.25,1023b17–22.

⁵ See,forexample, Meta. Θ.8,1050b2.Fordiscussionofthebesttranslationof ‘energeia’,seeBeere (2009).

Itwouldbewidely,althoughnotuniversally,agreedthatAristotleusedtalkof ‘form’ (or ‘formandmatter’)inseekingto explain theexistenceandnatureof naturalsubstancesandartefacts.Hedidnot,thatis,takeparticularcomposite objectsasexplanatorilybasicandusetalkof ‘matterandform’ toelucidateaprior andmorebasicitem:theparticularballorhumaninquestion.Formandmatter were,inhismetaphysicalpicture,explanatorilymorebasicthantheobjectsof whichtheyare,insomeway, ‘parts’ .

Sofar,perhaps,sogood.Butmanyquestionsremain.Whatexactlywas Aristotlelookingforwhenaskingwhatmakesthisparticularhumantheobject itis?Wasit

(a)Whatmakesthisobject ahuman (asdistinctfromahorse)?Whatis essentialtoitsbeingahuman?

(b)Whatmakesthisobjecta unity?Whatmakesthisparticularhumanone unifiedobjectasopposedtoaparticularcollectionofdistinctbodyparts? [Unity]or

(c)Whatmakesthishumanthe particular humanitisasopposedtoany otherhuman?[Particularity]

Washetryingtoansweralloronlysomeofthesequestions?Washisfocus, perhaps,confinedto(a)and(b)?Ordidhealsoconsider(c)?Wereallhisanswers expressedintermsofformalone?Ordidhealsorefertomatter,eitherinaddition toformorbyitself,inaddressingsomeorallofthem?

Whenwebegintoraisequestions,others floodin.Someconcernthenature oftheformsthemselves,othersmatter,stillothersthewaysinwhichmatter andformcombinetomakeaparticularnaturalsubstanceorartefact.Here areafew:

(i)Whattypeofentityisaform?Towhatontologicalcategorydoesit belong?Isit,forexample,anobjectorafeatureofanobject?Orthe memberofanirreduciblydistinct, suigeneris,category?Howareweto understandAristotle’stalkof ‘activity’ or ‘actuality’?Dothesetermsrefer, forexample,toaball’sshapeorstructureorcapacity?Ortoitsrolling?Or itsbeingcapableofrolling?Isoneofthesereferredtowhentalkingofthe formofahumanbeing?

(ii)Canthesameformbesharedbydistinctobjects?Oriseveryform uniquetotheparticularobjectthatpossessesit?Ifitisunique,howis itindividuated?Cantheverysameobjecthavebothauniqueanda sharedform?Ifso,isoneofthesetypesofformmorebasicthan theother?

(iii)Evenifformscannotexistwithoutmatter,aretheformsofnatural substancesandartefactstobede finedinwayswhichexplicitlyreferin

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theirdefinitiontomatter?Orcantheybedefinedwithoutanyreferenceof thistypetomatter,eventhoughtheycannotexistunlessinstantiatedinit?

(iv)Canthematterinquestionexistwithoutthisform?Canitbedefined withoutreferencetotheforminquestion?

(v)Towhatontologicalcategorydoesthematterinquestionbelong?Isitalso anobject?Oraquantityofstuff?Orafeatureofanobject?Whatis intendedbyAristotle’sassociationofmatterwith ‘capacity’ or ‘potentiality’ (dunamis)?Ismatteritselftobeunderstoodasacapacityofsomekind oraswhatiscapableinthisway?

(vi)Howaretheformandthemattercombinedincompositeobjects?Inwhat wayaretheyboth ‘parts’ ofthewhole?Doestheform,forexample, ‘ supervene ’ (orinsomeway ‘rest’)onthematterinquestion?Doesthe formmakethematterthetypeofmatteritis?Orboth?

WhilethereisongoingscholarlydiscussionaboutAristotle’sanswerstothese questions,mostinterpretersagreethatheaimedtoaddressallormostofthem usinghishylomorphictheory.

Itisclear,attheoutset,thathefacedseriousproblemsindoingso.Thisis,inno smallmeasure,becausehewas,orsoitseems,committedtoseveralclaimswhich aredifficulttoholdtogether.Heheldthat:

[A]theform,inquestion,ispriorindefinitiontothecompositeobjectandto itsmatter[PRIORITY],⁶

[B]forms(orpossiblyformsandmatter)underwritetheunityofthecompositeasahumanbeingorasabronzeballasoneunifiedobject[UNITY],⁷ [C]thematterinsomeway ‘underlies’ theform.Thereis,itmightappear,a trueupwardsstorywhichbeginswithmatteratsomelevelandendswith atypeofmatterwhich(insomeway) ‘underlies’ form.[UPWARDS STORY],⁸ and [D]formsarethebasicefficientandteleologicalcausesofmaterialchanges [CAUSE].⁹

Ishallconcentrateontwodifficultiesthatarose,focusingonasubclassof naturalsubstances,livingbeings,andleavingasideotherssuchas fireorwater.

⁶ Meta. Z.3,1029a5–7. ⁷ Meta. H.6,1045b19ff.

⁸ Formatterasthatwhich ‘underlies’ form,see,forexample, Phys. 191a9ff.ForAristotle’sviewson matteratvaryingstagesofdevelopment,see Meta. Θ.7,1049a24–8.Hediscussestheseissuesinmore detailinhisbiologicalwritingsandinhisworkongenerationandcorruption.Onthesetextsand relatedissues,seeFurth(1988);andCharles(1988).

⁹ See Meta. Z.17,1041a29f,and DeAn. Γ.4,415b10–12,onthesoul.Theyare,inAristotle’ s terminology, perse causes.

3.TwoDifficulties

(1)Aristotle’scommitmenttoPRIORITYmightseemtorequirehimtodefine theformsinquestionwithoutexplicitreferenceintheirdefinitiontomatter.His forms likePlato’ s willthenbewhatIshallcall pure.¹⁰ However,ifthiswashis view,hewouldneedtoshowhowsuchformscanbethebasicefficientcausesof materialchanges.Cantheybethestartingpointsandcontrollersofmaterial processes?¹¹Orarethey likemathematicalforms causallyinert?However,if underthepressureofCAUSE,Aristotlemustdefineforms,likeotherefficient causes,asintheirnatureenmattered,itisdifficulttounderstandhowtheycan bedefinitionallypriortomatter,asPRIORITYrequires.Theymightseemtobe propertiesofmatterortodependfortheiridentityonrelationsbetweenbitsof matter.Howthencantheybedefinitionallypriortomatter?

Thereis,itseems,adilemma: either theformsoflivingbeingsaredefinitionally priortomatterandcausallyinert or theyareefficientcausesofmaterialchanges butnotdefinitionallypriortomatter.However,Aristotleseemstohavethoughtof them both asdefinitionallypriortomatter and asefficientcausesofmaterial change.Didhe findawaytodoso?

(2)Aristotle,itappears,soughttomaintainthedefinitionalpriorityofthe formofalivingbeingbydefiningitsrelevantmatter(atsomelevel)intermsof thatform.Indeed,thismayhavebeenpartofhisattempttounderwritetheunity oftheresultingmaterialbody.Itsmatterwillbedefinedaswhatisarrangedsoas tounderlietherelevantform.However,ifthishowAristotlespelledouthisclaims concerningPRIORITYandUNITY,whatkindofupwardsstorycouldhetell? Howdidhedevelop[C]?Ifmatteritselfistobede finedatsomelevelintermsof itscapacitytounderlietheformofthelivinganimal,howismatter,sodefined, connectedtoanylowerlevelofmatter,notdefinedintermsofthiscapacity?

Thereseemtobetwoanswerstothelastquestion. Either matteratthelower levelisdefinedindependentlyoftheformofthelivinganimal or itisnot.Ifitis,at somelowerlevel(whereverthatis)thehigherlevelforms(suchasbeingaliveasa human)andmatterdefinedasthusenformedwillinsomewayrestonmatter definedindependentlyofthem.¹²However,ifthiswasAristotle’sview,hewas,it seems,committedtothepresence atsomelevel oftwodistinct,independently defined,typesofmaterialcomponentsinoneunifiedobject.Buthowthenisthe resultingobjectitselfaunifiedobject,notacollectionoftwoormoredistinct entities,eachwithitsowndistinctcausalcapacities?Howcanhemaintain UNITY,ifheiswillingtodefinematter(atsomelevel)independentlyofform?

¹⁰ Aformispureifandonlyifitisdefinedwithoutexplicitreferenceinitsdefinitiontomatteror materialbodies.

¹¹InAristotle’sterminology:theyarestartingpoints(archai)ofprocesses(kineseis); Phys. B.1, 192b28

¹²See,forexample,Whiting(1995:75–92).

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Whatismore:howcouldhedefendhisclaimthattheformsoflivinganimalsare thebasicefficientcausesoftheirmaterialchanges?Whyaren’tthereother, possiblyequallybasic,causesatwork?

Norarethesetheonlyproblemsforthisalternative.Italsoneedstospelloutits centralideaofforms suchassouls andthematterdefinedintermsofthem as atsomelevel ‘emerging’ from,matterdefinedindependentlyofsuchforms.To some,however,thissuggestionmayseem,touseThomasHuxley’sstriking phrase,asmysteriousasAladdin ’sDjinnemergingoutofhisbottle!¹³Could Aristotlerestcontent,atacentralpointinhistheory,withabrute,unexplained, claim:formjustarisesoutofmatter?Ifform,assomesuggest, ‘ supervenes ’ on matter,shouldn’thehavesoughttoexplainwhythisisso?¹⁴ Lackingthathis accountmayseemtoresemblewhathehimselfdescribedasabadlyconstructed tragedy:oneinwhichnoonecanseehowonescenefollowsfromtheprevious one.Surely,hewasaimingataunifiedmetaphysicalpictureinwhichdifferent levels fittogetherinanintelligibleaccount?

Whatoftheotheralternative:todefinematteratalllevels evendowntothe mostbasicone intermsofitsbeingabletounderlietheform,orsoul,ofaliving being?Ifoneadoptsthisoption,matteratthelowestlevelwillbedefinedinterms ofitspotentialityforlife.Therelevantsupervenienceconditionalswillbe groundedinthepresenceofmatter,sodefined.However,ifthiswasAristotle’ s view,hewouldhavebeencommittedtosomeversionofwhatwecall ‘ panpsychism’:matterwillbe,toechoMylesBurnyeat’sstrikingphrase, ‘pregnant withconsciousness’ fromthebottomup.¹

⁵ Ifmatterisdefined ‘allthewaydown’ aswhatiscapableofunderlyingtheformoftheresultantlivingcomposite,the basicmaterialcomponentswill inourcase definedintermsofourcapacityfor experienceandthought.WasthisreallyAristotle ’sview?Ifitis,shouldn ’tit,as Burnyeatsuggested,simplybe ‘junked’?

¹³Huxley(1886:193).

¹

⁴ By ‘supervenience’ Iunderstandthefollowingclaim: [S][Necessarily]Indiscernibilitywithregardtosubvening,lowerlevel,featuresentailsindiscernibility withregardtosupervening,higherlevelfeatures [S],sounderstood,isnon-symmetric.Itdoesnotprecludethepossibilitythatindiscernibilitywith regardtosuperveningfeaturesentailsindiscernibilitywithregardtosubveningfeaturesbutnordoesit requireit.Thereisalargefamilyofsupervenienceclaims,dependingon(i)whethertherelevantdomain is,forexample,specifiedintermsofthisworld,allworldsorallaccessibleworlds,allorsomesubstances, allorsometimes,etc.;and(ii)whetherthetypesoffeaturesreferredtoarepropertiesorpredicates.

‘Emergence’,asIshallusethisterm,involvesinadditionto[S],thefurtherclaimthat: [E]Thereisnoadequate(orappropriatelyintelligible)explanationofwhytherelevantsupervenience claimistrue.

Therearedistincttypesofemergentistviewsdependingon,forexample,whether(i)[E]istakentomean thatthereisnotnoworcouldnotbeanadequateexplanationofthetyperequired;and(ii)howstrictthe demandson ‘adequateexplanation’ are(howmuchlinkingtheoryisrequired...?).Somephilosophers attractedto[E]alsoholdthatthereareirreduciblecausalpowersamongthesuperveningfeatures.

¹⁵ Burnyeat(1992:422–43).

Thereis,itseems,aseconddilemma.EitherAristotlecommittedhimselfto someversionofpan-psychismorheembracedtheideaofabrute atbest unexplained,atworstinexplicable connectionbetweenmatterandform. Eitherwaythereismysteryatthecrucialpoint.Whatismore,thelatteroption, evenifitsmysteryisonetowhichwetodayhavebecomeaccustomed,alsocalls intoquestiontheunityoftheresultingsubstance.

Aristotle,itseems,facedmajortwodifficulties,oneconcerningform,theother matter.¹⁶ Didhedevelopawaytoaddressthem?Howdiditworkinthecaseof livingbeings,whoseformistheirsoul(DeAn. B.1,412a10ff)andtheirmatter, theirbodies?Aristotlecharacterizedsoulas ‘theessenceofanaturalbodyofa giventype’ (412b15–17)andastheactualityofsuchabody(entelecheia:413a8–9) andinB.2describeditasthat ‘bywhichprimarilyweliveandperceiveandthink ’ (414a12–13).Howdidheunderstandtheirform,theirsoul,andtheirmatter,their body?¹⁷

4.FourInterpretations:TheCaseofLivingBeings

InterpretersdisagreeaboutAristotle’sresponsestothesedifficulties.Competing interpretationscanbelocatedalongtwomajoraxes.

[1]Purismvsimpurism:cantherelevantformbedefinedinitsentiretywithout explicitreferenceinitsdefinitiontomatter?Puristinterpreterssay ‘ yes ’:impurists say ‘ no ’.¹⁸

[2]Cantheunderlyingmatterpresentinthecompositelivingbeingbede fined, atsomelevel,withoutexplicitreferenceinitsdefinitiontothewaythatbeinglives orperceives.Pan-psychistinterpreterssay ‘ no ’,otherssay ‘ yes ’ Thereare,giventhesetwodistinctaxes,fouropposedexegeticaloptions,each withitsownadvocates.

SomepresentAristotleascombining purism aboutforminitsentiretywiththe suggestionthatmatter(atsomelevel)asadefinitionallyindependentcomponent. Intheirinterpretation,matterandformstandtoeachotherinanexternalrelation ofsometype:theform ‘ supervenes ’ onor,insomeaccounts, ‘ emerges ’ fromthe matter.Forsome,thepresenceoftheformalsorequires(orhypothetically

¹⁶ Interpretersdisagreeaboutothermajorissuessuchas(i)aretherelevantformsparticularor generalorboth;and(ii)inwhatwayarematterandform ‘parts’ ofthecomposite?Detaileddiscussion oftheseissues,andthehistoryoftheirimpactonlaterwriters,wouldrequireafurtherstudy.

¹⁷ Severalwriters,Bolton(1978),Ward(1988),andMenn(2002),havesuggestedthattheaccount offeredin DeAn. B.2isamoreproperdefinitionofthesoulthanitscharacterizationastheessenceofa naturalbodyin DeAn. B.1.However,sincebothclaimscanequallybeinterpretedinbothapuristand animpuristmanner,thisissueisnotgermanetoourpresentconcerns.

¹⁸ RecentpuristinterpretersincludeGill(1989);Frede(1995);Caston(2008/9);andDevereux (2010).RecentimpuristinterpretersincludeBalme(1987);Charles(2008,2021);andPeramatzis (2011).

8

necessitates)thepresenceofmatter.Thecompositeobjectis,forallinthisgroup, madeupofitsmatteranditsform,understoodastwodefinitionallyindependent components.

This twocomponent interpretation(sodefined)iscurrentlyfashionable. Indeed,manymodernhylomorphistspresupposeasimilarviewinconstructing theirowntheories.Thus,whenthinkingofthepsychologicalandthephysical, theyunderstandtheformer(whetherthisbeasubstanceorapropertyorasetof properties)asdefinedwithoutexplicitreferencetoanythingmaterialandthe latter(atsomelevel)asapurelymaterialcomponentdefinedwithoutanyreferencetoanythingpsychological.Atthispointtheyconfrontahardquestion:howis thepsychological(sounderstood)connectedwiththephysical(sounderstood)?

Aristotle,fortheseinterpreters,facedamind-bodyproblemsimilartotheone wehaveinheritedfromDescartes.Indeed,thisiswhymanyofthempresent Aristotle’shylomorphismasafore-runnerofaversionofthenon-reductionist materialistaccountsofthepsychologicalwhichhavebecomefashionableinlate20th-centuryphilosophyofmind.¹⁹ However,thislineofinterpretation,despite itsmanyattractions,facesseveralexegeticalproblems.Isthereanyevidencethat Aristotlesaw,letaloneaddressed,theissuesitraises?Didheattempt,forexample, torenderintelligiblethewayinwhichtheformsupervenesonthematter?Didhe showhow,withinatwocomponentaccount,topreservetheunityoftheresulting compositeobject?Howdidhemaintainthedefinitionalpriorityofformover matterifhesawformassuperveningon(or ‘emergingfrom’)matter?Howdidhe addresstheproblemscausedbythepresenceofmultipleindependentcausesof thesamematerialchange?

AsecondschoolofinterpretersagreesthatAristotleembracedpurismabout theformoflivingbeingsbut,incontrastwiththe firstgroup,suggeststhathe thoughtofmatterasatalllevelsdefinedintermsofformatthehighestlevel.In theirview,thecompositeobjectisnotmadeupatanylevelfromtwodefinitionally independentcomponentsbecausetherelevantmatterisatalllevelsdefinitionally dependentontheformofthelivinganimal.Thisstyleofaccounthasalong traditionandcontinuesto finditsadvocatestoday.²⁰

Bothgroupsofpuristinterpretersshareacommonproblem:theyneedto explain ifAristotleistobecreditedwithaconsistenttheory howpureforms arecapableofbeingbasicefficientcausesofmaterialchangeswhilepuremathematicalformsarenot.

Impurism offersanalternative.Fortheimpuristinterpreter,theformsof naturalsubstancescanonlybeefficientcausesofmaterialchangeinvirtueof theirbeingessentiallyenmattered.Theycannot,thatis,bedefinedwithoutexplicit

¹⁹ See,forexample,Charles(1984:197–250);Shields(1990:19–33);PutnamandNussbaum(1995: 27–76);Caston(2005:245–320).

²⁰ See,forexample,Marmodoro’sdiscussionofthisstyleofaccount(2013:5–22).

referenceintheirdefinitiontotheirmatter.Perhapstheyareessentiallymaterial capacitiesormaterialstructures.Assuch,theymay,itisclaimed,bepartsofa unifiedmaterialobject.

Therearetwogroupsofimpuristinterpreter,correspondingtothetwotypesof puristcommentatorsdescribedabove.

OnegrouppresentsAristotleascombiningimpurismaboutformwithaviewof matteratsomelevelasadefinitionallyindependentcomponent.Forsome,the impureformisdefinedasapropertyofmatterorasarelationbetweenbitsof matter.²¹Thisisthetypeof ‘structure’ formis:onedependentonbitsofmatter. Impureforms,likepureforms,emerge(insomeunexplainedway)frommatter definedindependentlyofsuchforms.Thisgroup,likethe firstgroupofpurists, needstoshowhow,inAristotle’stheory,formsoftheirfavouredtype(suchas souls)superveneonmatter,definedindependentlyofsuchforms.What,wemight ask,makestherelevantsupervenienceconditionalstrueandintelligible?

Asecondgroupofimpuristinterpreters,bycontrast,suggeststhatAristotle combinedimpurismaboutformwithaviewofmatterasdefinitionallydependent ateverylevelonformatthehighestlevel.Theseimpurists,likethesecondgroup ofpurists,needtoshowhow,ifatall,Aristotleavoidedpan-psychism.

Bothgroupsofimpuristinterpretersfaceafurtherdifficultywithregardtoform andmatter(thatimmediatelyunderliestherelevantform):canimpureformsbe definitionallypriortothatmatteriftheycannotbedefinedindependentlyofit? Matter,itseems,must intheiraccount bepriortotheforminquestionifthe latteristobetakenaspropertyofsomematterorinsomeotherwaydependenton it.Noristhisproblemavoidedbytakingbothformandtherelevantmattertobe definedintermsofeachother(apositionIshallcall ‘two-wayinextricabilism’). Howthencantheformbedefinitionallypriortothistypeofmatter?

Thereare,ofcourse,otherexegeticaloptions.PerhapsAristotlewasapurist abouttheformsofsomenaturalsubstances,suchashumans,andimpuristabout others,suchassomenon-humananimalsorplants?Ormaybehewasapurist aboutsomeaspectsofhumansouls(suchasourcapacitytothink)butanimpurist aboutothers(suchasourcapacitiestoperceiveordigest).Evenifthehumansoul initsentiretycannotbedefinedwithoutexplicitreferencetomatter,perhapssome partsofitcan.DidAristotlereject ‘aonesize fitsall’ approachtoallaspectsofall livingbeings?

Interpretersadoptinga ‘mixandmatch’ approachconfront,whenthinkingof puresouls(orpureaspectsofamixedsoul),someoftheproblemspurist interpretersdoelsewhere.Andwhenthinkingofimpuresouls(orimpureaspects ofamixedsoul),theyfacethesameproblemsasimpurists.Buttheyalsohaveto addresssomefurtherdifficulties.Isthecapacitytoperceivepureinhumansbut ²¹See,forexample,Jaworski(2016).

impureinotheranimals?Oristhecapacitytodigestpureinhumansbutimpure inplants?Or,alternatively,ifthehumansoulhasdistinctpureandimpure aspects,howdoesitconstituteaproperlyunifiedobject?Whatmakesitone thingratherthanacollectionofdifferententities?Howdoitsdistinctpureand impureaspectsinteract?Dodifferenttypesofmatterunderlieourcapacitiesto thinkandtodigest?Howdothesetypesofmattercoheretomakeoneunified livingbeing?

WhichoftheseexegeticalstrategiesbestcaptureAristotle’sownversionof hylomorphism?Didhe,inoneofthewaysjustsketched,succeedindevelopinga coherenttheorythatsuccessfullyaddressesthetwodifficulties,oneaboutform, theotheraboutmatterisolatedabove?Orishisattempt,inthe finalanalysis,an interesting,indeedbrilliant,failure?Inanyevent,hewas,aswecansee,attracted toanumberofclaimswhichitisdifficulttocombineinaproperlyunifiedand plausibletheory.

Theseremaincontroversialexegeticalquestions.Ihavearguedelsewherethat Aristotlewasanimpuristwhosuccessfullydefendedthedefinitionalpriorityof theformoflivinganimalsandtheunityoftheresultingcompositewithout committinghimselfeithertopan-psychismortobruteemergentism.²²But many,includingsomecontributorstothisvolume,takeradicallydifferentviews. Thesedifferenceswill,ofcourse,influenceone ’sassessmentoftheextenttowhich Aristotle’sviewsweremodi fiedintheperiodtobestudied.Ishallreturntothis issueinthe finalsectionafterofferingasketchofpartsofwhathappenedinthe centuriesafterhisdeath.

5.TwoChallenges:AristotleandHisSuccessors:

aPreliminarySketch

Thetwosetsofdifficultiesjustisolatedplayedamajorroleinshapingthe firsttwo millenniaofAristotelianhylomorphism.Throughoutthatperiod,Aristotle’ sown viewswerediscussedingreatdetail,fullytestedandmodi fied.Somephilosophers sawseriousdifficultiesormajorgapsinhistheory.Othersdevelopedtheirown accounts,orreformulatedhis,inanattempttoaddressthem.

Whiletherewereseveralmajorchallengestohistheory,twowereparticularly important.The firstcamefromphilosopherswhoenvisaged andsoughtto develop afullerandmorerobustupwardsstory,whichtookasitsstarting pointadeterminatemateriallevelde finedindependentlyofform(atleastatthe toplevel)andaimedtoexplainallthefeaturesofhigherlevelsonitsbasis.They maywellhavefoundAristotle’sownaccountofmatterinadequateorobscure

²²Charles(2021:1–17).

(perhapsasmysteriousaspan-psychismisformanytoday).TheEpicureanswere the firsttoundertakethisproject.Butmanyfollowedtheirlead,somepresenting Aristotle’sformsofnaturalsubstancesasemergentpropertiesofmatter,so defined,othersgivinguptalkofformaltogether.Nonetookformtobepriorin beingorindefinitiontomatter.IntermsofAristotle ’sowncommitments,as sketchedabove,theyrejectedormodifiedPRIORITY[A],becausetheysoughta betterversionofanupwardsstoryandapplieditgenerally(includingtothecaseof humanbeings).Severalofthesephilosophersdevelopedtheirapproachintandem withanunderstandingofcausationinwhichonlybodiescouldbeefficientcauses. Intheirview,Aristotle’scapacitiescouldnotbecausesbecausetheywerenot bodies.However,whatevertheirdifferencesaboutefficientcausation,mostagreed ontheneedfor,andimportanceof,aricherandmoresatisfactory ‘bottomup’ materialstorythantheyfoundinAristotle.

Themajorsecondchallenge,perhapsmostclearlyarticulatedbyPlotinus,came fromthosewhoinsistedthattheformsofhumanbeingsaretobetreatedas definitionallypriortomatterandtocompositebodies.Asaresult,theytooka puristaccountofthehumansoul,andformsmoregenerally:theycannotbe definedasmaterialfeaturesoraspropertiesofmatter.Todosowouldbe,intheir view,toreversetheproperorderofpriority:matterwouldnowbemetaphysically priortoform.Somemaintainedthattheentirehumansoulispriorto,anddefined independentlyof,matter;othersthatonlysomepartofitis,suchasourcapacity forthought.

Thephilosopherswhodevelopedthesecondchallengehadindependentmotivationsforofferingapuristaccountoftherelevantforms,orpartsofthem.Some werecommittedtomakingroomfortheexistenceofanimmortalsoulwhich couldsurvivethedestructionofthebody,otherstoconstructingacompositeand authoritativeancientsage(onemightcalltheproductoftheirlabours ‘Plat-otle’) whosuccessfullycombinedtheviewsofPlatoandAristotle.Stillothers,asweshall see,aimedto findaplaceforgenuinehumanfreedominadeterministmaterial world.Butwhatevertheirmotivations,alldefinedthehumansoul,oratleast somepartofit,aspure,independentof,andpriortomatter.Further,manyagreed thatthereisametaphysicallyimportantgapbetweentheform(oratleastits pureparts)andthemostthatmatterbyitselfcanexplain.Somewerekeenly awareoftheresultingdifficultiesinaccommodatingtheunityoftheresulting compositeobject.

Whenthesetwochallengeswerecombined,ahighlycompellingpicture grippedthephilosophicalimagination,onewithwhichweallarenowthoroughly familiar.Thereisarobust ‘bottomup’ story,beginningwithmatterdefined independentlyoflifeorconsciousness,whichexplainsmanyfeaturesofthe worldbutnotthenatureandcontinuedexistenceof(atleast)somepartsofthe humansouloritsdistinctivepsychologicalfeatures.Thereare,itappears,two radicallydifferentkindsofentity,whetherthesebesubstancesorproperties:one

purelymaterial,definedindependentlyofthepsychological,theotherpurely psychological,definedindependentlyofmatter.Insomeaccounts,thelattercan existindependentlyofthematerialbody.However,inallthereare,inthehuman case,twodefinitionallyindependentcomponents:apurelypsychologicalcomponent,definedindependentlyofbodyormatter,andapurelymaterialcomponent, definedindependentlyofthepsychological.Ifbothcomponentsareunderstoodas substances,wehaveaversionofDescartes’ substancedualism.Thereisapure subject,thethinkingsubstance,whichthinksandperceives;andanotherdistinct entity,thebody,amaterialsubstancefullyexplicableintermsofamatter-based upwardsstory.Ifthetwocomponentsareunderstoodasproperties,weareledto propertydualism.Eitherway,thereis,asaconsequence,amajor,andsofar unsolved,problem:themind-bodyproblem,whichhasbeencentralinwestern philosophyofmindsinceDescartes.Howarethesetwofundamentallydifferent typesofcomponent,whethersubstancesorproperties,connected?Whattypeof entityarewe?

LaterAristoteliansrespondedtothesechallengesindifferingways.Some understoodAristotelianhylomorphismintermsoftwodefinitionallyindependent components,thesoul(orlater,mind)andbodysounderstood,whichareboth somehowpresentinus.Indoingso,theyplayedamajorroleinsettingupthetwo componentversionofhylomorphismwithwhichwearenowfamiliar.They helpedsecurethefoundationsforDescartes’ mind-bodyproblem.

Inthenextsections,Ishalladdsomemoredetailtothispreliminarysketch. Neitherchallenge,Ishallsuggest,hadtobeaddressedbylaterAristoteliansinthe wayjustindicated.TherewereotherpossibilitiesopentothemasAristotelians. (Mypresentaim,Ishouldnote,isalimitedone:merelytoindicatewhatthese otherpossibilitiesmighthavebeen,nottodeveloporassessthemindetail.)

5.1TheFirstChallenge:TheBeginningsofaRobustUpwards Story BasicBodiesandCausation(EpicurusandtheStoics)

Epicurus,followingDemocritus,tookatomstobetheexplanatorilybasicbodies fromwhichallotherbodies,withtheirdistinctivenatures,areinsomeway composed.Aristotle’sformsplayednoofficialroleinhisaccount.Anupwards storyisallthatisrequired.Thebasicingredientsofhistheoryareatoms,their shapesandinteractionsdefinedwithoutreferencetohigherlevelbodies.Allelseis composedfrom,andapparentlyexplainedintermsof,afullydeterminatebaseof minimalmaterialbodiesofthistype.

Epicurusfacedhisowndifficulties.Heacceptedthattherearedistinctunified objects,someofwhichAristotlewouldhaveregardedasnaturalsubstances.These persistthroughtimewiththeirownnaturesandproperties,includingmodalones. Epicurusdidnot,itseems,takeourtalkaboutnaturalsubstancesasmerelya façon

deparler,ourwayoflookingataworldmadeupofatomsandthevoid.However, hedidnot atleastontheevidenceavailabletous developtheresourcesto underwritethegenuineexistenceofthesenaturalsubstancesandtheirdistinctive propertiesonthebasisofatomsandtheirinteractionsalone.Therewas,itseems,a majorgapinhistheory.Noristhere,asAlexBownnotes(Chapter1),evidence thatEpicurusorhisfollowersarticulatedanaccountinwhichsubstancesandtheir properties ‘ emerge ’ insomewayfromatomsandthevoid.²³

Epicurus’ problemwasacute.Itwasnot,hethought,bychancethatweperceive naturalsubstances,suchasapples,whichexistintheirownright(perse).Asa result,hehadtoexplain,asBownpointsout,whyapples,andnotredapplesor slicesofredapples,arenaturalsubstances.Why,inhisterminology,arethe former,notthelatter, perse existents?However,hedidnot,asfarasweare aware, findawaytoanswerthisquestiononthebasisofhisclaimsaboutatoms andtheirinteractionsalone.Indeed,despitehiswishtofreehimselfcompletely fromtalkofforms,Epicurus,atthispoint,mayhaveneededtoappealtothemto addressthisissue.Materialandefficientcauseswerenotadequateforthetask. Aristotelianswould,nodoubt,haveconcludedthathe,andhisfollowers,had failedtodevelopanupwardsstorythatmatchedtheirphilosophicalambitions. Nor,asthesubsequenthistoryofthatprojectreveals,weretheythelasttofall shortinthisway.

TheStoics,likeEpicurus,tookastheirstartingpointasetofbodiesandtheir interactionsde fi nedwithoutreferencetocompositebodies.Theytooaimedto accountforthelatteronthebasisoftheformer.Intheirview,soulswerea distincttypeofbody,withtheirownidentityconditionsandcertaincharacteristiccapacities.Theydevelopedanaccountofsoulsasatypeofmaterialbody madeof pneuma ,ablendofairand fi re,whichmovesinadistinctiveway.Souls arenot,itseems,tobeunderstood,intheAristotelianmanner,ascapacitiesor statesofanaturalbody(orthewayabodyis).Theyhavetobeatypeofbody tostandincausalrelationstootherbodiesandtobecausallyresponsiblefor bodilyactions,giventheStoicviewthatonlybodiescanbecauses.Thesoulbodyisapneumaticbodywhichbyitsconstantpatternofmovementbrings abouttheseeffects.

BothStoicsandEpicureanstookwhatiscompositionallybasic,somematerial bodies andtheirinteractionswithotherbodies definedwithoutessentialreferencetoanycompositeentitiesasthebasisoftheiraccountofcompositeentities. Bothschoolsbuilttheiraccountofcompositelivingsubstancesonthefoundation ofafullydeterminatebaseofmaterialbodiesandtheirinteractions,eventhough theyhaddifferenttheoriesofwhatthesewere.

²³However,giventhelimitednatureofthesurvivingsources,itishardtotell,asBownnotesinhis essay,whethertheseareissuesthatEpicurus(i)overlookedordidn’tcareabout;(ii)triedandfailedto gettogripswith;or(iii)succeededinaddressingin,forexample,somelostpartofthe OnNature.

Nonethelessthereremained,asBradInwoodnotes(Chapter2),structural parallelsbetweencertainaspectsofStoictheoryandAristotle’sownhylomorphic account.EventhoughtheStoicsdidnotthemselvestalkof ‘form’ ,

(a)theirsoul-bodyplaystheroleofAristotle’sformandispresentinthe compositeanimal;

(b)thereis,inaddition,anordinary(non-soul)bodypresentinthe composite;and

(c)whenthesoul-bodyandordinarybodycombinetoformacomposite,the presenceofthesoul-bodymakestheordinarybodypartofthecomposite.

Intheserespects,StoictheoriesmirrorcentralfeaturesofAristotle’shylomorphism.ButtheStoicsalsofacedmajorproblemsoftheirown.Howfardid theysucceedinresolvingthem?

Hereisone:whilethesoulisabody,sotoo,intheiraccount,isthecomposite madeupofthesoul(thesoul-body)andthenon-soul,ordinarybodywithwhichthe soulinteracts.Theywere,itseems,committedtothepresenceofthreedifferent bodiesinthesameplaceatthesametime.Theunityofthecompositeanimalis,it seems,tobebasedonadistinctivetypeoftwo-waycausalinteractionbetweenits twomorebasiccomponents(thesoul-bodyandtheordinarybody).TheStoicsnow neededtoshowthatthecompositewhichresultedwasitselfagenuinelyunified object,notacollectionofdistinct,interactingentities:ateamofdistinctobjects.And itwasonepointatwhich,asReierHellepointsout(Chapter4),Alexander,a staunchAristotelian,questionedthesuccessoftheirproject.

Norwasthistheironlyproblem.Intheiraccount,whenthecontrollingsoulbodycausestheextremitiesofthebodytomove,itdoessobyinteractingwitha distributedsoul-bodywhichislocatedbetweenthecontrollingsoul-bodyandthe periphery.Thereis,asChristofRapphighlights(Chapter3),acausalchainmade upofdistinctbodieseachwithitsowncausalrole.Giventheirviewsoncausation, theStoicscouldnottakeasbasicaunifiedprocessofmovingone’sbody, understoodasextendingfromitsstartingpointinthecentreoftheagentto theirperiphery.Thereisnotoneexerciseofanagent’scapacitytomove.What happenshastobebrokendownintoaseriesofinteractionsbetweendistinct bodies,eachactingontheonenexttoit.WhatwasforAristotleaunifiedbodily processofcontrollingthebodyisreplaced,intheiraccount,withanumberof distinctphenomenainvolvingdifferentbodies,oneoccurringafteranother.Did this,anAristotelianmightask,reallycapturetheunityoftheprocessatissue?

TheStoicviewofcausationwasinfluential.Theircauseswerebodieswhich determinedtheiroutcome,necessitatingtheresulttheyproduced.²⁴ Theyapplied

²⁴ FordiscussionofStoicviewsoncausationandtheirimportance,seeFrede(1987:125ff).

thismodelinthinkingaboutthesoul-body,holdingthatittoowasdeterminedby antecedentbodiesofvaryingtypes.Thisperspective,theymaintained,wasfully consistentwithourbeingfreeagents.Wearefreeinthatweactonthedesiresand natureswehaveasaresultofantecedentcausesofthistype.Indeed,ourbeingfree consists,intheirview,inourchoicesbeingdeterminedbyourownnaturesalone.

5.2TheFirstAristotelianResponse

Stoictheorygenerated,asInwoodnotes,severalresponsesfromAristotelianswho wishedtoretainhisformsaspartoftheirtheory.Critolaus,itseems,tookthesoul, theforminquestion,tobeabody,albeitonecomposedof aither,adistinctivetype ofmatter.Dicaearchus,bycontrast,talkedofpropertiesaswellasbodies,describingthesoulasapropertyofbody.Indoingso,hemayhavebeenrevivinga versionoftheharmonytheory,inwhichbodieswerebasic(asinStoictheory)and soulsunderstoodasdependentproperties.However,ifthiswashisgoal,hecould nottakethesoultobethedefinitionallybasicentitywhichmakesthebodytheone itis.Hewas,fromanAristotelianviewpoint,makingacrucialconcessiontothe Stoicviewpoint.Andronicus,perhapsmoreattentivetoAristotle’sownformulations,describedthesoul ‘eitherasamixtureorasapowerthatfollowsfrom mixture’.²⁵ Maybehedidnotwishtotakeaviewonwhetherthesoulisamixed body(astheStoicsthought)orapowerorcapacitypresentinsuchabody. However,fromAristotle’sperspective,Andronicus’ secondformulationwasfraught withdanger.Ifthesoulisdefinedasacapacityofabody,itwillnot,itseems,be definitionallypriortothebody.Itwillnotmakethebodytheoneitis.Whatismore: Andronicusappearstobegivingupontheideaofformassomethingmorethana capacity.Itwasnotinhisaccountanactuality,ifthatisunderstoodastheway somethingiswhenitiscapableofcertainactivities.Attheveryleasthedidnot,on thebasisoftheevidencewepossess,giveprominencetothisidea.

AlexanderofAphrodisiasdevelopedthemostsustainedAristotelianresponse. Heclaimed(asHelleargues)thattheStoicprojectfailedatacrucialpoint:they couldnotunderwritethedistinctiveunityofthecompositeintermsoftwo-way causalinteractionbetweentwodistinctcomponents.Sincetherearetwobodies involvedintheseinteractions,theycouldnot,byAristotelianlights,constitutea properlyunifiedobject,suchasacompositehumanbeing.

Therewas,inAlexander’sview,afurtherexplanatorygapinStoictheory:it couldnot,heclaimed,accountforthedistinctivenatureofthesoul,withitscausal role,intermsofitsfavouredmaterialexplanatoryresources:thetensilemotionof pneuma anditsconstituents:airand fire.Howcould,heasked,tensilemotionof

²⁵ AccordingtoGalen, QAM 44.12–45.3.

thistypeactonanordinary,non-pneumatic,bodiesinthewaysrequiredofthe soul?TheStoicsdidnothavetheresources,hemaintained,toexplainhowtensile motioncouldmakeanordinarybodythebodyofahumanbeingorplaythe requiredroleofsustainingaunifiedcompositecapableofhumanactions.How wastensilemotionabletocausethistypeofphenomenon?Onesensesinhis remarkssomeofAristotle’simpatiencewithhisownpredecessorswhenhewrote that ‘noneofthempenetratedbelowthesurface...ormadeanydefinitestatementsaboutgrowthexceptsuchasanyamateurmighthavemade’.²⁶

AlexanderdidnotconfinehimselftopointingtothesetwogapsinStoictheory. InhisCommentaryonAristotle ’ s DeAnima,heconstructedhisownupwards storyalthoughrejectingtheStoicclaimthatthesoulitselfisabody.Itdidnot,in hisview,needtobeabodytobeacauseofbodilymovements.Indevelopingthe secondofthetwopossibilitiescanvassedbyAndronicus,heregularlyspokeofthe soulasadistinctivetypeofcapacity,orsetofcapacities,whichemergedfrom bodiesandtheirinteractions,bothdefinedwithoutreferencetothesoul.These emergentcapacities,whichdefinethesoul,haveacausalexplanatoryrolein accountingforbodilymovements.²⁷

Alexander’saim,itseems,wastotellasgoodanupwardsstoryastheStoics whileretainingAristotle’sviewthatthesoulistheformofabody,notitselfabody. Ifthiswashisgoal,whenhedescribedthesoulasatypeof ‘perfectionor completion’ thatarisesfrombodilystates(asupervenientend),therelevantbodies shouldnotthemselvesbedefinedasmatterforthesoul.Similarly,whenhecalled certaincapacities ‘completions’,hewouldnotbedefiningtherelevantbodiesand theirinteractionsintermsoftheperfection(viz:thesoul)whichresultsfrom them.Indeed,itwillremainopen,givenhisgeneralstrategy,whetherthesoul itselfistobede finedasacompletionoftherelevantbodies(andsoanessentially embodiedform)oratypeofcompletiondefinedindependentlyofthesebodies whichcomestobepresentwhentheyaremixed.Hiscautiousreflectionsand hesitationsonthelatterissue,centraltothediscussionbetweenpurismand impurism,areexaminedinFransdeHaas’ essay(Chapter7).

AlthoughAlexander’sstrategyisofgreatinterest,itfacesanumberofdifficulties.SomeofitsstrengthsandproblemsarediscussedintheessaysbyVictor Caston,FransdeHaas,ReierHelle,andRichardSorabji.Herearefourofthe issuesatstake.

(1)DidAlexanderfarebetterthantheStoicsinaccountingfortheexistenceof thesoulasadistinctivetypeofentity?Itmightseem,asHellesuggests,that hehadtopositasbrutefacttheemergenceoftherelevantcapacitiesfrom

²⁶ GC 314b1–3.

²⁷ Alexandergenerallyreferstothesoulintermsofitscapacities(dunameis),occasionallyinterms ofitsstates(hexeis).

theunderlyingbodiesandtheirinteractions,theirpatternsofblending.If thiswashis finalposition(assuggestedbyCaston;Chapter6),Alexander appearsvulnerabletocriticismssomewhatsimilartothosehelevelled againsttheStoics.Therewouldalsobe,itseems,asigni ficantgap,afailure ofintelligibility,atthecentreofhisaccount.Hewas,itmayseem,unableto explainhowthesoulwithitsdistinctivecausalroleresultsfromablending ofthebodiesthatunderlieit.Ifhewashimselfanemergentist,hemayhave beenaconflictedone.Perhapshewasanemergentist malgrésoi.

(2)DidAlexanderhaveabetteraccountthantheStoicsoftheunityofthe resultantcomposite,assuming thatis thathemaintainstheideaof basicbodiesandtheirinteractionsdefinedindependentlyofthesoulthat emergesfromthem?Whatmakestheresultingcompositeaproperly unifiedobjectwithitsdistinctiveformalcapacities?

(3)IfAlexanderregardedformsascapacitiesofbodies,howcantheybe definitionallypriortothebodieswhosecapacitiestheyare?Evenifforms haveadistinctivecausalrole,whatmakesthemdefinitionallypriorto matterandthebodieswhoseformstheyare?Thisproblemappearsas acuteforhimasforAndronicus:ifformsarecapacities,cantheybedefined withoutexplicitreferencetothecompositebodieswhosecapacitiesthey are(perhapstogetherwiththeirmaterialinputandoutputconditions)?In wrestlingwiththisissue,Alexanderentertainedtheideathatalthough formsarenecessarily,perhapsevenessentially,enmattered,theyarenot whollydefinedbythemattertowhichtheyarerelated.However,hedid notspellouttheadditionalaspect(oraspects)oftheirdefinition.Norisit clear,givenhisemphasisonformsascapacities,thathehadtheresources todoso,ortoshowhowanyadditionalelementsofthistypeweretobe integratedwithotherenmatteredaspectsoftheirdefinition.

(4)Inwhatwayarethevariouscapacitiesofthehumansoulthemselves unified?Itcannotbeenoughtooffermerelyalistoftherelevantcapacities. Thereneedstobeahigherdegreeofunitythanthisifthereistobea properlyunifiedhumansoul.

Alexander’spictureissubtleandcomplex.Didhesucceedin findingawayto makesignificantconcessionstotheStoicviewpointwhilemaintainingthebasic ingredientsofAristotelianhylomorphism?Washehimselfaimingataunified picture?Howdidhisroleasaninterpreterintersectwithhisworkasanindependentphilosopher?ThereisclearlyscopeforfurtherdiscussionofAlexander’ s overallcontribution.

Alexandermadeonefurtherinfluential,andhighlyrelevant,anti-Stoicmove. Herejectedtheirideaoffreedombecause,inhisview,itpresentedus,andour actions,asdeterminedbyourdistinctivenature,including(oneassumes)their bodilyconditions.Freedomofaction,Alexanderthought,requiredustobeableto

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