A TREATY AGENDUM FOR LOCAL
GOVERNMENT
TamaPotaka*
There is a vast literature on the Treaty of Waitangi However, a large number of constitutionalissues such as who owes Treaty obligations andthe nature andextent of theseobligations are not clear.1 Instead,such issues are often obscured by the media sensationalising Treatysettlement processes, Máori fisheries, and Pákeha political assumptions about what Máori want.2 Amidst talk of fish, cash settlements and development,little Treaty jurisprudentialthinking addresses the complex legal,culturaland economic issues surrounding localgovernment andMáori Itis the purpose ofthis paper to expand Treaty jurisprudential thinking in the area of local government, 3 and to advocate a direction for localgovernment Treaty obligations.
I INTRODUCTION
Two centuries agoMáoriweretheundisputed managers andadministrators ofnatural resources in Aotearoa. Máoriselfgovernmentoccurred atiwi,hapú,whánau and individuallevels.4 Tíkanga Máorievolved fromtheresourcebaseitself,anddictated
* TamaPotakaisofNgátiHauiti, Whanganui, NgátiWhitikaupeka, Ngáruahinerangi, NgátiRaukawa andNgátiToarangatiradescent.Thisisaneditedversionofthepaper hesubmittedtofulfiltheLegal Research and Writing component of the LLB(Hons) degree at the Victoria University of Wellington
1 TheTreatyisusedtorepresent Te Tiriti o Waitangi 1840 (Máori text) and the Treaty of Waitangi 1840 (English text).The First Schedule of the Treaty of Waitangi Act 1975 contains the texts of the Treaty
2 See"Máori callfor republicdebate" Sunday Star Times, Auckland, 2August 1998, A2 Prime Minister Shipleycontendsthat Máoriaremoreinterestedinsettlinggrievancesthanrepublicanism andwider constitutionalissues Seealso"Let fisheriesassetsflow, HenareurgesMáoridom"The Dominion, Wellington, 5 August 1998, 1
3 Localgovernment isusedtorepresent alltypesofsubnationalbodiesincludingterritorialauthorities andregionalauthoritiesandspecialprovider boards NodistinctionismadebetweenLocalAuthority TradingEnterprises, CommunityBoards, CommunityTrusts, regionalauthoritiesandterritorial authorities
4 SeeA Ballara Iwi: The Dynamics of Máori Tribal Organisation from c1769 to c1945 (Victoria UniversityPress, Wellington, 1998) for aPákeháanalysisofMáoriselfgovernance structures ["Iwi"]. SeeWaitangiTribunal Muriwhenua Fishing Report Wai22 (Department ofJustice, Wellington,
governanceandmanagement Strategic planning was determined by theforeseeable needs offuturegenerations andtheimmediateneeds ofresourceuse5 Representation ofthecollectivesocialstructures demanded responsibility andwas subjectto regular assessmentby thecollectives.
Today, Pákehá localgovernmentandcentralgovernmentdictatetheoperation of Máori selfgovernment Clarity in therelationship between Pákehá localgovernment andMáori is particularly important considering that Máori developmentandcultural survivaloccurs primarily atthelocallevels.6 Centralgovernment's rolein guiding this relationship is paramountgiven thepowers ithas in negotiating Treaty settlements,and dictating localgovernmentbehaviour through legislation.
This paperconsiders localgovernmentTreaty obligations and responsibilities.7 PartII outlines therecentreformoflocalgovernment PartIIIassesses whetheritis appropriate to conceptualiselocalgovernmentas theCrown,andwhetherlocalgovernmenthas Treaty obligations independentoftheCrown label PartIVcomments on recentlocal governmentinitiatives with Máori in areas ofplanning andrepresentation. PartV identifies theadvantages anddisadvantages oflocalgovernmenthaving Treaty obligations. PartVIconcludes by suggesting possibleimprovements to thepresent constitutionalframework.
1988) 187["MuriwhenuaFishingReport"]. AccordingtotheWaitangiTribunal, selfgovernment (tino rangatiratanga) wasconceptuallysimilar tothenotionoflocalgovernment.Itissubmittedthat this comparisonisbasedonanincorrect assertion, popularisedintheCourt ofAppealdecisionofNew ZealandMáori CouncilvAttorneyGeneral[1987] 1NZLR 641[Landscase] that Máoriintentionally cededsovereigntyunder theTreaty Contrast theManukau Report Wai 8 (2ed, Government Printer, Wellington, 1989) 67["ManukauReport"]. Prior totheLandscasetheWaitangiTribunalwasmore liberalindescribingselfgovernment (tinorangatiratanga), comparingit tosovereignty Pakehalocal government iscontinuallysubject tocontrolbyamoreauthoritativebody (suchastheCrown/central government). Máori selfgovernment at aniwilevelwasnot controlledbyamoreauthoritative temporalbody Thissuggeststhat theManukauReportanalysismoreappropriatelyillustratedMáori selfgovernancestructures Máoriselfgovernment couldbeinthenatureofsovereignty, henceof greater consequence than local government.
5 SeeP NuttallandJRitchieMáori ParticipationintheResourceManagement Act(Universityof Waikato Occasional Paper No 37, Hamilton, 1995) 1
6 See"B Mahuta" inH MelbourneMáori Sovereignty: TheMáori Perspective(Hodder MoaBeckett, Wellington, 1995) 143152
7 Itisconsideredthat therearethreebasicTreatyconstitutionalrelationsthat needclarifying These arerelationsbetweentheCrownandMáori, relations between Máoriand Máori(for example between iwiandhapú, andiwiandiwi), andrelationsbetweennonCrownbodiesandMáori Thispaper focuses on CrownMáorirelations, and nonCrown bodiesMáorirelations
Onemajor themeunderlies this essay. Treaty obligations followtheexerciseof powers ofKáwanatanga. Treaty obligations attach to thebody exercising powers of Káwanatanga,andarenot dependenton labels such as 'theCrown'8 TherecentCrown devolution ofresponsibilities to localgovernmenthas meant that localgovernment exercises powers ofKáwanatanga. This demands Treaty responsiveness fromlocal government In simpleterms,when localgovernmentexercises powers ofKáwanatanga, ithas Treaty obligations.
Itis submitted that thecentralgovernmentmonitors localgovernmentby encouraging a 'relational' approachbetween localgovernmentandMáori 9 This approachneeds to focus on building betterrelations between localgovernmentandMáori,andrequires centralgovernmentto formulatelegislation to enforcetheTreaty in alllocalgovernment operations. Further,localgovernmentconsultation with Máorioverenvironmentalissues is only an interimmeasurein this relationship building. 10 Máoriareentitled,anddesire, to
8 Kotetuatahi(Article 1) of the Treaty (Máoritext) states: "Ko nga Rangatira o te wakaminenga me nga RangatirakatoahokiiurukitauawakaminengakatukurawaatukiteKuinioIngaraniaketonuatute Kawanatangakatoaooratouwenua". Thistranslatestomeanthat theMáori signatoriesceded KáwanatangatotheCrownTherearedifferent perspectivesontheproper meaningofKáwanatanga SeeIH Kawharu Waitangi: Maori and Pakeha Perspectives on the Treaty of Waitangi (Oxford UniversityPress, Auckland, 1989). TheEnglishtext oftheTreatyuses'sovereignty'totranslate Káwanatanga Itiscontendedthat thisEnglishtermisaninadequaterepresentationofwhat Káwanatangaentails Itissuggestedthat KáwanatangawasinitiallyintendedbyMáorisignatoriesto represent governanceover nonMáori(inrelationswithnonMáori), andtofacilitaterelationsbetween nonMáoriandMáori However, it hasbeenassumedtomeangovernanceover Máori(inrelations withMáoriandnonMáori) andnonMáori (in relations with Máori and nonMáori). For the purposes of this essay Káwanatanga means any governance that affects Máori , that is not exercised by Máori
9 SeegenerallyP McHugh"AboriginalIdentityandRelations ModelsofStatePracticeandLawin NorthAmericaandAustralasia" (1997). McHughsuggeststhat thereshouldbeashift instate indigenousaffairsfromclaimscentredideologytoplacinggreater emphasisontherelationships between the parties
10 SeeMDurie"ManaMáoriMotuhake: TheStateoftheMáoriNation" inR Miller (ed)New Zealand PoliticsinTransition(OxfordUniversityPress, Auckland, 1997) 372385, 383 Duriecommentsthat evenat anationalleveladvisorypositionsareonlyinterimmeasurestoachieveMáori self determination (selfgovernment/tino rangatiratanga).
sharepowerin localgovernance11 Guaranteed Máoriparticipation and representation in localgovernmentaffairs,andmorelocalgovernmentsupportoflocalMáoriaffairs,are advocated.
II REFORMOFLOCALGOVERNMENT
Localgovernmentin NewZealandis based on theEnglish modeloflocalgovernment Controloflocalgovernmentin Englandwas historically exercised by theCrown.12 By the nineteenth century centralgovernmentpolicies expressed in legislation dictated its operation. 13 Thesepolicies helped to createthefirstlocalgovernmentstructures in Aotearoa.14 Theselocalgovernmentstructures in Aotearoa weretransformed in thelate nineteenth century,andthelaterstructures remained in substantially thesameformuntil the19841990 reformperiod. 15 Prior to thereformlocalgovernmentin Aotearoa was broadly divided into territorialauthorities andspecialpurposeauthorities.By 1988,there
11 Selfgovernment andsharingpower inlocalgovernment accordmorewiththeTreatyguaranteesand rightsofindigenouspeoplesasassertedbyTheDraft DeclarationontheRightsofIndigenous Peoples ('the Draft Declaration'). The rights in the Draft Declaration include:
Article19: Indigenouspeopleshavetheright toparticipatefully, iftheysochoose, at alllevelsof decisionmakinginmatterswhichmayaffect their rights, livesanddestiniesthroughrepresentatives chosenbythemselvesinaccordancewiththeir ownprocedures, aswellastomaintainanddevelop their own indigenous decisionmaking institutions
Article20: Indigenouspeopleshavethe right to participate fully, if they so choose, through procedures determinedbythem, indevisinglegislativeor administrativemeasuresthat mayaffect them States shallobtainthefreeandinformedconsent ofthepeoplesconcernedbeforeadoptingand implementing such measures
SeeTePuniKokiri Mana Tangata: Draft Declaration on the Rights of Indigenous Peoples: backgroundanddiscussiononkeyissues(TePuniKókiri, Wellington, 1993) for moreinformationon theDraft Declaration SeealsoETJDurie"TheTreatyinMáori History" inWRenwick(ed) Sovereignty and Indigenous Rights (VictoriaUniversityPress, Wellington, 1990) 156, 158 ("SovereigntyandIndigenous Rights"). Durie comments that the Treaty was the harbinger of some of the rights enunciated in the Draft Declaration
12 W Holdsworth A History of the English Law Vol 4 (3ed, Methuen, London, 1966) 164
13 WHoldsworthA Historyof theEnglishLaw Vol2(3ed, Methuen, London, 1966) 405 SeeHWR WadeandCF Forsyth Administrative Law (7ed, ClarendonPress, NewYork, 1994) 110 ["Administrative Law"].
14 TheMunicipalCorporationsOrdinance1842(5Vict No6) establishedprovisionsfor boroughsin Aotearoa ItwasbasedontheMunicipalCorporationsAct 1835(UK). Other earlylegislation affectingthefirst PakehalocalgovernmentsinAotearoaincludedthePublicRoadsandWorks Ordinance 1845 (8 Vict No 6) and the Constitution Act 1846 (9 & 10 Vict c 103 UK).
15 Counties Act 1876, Municipal Corporations Act 1876 and the Town Districts Act 1881 (No 35).
wereover800such authorities in Aotearoa.Financewas obtained through rates levied on realproperty,andfromcentralgovernmentassistance
Between 19841990 theFourth Labour governmentinitiated localgovernmentreform founded on increased autonomy andimproved accountability ofdecisionmakers to the public.16 This reformfollowed changes madeto localgovernmentin Britain.Devolution ofresources andresponsibilities to territorialauthorities andregionalcouncils was driven primarily by efficiency motives.17 Reformemphasised environmentalmanagementand corporatisation oftrading activities. Thelegislativeoutcomes fromthis reformwere massive Thenumberoflocalgovernmentauthorities was reduced to fewerthan90. TheLocalGovernmentAct1974 ('theLGA') was substantially amended between 1988 1989 (especially giving increased financialindependencefor localgovernment),18 anda new environmental management statutory framework based on the Resource ManagementAct1991 ('theRMA') emerged.19 Functions formerly performed exclusively by theCrown,andtheresponsibilities for thosefunctions, werethus transferred to local government
Máoriconsensus haddemanded a Treatydriven systemoflocalgovernment throughouttheprocess ofreform20 Beforethereform,localgovernmenthadminimal legislativeor practicalTreaty responsiveness. However,asidefromenvironmental management,reformdid not improveTreaty outcomes ata locallevel TheLGAandits 19881989 amendments werenot used to bring theTreaty into localgovernmentdespite
16 (22March1988) 487NZPD 2883 SeealsoGBush"TheHistoricReorganisationofLocal Government" inJBostonandMHolland(ed)TheFourthLabour Government: Politics and Policies in New Zealand(2ed, OxfordUniversityPress, Auckland, 1990) 233 See also D Ponter "Accountability ofRegionalCouncils: ananalysisoftheaccountabilityofRegionalCouncils" (ResearchPaper for the Degree of Master of Public Policy, Victoria University of Wellington, 1995) 31
17 (28June1988) 489NZPD 4739 SeealsoJKelsey A Questionof Honour?Labour andtheTreaty 19841989 (Allen & Urwin, Wellington, 1990) 162186 ["A Question of Honour"].
18 TheLocalGovernment Amendment Act (No3) 1988andtheLocalGovernment Amendment Act (No 2) 1989providedthe major reforming provisions Local government is involved in the administration of several other statutes including the Reserves Act 1977 and the Biosecurity Act 1993
19 Thispaper doesnot includedetaileddiscussionoftheimpact ofthe Resource Management Act 1991 onlocalgovernmentMáori relationships SeeOfficeoftheParliamentaryCommissioner for the EnvironmentProposedGuidelinesfor LocalAuthorityConsultationwithTangataWhenua(Officeof theParliamentaryCommissioner for theEnvironment,Wellington, 1992) for asimpleanalysisoflocal government'senvironmentalmanagement Treatyobligationsunder theResourceManagement Act 1991
20 "Report oftheHuionMáoriParticipation in Local Government" (13 March 1989). SeeA Question of Honour?aboven17, 186 SeealsoJHaywardInSearchof aTreatyPartner: who, or what is, the Crown? (PhD thesis, Victoria University of Wellington, 1995) 202 ["In Search of"].
attempts by someofficials to do so.21 Parliamenthadconferred substantialpowers of Káwanatanga on thenewlocalgovernmentstructurewith no obligation to comply with the Treaty.22 Máorias tangata whenua,wereeffectively excluded fromthis structureand treated as anotherinterestgroup. This is ofmajor culturalandeconomic significance Localgovernmentpresently constitutes a major sector oftheeconomy with an annual operating incomeof$3 billion, infrastructureassets worth about$22billion anda ratepayerequity of$275 billion. Itcontributes around 3.5% oftheGross Domestic ProductofNewZealand23
III DOESLOCALGOVERNMENTHAVETREATYOBLIGATIONS?
A Introduction
Itis clear that theCrown is a Treaty partnerandhas Treaty obligations, but what the Crown constitutes for Treaty purposes remains elusive24 TheCrown was identified in the Treaty ofWaitangias 'HerMajesty theQueen ofEngland'. 25 However,NewZealand's constitutionaldevelopmenttransferred authority for Káwanatanga fromtheEnglish Monarch to thesettlergovernment26 Theevolutionary natureoftheCrown has meant societalgroups havedefined itdifferently.27 This is especially problematic for groups that
21 MáoriLocalGovernment ReformConsultativeGroup(MCG) "MinutesoftheSecondMeetingofthe MCG" (StateInsuranceBuilding, Wellington, 9June1988) 4 TheMCGrecommendedthat the Treaty principles be incorporated in the local government reform legislation
22 SeeA Question of Honour? above n 17, 178 See alsoIn Search of above n 20, 202
23 LocalGovernment NewZealand Local Government Says (LocalGovernment NewZealand, Wellington, 1996) 2 ["Local Government Says"].
24 SeeHalsbury'sLawsof England(4ed, Butterworths, London, 1996) vol8(2), "ConstitutionalLaw", para353, 229 Theterm'Crown'isconsideredtohaveanumber ofmeanings CompareNew ZealandLawCommissionCrownLiabilityandImmunity: A ResponsetoBaigent'scase andHarveyv Derrick(NewZealandLawCommissionReport No37, Wellington, 1997) 3["CrownLiability"]. The NewZealandLawCommissionstatesthat it issometimesdifficult toidentifytheCrownfor the purposesoftheNewZealandBillofRightsAct 1990 Itisarguablethat theTreatywasanact ofthe stateinallitsmanifestations Thisargument suggeststhat it doesnot matter what formthestate takes, Treaty obligations will attach to that form (local government for example).
25 SeethePreambleofboththeEnglishandMáori texts Bothtextsstart withreferencetoQueen Victoria EachTreatyarticle(inbothtexts) acknowledgesQueenVictoria ThePrivyCouncilhas expresslyaffirmedthat thoseobligationsarenowpossessedbytheCrowninright ofNewZealand SeeNew Zealand Máori Council v AttorneyGeneral[1994] 1 NZLR 513, 517 (PC).
26 SeeP Joseph Constitutionaland Administrative Law in New Zealand (TheLawBookCompany, Sydney, 1993) 82["ConstitutionalandAdministrativeLaw"]. Josephprovidesasuccinct discussion on the early Pakeha governmental system in New Zealand
27 SeeTown InvestmentsvDepartment of Environment[1978] AC 359, 393 SeealsoConstitutional and Administrative Law above n 26, 490
havetried to isolatetheCrown for Treaty purposes.28 Máori havebeen particularly disadvantaged through exclusion, as a Treaty partner,fromtheprocess ofredefinition of Káwanatanga structures. This Partaddresses theappropriateness ofconceptualising localgovernmentas theCrown or a Crown agent,andwhetheritreally matters for Treaty discourse
B ISLOCALGOVERNMENTTHECROWN?
1 Redefinition
Conceptualising localgovernmentas theCrown,thereby acquiring Crown immunities andTreaty obligations, involves redefinition ofTreaty relationships.Redefinition ofTreaty relationships is not abhorrentto Treaty jurisprudence29 Máori selfgovernment structures havechanged sincetheTreaty andso far havenot been subjectto serious mainstreamconstitutionaldiscourse30 This is in contradistinction to theattention given to thechanges in thedefinition oftheCrown andtheauthorities exercising Káwanatanga. WhiletheCrown is thesymbolic Treaty partner,thecentralgovernment(despiteinitial opposition from Máori ) has powers of Káwanatanga andtheCrown's Treaty obligations. 31 Localgovernmenttheoretically could takeon a similar role
28 In Search of above n 20, 202
29 Itissubmittedthat themost graphicexampleofredefinitioninrecent timesistheuseof'Treaty principles'todepict Treatyrelationshipsrather thantheactualwordsofthedocuments Thishas emergedfromtheinclusionofthephrase 'Treaty principles' in statutes such as the Treaty of Waitangi Act 1975andtheStateOwnedEnterprisesAct 1986, andsubsequent interpretationbytheWaitangi Tribunal and the Court of Appeal Lands case above n 3, 663 and 673
30 Máoridevelopment hastakenonagreater iwiandpanMáoriimage Thiscontrastswiththehapu paradigminwhichMáori livedbeforetheTreatywassigned Iwiaboven2 SeealsoJBelich Making Peoples: a history of the New Zealanders fromPolynesiansettlement totheendof the nineteenthcentury(AllenLane/Penguin, Auckland, 1996). Perhapsthecentralgovernment should consider havingopendiscussionwithMáorionwhoeachpartyconsiderstheTreatypartnersparties are, especiallyconsideringtheMáorifisheriesdebateswhichhaveresultedinprolongedintraMáori litigationover what constitutes an 'iwi' SeeTe Rúnanganui o Te Upoko o te Ika Association (Inc) and orsvTheTreatyof WaitangiFisheriesCommissionand ors (4 August 1998) unreported, High Court, Auckland, CP 122/95 for the most recent decision in this litigation
31 SeeC OrangeTheTreaty of Waitangi(Allen& Unwin, Wellington, 1987) 141 Orangeidentifies occasionsinthenineteenthcenturywhenMáoriappealeddirectlytoQueenVictoriaover government activitiespurportingtohavetheauthorityoftheCrown InSearchofaboven20, 283 Hayward makesthepertinent comment that centralgovernment hastheabilityone moment to assert its powers astheCrown, andthenext moment todistanceitselffromTreatyresponsibilitiesasthegovernment. Itissubmittedthat despiteambiguitiesinselfdefinition, centralgovernment exercisespowersof Káwanatanga and therefore has Treaty obligations
2 LocalGovernmentAct1974
Theauthority oflocalgovernmentis not sourced in any constitutionaldocument,but is referableto ordinary statutes.32 Thenatureoflocalgovernmentis thereforedictated by therelationship ithas with theCrown,as expressed in legislation. TheLGAdefines the currentrelationship between theCrown andlocalgovernment Thestatutedistinguishes localgovernmentfromtheCrown.33 Section 37KoftheLGAoutlines thepurposes of localgovernment:
Thepurposes oflocalgovernmentin NewZealandareto provide,attheappropriate levels oflocalgovernment,
(a) Recognition oftheexistenceofdifferentcommunities in NewZealand;
(b) Recognition oftheidentities andvalues ofthosecommunities;
(c) Definition and enforcementofappropriaterights within thosecommunities;
(d) Scopefor communities to makechoices between differentkinds oflocalpublic facilities andservices;
(e) Fortheoperation oftrading undertakings oflocalauthorities on a competitively neutralbasis;
(f) Forthedelivery ofappropriatefacilities andservices on behalfofcentral government;
(g) Recognition ofcommunities ofinterest;
(h) Fortheefficientandeffectiveexerciseofthefunctions, duties,andpowers ofthe components oflocalgovernment;and
(i) Fortheeffectiveparticipation oflocalpersons in localgovernment Thereareseveralminor references to Maoriin theLGA34 However,theLGAdoes not imposestatutory Treaty obligations. 35 Therecentdevolution ofresponsibilities and powers ofKáwanatanga is not mirrored by devolution ofTreaty obligations.
32 SeeHalsbury'sLawsof England(4ed, Butterworths, London, 1980) vol28, LocalGovernment,para 1001, 424 SeealsoKA Palmer LocalGovernment inNew Zealand(2ed, LawBookCompany, Sydney, 1993) 23 ["Local Government"].
33 LocalGovernment Act 1974, s37K(f). Localgovernment mayact asacontractualagent for the Crown
34 Local Government Act 1974, s 119F(2). Local Government Act 1974, s 37zo
35 Local Government above n 32, 29
TheabsenceofTreaty references in theLGAcontrasts with otherLabour reforms between 19841990. 36 Environmentalmanagementreformin theRMArequires local governmenttohaveparticular regard toor totake into account sometíkanga Máoriwhen operating pursuant to that legislation. 37 Corporatisation reformin theStateOwned Enterprises Act1986 includes:"Nothing in this Actpermits theCrown toactin a manner that is inconsistentwith theprinciples oftheTreaty ofWaitangi"38 Education reformalso resulted in greaterTreaty responsiveness. TheEducation Act1989 requires schools, when proposing a charter,to consider theviews ofMáori39 University Councils are required toacknowledgetheTreaty principles in exercising theirstatutory duties.40 These reforms indicatethat theLabour governmentattempted to creategreaterTreaty responsiveness within thestate However,this responsiveness is not reflected in the localgovernmentlegislation.
3 Statute
No statuteidentifies localgovernmentas theCrown or partoftheCrown. The Constitution Act1986 offers no definition oftheCrown.TheCrown Proceedings Act 1950 ('theCPA') defines theCrown as 'HerMajesty in right ofHerGovernmentin New Zealand'. ThePublic FinanceAct1989 ('thePFA') definition oftheCrown is more expansivethantheCPAdefinition, but thePFAdefinition does not includelocal governmenteither41 ThePFAgives a separatedefinition for 'localauthority', suggesting that localgovernmentis not theCrown.
36 In this paragraph emphasis is added to words used in provisions requiring Treaty responsiveness
37 TheResourceManagement Act 1991requireslocalgovernment torecogniseandprovidefor the ancestralrelationshipofMáoriandour culturewithnaturalresourcesandother taonga(s6(e)), to haveparticular regardtokaitiakitanga(s7(a)), andtotakeintoaccounttheTreatyprinciples(s8) [emphasisadded]. Therearemanyuncertaintiessurroundingtheoperationoftheseprovisions, especiallyinregardstohowandwhenconsultationwithMáorishouldoccur. Itiscontendedthat these provisions redefine Treaty relationships between local government and Máori
38 StateOwnedEnterprisesAct 1986, s9 Thissectionwasthemajor issueofinterpretationinthe Lands case above n 3
39 Education Act 1989, s 62
40 Education Act 1989, s 181(b).
41 Section 2 of the Public Finance Act 1989 defines the Crown as:
(a) Her Majesty the Queen in right of New Zealand;
(b) Including all Ministers of the Crown and all Departments;
(c) Does not include:
An office of Parliament;
TheTreaty ofWaitangiAct1975 ('theTOWA') suggests that localgovernmentcould betheCrown.42 This suggestion arises fromanalysis ofthedefinition ofprivateland Section 2 oftheTOWAdefines privatelandas:
Privatelandmeans any land,or interestin landheld by a person otherthan(a) TheCrown;or
(b) ACrown entity within themeaning ofthePublic FinanceAct1989.
Itis arguableon grounds ofstatutory interpretation that for thepurposes oftheTOWA localgovernmentcould beconceptualised as theCrown. Thelack ofreferenceto the PFAin section 2 (a) oftheTOWAsuggests that thedefinition oftheCrown for the purposes oftheTOWAis not limited to thePFAdefinition oftheCrown (unlikeCrown entity),hencecould includelocalgovernment.However,two extrinsic aids counterthis argument Parliamentary debates which led to theinclusion ofthis definition specifically referto localgovernmentlandas constituting privateland,hencebeing excluded from recommendation by theWaitangiTribunal43 This contrasts with Crown lands which are open to recommendation. Second,andmoreimportantly,theWaitangiTribunalhas stated that theCrown for thepurposes oftheTOWAhas thesamemeaning as theCrown for thepurposes oftheCrown Proceedings Act1950.44 Themeaning oftheCrown is not extended to includebodies which haveCrowndelegated responsibilities.
Itis helpfulto considerstatutes that focus on therelations between theexerciseof executivepowerandcitizens. This may pointto localgovernmentbeing perceived as partoftheCrown,or atleastexercising powers ofKáwanatanga. Aotearoa has a statutory framework designed to encourageprinciples ofopen government The Ombudsmen Act1975,theOfficialInformation Act1982,theLocalGovernmentOfficial
ACrown entity; or
AState Enterprise in Schedule I of the StateOwned Enterprise Act 1986
42 TheTreatyofWaitangiAct 1975establishedtheWaitangi Tribunal Treaty of Waitangi Act 1975, s 6 empowerstheWaitangiTribunaltoinvestigateclaimsmadebyMáorithat Treaty principles have been breached
43 (23 June 1993) 536 NZPD 16167 Section 6(4)A of the Treaty of Waitangi Act 1975 states:
Subject to sections 8A8I the Tribunal shall not recommend under subsection (3) of section 6:
(a) The return to Maoriownership of any private land; or
(b) The acquisition by the Crown of any private land
44 ManukauReportaboven3, 73 Seealso Orákei Report Wai 9 (Department of Justice, Wellington, 1987) 136
Information andMeetings Act1987 andthePrivacy Act1993 indicatetheemphasis now placed on theaccountability ofexecutivepower Thesestatutes do not treatlocal governmentas partoftheCrown. However,theOmbudsmen Act1975,theLocal GovernmentOfficialInformation andMeetings Act1987 andthePrivacy Act1993 do apply to localgovernment,45 andthesestatutes treatlocalgovernmentsimilarily to centralgovernmentandtheCrown. This suggests that localgovernmentexercises powers ofKáwanatanga.
4 Caselaw
a TreatmentofLocalGovernmentastheCrown
Judicialtreatmentoftheidea oflocalgovernmentbeing conceptualised as theCrown for Treaty purposes is sparse In Hanton v Auckland City Council46 ('Hanton') the Planning Tribunal(nowknown as theEnvironmentCourt)addressed theissueofwhether theAucklandCity Counciloperating as a consentauthority pursuant to theRMA, possessed theTreaty obligations oftheCrown.TheTribunalstated:47
But wheretheconsent authorityisnot aMinister oftheCrown, but isalocalauthorityor some other person, wedonot findauthorityins8(RMA) for thepropositionthat byexercisingfunctions andpowersunder theAct it is subject to the obligations of the Crown under the Treaty Rather the consent authority is to take those principles into account in reaching its decision
Section 8 oftheRMAstates:"In achieving thepurposeofthis Act,allpersons exercising functions andpowers under [theAct] shalltakeinto accounttheprinciples of theTreaty ofWaitangi(TeTiritio Waitangi)" Hantonstates that localgovernmentis not theCrown for Treaty purposes,although theRMArequires localgovernmentto takeinto accounttheTreaty principles.On this basis itis difficultto contend that localgovernment is theCrown for Treaty purposes in theabsenceofstatutory provisions explicitly stating that.Thejudicialviewexpressed inHantonhas been criticised froma constitutionallaw perspective:48
TheKáwanatangacededintheMáoriversionofarticle1oftheTreaty.isexercisednot onlyby theCrownanditsMinistersandofficersbut byallauthorities, officersandother persons
45 OmbudsmenAct 1975, s13 PrivacyAct 1993, s2 TheLocalGovernment Official Information And MeetingsAct 1987providesastatutoryframework(separatefromtheOfficalInformationAct 1982) for official information held by local government.
46 HantonvAucklandCityCouncil [1994] NZRMA 289(Hanton). But seeGreensill v Waikato Regional Council(6 March 1995) unreported, Planning Tribunal, Treadwell J, WO 17/95
47 Hanton above n 46, 301
48 F Brookfield "Constitutional Issues" [1994] NZ Recent Law Review 376, 379 ["Constitutional Issues"].
exercisingstatutorypowersor functionsthat dependultimatelyonwhat wascededor takenin 1840 IfthepowersofKáwanatangaarequalifiedbyobligations, eveniffaintlythroughthe concept ofTreaty"principles" tobe"takenintoaccount" thereis.nobasisfor thedistinction suggested.between Ministers of the Crown and other consent authorities (local government).
Brookfield considers that treatmentoftheTreaty in Hanton is wrong Brookfield's approachconcentrates on theexerciseofpowers ofKáwanatanga as having obligations. Localgovernmentis considered to beexercising powers ofKáwanatanga that havebeen qualified by statutory Treaty obligations. Thelabel,"localgovernment",that is now attached to thebody which exercises thosepowers is unimportant.This suggests that anything oncein thepurviewoftheCrown as a resultofwhat was ceded in 1840,is qualified by Treaty obligations ifthereis a statutory basis for that qualification.
b TreatmentoftheTreaty
Although thejudiciary has been unwilling to conceptualiselocalgovernmentas the Crown for Treaty purposes,judicialtreatmentoftheTreaty suggests localgovernment may need to actpursuant to theTreaty or to its principles.Judicialtreatmentofthelegal status oftheTreaty is unclear.49 ThePrivy CouncilcaseofHoaniTeHeuheu Tukino v Aotea DistrictMáoriLand Board50 ('TeHeuheu') enunciated theorthodoxlegalposition regarding useoftheTreaty as a means to seek redress.ThePrivy Councilstated that theTreaty is partofNewZealandlawonly to theextentthat itis expressly recognised by statute51
However,recentcases havesuggested that theTeHeuheu ruleis outdated. The Treaty can beused as an extrinsic aid when interpreting legislation. 52 In theabsenceof clear statutory provisions to thecontrary,theCrown/centralgovernmentwillhave ascribed to ita fiduciary duty to givedueweight to Treaty principles when decision making. 53 Therefore,theTreaty willhaverelevancein theinterpretation ofstatutes
49 This reflects the unclear constitutional position of the Treaty
50 Hoani Te Heuheu Túkino v Aotea District Máori Land Board [1941] AC 308
51 Landscaseaboven3, 655and691;New Zealand Máori Council v AttorneyGeneral[1994] 1 NZLR 513, 515(PC);New ZealandMáori CouncilvAttorneyGeneral [1996] 3NZLR 140, 168 (CA). New Zealand courts maintain formal acceptance of theTe Heuheu rule
52 Consider Huakina Development Trust v Waikato Valley Authority [1987] 2NZLR 188 Justice ChilwellconsideredtheTreatypart ofthefabricofNewZealandsociety Máoriconcernswerea relevant considerationininterpretingtheWater andSoilConservationAct 1967, eventhoughthat legislation made no reference to the Treaty
53 New ZealandMáoriCouncilvAttorneyGeneral [1991] 2NZLR 129, 135;TeRúnanga o Wharekauri RékohuIncvAttorneyGeneral[1993] 2NZLR 301, 305;NgaiTahuMaoriTrust BoardvDirector General of Conservation [1995] 3 NZLR 553, 561
whetheror not thereis a referenceto theTreaty in thestatute54 Thesejudicial statements haverecently been strengthened by theHigh Courtstating that theTreaty impacts on theinterpretation oflaweven ifitis not incorporated in statute;thevery antithesis oftheTeHeuheurule55
This affects localgovernmentdecisionmaking. TheLGAandotherstatutes which empowerlocalgovernmentcan beinterpreted in light ofTreaty principles.Máorimay basean action in public lawagainsttheauthority ifa localgovernmentauthority breaches Treaty principles whileacting pursuantto thosestatutes.56
5 SelectCommittees
Two Parliamentary selectcommittees haveinvestigated localgovernment57 These committees wereconvened beforethereformperiod andcan only betaken as giving a historic viewoflocalgovernment Both selectcommittees treated localgovernmentas partofa unitary governing structure'forwhich Parliamentaloneis responsible'. 58 Whilst not asserting that localgovernmentis theCrown (for Treaty purposes or otherwise), thesecomments suggestthat theselectcommittees considered localgovernment,atthe very least,to beexercising powers ofKáwanatanga.Neitherreportmentions Máorior theTreaty.
6 Agency
Whetherlocalgovernmentis a Crown agent(as opposed to theCrown) is unclear.59 TheHigh Courthas adopted a 'control' testin determining Crown agency.60 Iftheentity
54 BartonvDirectorGeneralof SocalWelfare[1997] 3NZLR 179 Thecourt refusedtofollowR vR (1990) 6FRNZ 232whichsuggestedacceptanceoftheTeHeuheurule SeealsoTeWeehiv Regional Fisheries Officer [1986] 1 NZLR 680, 692
55 Academicdebateonthe TeHeuheurulehasoccurred Some commentators assert that the orthodox legalpositionhasbeenmaintainedbyrecent litigation SeeA Mikaere"Máori Issues" [1994] NZ Recent LawReview265, 279 Othersmaintainthat thelitigationchallengestheorthodoxy "ConstitutionalIssues" aboven48, 377 SeealsoD Kalderimis"RevolutionbyStealth: TheImplied ReversaloftheRuleinTeHeuheuTúkino" (UnpublishedLLB (Hons) paper, VictoriaUniversityof Wellington, 2 October 1997).
56 Thispotentiallygivesrisetopubliclawdamagesunder theTreatyofWaitangicomparabletopublic lawdamagesunder theNewZealandBillofRightsAct 1990basedonSimpsonvAttorneyGeneral [1994] 3 NZLR 667 [Baigent's case].
57 Report ofLocalGovernment Committee[1945],I15["Select Committee1945"]. Report ofLocalBills CommitteeInqury into the Structure of Local Government [1960], I18 ["Select Committee 1960"].
58 Select Committee 1945 above n 57, 1 Select Committee 1960 above n 57, 7
59 SeeD Crengle TakingIntoAccount thePrinciples of the Treaty of Waitangi: Ideas for Implementation of Section8of theResourceManagement Act 1991(Ministryfor the Environment, Wellington, 1993)
is substantively controlled by centralgovernmentthen itconstitutes a Crown agent61 Central government has little control over the functions management of local government62 This suggests that localgovernments arenot Crown agents andtherefore haveno Treaty responsibilities,unless specified in statute
Somecommentators suggestthat a 'functional' testis moreappropriate63 Ifthebody is exercising what is traditionally perceived as partofthegeneralexecutiveauthority of government,then itis a Crown agent.64 This reinforces thethemeofthis paperthat the natureofthebody exercising powers ofKáwanatanga is irrelevant.Itis thefactthat the body is exercising Káwanatanga that is important. IfKáwanatanga is involved,then Treaty obligations areimposed.65 Localgovernmentauthorities in Aotearoa perform
10 SeeLocalGovernment NewZealandLiaisonandConsultationwithTangataWhenua: A survey of local government practice December 1997 (Local Government, New Zealand, Wellington, 1997) 16 ["TangataWhenuaConsultation"]. LocalGovernment NewZealandconsidersthat localgovernment is sometimes a licensee, rather than an agent for the Crown
60 Miller vNewZealandRailwayCorporation(18 February1993) unreported,High Court, Wellington, AP 61/92 ThisfollowsthetestsadoptedintheEnglishjurisdictionfor Crownagency See TamlinvHannaford [1950] 1KB 18 SeealsoBritishBroadcastingCorporationvJohns[1965] Ch 32 TheEnglish casessuggest that thecourtsareinterestedinaskingwhether theentityactsonitsownbehalf, and whether it isabodyexercisingfunctionsofthegovernment insuchamanner that it isentitledto Crownimmunities There is a strong inference that if the entity has commercial functions then it is not part oftheCrown, evenwhenthefunctionisapublicdutyor service SeeWaitákereCityCouncilv HousingCorporationof New Zealand [1992] 3NZLR 591for NewZealandauthorityonthisissue SeeKinross v GIO Australia Holdings Ltd [1995] 129 ALR 283 for Australian authority
61 SeeP HoggLiabilityof theCrown(2ed, Carswell, Toronto, 1989) 250 Seealso Halsbury'sLawsof England (4ed, Butterworths, London, 1974) vol 9, "Corporations", paras 1203/1210, 717/721
62 LocalGovernment Saysaboven23, 1 CompareAudit OfficeReport onStatementsof Corporate Intent(Audit Office, Wellington, 1990) 8 TheAudit Officereviewstheaccountabilitystructuresof StateOwnedEnterprisesandstatesthat thesestructuresaresimilar tolocalgovernment authorities and public companies
63 SeeHalsbury'sLawsof England(4ed, Butterworths, London, 1974) vol9, "Corporations", para1210, 721 Whenfunctionsofanentityareconnectedwithmatterswhichareessentiallytheprovinceof government then an inference is more readily drawn that the entity acts on behalf of the Crown See A E CurrieCrownandSubject:atreatiseontherightsandlegalrelationshipof thepeopleof New Zealandasset out intheCrownProceedingsAct 1950(NewZealandLegalPublisher, Wellington, 1953) 41 Personalcomment byChrisKoroheke(CulturalLiaisonOfficer) at theAucklandRegional Council, Auckland, 2 August 1998
64 ConstitutionalandAdministrativeLawaboven26, 504 Josephstatesthat theCrowncouldinclude any public body administering a service within the province of government.
65 ThisisanalogoustotheprinciplesunderlyingtheOmbudsmanAct 1975andofficalinformation legislation If executive power is being exercised then the principles of open government encapsulated in legislation are more likely to apply
tasks recently devolved fromcentralgovernmentcontrol66 In performing thosetasks they could readily beconsidered Crown agents underthefunctionaltest Hence environmentalmanagementactivities (pursuant to theRMA)requirefulfilmentofTreaty obligations, as do activities such as theprovision ofelectricity.
7 Conclusion
Theauthorities suggestthat itis inappropriateto conceptualiselocalgovernmentas theCrown for Treaty purposes. Thestatutory schemedoes not supporta definition of localgovernmentas theCrown. TheavailablecaselawandParliamentary select committeereports suggestthat localgovernmentis not theCrown,but does exercise powers ofKáwanatanga. However,referenceto theseauthorities does not mean that localgovernmenthas no Treaty obligations.
C WhereDoesLocalGovernmentFitUndertheTreaty?
1 Commentary
Mostmainstreamformulations ofTreaty relationships invokenotions ofpartnership between Máoriand'theCrown'67 This notion has informed thepaper's discussion ofthe appropriateness ofconceptualising localgovernmentas theCrown or as a Crown agent Itis submitted that theTreaty is essentially a redistribution ofpower Máoriredistributed exerciseofpowers ofKáwanatanga to theCrown whilstpreserving rangatiratanga.68 It was theexerciseofpowers ofKáwanatanga that carried Treaty responsibilities,not the Crown label
Itis submitted that theTreaty is not aboutlabels,but is primarily aboutroles and obligations. Concentration on labels has restricted Treaty jurisprudentialthinking. The functions ofKáwanatanga were,andare,important. Ifany Pákehá body which is exercising Káwanatanga affects Máori,then Treaty obligations operate Itshould not matterwhetherthebody is centralgovernment,localgovernmentor a privatebody. Extension ofTreaty relationships beyondtheCrownMáorirelationship creates greater accountability atlocallevels for actions impinging on Treaty rights.
Localgovernmentdoes not need to beartificially conceptualised as theCrown in orderto possess Treaty responsibilities. Localgovernmentis exercising powers that
66 Localgovernment couldbeconsideredaCrowndelegate SeeHalsbury'sLawsof England(4ed, Butterworths, London, 1996) Vol8(2), "ConstitutionalLaw", para365, 242 Thisseminaltext states that adelegateismachinerythroughwhichfunctionsofthe principal are performed It may be argued that local government performs functions of an executive nature ordinarily performed by the Crown
67 Lands case above n 3, 667 Muriwhenua Fishing Report above n 3, 192
68 See J Williams "Not Ceded but Redistributed" in Sovereignty and Indigenous Rights above n 11, 193
havebeen assumed by theCrown,rightly or wrongly,on a Treaty basis.Theseinclude defining Máorienvironmentalmanagementstructures andcontrolling transportsystems (such as theroads andrivers) Iflocalgovernmentdid not exercisethesepowers,then centralgovernmentwould exercisethem,or atleastcontroltheirperformance
Itis contended that localgovernmentexercises powers ofKáwanatanga that regulate andaffectMáori Ithas theability to taxits citizenry.69 Ithas lawmaking powers.70 It can compulsorily acquireproperty pursuant to thePublic Works Act1981.71 Private bodies areunableto exercisethesepowers. Furthermore,section 37K(f)oftheLGA states that onelocalgovernmentpurposeis thedelivery ofappropriate facilities and services on behalfofcentralgovernment This supports thecontention that local governmenthas powers ofKáwanatanga.
Itis arguablethat localgovernmentexercises powers ofKáwanatanga but only the Crown has Treaty obligations. This argumentassumes that devolution ofpowerdoes not carry with itdevolution ofobligations. Hence,theCrown retains allTreaty obligations unless thereis specific devolution ofthoseobligations. 72 Thelogicalconclusion ofthis is that iftheCrown devolves allpowers ofKáwanatanga withoutsimultaneous devolution of Treaty obligations, itstillretains thoseobligations, even though itmay not beexercising powers ofKáwanatanga anymoreandhas basically no existence This is a strange conclusion that is not acceptable In theeventthat theCrown disappears altogether,for exampleifAotearoa becamea republic,then Treaty obligations mustfallsomewhere This papercontends that thoseobligations fallupon theentities which areexercising powers ofKáwanatanga,whetheror not therearestatutory guidelines for such responsibility.
69 RatingPowersAct 1988 SeealsoTBennionMáori andRatingLaw(RangahauaWhánuiNational ThemeI,WaitangiTribunal, Wellington, 1997) 1 Bennionmakesthepertinent comment that rating issuesarestillaconcerntoMáorieventhoughlocalgovernment bodies can no longer threaten Máori landownerswithsaleofMáorilandasafinalresort.TheRatingsPowersAct 1988preventsthe power ofsaleofMáorilandon the basis of rates arrears It was considered that the local government power ofsaleofMáorilandcontravenedtheTreatyprincipleofactiveprotection Personalcomment by Kenneth Palmer (Lecturer) at Auckland University Law School, Auckland, 17 August 1998
70 LocalGovernment Act 1974, ss680684 Operativeplanningschemesor resourcemanagement planshavetheforceofaregulation Localgovernment canenact bylawspursuant tostatutory authority Local Government above n 32, 423
71 PublicWorksAct 1981, s16 ThePublicWorksAct 1981containsnospecificrequirementstotake Treatyconsiderationsintoaccount whenMáorilandisbeingconsideredfor publicworkspurposes SeeC MarrPublicWorksTakingsof Máori Land18401981(RangahauaWhánuiNationalTheme G, Waitangi Tribunal, Wellington, 1997) 13
72 SeeJMartin"DevolutionandDecentralisation" inJBoston(ed)ReshapingtheState: New Zealand's Bureaucratic Revolution (Oxford University Press, Auckland, 1991) 268
2 WaitangiTribunal
TheWaitangiTribunalhas addressed issues surrounding theCrown devolution of responsibilities to otherbodies.73 Ithas consistently maintained that theCrown cannot avoid Treaty obligations by conferring an inconsistentjurisdiction on others.74 This perspective considers that the Crown retains Treaty obligations if executive responsibilities aretransferred to localgovernment Such an arrangementmeans that theCrown is a necessary backstop for Máoriiflocalgovernmentauthorities do not abide by Treaty principles.75
TheWaitangiTribunalhas thereforeinterpreted its mandateto includelocal governmentactivities on thebasis that theCrown is responsiblefor localgovernment acts or omissions by virtueoftheCrown prescribed delegation ofpowers.76 Thenature ofthelegislativebackdrop means that any localgovernmentactor omission reliant on statuteor regulation can bemadethesubjectofa WaitangiTribunalclaim77 This situation is problematic for severalreasons. First,thebacklog ofWaitangiTribunal claims andtherateatwhich claims arebeing processed suggests that any presentlocal governmentbreach ofTreaty principles would not attractquick investigation and recommendations. 78 Second,itwill(underthepresentframework)lead to inefficiencies with Máoricontinually returning to theCrown overfailureto ensureTreaty principles are upheld by localgovernmenteven though reformhas lessened Crown controloverlocal government Third,ithinders thedevelopmentofTreaty relations when parties otherthan theCrown (centralgovernment)andMáoriareinvolved.
Presently theTOWAprevents theWaitangiTribunalfromrecommending thereturn of localgovernmentland79 SomeMáoriclaimthat this provision enables theCrown to
73 Orákei Report above n 44, 136
74 Manukau Report aboven3, 73 SeeWaitangiTribunal MotunuiWaitara Report Wai6 (2ed, Government Printer, Wellington, 1985) 55
75 SeeIn Search of above n 20, 197
76 SeeLocal Government above n 32, 97
77 Treaty of Waitangi Act 1975, s 6
78 TheWaitangiTribunalhasbeenreportingonclaimsat arateofapproximately3per year. Thereare over 300claimsawaitingresearchandreporting However, becauseofthe'casebook'methodby whichanumber ofrelatedclaimsareanalysedtogether, it isestimatedthat thepresent claimscould beresearchedandreportedonwithinthenext decade PersonalComment by Ian Shearer (Manager) at theWaitangiTribunal, 4August 1998 SeealsoLTheron"HealingthePast:A Comparative AnalysisoftheWaitangiTribunalandtheSouthAfricanLandClaimsSystem" (1998) 28VUWLR 311, 317
79 See above n 43
distanceitselffurtherfromits ability to performits Treaty obligations by removing vast tracts ofphysicalresources frompotentialrecommendation. TheWaitangiTribunalcould recommend compensation for resources nowcontrolled by localgovernment80
IV INITIATIVES WHAT HAS LOCAL GOVERNMENT DONE TO UPHOLD THETREATY?
A Introduction
Localgovernmenthas been instrumentalin thedispossession ofMáoriresources and thesubordination ofMáoriselfgovernment This culturalarrogancehas provoked inherentMáorisuspicion oflocalgovernment,has contributed to diminished regional growth,andhas created limited opportunities for harmonious relations between Máori andlocalgovernment This Partconsiders recentlocalgovernmentresponsiveness to Treaty issues in relation to planning and representation.
B Planning
Máoriability to beactiveparticipants in localgovernmentplanning beyondresource management has been minimal Participation is often reduced to Pákehá mainstreaming in theformofvoting atlocalgovernmentelections andas employees. Minimalparticipation by Máorias Máorihas lessened localgovernmentTreaty responsiveness andensured Máoriarenot accorded a differentposition fromother interestgroups in planning processes andtheoutcomes ofsuch processes.Thereis no nationalstrategy for ensuring Máori participation in localgovernmentactivities apart fromenvironmentalmanagement.
Fewlocalgovernmentauthorities haveeven skeletalreferences to Máorias tangata whenuain such planning. 81 This may flowfromthelack ofclarity in theconstitutional relationship between Máoriandlocalgovernment Wherethereis a largepercentageof Máoriin theregion, therelations between Máoriandlocalgovernmentaredeveloping as a matterofneed.82 However,such arrangements arenot noticeablein thelarger metropolitan areas whereMáoripopulation ratios aremuch smaller,andcorporation activities far greater Wellington City Councilfor examplehas two Memoranda of
80 Lands caseaboven3, 693 TheTreatyprincipleof'redress'suggeststhat iftheCrownfailsto protect rangatiratangait isobligedtomakeredress This could be through monetary compensation or the return of resources
81 Tangata Whenua Consultation above n59, 2238
82 For example, theOpotikiDistrict Council has acknowledged Treaty principles in a draft "Memorandum ofUnderstanding", outliningbasicprinciplesfor aworkingrelationshipbetweentheCouncilandiwi TheWairoaDistrict CouncilhasaMáoriPolicyDocument settingout anintent toensurefullMáori participation in decisions that concern Máoriand the Council
Understanding with localiwi,but has no referenceto guaranteed Máoriparticipation in theCouncil's massivecorporateactivities.83
C Representation
Historically Máorihavenot obtained guaranteed Máorirepresentation in local government84 Theeffectiveness oftheMáorivotehas been weakened by thelowMáori voterturnout in localelections. 85 Thesefactors andthelack ofMáoricandidates,have produced relativeinvisibility ofMáorion localgovernmentauthorities. Máoriare inevitably forced into lobbying individualPákehá councillors for theirsupport86 This has complicated relations between localgovernmentandMáoriby forcing Máoriinto lobbying as an interestgroup withoutdistinctrights as tangata whenua,andthereforeincreased thecosts ofMáoriparticipation in localgovernmentdecisionmaking.
Somelocalgovernments haveadopted consultativestrategies in a bid to improve Treaty responsiveness, forgetting that Máori demandrepresentation as well as consultation. 87 This approach often concentrates on local government in its environmentalmanagementcapacities ratherthanin its administrativeandcorporate capacities.This excludes Máori fromeffectiveMáori representation in alllocal governmentaffairs.
TheLocalGovernmentAmendment(No 8) Billwas mooted near theend oftheperiod oftheLabour Governmentreformoflocalgovernment Itrequired localgovernment authorities to establish MáoriAdvisory Committees as subcommittees oftheauthority. TheBillwas not passed. Somelocalgovernmentauthorities haveestablished bodies similar to theMáori Advisory Committees suggested by theBill88 However,these committees haveoften been consultativeratherthandecisionmaking bodies. The
83 Privatisationoflocalgovernment corporateactivitiesmakesit evenmoredifficult for Máorieffectively to participate in local governance and the local economy
84 Thereare39MáoriCouncillorsout of1123councillorsnationwide: LocalGovernment NewZealand Poll1995(LocalGovernment NewZealandDatabase). Thismaychangewiththe October 1998 local government elections
85 PersonalComment byDonRiezebos(ChiefExecutiveOfficer) at the Local Government Commission, Wellington, 15 September 1997
86 Personalcomment byAnakeGoodall(NgaiTahu) at NgaiTahuGroupManagement Ltd, Christchurch, 18 September 1997
87 Uruamov Carter Holt Harvey (24May1996) unreported, PlanningTribunal, A 43/96 Thiscase illustrates the differences between representation and consultation
88 SeetheNapier CityCouncil, SouthWairarapaDistrict CouncilandRangitikeiDistrict Councilfor example
WaitangiTribunalwarned that token representation effectively provides a Máorirubberstamping mechanismandis not a completesolution to Máorirepresentation. 89
Amoreappropriatestrategy is currently being advocated for EnvironmentBay of Plenty.TheMáoriconstituency comprises 29 percentofthepopulation. However,there areno Máorirepresentatives on the11 memberBay ofPlenty Council FormerJudge, PeterTrapski,(acting as an IndependentCommissioner)has recently recommended that a Máori constituency beestablished.90 Underthis modelMáorias tangata whenua would haveguaranteed representation on theCouncil,ensuring Máoriparticipation in all Councildecisionmaking. Trapskirecommends that 3 out of12 seats befor Máori representatives. However,for implementation theproposal requires legislativechange, andmembers ofParliamenthavealready strongly opposed such changes.91
V POLICY ADVANTAGES AND DISADVANTAGES OF LOCAL GOVERNMENTHAVINGTREATYOBLIGATIONS
A Introduction
This Partoutlines thebasic advantages anddisadvantages oflocalgovernment having Treaty obligations. This encourages an informed discussion andconclusion on therecommendations which followthis Part
B Advantages
Expanding Treaty relations to includenonCrown bodies such as localgovernment counters thereduction in theactivitiesoftheCrown through privatisation anddevolution. Ensuring localgovernmenthas Treaty obligations acknowledges therealities ofchangein theexerciseofpowers ofKáwanatanga,andtheredefinition oftheCrown.This nullifies theeffectoftheCrown disappearing and rendering its Treaty obligations unfulfilled.
Criticismoftheconceptualisation as derogating fromtheTreaty CrownMáori relationship can (in theory atleast)becountered with thesuggestion that theCrown
89 Manukau Report above n 3, 80
90 JudgeP Trapski"TheProposaltoEstablishaMáoriConstitutency" (Rotorua, 1998) 1["Environment BOP"]. Contrast WWiniata"TheTreatyofWaitangi: Máori Political Representation" (MáoriPolitical RepresentationConference, Wellington, 12May1997) Appendix2 Winiataproposeslocalbody governancebasedonthreecouncils aTikangaPakehaCouncil, aTikangaMáoriCouncil, anda Joint Council TheJoint Councilwouldhaveresponsibilitytopassproposalsagreedtobytheother twoCouncils ThisformofMáorirepresentation is independent from tikanga Pakeha, unlike Trapski's proposal which envisages guaranteed Máorirepresentation in a tikanga Pakeha setting
91 "MPs attackMáoriseatsproposal"RotoruaDailyPost, Rotorua, 9July1998, 1 Section3ofthe LocalGovernment Amendment Act (No2) 1986providedfor similar guaranteedMáori representation on the Auckland Regional Authority However, this provision was repealed in 1992
retains primary responsibility for actively protecting Máoriinterests.This is comparable to theNewZealandLawCommission recommendations on theliability oftheCrown for breaches oftheNewZealandBillofRights Act1990 ('theNZBORA').TheNewZealand LawCommission stated that theCrown is primarily liablefor breaches oftheNZBORA, although making public bodies such as localgovernmentliablewillhaveincentiveeffects on such bodies to comply with theNZBORA92 Thesuggested expansion oftheCrown is motivated by theprinciplethat greaterTreaty responsibility needs to betaken by authorities atlocallevels apartfromcentralgovernmentas theCrown.
Localgovernmenthaving Treaty obligations beyondenvironmentalmanagement increases thepotentialfor greaterequity for Máori TheRMApresently operates in a vacuumwith regards to Treaty responsiveness. Itis contended that localgovernment has no incentiveoutsidetheRMAto treatMáoridifferently fromotherinterestgroups. Treaty obligations willencouragelocalgovernmentto ensureMáoriparticipation, as tangata whenua,in localgovernmentactivities. Localgovernmentwillbecomemore accountable to Máorioutsideoftheregular sanction ofelectoralretribution.
Itis efficientfor theCrown andMáoriiflocalgovernmenthas Treaty obligations. Máori would beableto takeclaims to theWaitangiTribunalagainstlocalgovernment breaches ofTreaty principles.This would mean that theCrown would not beused as a backstop for Treaty claims.Máoridevelopmentwould not focussed initially on theability to communicateto localgovernmentthrough Crown officials based in Wellington. Instead, Treaty discoursewilloccur atthelocallevel,whereMáoridevelopmentoccurs. Thedisadvantageofthis situation is that themajor costs for activeprotection ofMáori interests would betransferred to localgovernment
C Disadvantages
Iflocalgovernmenthas Treaty obligations, thefinancialcostoflocalgovernment decisionmaking would increase.93 Depending on thestrength oftheobligations, local governmentmay berequired to guaranteeMáoriparticipation in alldecisionmaking processes or consultation in allprocesses.94 Thepotentialfor increased costs is emphasised with thecontention that thereis no guaranteeofcertainty with local
92 Crown Liability above n24, 30
93 Anyactionshouldbeprecededbyafinancialandnonfinancialcostbenefit analysisofpresent local governmentMáori relations Thisanalysiswouldinformthedebateover localgovernmentMáori relationsandmayalter theextent ofthispaper's recommendations Thisdoesnot makethepaper's recommendationssuperfluousuntiltheanalysisiscompleted; therecommendationsaresubmittedas a useful starting point for further development of local governmentMáori Treaty relations
94 The differences in strength of Treaty obligations are noted in Part III B of this paper.
governmenthaving Treaty obligations. Treaty provisions in theRMAhavenot increased thecertainty overTreaty responsiveness in environmentalmanagementissues.Instead, they havecontributed to greaterlitigation in theEnvironmentCourt
Treating Máoridifferently fromothersegments ofthepopulation willattractthe argumentthat thedecisionmaking processes areundemocratic andcontributeto separatism/apartheid.Máoriareableto participatein thepresentsystemas voters and employees oflocalgovernmentauthorities. Máori can standfor election. 95 To differentiateon thebasis ofraceis discriminatory andtantamountto racism Hence,itis inappropriateto giveMáoridifferenttreatmenton a Treaty basis.
Conceptualising localgovernmentas theCrown,or as a Crown agenthaving Treaty obligations concerns both Máori and local government Some criticise the conceptualisation as diminishing thesignificanceofCrownMáorirelations. SomeMáori considerthat thereis no distinction between localgovernmentandcentralgovernment, andareunwilling to confusethesituation further96 Others rejectthesuggestion on the basis that centralgovernmentdoes not even havelegalTreaty obligations (in a nonCrown capacity)thereforelocalgovernmentcannoteither TheCrown has refused to takeresponsibility for theactions oflocalauthorities.97 AprominentCabinetMinister recently madethecommentthat localgovernmentis neithercentralgovernmentnor a privatebody,suggesting that theCrown does not consideritselfresponsiblefor developmentoflocalgovernmentMáorirelations. 98
ThemovementofTreaty obligations to localgovernmentis arguably contradictory. Treaty obligations should evolveas theCrown evolves. As theCrown's powers of Káwanatanga increased,so did Treaty obligations. As theCrown's powers of Káwanatanga decrease,itis questionablewhetherTreaty obligations remain atthe highpointoftheCrown's powers.Topin theobligations atthehighpointoftheCrown's powers,andthen movethoseobligations to localgovernmentauthorities exercising devolved powers,disregards theevolutionary natureofCrownMáorirelations. Perhaps Treaty obligations riseandfalldepending on theroleoftheCrown.This papersuggests
95 D Ponter Proceedings of a Seminar on Resource Management and the Treaty of Waitangi (Resource Planning Publication No 7 prepared for the Bay of Plenty Regional Council, 1992) 57
96 SeeTTutuaNathan "IwiLocal Government Partnership/Consultation" Enviroinment BOP above n 95, 62 SeeR Mahuta"ReformofLocalandRegionalGovernment:A TainuiPerspective"New Zealand Geographer (1989) 44 (1), 84
97 SeeNewZealandOfficeofTreatySettlementsCrownPolicyProposalsonTreatyClaimsInvolving Public Works Acquisitions (New Zealand Office of Treaty Settlements, Wellington, 1996) 3
98 Rt HonD Graham"Speech" (LocalGovernment NewZealandConference, Dunedin, 30June1998) 5
that powers ofKáwanatanga aredistinctfromtheCrown. Thesepowers arenot necessarily exercised only by theCrown. Itis submitted that Treaty obligations are applicableto allexerciseofpowers ofKáwanatanga,whetheror not thosepowers were actually exercised by theCrown in 1840. This suggests that thepost1840 Crown assumption ofpowers ofKáwanatanga,which havesubsequently been devolved,are qualified by Treaty obligations regardless ofwhereandby whomthey arebeing exercised.
D Conclusion
Thepotentialfor localgovernmentto haveTreaty obligations (outsidetheRMA)is a tradeoffbetween policy arguments.Attheheartofthis policy debateis greaterTreaty responsiveness atlocallevels versus increased costs in localgovernmentdecision making. It is contended that with appropriate statutory guidance on Treaty responsiveness,problems ofcostencountered with Treaty obligations can beminimised. Hence,itis considered that localgovernmenthaving Treaty obligations is appropriate VI RECOMMENDATIONSWHATSHOULDHAPPENNOW?
A Introduction
Theresponsibility to clarify localgovernmentTreaty obligations rests primarily with centralgovernmentandMáori99 Localgovernmentparticipation in this process is important. However,withoutlegislativechange,localgovernmentgoodwillpresently relied on by Máori (exceptwheretherearestatutory provisions) willnot amountto greaterfulfilmentofTreaty obligations andrights. Itwillinstead relegateMáorito the status ofan interestgroup. This paperadvocates changein theattitudes andactions of centralgovernment,localgovernmentandMáori
B CentralGovernment
Itis recommended that centralgovernmentshould makelegislativechanges to ensure a Treatydriven systemoflocalgovernment100This suggestion envisages greaterCrown
99 AnychangeinthenatureoftheCrownMáorirelationshipneedstobediscussedfirst betweenthe partiestotherelationship Thispreservesthemanaofthepartiesandallowsfor acceptable(rather than imposed) development of Treaty relations
100SeeTheBridgeport GroupReformof LocalandRegionalGovernment,Synopsisof Submissionson Billfor the Establishment of Máori Advisory Committees in LocalGovernment and Explanatory Statement(Report totheOfficialsCoordinatingCommitteeonLocalGovernment,1990) 16 These recommendationsincorporategreater CrownparticipationinthefacilitationofMáorilocalgovernment relationshipswithout derogatingfromthehistoricalsignificanceoftheCrownMáorirelationship The participationcouldincludetheestablishment ofaMáoriLocalGovernment Commissionwhich revises localgovernment Treatyresponsiveness SeeH MatungaLocalGovernment:A Máori Perspective (A Report for the Máori Consultative Group on Local Government Reform, 1989) 13
monitoring oflocalgovernmentin relation to Treaty issues andincreased responsiveness oflocalgovernmentto Máori 101 Statutory guidelines for localgovernmenton howto meetobligations would ensureMáoriarenot forced to depend on Pákehá goodwillfor Treaty rights to beupheld.Guidelines for localgovernmentwould also encouragegreater efficiency,as Máoriwould beless likely to approachtheCrown overlocalgovernment omissions to ensureTreaty obligations aremet Theexistenceofguidelines may lessen theroomfor localgovernmentandMáori to develop relations. 102 However,itis submitted that this is a necessary tradeofffor greatercertainty in thedevelopmentof theserelations.
Treaty settlementnegotiations may requirelocalgovernmentparticipation when the Crown andMáori finalisesettlementdetails. During this process centralgovernment needs to address themanagementoftheongoing relationship between stateapparatus (including localgovernment)andMáori This mirrors theCanadian experiencewhere provincialgovernmentis included in thenegotiations process.103 Italso suggests less emphasis on finality between theCrown andMáori,andencourages supportby local governmentofMáoriaffairs.
GreaterempowermentofMáoriatlocalgovernmentlevels needs consideration. This empowermentmustoccur simultaneously with constitutionalchangerecognising and clarifying theTreaty relationships identified earlierin this paper Legislation has previously provided for Máori selfgovernment Forexamplesection 71 ofthe Constitution Act1852 acknowledged Máoriselfgovernmentin Máoriareas.104 It provided for the,"[s]etting apartofdistricts in which thelaws,customs andusages ofthe Aboriginalor Máoriinhabitants ofNewZealandshould for thepresentbemaintained for thegovernmentofthemselves,in alltheirrelations to anddealings with each other"
101TheresultsofimplementationoftheRMA highlightstheadvantagesanddisadvantagesofrequiring local government to consider Treaty principles in decisionmaking
102Personalcomment byChrisKoroheke(CulturalLiaisonOfficer) at theAucklandRegionalCouncil, Auckland, 2 August 1998
103TheAgreement BetweentheInuit of theNunavut Settlement AreaandHer MajestytheQueenin right of Canada(TheTungavikandtheMinister ofIndianAffairsandNorthernDevelopment,1993) 191 Article23for exampleplacesemployment obligationsontheFederalandProvincial Governments
104SeegenerallyC Wickliffe"IndigenousPolities, selfgovernment,law, citizenshipandpropertyrights: insideout, outside in: a comparative study of the United States of America, Canada and New Zealand" (LLMThesis, VictoriaUniversityofWellington, 1997). Wickliffearguesthat theBritishcommonlaw protectedanaboriginalright toselfgovernment. Section71wasnot repealeduntil1986 See generallyLCoxKótahitanga: TheSearch for Máori Political Unity (Oxford University Press, Auckland, 1993) 28
However,its forcewas nevertested;itwas neverused. Therehavebeen numerous statutes accommodating limited Máoriselfgovernment105 Themajor recentattemptby theCrown to giveMáorilimited selfgovernmentcamewith theRánangaIwiAct1990. However,itwas repealed soonafterenactmentOnepossibility for centralgovernment consideration in thepresentstatutory framework is a redrafting ofsection 33 oftheRMA to makeiteasierfor localgovernmentto transferpowers to iwito control(andnot only to manage)areas ofsignificanceto iwi106
C LocalGovernment
Localgovernmentauthorities need to address Treaty relations moreseriously.107 Initially this requires localgovernmentauthorities to identify wherethey standin relation to Treaty issues. Second,itrequires localgovernmentauthorities to approachTreaty discussion with an open mind. 108 Immediatemeasures includelocalgovernment investing resources in educating itselfon Treaty issues,andestablishing clear channels ofcommunication with Máori LocalGovernmentNewZealandhas encouraged this approachby stating that Máoriarenot justanotherinterestgroup. 109
Localgovernmentshould develop options for guaranteed Máorirepresentation. Such representation may bedifferentfor differentparts ofthecountry. MáoriAdvisory Committees,formalguaranteed representation andSpecialWorking Parties areseveral ofthemany options availableto localgovernment.110 This representation also needs to
105See for example the MáoriCouncils Act 1900
106Section33oftheResourceManagement Act 1991allowslocalgovernment authoritiestodevolve limitedfunctionstoMáori PersonalComment by D Ponter (Manager) at Te Puni Kókiri, Wellington, 6 August 1998 Ponter considersthat thepresent statutoryframeworkdoesnot empower Máoritobe responsiblefor resourcesthat aretransferredtoMáori management under s33oftheResource Management Act 1991 Ultimateresponsibilityisleft tolocalgovernment,whilemanagement is transferredtoMáori SeeRNFraser "Section33oftheResourceManagement Act 1991" (UnpublishedLLB (Hons) paper, VictoriaUniversityofWellington, 1997). Fraser commentsonthe statutoryandnonstatutoryconstraintsofdevolutionofauthorityunder s33oftheResource Management Act 1991, andsuggeststhat therearestatutoryinconsistenciesfor suchdevolution compared to devolution to Máoriunder the Fisheries Act 1996
107Personalcomment byMikeRead(Adviser) at LocalGovernment NewZealand, Wellington, 18 September 1997
108ManukauReportaboven3, 84 Personalcomment alsobyV Payne(Whakatohea) at BecaCarter Hollings Ferner Ltd, TaurangaMoana, 2 August 1998
109Tangata Whenua Consultation above n 59, 19
110Representationcouldbeofasimilar naturetoMáorirepresentationinParliament.Section45ofthe ElectoralAct 1993guaranteesseparateMáorirepresentationinParliament. Thenumber ofMáori seats is dictated by the number of electors on theMáori roll
acknowledgetheimplicitdifferences between tangata whenuaandthegeneralMáori populacein each region.
Meaningfulinvolvementby Máoriin allplanning is necessary for localgovernmentto becommitted to theTreaty. Researching ofMáori initiatives is an important way for localgovernmentto respond to Máori Instead ofadopting a negativeapproachto notions oftino rangatiratanga,localgovernmentmay considerhowlocalgovernmentcan affirmatively encourageMáoriaspirations for Máoriselfgovernment.This may require greateruseofthedevolution provisions in theRMAandtheFisheries Act1996.111
Comanagementstrategies adopted in Canada providefurtheralternatives for greater Máori selfgovernment Comanagement synthesises negotiation and mutual accommodation ofMáori andlocalgovernmentin thegovernanceoftheenvironment andresources.112 Boards or committees which areresponsiblefor watermanagement, landuse,planning andenvironmentalmanagementcould havea 50:50 Máoriandlocal governmentrepresentation. Although this framework does not provideselfgovernment for Máori,itwould constituteexplicitlocalgovernmentimplementation oftheprincipleof activeprotection and develop relations further
D MáoriParamountto thereinvigoration ofMáoriselfgovernmentis education. Máorihave to investresources (maybein conjunction with localgovernmentandcentralgovernment) in researching anddeveloping Máori frameworks ofresourcemanagementandMáori selfgovernment.Investmentin learning Pákehá techniques is also important in orderfor Máorito participatefully in environmentalaffairs.
Máori need to considertheability oflocalgovernmentto assistMáori selfgovernment This involves rallying around iwimanagementplans andcontributing to Máori serviceprovision to Máori andthegeneralcommunity.113 Itrequires greater participation in localgovernmentelections andopen communication with (albeitPákehá dominated) existing localgovernmentauthorities. Máorimustnecessarily considerthe developmentoftheTreaty relations to apply to alllocalgovernmentactivities.Ifthis does not happen,MáoriandtheCrown willbelocked in a timewarp that does not recognise
111Fisheries Act 1996, ss 174185
112SeeP Usher "CommonPropertyandRegionalSovereignty" Seminar onCommonPropertyIssues (NationalCenter for Development Studies, AustralianNationalUniversity, 1996) 5 Usher supports thenotionofacontinuingandevolvingrelationshipbetweenpartners, similar toMcHugh'srelational approach
113Consider TeRúnangaoNgátiHauitiNgáti HauitiKaupapaTaiaoEnvironmentalPolicyStatement (Te Rúnanga o NgátiHauiti, Rangitíkei, 1996).
thepracticalreality that activeprotection ofMáori interests bettertakes placeatlocal levels.
VII CONCLUSION
Itis submitted that conceptualising localgovernmentas theCrown is inappropriate andonly a shorttermissueofdefinition which obscures the notion that Treaty obligations fallupon bodies exercising powers ofKáwanatanga. Moreimportant to Treaty jurisprudenceis thedevelopmentofrelations between Máoriandlocalgovernment,and greatercontrolandpoweroverresources for Máori. Thead hoc andpiecemeal developmentoflocalgovernmentTreaty responsibilities to date,coupled with theextent oflocalgovernmentpowers,demandaction fromtheCrown andMáori Itis submitted that action means a Treatydriven legislativeagendumfocussed on requiring local governmentauthorities to comply with theTreaty in alltheiractivities.This agendumis partofa widerconstitutionalagendarequired to address stateMáorirelations in thenext millenia. Any devolution ofpowers ofKáwanatanga to localgovernmentdoes not absolvetheCrown ofits Treaty responsibilities to Máori However,itgives theCrown a monitoring responsibility in thedevelopmentoflocalgovernmentMáorirelations.
Centralgovernmentandlocalgovernmentneed to considersharing powerwith Máori, instead ofhoping that Máorientitlements anddemands willbesatisfied with policies that effectively mainstreamMáoriinto Pákehá society. Anything less thanan increasein powerfor Máoriwould signalyetanotherfailurein respecting theTreaty andtherights enunciated by theDraftDeclaration.