MARK SHEET – Understanding legislative and regulatory requirements for an enterprise Centre Number : Learner Registration No :
Centre Name : Learner Name:
INSTRUCTIONS FOR ASSESSMENT AND USE OF MARK SHEET Assessment must be conducted with reference to the assessment criteria (AC). In order to pass the unit, every AC must be met. Assessors will normally award marks for every AC and then total them into a percentage. However, for greater simplicity, there is the option to not use marks at all and merely indicate with a ‘Pass’ or ‘Referral’ in the box (below right). In order to pass the unit every AC must receive a ‘Pass’ Where marks are awarded according to the degree to which the learner’s evidence in the submission meets each AC, every AC must be met, i.e. receive at least half marks (e.g. min 10/20). Any AC awarded less than the minimum produces an automatic referral for the submission (regardless of the overall mark achieved). Sufficiency descriptors are provided as guidance. If 20 marks are available for an AC and the evidence in the submission approximates to the ‘pass’ descriptor, that indicates it should attract 10 marks out of 20, if a ‘good pass’ then ca. 15 out of 20. The descriptors are not comprehensive, and cannot be, as there are many ways in which a submission can exceed or fall short of the requirements.
1. Learner named above confirms authenticity of submission. 2. ILM uses learners’ submissions – on an anonymous basis – for assessment standardisation. By submitting, I agree that ILM may use this script on condition that all information which may identify me is removed. However, if you are unwilling to allow ILM use your script, please refuse by ticking the box: □
Learning Outcome 1: Understand how to comply with legal and regulatory requirements
Assessment Criteria (AC) AC 1.1 Identify the laws and regulations relevant to the enterprise
Sufficiency Descriptors
[Typical standard that , if replicated across the whole submission, would produce a referral, borderline pass or good pass result]
Referral [ca.2/8] Laws and regulations relevant to the enterprise are not identified, or the laws or regulations relevant to the enterprise are identified incorrectly, or laws or regulations are identified but not both, or the laws and regulations identified are not relevant to the enterprise
Referral [ca.4/16]
AC 1.2 Examine the consequences of non compliance with legal, regulatory requirements
No examination of the consequences of noncompliance with legal and regulatory requirements, or non-compliance with legal and regulatory requirements is merely described with no examination of the consequences, or the consequences are incorrect
Pass [4/8]
A limited range of laws and regulations relevant to the enterprise are correctly identified
Assessor feedback on AC
Good Pass [ca. 6/8]
A comprehensive range of laws and regulations relevant to the enterprise are correctly identified
/8 (min. of 4)
Pass [8/16] A correct but limited examination of the consequences of noncompliance with legal and regulatory requirements
Good Pass [ca. 12/16] A correct and comprehensive examination of the consequences of noncompliance with legal and regulatory requirements
Pass or Referral
Assessor feedback on AC
/ 16 (min. of 8)
Pass or Referral
Section comments (optional):
Verification comments (optional):
Learning Outcome 2: Understand the law of contract in relation to the provision of goods and services
Assessment Criteria (AC) AC 2.1 Examine how the business could be affected by contract law issues
AC 2.2 Describe the legislation of contracts pertaining to the sale of goods and services
Section comments (optional):
Sufficiency Descriptors
[Typical standard that , if replicated across the whole submission, would produce a referral, borderline pass or good pass result]
Referral [ca.4/16]
No examination of how the business could be affected by contract law issues, or contract law issues are merely listed with no examination of how they could affect the business, or contract law issues are examined without stating how they could affect the business, or the range of contract law issues examined is deficient
Pass [8/16]
A correct examination of how the business could be affected by a limited but appropriate range of contract law issues
Assessor feedback on AC
Good Pass [ca. 12/16]
A detailed correct examination of how the business could be affected by a wide range of appropriate contract law issues
/ 16 (min. of 8)
Referral [ca.3/12]
Pass [6/12]
Good Pass [ca. 9/12]
No description of the principal features of the legislation of contracts pertaining to the sale of goods and services, or the description of the legislation of contracts pertaining to the sale of goods and services is incorrect
Limited correct description of the principal features of the legislation of contracts pertaining to the sale of goods and services
Detailed description of the legislation of contracts pertaining to the sale of goods and services which is correct
Pass or Referral
Assessor feedback on AC
/ 12 (min. of 6) Verification comments (optional):
Learning Outcome 3: Understand the relevant health, safety and environmental obligations and their implications to the enterprise
Pass or Referral
Assessment Criteria (AC) AC 3.1 Describe how health and safety legislation will impact on the enterprise and its activities
AC 3.2 Identify the duties and responsibilities of compliance under health and safety legislation
Sufficiency Descriptors
[Typical standard that , if replicated across the whole submission, would produce a referral, borderline pass or good pass result]
Referral [ca.2/8]
No description of how health and safety legislation will impact on the enterprise and its activities, or health and safety legislation is merely listed with no description of impact on the enterprise and its activities, or how health and safety legislation will impact is incorrect, or the range of health and safety legislation described is inappropriate or deficient
Pass [4/8]
Correct description of how a sufficient but narrow range of appropriate health and safety legislation will impact on the enterprise and its activities
Assessor feedback on AC
Good Pass [ca. 6/8]
Detailed and correct description of how a wide range of appropriate health and safety legislation will impact on the enterprise and its activities
/8 (min. of 4)
Referral [ca.2/8]
Pass [4/8]
Good Pass [ca. 6/8]
No identification of the duties and responsibilities of compliance under health and safety legislation, or duties or responsibilities of compliance are identified but not both, or identification of the duties and responsibilities of compliance under health and safety legislation is incorrect, or the range of duties and responsibilities is inappropriate or deficient
Correct identification of a sufficient but narrow range of appropriate duties and responsibilities of compliance under health and safety legislation
Correct identification of a wide range of appropriate duties and responsibilities of compliance under health and safety legislation
Pass or Referral
Assessor feedback on AC
/8 (min. of 4)
Pass or Referral
AC 3.3 Identify and describe the environmental factors and legislation required by the enterprise
Referral [ca.2/8]
Pass [4/8]
No identification or description of the environmental factors and legislation required by the enterprise, or environment factors and legalisation is merely listed and their principal features are not described, or the environmental factors or the legislation is identified and described but not both, or the description of either is incorrect, or the range of environment factors and legalisation is inappropriate or deficient
Correct identification and description of the principal features of a sufficient but narrow range of appropriate environmental factors and legislation required by the enterprise
Good Pass [ca. 6/8] Correct identification and description of the principal features of a wide range of appropriate environmental factors and legislation required by the enterprise
/8 (min. of 4)
Section comments (optional):
Pass or Referral
Verification comments (optional):
Learning Outcome 4: Be able to prevent and control hazards and risks in the enterprise
Assessment Criteria (AC) AC 4.1 Identify possible hazards and risks within the enterprise
Sufficiency Descriptors
[Typical standard that , if replicated across the whole submission, would produce a referral, borderline pass or good pass result]
Referral [ca.2/8]
Possible hazards and risks within the enterprise not identified or possible hazards and risks within the enterprise are identified incorrectly, or possible hazards or risks within the enterprise are identified but not both, or only one hazard and/or risk is identified
Pass [4/8]
Two or more possible hazards and risks within the enterprise are identified correctly, although the identification of risk is limited in scope
Assessor feedback on AC
Good Pass [ca. 6/8]
Two or more possible hazards and risks within the enterprise are identified correctly and the identification of risk is comprehensive and includes what could happen, when and where it could happen, and how and why it could happen
/8 (min. of 4)
Pass or Referral
AC 4.2 Determine ways to prevent, minimise and control hazards within the enterprise
Referral [ca.3/12]
Pass [6/12]
Good Pass [ca. 9/12]
No determination of ways to prevent, minimise and control hazards within the enterprise, or ways to prevent, minimise and control hazards within the enterprise are incorrect or inappropriate, or only one way to prevent, minimise and control hazards within the enterprise is determined
Limited but correct determination of two or more appropriate ways to prevent, minimise and control hazards within the enterprise
Comprehensive and correct determination of two or more appropriate ways to prevent, minimise and control hazards
Section comments (optional):
Assessor feedback on AC
/ 12 (min. of 6)
Pass or Referral
Verification comments (optional): / 100 TOTAL MARKS
Assessor’s Decision Signature of Assessor: Outcome (delete as applicable): PASS / REFERRAL Date:
Quality Assurance Use Signature of QA: Outcome (delete as applicable): PASS / REFERRAL Date of QA check: