How the DSM Is Used in Clinical Practice

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Howthe DSM IsUsedinClinicalPractice

MichaelB. AQ1 First,MD,* MatthewD. Erlich,MD,* DavidA. Adler,MD,* Shirley Leong,PhD,† LisaB. Dixon,MD,MPH,* DavidW. Oslin,MD,* Beth Goldman,MD,MPH,* Steve Koh,MD,MPH,MBA,* Bruce Levine,MD,* JeffreyL. Berlant,MD,PhD,*and SamuelG. Siris,MD*

METHODS

Abstract: Despitewidespreaduse,howcliniciansusethe DSM inpsychiatric practiceisnotwellunderstood.Recognizingpublicandprofessionalattitudestowardthe DSM areintegraltofuture DSM development,toaddresscommonly heldassumptionsuchasthatthe DSM isusedprimarilyforcoding,andtoassess itsclinicalutility.Aconveniencesampleof PsychiatricTimes readerswassurveyedtoassessthe DSM'suseinclinicalpractice.Atotalof394behavioralhealth carepractitionersfullycompletedtheonlinesurvey.Resultssuggestthatthe DSM,beyondadministrativeandbillinguse,isusedforcommunicationwith healthcareproviders,forteachingdiagnosestotrainees,and,importantly,asan educationaltooltoinformpatientsandcaregiversalike.

KeyWords: DiagnosticandStatisticalManualofMentalDisorders,nosology, clinicalutility,nototherwisespecified,unspecified,healthcareadministration, psychiatriceducation

(JNervMentDis 2019;00:00 00)

Littleinformationisavailableastohowcliniciansusethe DSM ineverydaypractice(Firstetal.,2004).Abetterunderstandingofitsclinicalapplicationisimportantfortwocrucialreasons(Firstetal.,2014). First,the DSM isintendedtoserveasauniversalauthorityfordiagnosis andtoaccuratelyandfaithfullycommunicatediagnosticinformation amongclinicians(aswellasresearchers).Consequently,howclinicians applythe DSM criteriaduringadiagnosticassessmentisofsignificant interest.Second,understandingcurrentusageiscriticaltotheplanning processoffutureupdatestothe DSM (First,2016)andtoassesstheimpactofproposedchangesto DSM criteriauponpracticepatterns.

Acommonlyheldassumptionregardingpsychiatricclassificationsystems,suchasthe DSM or ICD,isthattheyareusedbyclinicians primarilyforadministrativepurposesratherthanformakingclinicaldiagnoses.Forexample,a2015editorialin WorldPsychiatry (Maj,2015) positedthatEuropeanpsychiatristsoftenuse ICD criteriaadministratively,notclinically.Suchbeliefsarealsoreflectedinthelaypress (“Rarely,ifever,[do]Iconsultthehandbooktomakeadiagnosis.”) (Reidbord,2016).Moreover,highutilizationratesoftheresidualnot otherwisespecified(NOS)/otherspecified/unspecifiedcategoriesare assumedtobeamanifestationofthe DSM'sinabilitytoaccuratelydescribeamajorityofclinicalpresentations(Clarketal.,1995;Widiger andSamuel,2005).

Tobetterunderstandtheroleofthe DSM inpsychiatricpractice, anInternet-basedsurveywasconductedtoclarifyhowcliniciansuse the DSM toarriveatdiagnoses,toguidetreatment,toassessclinicalattitudestowardthe DSM,andtoelucidatetheprevalenceoftheuseof NOScategory(referredtoas “otherspecified” and “unspecified” in DSM-5).

Overview

ThePsychopathologyCommitteeoftheGroupfortheAdvancementofPsychiatry(GAP)developedanInternet-basedsurveyvia SurveyMonkeyaspartofa PsychiatricTimes articleaboutthe DSM anditsclinicalutility(Kweskin,2015). PsychiatricTimes isa monthlyperiodicaldistributedbymailandavailableonlinetonearly 40,000mentalhealthprofessionals.Inaddition, PsychiatricTimes includedthelinkinseveralofitse-mailnewsletterssenttoregistered usersonthe PsychiatricTimes Website.ThesurveywasopentoparticipationfromFebruary1,2015,throughApril15,2015.Thesurvey tookbetween10and15minutestocomplete.Thesurveywasexempt frominstitutionalreviewboardreviewasindividuallyidentifiableinformationwasnotcollected.Subjectsdidnotreceivereimbursement forcompletingthissurvey.Theonlyrequirementsforparticipation inthisconveniencesampleincludedbeing18yearsofageorolder, English-languageproficiency,andhavingdirectclinicalcontactwith patientsforatleast4hoursaweek.

SurveyInstrument

ThesurveywasdevelopedusingamodifiedDelphiprocessby anexpertcommitteecomprisedofmembersofthePsychopathology CommitteeofGAPbasedonthemostrecentliteratureaboutthe DSM (Firstetal.,2014).Usageofthesurveywasassessedwithfive questiondomains.Thefirsttwoquestionsassessedtheusageofthe DSM ineverydaypracticebothwhenmakinginitialdiagnosesand inthecontextofongoingcareacrossthefollowingfivescenarios: useofthe DSM foradministrative/billingpurposes;useof DSM criteriatodetermineifthediagnosticcriteriaaremet;reviewingdiagnosticcriteriafrommemorytodeterminediagnosis;reviewingrelevantsectionsofthe DSM text(e.g.,differentialdiagnosis);and assessinghow DSM criteriaareusedwiththepatientand/orfamily andcaregivers.Foreachscenario,participantswereaskedtoquantify thefrequencyofusageusingafive-pointLikertscale(“never,” “rarely,”“sometimes,”“often,” and “always”).

Thethirdquestionaskedrespondentstoassesshowusefulthey foundthe DSM criteriaanddiagnosticframeworktobebasedontheir experiencewiththe DSM inpracticeoverthepastyear,forthefollowingdomains:treatmentselection,educatingthepatientand/orfamily aboutthepsychiatricdiagnosis,determiningprognosis,meetingadministrativerequirements,communicatingwithcolleagues,andteaching traineesorstudents.Foreachoftheabovedomains,respondentswere askedtorateitsdegreeofusefulnessonadifferentfive-pointLikert scale(“notatall,”“slightly”“moderately,”“very,” and “extremely”).

*Psychopathology AQ2 CommitteeoftheGroupfortheAdvancementofPsychiatry; †MIRECC,CorporalMichaelJ.CrescenzVeteranAffairsMedicalCenter, Philadelphia,Pennsylvania.

Send AQ3 reprintrequeststoMichaelB.First,MD,PsychopathologyCommitteeofthe GroupforAdvancementofPsychiatry.E mail:mbf2@columbia.edu.

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ISSN:0022-3018/19/0000 0000 DOI:10.1097/NMD.0000000000000953

TheremainingtwosurveyquestionsfocusedonusageofNOS categoriesduringthepastyear,startingwithaqueryabouthowoften respondentsusetheNOSdiagnosiswhentheyrecordapsychiatricdiagnosis.(TheNOSdesignationisusedinthisarticletorefertoboth theNOScategoriesin DSM-IV-TR andotherspecifieddisorderand unspecifieddisordercategoriesin DSM-5.)Ifrespondentsreported anyNOSusageduringthepastyear,theywerepresentedwithsixpossiblereasonsforusingtheNOSdiagnosisandwereasked,foreach

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reason,toratethefrequencywithwhichtheyusedtheNOScategory onthesamefive-pointscaleusedtoratethefrequencyofusageofthe DSM components.

Thesurveyconcludedwithquestionsaboutthesurveyparticipants,includingdemographics,mentalhealthspecialty,practicesetting, versionofthe DSM (DSM-IV-TRvs DSM-5)therespondentcommonly usedatthetimeofthesurvey,percenttimespentdoingvariousprofessionalactivities(e.g.,clinical,administrative,research,etc.),andthe numberofhoursperweekofdirectclinicalcontact.

Analyses

Generalizedestimatingequations(GEE)modelswereusedto assesstheoddsofmore DSM usageandtheoddsofmorepositiveattitudewithacumulativelogitlinkfunction.Outcomeswerecollapsed intothreecategories:usage(never/rarely,sometimes,often/always) andattitudeabouttheusefulness(notatall/slightly,moderately, very/extremely).For DSM usagescenario,abinaryvariableindicating initialevaluationandtheirinteractionwereincludedinthemodel.For attitudesaboutusefulness,onlyusagescenariowasincludedasapredictor.Demographicvariablesandtheirinteractionswithscenario wereaddedintothemodels.Thesignificanceofinteractionterms wasevaluatedbasedon p-valuesfromtype3Waldscores.

Toinvestigatetherelationshipbetween DSM usageandattitudes aboutitsusefulness,Pearsoncorrelationcoefficientswerecalculated usingthesurvey'soriginalfive-pointLikertscale.

TheoddsofmoreNOSusagewerealsomodeledusingGEE modelswithacumulativelogitlinkfunction.NOSusagewascollapsed intothreecategories:never/rarely,sometimes,andoften/always.NOS useintheprioryear,scenario,andtheirinteractionwereincludedin themodel.Thesignificanceofinteractiontermswasevaluatedbased on p-valuesfromtype3Waldscores.

RESULTS

DescriptionoftheSample

Atotalof907individualsparticipatedinthesurvey,394participantscompletedallsurveyquestionsabout DSM componentusage,

attitudesaboututility,andNOSusageandfullycompletedthedemographicssection.Excludedfromtheresultswere23participantsasthey listedtheirprofessionaslawyeror “other” and74participantswhoreportedfewerthan4hoursperweekofdirectpatientcontact.

Inthissample,254respondents(65%)wereage50orolderand 235(60%)weremale.Twenty-three(6%)reportedlessthan1yearsince completingtraining,63(16%)were1to5years,57(15%)were6to 10years,164(42%)were11to30years,and87(22%)were31to 50yearssinceresidency.Twohundredsix(52%)reported30hours/week ormoreperofdirectclinicalcontact(354[90%]reportedspecializing inadultcareand126[32%]specializingbutnotexclusivelytreating children/adolescents).Withrespecttospecialization,78(20%)reported treatingaddictions,54(14%)forensics,69(18%)community/public sectortreatment,and53(14%)consultation-liaisonpsychiatry.Regardingpracticesetting,218(55%)reportedprimarilyoutpatientprivate practice,135(34%)publicsector,96(24%)academicsettings(either inpatientoroutpatient),and54(14%)nonacademichospital-basedinpatientoroutpatientpractices.

DSM Usage

Table1presentsthefrequenciesofusageforvarious DSM usage scenarios,bothduringtheinitialevaluationandduringongoingtreatment.Usingthe DSM diagnosticcodesforadministrativeorbillingpurposeswasthemostfrequentusagescenarioduringtheinitialevaluation with64%reportingusingthemoftenoralways.Anoverwhelming numberofrespondentsreportedreferringtothe DSM criteriaduring theinitialdiagnosticevaluationtodeterminewhetherthediagnostic criteriaaremet(with55%oftenoralwaysreviewingthecriteriafrom memoryand39%oftenoralwaysreferringtothewritten DSM criteria). Asmallnumberreportedthattheyneverorrarelyreviewthediagnostic criteriaeitherfrommemory(16%)orinwrittenform(29%).Thirty percentreportedtheyoftenoralwaysreviewedrelevanttextsections ofthe DSM duringtheinitialevaluation.Reviewing DSM criteriawith thepatientand/orthepatient'sfamilyduringtheinitialevaluationwas theleastfrequentusagescenario,with20%reportingoftenoralways and51%reportingneverorrarely.

T1

TABLE1. FrequencyofUsageof DSM ComponentsDuringInitialDiagnosisandOngoingTreatment(n =394) “RegardingYourUsageofthe DSM inEverydayPractice,Basedon YourExperienceWithPatientsOverthePastYear,HowOftenDoYou:” NeverorRarelySometimesOftenorAlways Usethe DSM diagnosticcodesforadministrative/billingpurposes(“use” includesreferring tothebook,usingalistonaformorfromadrop-downmenu,orfrommemory) Initialdiagnosis98(25%)44(11%)252(64%) Ongoingtreatment122(31%)57(15%)215(55%) Refertothewritten DSM criteria(online,hardcopy,checklist)todetermineif
, “
”“
”)
thediagnosticcriteriaaremet Initialdiagnosis116(29%)126(32%)152(39%) Ongoingtreatment168(43%)146(37%)80(20%) Reviewdiagnosticcriteriafrommemorytodetermineifdiagnosticcriteriaaremet Initialdiagnosis61(16%)117(30%)216(55%) Ongoingtreatment107(27%)138(35%)149(38%) Reviewrelevantsectionsofthe DSM textforthedisorder(e.g.
diagnosticfeatures,
“associatedfeatures,
differentialdiagnosis
Initialdiagnosis136(35%)141(36%)117(30%) Ongoingtreatment172(44%)153(39%)69(18%) Reviewthe DSM criteriawiththepatientand/orfamily Initialdiagnosis199(51%)118(30%)77(20%) Ongoingtreatment232(59%)108(27%)54(14%)
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TABLE2. ClinicianPerceptionsoftheUsefulnessofthe DSM (n =394)

“BasedonYourExperienceUsingthe DSM WithPatientsOverthePastYear, HowUsefulIsthe DSM CriteriaandDiagnosticFrameworkFor:”

NotatAll Useful Slightlyor ModeratelyUseful Veryor ExtremelyUseful

Selectingatreatment180(46%)125(32%)89(23%) Educatingthepatientand/orfamilyabouthisorherdiagnosis144(37%)149(38%)101(26%)

Determiningprognosis199(51%)124(32%)71(18%) Meetingadministrativerequirements(e.g.,determiningthediagnostic codeandnameofdiagnosisforanencounter/billingform) 86(22%)79(20%)229(58%)

Communicatingaclinicaldiagnosiswithacolleagueorotherhealth careprofessional 75(19%)103(26%)216(55%)

Teachingtraineesorstudentsaboutdiagnosisandpsychopathology83(21%)109(28%)202(51%)

Whencomparing DSM useintheinitialdiagnosticphasetoongoingtreatment,differencesinusagepatternswerestatisticallysignificantandgreaterforinitialdiagnosiscomparedwithongoingtreatment forallfiveusagescenarios(chi-square=22.22, df =4, p =0.0002).

AttitudesAboutUsefulnessofthe DSM

T2 Table2presentsrespondentsattitudestowardtheusefulnessofthe DSM forvariouspurposes.Oddsofmorepositiveattitudeswasdifferent betweenthevarioust ypes(chi-square=322.43, df =5, p <0.0001). Amajorityofcliniciansratedthe DSM asusefulformeetingadministrativerequirements(78%),communicatingaclinicaldiagnosis withanotherhealthcareprofessional(81%),teachingtraineesabout

psychopathology(51%),selectingatreatment(54%),andeducatingthe patientorfamilyaboutdiagnosis(64%),withonlyslightlylessthan half,findingitusefulfordeterminingprognosis, “veryorextremely” usefulformeetingadministrativerequirements(58%),communicating aclinicaldiagnosiswithanotherhealthcareprofessional(55%),and teachingtraineesaboutpsychopathology(51%).

RelationshipBetween DSM UsageandAttitudes AboutUsefulness

T3 Table3showsthecorrelationbetweenthedifferent DSM usage scenariosduringtheinitialevaluationandcorrespondingattitudes

TABLE3. CorrelationsBetween DSM UsageDuringtheInitialEvaluationandAttitudesAbouttheUsefulnessofthe DSM

Selectinga Treatment

BasedonYourExperienceUsingthe DSM WithPatientsOverthePastYear, HowUsefulIsthe DSM CriteriaandDiagnosticFrameworkfor:”

Educatingthe Patientand/or FamilyAbout HisorHer Diagnosis Determining Prognosis

Meeting Administrative Requirements

Communicatinga ClinicalDiagnosis WithaColleagueor OtherHealthCare Professional

“Regardingyour usageofthe DSM ineveryday practice,based onyourexperience withpatients overthepast year,howoften doyou:”

Usethe DSM diagnosticcodes foradministrative/ billingpurposes

Refertothewritten DSM criteria(online, hardcopy,checklist) todetermineifthe diagnosticcriteria aremet

Reviewdiagnostic criteriafrommemory todetermineif diagnosticcriteria aremet

Reviewrelevant sectionsofthe DSM textforthedisorder

TeachingTrainees orStudentsAbout Diagnosisand Psychopathology

0.2340.2020.1710.6370.2100.170

0.4270.4220.4190.2620.4790.377

0.4420.4250.3680.2620.4330.434

0.4010.4080.3720.1330.4050.356

0.3240.5550.2660.2040.3260.239

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TABLE4. Usageof DSM NOSCategories

NeverorRarelySometimesOftenorAlways

Inthepastyear,howoftendoyouusetheNOScategory(n =394)113(29%)161(41%)120(30%)

Basedonyourexperiencesusingthe DSM withpatientsoverthepastyear, inthosecircumstanceswhereyouusetheNOScategory,pleaseindicate howofteneachofthefollowingreasonsforusingNOSapply:

Toindicatethatthepatient'spresentationdoesnotconformtoanyofthe specificcategories(n =370)

33(9%)122(33%)215(58%)

Toindicatethereisinsufficientinformationtomakeamorespecific diagnosis(n =370) 54(15%)127(33%)189(52%)

Topreventmorespecificdiagnosticinformationfrombeingenteredinto thepatient'srecordforprivacyreasonsortoavoidstigma(n =370)

Toindicatethatthecriteriaaremetformorethanonediagnosisina groupingratherthanlistingcomorbiddiagnoses(e.g.,usingAnxietyNOS insteadoflistingmultipleanxietydisorders)(n =370)

Toindicatethatitcannotbedeterminedwhetherthesymptomsareduetoaprimary condition(e.g.,schizophrenia)oraresecondarytoasubstance(e.g., substance-inducedpsychosis)oramedicalcondition(e.g.,braintumor)(n =370)

Becausemakingamorespecific DSM-IV diagnosis,likemajordepressivedisorder (asopposedtodepressivedisorderNOS)isnotusefulforpatientcare(n =370)

aboutthe DSM'sclinicalutilityinpractice.Strongcorrelations(Cohen, 1988)werefoundbetweenattitudesabouttheusefulnessofthe DSM foradministrativerequirements,suchasusingthe DSM foradministrativeorbillingpurposes(r =0.637, p <0.0001),andattitudesabouthow the DSM'sutilityforeducatingthepatientand/orfamilyaboutdiagnoses,anditsusageforreviewing DSM criteriawiththepatientandfamily (r =0.555, p <0.0001).Inaddition,moderatecorrelationswerefound forusingthe DSM (memory,written,andrelevanttextsections)for treatmentselection,prognosis,patient,family,andstudenteducation, aswellasameansofcommunicatingwithothers.

RelationshipBetween DSM Usage/Attitudesand DemographicInformation

Therewasnodifferencewithrespecttoclinicalexperience whenusingthe DSM foradministrativeorbillingpurposes(oddsratio [OR],0.97;95%confidenceinterval[CI],0.90 1.04).Therewasa significantinteractionbetweenthevariousotherusagescenariosand therespondents'age(chi-square=13.2, df =4, p =0.01)andthenumberofyearssincecompletingtraining(chi-square=16.0, df =4, p =0.003,datanotshown).Every5yearsofexperiencebeyondtrainingindicatedloweroddsoffindingthe DSM usefulby10%to19%for allotherscenarios.Clinicianswhoare50yearsorolderwereless likelytorefertothe DSM criteriafrommemoryascomparedwith thoselessthan50years(OR,0.66;95%CI,0.46 0.94).Therewas nodifferenceinagegroupswhenassessing DSM usageforanyother scenario.Moreexperiencedclinicianswerelesslikelytorefertoorreviewthe DSM.Forevery5yearsposttraining,theoddsofusingthe DSM decreasedbyafactorof7%to13%,eithertoassesswhether criteriaweremetortoreviewthe DSM criteriawithpatientand/ortheir family.Ageandyearssincetrainingwererelatedtoattitudesaboutthe DSM'sutility.Respondentsaged50yearsorolderwerelesslikelyto findthe DSM usefulforcommunicatingaclinicaldiagnosiswithacolleagueorotherhealthcareprofessional(OR,0.51;95%CI,0.34 0.78). Moreover,respondents50yearsorolderwerelesslikelytousethe DSM forteachingtraineesorstudentsaboutdiagnosisandpsychopathology(OR,0.61;95%CI,0.41 0.91).

UsageofNOSCategories

ThefrequencyofNOScategoryuseintheprioryearaswellas thefrequencyofNOSusageforspecificreasonsforthoserespondents whoreportedusingNOSisshownin T4 Table4.Therewasafairlyeven

227(61%)94(26%)49(13%)

188(50%)106(29%)76(21%)

133(36%)141(38%)96(26%)

247(67%)57(15%)66(18%)

splitamongthosewhoreportedthattheyoftenoralways(30%),sometimes(41%),andneverorrarely(29%)usedtheNOScategory.The threemostcommonreasonsforusingtheNOScategorywerenotmeetingcriteriaforaspecificcategory(91%),insufficientinformationto makeamorespecificdiagnosis(67%),andinabilitytodiscernwhether thediagnosiswasprimary,substance-induced,orduetoageneralmedicalcondition(64%).Theseresultsareconsistentwithguidelinesincludedinthe DSM-IV-TR “UseoftheManual” sectiondescribing appropriatecircumstancesfortheuseoftheNOScategory(American PsychiatricAssociation,2000,p4),” whichonlyincludesthesethree reasons.Theothersurveyedreasons(i.e.,usingNOStoavoidentering aspecificdiagnosisinthepatient'smedicalrecord,usingNOStoindicatethatcriteriaaremetformorethanonediagnosisinadiagnostic class,andhavinganNOSdiagnosisbecauseitisnotclinicallyuseful tomakeamorespecific DSM diagnosis)arenotconsideredtobevalid reasonsforusingtheNOScategoryandwerealsolesscommonlyendorsedasreasonsforusingNOSinthesurveyresults.

DISCUSSION

Thesurveyresultsconfirmedsomecommonlyheldexpectations about DSM usage.Themostfrequentlyusedcomponentofthe DSM in clinicalpracticeisitsdiagnosticcodes,whichmightbeexpectedgiven therequirementtousesuchcodesforadministrativeand/orbillingpurposes.Second,amajorityofcliniciansreviewthe DSM criteriaeither frommemoryinwrittenformtodeterminewhetherdiagnosticcriteria aremetduringtheinitialassessment.Thesurveyalsoconfirmedconventionalwisdomthat DSM componentsaremostlikelytobeusedduringtheinitialevaluation.Thelowerfrequencyofuseduringongoing treatmentmaybeduetothefactthatoncetheinitialdiagnosisismade, cliniciansarelikelytomaintainthesamediagnosisinsubsequentclinicalencounters.Third,thesurveysupportsthe DSM'susefulnessfor teachingtraineesorstudentsaboutdiagnosisandpsychopathology. Althoughonlyaminorityofcliniciansuseittoeducatepatientsand theirfamiliesabouttheirpsychiatricdiagnoses(Duckworth,2015), whentheydo,theyconsiderittobeuseful.

Clinicians'attitudesabouttheusefulnessofthe DSM largely mirroridentifiedstrengthsandweaknessesofthe DSM intheliterature(First,2010).Recognizedstrengthsofthe DSM includeadministrativeutilityandfacilitationofclinician-to-cliniciancommunication regardingpatients'psychopathology(Hyman,2007;Krueger,1999). Identifiedweaknessesofthe DSM intheliteratureincludethe

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diagnosticheterogeneityofindividualswiththesame DSM diagnosis andthelackofalignmentbetween DSM diagnosesandapplicable treatments,eachofwhichcompromisethe DSM'sutilityfortreatment selectionanddeterminingprognosis(Clarketal.,1995;Regieretal., 2009;WidigerandSamuel,2005).Accordingly,thesurveyrespondentsfoundthe DSM muchlessusefulfortreatmentselectionand determiningprognoses.

Despitealimitedsamplesize,agedidhaveanimpactonusage. Youngerandlessexperiencedcliniciansweremorelikelytousethe DSM criteriaascomparedwitholder,moreexperiencedclinicians.It isunclearhowaccumulatedclinicalexperienceimpactsclinicalperceptionsanduseofthediagnosticmanual.

Notsurprisingly,thereisarelationshipbetweentheclinician'sattitudesabouttheusefulnessofthe DSM forvariouspurposesandthe frequencyofuseofvariouscomponentsofthe DSM.Therewasa strongcorrelationbetweenclinicians'feelingthatthe DSM isuseful formeetingadministrativerequirementsandusageofthe DSM foradministrativeandbillingpurposes.Therewasastrongcorrelationbetweenfindingthe DSM usefulforeducatingpatientsandfamiliesand reviewingthe DSM criteriawiththepatientorfamily.Finally,therewere moderatecorrelationsbetweenattitudesabouttheusefulnessofthe DSM forvariousclinicalpurposes(treatmentselection,determiningprognosis, communicatingwithotherclinicians)andeducationalpurposes(educatingpatientsandfamiliesaboutdiagnosisandteachingtrainees)andusagescenariosinvolvingthediagnosticcontentofthe DSM (reviewing diagnosiscriteriafrommemoryorinwrittenformtodetermineifdiagnosticcriteriaaremet,reviewingrelevantsectionsofthe DSM text).

Recognizingthatthe DSM maynotprovideaspecificdiagnosis foreveryclinicalpresentation,eachsubsequent DSM editionandrevisionincludesresidualcategoriestoaddressclinicalpresentations, whichdonotconformtoanyofthediagnosticdefinitions.Forexample, DSM-IV-TR includedaNOScategoryforeachdiagnosticclass, whereas DSM-5 includedtworesidualcategories(“otherspecified” and “unspecified”).Along-standingcriticismofthe DSM system, especiallyamongthosethatfavoradimensionalapproachtopsychiatricdiagnosis,isthatreportedhighratesoftheNOScategories (Rajakannanetal.,2016)indicatethatthe DSM failstocoveramajorityofclinicalpresentations(Clarketal.,1995;WidigerandSamuel, 2005).SurveyresultsdemonstratingthatcliniciansoftenusetheNOS diagnosisforreasonsotherthanthepatient'spresentationnotfitting intoanydiscernible DSM categories(i.e.,havinginsufficientinformationtomakeamorespecificdiagnosis)indicatethatitismisleading tocharacterizehighreportedratesofNOSasdefactoevidenceofthe inadequacyofthe DSM categoricalapproach.

Thereareseverallimitations.Solicitingparticipantsfromaconveniencesampleraisesgeneralizabilityconcerns.Problemsofgeneralizabilityareinherenttoallsurveys,eventhosethatrandomlyselect participants,becausetraditionallylowresponseratesasoccurredinthis samplemeanthatthosewhoagreetoparticipatearethosemostinterestedinthetopiccoveredbythesurvey.Asthelinktothesurveywas embeddedinanarticleabouthowcliniciansusethe DSM,thosethat participatedmayhavehadaninterestinthe DSM andpsychiatricdiagnosis,andthus,surveyparticipantsmayhavebeenmoreinclinedtouse the DSM ratherthantheaverageclinician.Inaddition,someofthesurveyquestions,particularlythoseaboutusage,mayhavebeensubjectto asocialdesirabilitybias,ascliniciansmighthavewantedtopresent theirdiagnosticpracticeinthebestpossiblelight.

CONCLUSIONS

Theresultsofthisstudychallengethenotionsthatthe DSM isalmostexclusivelyusedforlookingupdiagnosticcodesforbillingpurposesandchartingrequirements.Mostclinicianrespondentsreported

reviewingthediagnosticcriteriaineitherwrittenformorfrommemory todetermineifdiagnosticcriteriaaremetduringtheinitialevaluation. Moreover,the DSM wasoftenusedasaneducationaltooltotrainthe nextgenerationofmentalhealthpractitioners.Lesspositiveattitudes wereapparentwhenusingthe DSM fortreatmentselectionanddeterminationofprognosis,suggestingthatthevalueofthe DSM forthesetwo pillarsofclinicalutilityisproblematic.Feedbacksuchasfromthissurveymaycontributetofutureimprovementstothe DSM torenderit moreusefulforthecoreaspectsofclinicalmanagement.

DISCLOSURE

Dr.FirstreceivesroyaltiesfromAPPIpress.Dr.Adlerisco-owner ofHealthandProductivitySciences.

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AQ5=PleaseprovidethereferencecitationforFirst(2015).

ENDOFAUTHORQUERIES

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