Stockbrokerage Firms

Page 1

Stockbrokerage Firms Ranking based on number of licensed brokers Company Name Address; Phone; Fax Web site

Total No. of Employees

No. of Licensed Brokers

No. of Local Support Staff

Local Managers

Services Offered

Year Est.

William Rhoades

Full service financial consulting

1973

1.

Wells Fargo Advisors 2965 N. Main St. Phone: 876-8500 Fax: 876-9799

22

11

9

2.

Raymond James Associates 101 S. Main St. Phone: 423-1388 Fax: 423-2234

11

7

4

12

6

5

6

Jim Neff, branch manager Full investment services

Edward Jones Investments

3.

4.

5.

6.

7.

8. 9.

10.

11.

12.

13.

385 E. Ash Ave. Ste. C; Phone: 877-7190 329 W. Eldorado St.; Phone: 422-8755 2001 N. Water St.; Phone: 877-5055 505 Broadway St., Mount Zion; Phone: 864-3388 303 E. Wood St.; Phone: 428-1530 www.edwardjones.com

AXA Advisors, LLC 160 E. Main St., Suite 400 Phone: 362-0200 Fax: 362-0204 www.axaonline.com Investment Planners 3003 Pershing Court Phone: 876-1515 Fax: 876-1510 Morgan Stanley Smith Barney 303 N. Main Phone: 425-9901 Fax: 425-9964 McAtee Financial Centre 1 Ashland Ave., Mount Zion Phone: 864-9100 Fax: 864-6107 www.mcateefinancial.com Raymond James Financial Services, Busey Investment Services 130 N. Water St. Phone: 425-8242 Fax: 425-8366 www.busey.com Baker & Company Advisory Group, Inc. 363 S. Main St., Suite 500 Phone: 423-3000 Fax: 423-3029 Country Financial 332 W. Marion Ave., Suite N2, Forsyth Phone: 877-2831 Fax: 875-5301 Investment Plannners, Inc. 952 E. Eldorado St., Suite 201 Phone: 423-1313 ; Fax: 423-1317 www.timetoretire.net Raymond James Financial Services 455 N. Main Phone: 421-6543 www.soybank.com Raymond James Financial Services 225 N. Water St. Phone: 872-3909 Fax: 872-3912

6

CDs, bonds, annuities, life insurance, long-term care insurance, estate planning, college savings, IRAs, 401(k)s, mutual funds

1871

5

1

Brokerage services, 529 college bound plans, annuity contracts

1859

5

1

Dale Edgecombe

Full investment services, financial planning, stocks, bonds, tax planning

3

1

Ton Zahrn

Full brokerage

5

6

2

2

3

Jay McAtee

5

1

1

Tim L. Baker

1

2

2

1

1

3

1

2

Jim Minton

2

1

1

David Swartz

2

1

1

Lee Morthland

Amanda Giles

Invetments, income tax, insurance, bookeeping

1978

1995

Comprehensive financial planning, retirement planning, 401(k), mutual funds, annuities, stocks and bonds

1996

Registered investment advisor

1987

Long-term care,. IRAs, 401(k), mutual funds, life insurance, 2002 college savings 401k management and generating retirement income

1992

Stocks, bonds, CDs, mutual funds, retirement accounts

1997

Full investment services

1998


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