>$&7 12 @ 7+( 5(9,6(' 3(1$/ &2'( DV DPHQGHG $1 $&7 5(9,6,1* 7+( 3(1$/ &2'( $1' 27+(5 3(1$/ /$:6 3UHOLPLQDU\ $UWLFOH ² 7KLV ODZ VKDOO EH NQRZQ DV 7KH 5HYLVHG 3HQDO &RGH
$57,&/( -XVWLI\LQJ FLUFXPVWDQFHV ²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