>35(6,'(17,$/ '(&5(( 12 @
)857+(5 $0(1',1* 5(38%/,& $&7 12 27+(5:,6( .12:1 $6 62&,$/ 6(&85,7< /$:
6(& 6HFWLRQ $ RI 5HSXEOLF $FW 1R LV KHUHE\ DPHQGHG WR UHDG DV IROORZV ³6(& $ 0DWHUQLW\ OHDYH EHQHILW ± $ FRYHUHG IHPDOH HPSOR\HH ZKR KDV SDLG DW OHDVW WKUHH PRQWKO\ FRQWULEXWLRQV LQ WKH WZHOYH PRQWK SHULRG LPPHGLDWHO\ SUHFHGLQJ WKH VHPHVWHU RI KHU FKLOGELUWK DERUWLRQ RU PLVFDUULDJH DQG ZKR LV FXUUHQWO\ HPSOR\HG VKDOO EH SDLG D GDLO\ PDWHUQLW\ EHQHILW HTXLYDOHQW WR RQH KXQGUHG SHUFHQW RI KHU DYHUDJH GDLO\ VDODU\ FUHGLW IRU IRUW\ ILYH GD\V VXEMHFW WR WKH IROORZLQJ FRQGLWLRQV ³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
SDJH
6(& 6HFWLRQ DQG 6HFWLRQ $ RI 5HSXEOLF $FW 1R DUH KHUHE\ FRPELQHG DQG DPHQGHG WR UHDG DV IROORZV ³6(& (PSOR\HH¶V FRQWULEXWLRQ ± D %HJLQQLQJ DV RI WKH ODVW GD\ RI WKH FDOHQGDU PRQWK ZKHQ DQ HPSOR\HH¶V FRPSXOVRU\ FRYHUDJH WDNHV HIIHFW DQG HYHU\ PRQWK WKHUHDIWHU GXULQJ KLV HPSOR\PHQW WKH HPSOR\HU VKDOO GHGXFW DQG ZLWKKROG IURP VXFK HPSOR\HH¶V PRQWKO\ VDODU\ ZDJH FRPSHQVDWLRQ RU HDUQLQJV WKH HPSOR\HH V FRQWULEXWLRQ LQ DQ DPRXQW FRUUHVSRQGLQJ WR KLV VDODU\ ZDJH FRPSHQVDWLRQ RU HDUQLQJV GXULQJ WKH PRQWK LQ DFFRUGDQFH ZLWK WKH IROORZLQJ VFKHGXOH 6$/$5< %5$&.(7 , ,, ,,, ,9 9 9, 9,, 9,,, ,; ; ;, ;,, ;,,, ;,9 ;9 ;9, ;9,,
5$1*( 2) &203(16$7,21 2 9 ( 5
0217+/< 0217+/< 6$/$5< &5(',7
&2175,%87,21 (03/2<(5 (03/2<((
727$/
7KH IRUHJRLQJ VFKHGXOH RI FRQWULEXWLRQ VKDOO DOVR DSSO\ WR VHOI HPSOR\HG DQG YROXQWDU\ PHPEHUV
3URYLGHG 7KDW ZKHUH WKH YLRODWLRQ FRQVLVWV LQ IDLOXUH RU UHIXVDO WR UHJLVWHU HPSOR\HHV RU KLPVHOI LQ FDVH RI WKH FRYHUHG VHOI HPSOR\HG RU WR GHGXFW FRQWULEXWLRQV IURP WKH HPSOR\HH¶V FRPSHQVDWLRQ DQG UHPLW WKH VDPH WR WKH 666 WKH SHQDOW\ VKDOO EH D ILQH RI QRW OHVV WKDQ ILYH KXQGUHG SHVRV QRU PRUH WKDQ ILYH WKRXVDQG SHVRV DQG LPSULVRQPHQW IRU QRW OHVV WKDQ VL[ PRQWKV QRU PRUH WKDQ RQH \HDU ´
'RQH LQ WKH &LW\ RI 0DQLOD WKLV WK GD\ RI 6HSWHPEHU LQ WKH \HDU RI 2XU /RUG QLQHWHHQ KXQGUHG DQG VHYHQW\ QLQH 3UHVLGHQWLDO 'HFUHH 1R
SDJH